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Antipsychotic Treatment and Functional Connectivity of the Striatum in First-Episode Schizophrenia

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Importance Previous evidence has implicated corticostriatal abnormalities in the pathophysiology of psychosis. Although the striatum is the primary target of all efficacious antipsychotics, the relationship between its functional connectivity and symptomatic reduction remains unknown.Objective To explore the longitudinal effect of treatment with second-generation antipsychotics on functional connectivity of the striatum during the resting state in patients experiencing a first episode of psychosis.Design, Setting, and Participants This prospective controlled study took place at a clinical research center and included 24 patients with first-episode psychosis and 24 healthy participants matched for age, sex, education, and handedness. Medications were administered in a double-blind randomized manner.Interventions Patients were scanned at baseline and after 12 weeks of treatment with either risperidone or aripiprazole. Their symptoms were evaluated with the Brief Psychiatric Rating Scale at baseline and follow-up. Healthy participants were scanned twice within a 12-week interval.Main Outcomes and Measures Functional connectivity of striatal regions was examined via functional magnetic resonance imaging using a seed-based approach. Changes in functional connectivity of these seeds were compared with reductions in ratings of psychotic symptoms.Results Patients had a median exposure of 1 day to antipsychotic medication prior to being scanned (mean [SD] = 4.5 [6.1]). Eleven patients were treated with aripiprazole and 13 patients were treated with risperidone. As psychosis improved, we observed an increase in functional connectivity between striatal seed regions and the anterior cingulate, dorsolateral prefrontal cortex, and limbic regions such as the hippocampus and anterior insula (P < .05, corrected for multiple comparisons). Conversely, a negative relationship was observed between reduction in psychosis and functional connectivity of striatal regions with structures within the parietal lobe (P < .05, corrected for multiple comparisons).Conclusions and Relevance Our results indicated that corticostriatal functional dysconnectivity in psychosis is a state-dependent phenomenon. Increased functional connectivity of the striatum with prefrontal and limbic regions may be a biomarker for improvement in symptoms associated with antipsychotic treatment.
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Copyright 2014 American Medical Association. All rights reserved.
Antipsychotic Treatment and Functional Connectivity
of the Striatum in First-Episode Schizophrenia
Deepak K. Sarpal, MD; Delbert G. Robinson, MD; Todd Lencz,PhD; Miklos Arg yelan,MD, MSc;
Toshikazu Ikuta, PhD; KatherineKarlsgodt, PhD; Juan A . Gallego, MD, MS; John M. Kane, MD;
Philip R. Szeszko, PhD; Anil K. Malhotra, MD
IMPORTANCE Previous evidence has implicated corticostriatal abnormalities in the
pathophysiology of psychosis. Although the striatum is the primary target of all efficacious
antipsychotics, the relationship between its functional connectivity and symptomatic
reduction remains unknown.
OBJECTIVE To explore the longitudinal effect of treatment with second-generation
antipsychotics on functional connectivity of the striatum during the resting state in patients
experiencing a first episode of psychosis.
DESIGN, SETTING, AND PARTICIPANTS This prospective controlled study took place at a clinical
research center and included 24 patients with first-episode psychosis and 24 healthy
participants matched for age, sex, education, and handedness. Medications were
administered in a double-blind randomized manner.
INTERVENTIONS Patients were scanned at baseline and after 12 weeks of treatment with
either risperidone or aripiprazole. Their symptoms were evaluated with the Brief Psychiatric
Rating Scale at baseline and follow-up. Healthy participants were scanned twice within a
12-week interval.
MAIN OUTCOMES AND MEASURES Functional connectivity of striatal regions was examined via
functional magnetic resonance imaging using a seed-based approach. Changes in functional
connectivity of these seeds were compared with reductions in ratings of psychotic
symptoms.
RESULTS Patients had a median exposure of 1 day to antipsychotic medication prior to being
scanned (mean [SD] = 4.5 [6.1]). Eleven patients were treated with aripiprazole and 13
patients were treated with risperidone.As psychosis improved, we observed an increase in
functional connectivity between striatal seed regions and the anterior cingulate, dorsolateral
prefrontal cortex, and limbic regions such as the hippocampus and anterior insula (P< .05,
corrected for multiple comparisons). Conversely, a negative relationship was observed
between reduction in psychosis and functional connectivity of striatal regions with structures
within the parietal lobe (P< .05, corrected for multiple comparisons).
CONCLUSIONS AND RELEVANCE Our results indicated that corticostriatal functional
dysconnectivity in psychosis is a state-dependent phenomenon. Increased functional
connectivity of the striatum with prefrontal and limbic regions may be a biomarker for
improvement in symptoms associated with antipsychotic treatment.
JAMA Psychiatry. doi:10.1001/jamapsychiatry.2014.1734
Published online November 5, 2014.
Author Audio Interview at
jamapsychiatry.com
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Author Affiliations: Department of
Psychiatry,Zucker Hillside Hospital,
North Shore-LIJ Health System, Glen
Oaks, New York (Sarpal, Robinson,
Lencz, Argyelan, Karlsgodt, Gallego,
Kane, Szeszko, Malhotra); Center for
Psychiatric Neuroscience, Feinstein
Institute for Medical Research,
Manhasset, New York (Robinson,
Lencz, Karlsgodt, Gallego, Kane,
Szeszko, Malhotra); Department of
Psychiatry,Hofstra North Shore–Long
Island Jewish School of Medicine,
Hempstead, New York (Robinson,
Lencz, Gallego, Kane, Szeszko,
Malhotra); School of Applied
Sciences, Department of
Communication Sciences and
Disorders, University of Mississippi,
University (Ikuta).
Corresponding Author: Anil K.
Malhotra, MD, Division of Psychiatry
Research, Zucker Hillside Hospital,
North Shore-LIJ Health System,
75-59 263rd St, Glen Oaks, NY 11004
(amalhotra@nshs.edu).
Research
Original Investigation
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Disruptions in corticostriatal circuitry have been impli-
cated in the pathophysiology of schizophrenia. Early
proposals linked schizophrenia with decreases in dopa-
mine in the prefrontal cortex and excessive dopamine in the
striatum.
1,2
Although elevated striatal dopamine has been
shown in patients with schizophrenia,
3
their unaffected
relatives,
4
and individuals who are at risk for developing psy-
chotic symptoms,
5
corticostriatal relationships have also been
demonstrated to play a central role in psychosis. Early posi-
tron emission tomography work found that the severityof psy-
chotic symptoms correlated with abnormal patterns of blood
flow in limbic and prefrontal cortical regions.
6
Studies in schizo-
phrenia using functional magnetic resonance imaging (fMRI)
have reported abnormal corticostriatal activation during
reward
7,8
and executive processing.
9,10
Evidence from func-
tional connectivity and multimodal studies have shown al-
tered corticostriatal circuitry in patients with chronic
schizophrenia
11,12
and in patients with prodromal psychotic
symptoms.
13,14
A previous family-based study suggested that
altered functional connectivity between striatum and corti-
cal regions may represent a risk phenotype in patients with
first-episode psychosis (FEP) and their relatives.
15
Despite the evidence implicating corticostriatal links in psy-
chosis, there is a paucity of data directly examining the rela-
tionship between corticostriatal functional connectivity and
the clinical effects of antipsychotic agents. Structures of the
striatum are of particular interest when considering the ef-
fects of treatment because they harbor the largest density of
dopamine D2 receptors.
16
Although antipsychotic drugs vary
in their potency and effect on cortical and subcortical func-
tions, all known antipsychotic agents bind tothe D2 receptor.
17
A few studies have used a longitudinal study design to exam-
ine the effects of antipsychotic treatment with network-
based analyses
18-20
and during reward processing
21
but did not
directly address the question of symptom-related changes in
striatal connectivity.
In the present study, we examined the relationship be-
tween changes in striatal circuitry and reduction in psychotic
symptoms after treatment with antipsychoticmedic ations. We
used a prospective study design in which resting-state fMRI
scans were collected in a cohort of patients with first-episode
schizophrenia and a matched healthy comparison (HC) group
at 2 points. Scans in the patient group were collected at base-
line and after 12 weeks of treatment with a second-
generation antipsychotic; HC participants were also scanned
within a 12-week interval.
To interrogate the functional networks of the striatum,we
used a seed-based approach first proposed by Di Martino et al.
22
We tested the effect of antipsychotic treatment on the func-
tional circuitry of the striatum by comparing changes in con-
nectivity of our striatal seed regions and changes in psychotic
symptoms. Our primary hypothesis was that functional con-
nections with cortical regions would be strengthened and nor-
malized as psychotic symptoms resolved, specifically with pre-
frontal and limbic regions that had been impaired in
schizophrenia. To test this hypothesis, we first needed to cre-
ate functional maps from our HC group at baseline. We hy-
pothesized that our functional maps would replicate the an-
teroposterior separation of positive and negative striatal
correlations previously observed.
22
At baseline, we expected
to see frontostriatal decoupling in our patients relative to the
HC group, which would then normalize as a function of suc-
cessful treatment. By contrast, we did not expect to see changes
associated merely with the passage of time.
Methods
Participants
Patients aged 15 to 40 years old with FEP underwent resting-
state fMRI scanning and symptom ratings at baseline and after
12 weeks of treatment, with either risperidone or aripiprazole
as part of a National Institute of Mental Health (NIMH)–funded
double-blind, randomized clinical trial. First-episode psycho-
sis includes a variety of diagnostic categories; our investigation
was limited to patients with first-episode schizophrenia spec-
trum disorders (ie, schizophrenia, schizophreniform disorder,
schizoaffective disorder,or a psychotic disorder not otherwise
specified). All patients were required to have 2 weeks or less of
cumulative lifetime exposure to antipsychoticsto enter the clini-
cal trial. An HC group was also scanned at 2 points within a 12-
week interval (Table 1). Patient diagnoses were based on the
Structured Clinical Interview for DSM-IV Axis I Disorders,
supplemented by information from clinicians and, when avail-
able, family members. After a complete description of the study
was given to the participants, written informed consent (writ-
ten assent and written parental/guardian consent for individu-
als younger than 18 years)was obtained per a protocol that was
approved by the institutional review board of the North Shore–
Table 1. Baseline Demographics and Clinical Ratings
Characteristic
Mean (SD)
First-Episode
Psychosis
(n = 24)
Healthy Comparison
Group
(n = 24)
Age, y 21.4 (5.0)
a
20.0 (3.1)
Sex, No.
Male 17
b
17
Female 7 7
Education 12.3 (1.8)
a
13.0 (2.5)
Handedness (Edinburgh) 0.76 (0.32)
a
0.51 (0.58)
Interval between scans, d 87.3 (4.9)
a
89.1 (6.7)
Prior antipsychotic
exposure, d
4.5 (6.1) NA
BPRS total score
Baseline 43.3 (9.3) NA
Follow-up 27.3 (6.9)
a
NA
PSx rating
Baseline 11.0 (2.6) NA
Follow-up 5.6 (2.6)
a
NA
Abbreviations: BPRS, Brief Psychiatric Rating Scale; NA, not applicable; PSx,
psychotic symptoms.
a
No significant difference (P< .05) from values for the comparison group
(2-tailed ttest).
b
No significant difference (P< .05) from values for the comparison group
2
test).
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nectivity with posterior regions. These regions in the superior
parietal lobe and supramarginal gyrus were negatively con-
nected with striatal regions at the baseline in our HC group
(Figure 1).
As hypothesized, our results demonstrated that sympto-
matic improvement of psychosis was associated with altera-
tions in functional connections of the striatum, a structure con-
sistently implicated in the pathophysiology of psychosis and
a shared site of D2 receptor binding of all antipsychoticagents.
17
One region that showed robust changes in functional interac-
tions as psychosis improved was the dorsal caudate, also known
as the associative caudate. This region has been shown to be
anatomically and functionally connected to the dorsolateral
prefrontal cortex.
22,25,26
A large body of evidence has linked
the striatum with the dorsolateral prefrontal regions in
psychosis.
12-15
Our results extended these findings and dem-
onstrated that this link was modulated by pharmacologic in-
tervention in a manner that correlated with symptom reduc-
tion. Additionally, our finding of significantly increased
connectivity between striatal regions and the dorsal anterior
Figure 3. Functional Connectivity Changes With Less Improvementin Psychotic Symptoms
–0.2
–0.1
–0.3
–0.4
0.4
0
0.2
0.1
0.3
0.6
0
0.2
0.4
–0.2
–0.4
–0.6
0–1
–0.8
–2 1 2 3 4 65 7 8 109 1211 13
Change in Functional Connectivity
Right ventral caudate/nucleus accumbens and left supramarginal gyrus
Improvement of Psychosis
z
=
40
0.8
–0.2
0
0.2
0.6
0.4
–0.4
0–1
–0.6
–2 1 2 3 4 65 7 8 109 1211 13
Change in Functional Connectivity
Right ventral caudate/nucleus accumbens and left superior parietal lobule
Improvement of Psychosis
z
=
52
0
–1
–0.5
–2 1 2 3 4 6
5 7 8 109 1211 13
Change in Functional Connectivity
Left ventral caudate and superior parietal lobule
Improvement of Psychosis
z
=
48
Key regions that show significant
(false discovery rate P<.05,
corrected) negative correlation
between the change in functional
connectivity and symptom
improvement, with seed regions in
the right ventral caudate/nucleus
accumbens and left ventral caudate.
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Figure 1. Locations of Seed Regions and Their RepresentativeConnec tivity Maps
Dorsal caudate
z
=
8
Dorsal caudate putamen
z
=
4
Dorsal rostral putamen
z
=
6
Ventral rostral putamen
z
=
–2
Ventral caudate/nucleus accumbens
z
=
–8
Ventral caudate
z
=
0z
=
–16 z
=
0z
=
12 z
=
36 z
=
56
Both left and right seed regions of interest are displayed in green in the first
column. The corresponding positive (red) and negative (blue) functional
connectivity maps of each of these seeds from the right hemisphere in the
healthy comparison group at baseline are displayed in subsequent columns.
Maps are shown with a threshold of P< .001, uncorrected for the purpose of
visualization.
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Both positive and negative masks were created from all
12 connectivity maps in our HC group at baseline with a
threshold of P< .05, uncorrected. Our subsequent analyses
that involved psychotic symptom ratings were limited
within these reference masks.
Between-Group Comparisons
In our between-group analyses, we compared connectivity
maps of all 12 ROIs at baseline in our FEP and HC groups. No
results in either masked or whole-brain analyses were
observed at our level of significance (P< .05, corrected for
false discovery rate).
Between-Scan Comparisons
Our HC group showed no significant changes in functional
connectivity in masked or whole-brain analyses of all 12 of
our seed ROIs when baseline scans were compared with
follow-up scans in a paired manner. Our FEP group showed
only 1 significant masked finding between baseline and
follow-up scans in paired comparisons; the right ventral cau-
Figure 2. Functional Connectivity Changes With Improvement in PsychoticSymptoms
0.4
–0.2
–0.1
0
0.1
0.2
0.3
–0.3
–0.4
–0.5
0–1
–0.6
–2 1 2 3 4 65 7 8 109 1211 13
Change in Functional Connectivity
Right dorsal caudate and anterior cingulate
Improvement of Psychosis
z
=
14
0.8
–0.2
0
0.2
0.6
0.4
–0.4
0–1
–0.6
–2 1 2 3 4 65 7 8 109 1211 13
Change in Functional Connectivity
Right dorsal caudate and right dorsolateral prefrontal cortex
Improvement of Psychosis
z
=
22
0.6
–0.2
0
0.2
0.4
–0.4
0
–1
–0.6
–2 1 2 3 4 6
5 7 8 109 1211 13
Change in Functional Connectivity
Right ventral caudate/nucleus accumbens and left hippocampus
Improvement of Psychosis
z
=
12
Key regions that show significantly
(false discovery rate P<.05,
corrected) increased functional
connectivity as symptoms improve,
with seed regions in the right dorsal
caudate and the right ventral
caudate/nucleus accumbens.
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date showed increased connectivity with the thalamus on
the left side and a cluster of voxels adjacent to the seed
within the nucleus accumbens on the right side (see the
eTable in the Supplement for details).
Increase in Striatal Functional Connectivity
With Treatment Response
Antipsychotic treatment in our cohort of patients with FEP
resulted in an overall significant reduction in positive symp-
toms (Mean [SD] PSx score at baseline = 11 [2.6], 12
weeks = 5.6 [2.6]; t= 7.35; P< .001), as measured by our PSx
score, a composite of items reflective of psychosis from the
Brief Psychiatric Rating Scale. We performed multiple
regression analyses in our FEP group to compare PSx at
baseline and follow-up, as well as the reduction in PSx with
changes in functional connectivity of each of our seed ROIs.
No significant correlations were observed between PSx and
the functional connectivity of our ROIs at baseline or
follow-up. Greater reduction in PSx showed a robust posi-
tive correlation with increased functional connectivity
between the right dorsal caudate and prefrontal regions that
included the orbitofrontal cortex, anterior cingulate, and
the right dorsolateral prefrontal cortex (Figure 2;Table 2).
As psychosis resolved, the right ventral caudate/nucleus
accumbens seed showed a significant increase in connectiv-
ity with a cluster of voxels located in the left hippocampus
(Figure 2; Table 2). Similarly, as symptoms improved, the
right ventral rostral putamen seed showed increased func-
tional connectivity with the anterior cingulate and right
anterior insula (Figure 2; Table 2). No other seed regions
showed results that survived correction for multiple com-
parisons. We observed no significant findings at the whole-
brain level outside of the space within our masks derived
from our HC group.
Decrease in Striatal Functional Connectivity
With Treatment Response
Conversely, in several ROIs, we observed significant negative
correlations between symptom improvement and changes in
functional connectivity with posterior regions. This pattern
mirrored the negative correlation maps we observed with our
seeds in the HC group at baseline (Figure 1). With improve-
ment in PSx, we observed significantly less connectivity be-
tween the right ventral caudate/nucleus accumbens and bi-
lateral superior parietal lobule and supramarginal gyrus
(Figure 3; Table 2). Similarly, as psychosis improved, the left
ventral caudate showed less connectivity with the superior pa-
rietal lobe (Figure 3; Table 2). No additional findings were ob-
served at the whole-brain level outside of the space within our
masks.
Discussion
We used resting-state fMRI to examine the effects of treat-
ment with either aripiprazole or risperidone on functional net-
works of striatal regions in a unique cohort of patients with FEP.
Scans were collected in a longitudinal study design before and
after 12 weeks of controlled treatment. With improvement of
psychosis, we observed a significant increase in functional con-
nectivity between the right dorsal caudate and several pre-
frontal regions including the anterior cingulate, right dorso-
lateral prefrontal cortex, and orbitofrontalcortex. Additionally,
as psychotic symptoms resolved, we observed an increase in
functional connectivity between the right ventral caudate/
nucleus accumbens and hippocampus, as well as between a
seed region placed within the ventral putamen with the ante-
rior insula. Finally, we also found that as symptoms im-
proved, the ventral caudate showeddec reased functional con-
Table 2. Significant Differences in Functional Connectivity From Multiple Regression With Changes in Psychotic Symptoms
Seed Region
Direction of
Correlation Correlated Region Brodmann Area
Montreal Neurological
Institute Coordinates
(x,y,z)
Score FDR-Corrected P
ValueTZ
Right DC
Positive Right dorsolateral
prefrontal cortex
9 30, 46, 22 4.98 4.03 .006
Positive Anterior cingulate 32 −6, 38, 14 7.16 5.09 .004
Positive Right orbitofrontal
cortex
47 24, 26, −12 4.56 3.79 .02
Positive Left thalamus −6, −8, −4 4.18 3.55 .01
Right VRP
Positive Bilateral anterior
cingulate
32 14, 44, 4 4.72 3.88 .04
Positive Right insula 13 40, 14, −10 4.74 3.9 .04
Right VC/NA
Positive Left hippocampus −34, −26, −12 6.17 4.65 .03
Negative Left superior parietal
lobule
7 −32, −46, 50 5.96 4.55 .03
Negative Left supramarginal gyrus 40 −52, −32, 44 5.96 4.55 .03
Negative Right superior parietal
lobule
7 22, −56, 56 5.18 4.14 .04
Negative Right supramarginal
gyrus
40 58, −28, 42 5.23 4.17 .04
Left VC Negative Right superior parietal
lobule
7 38, −58, 48 6.01 4.57 .03
Abbreviations: DC, dorsal caudate; FDR, false discovery rate; VRP, ventral rostral putamen; VC, ventral caudate; VC/NA, ventral caudate/nucleus accumbens.
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nectivity with posterior regions. These regions in the superior
parietal lobe and supramarginal gyrus were negatively con-
nected with striatal regions at the baseline in our HC group
(Figure 1).
As hypothesized, our results demonstrated that sympto-
matic improvement of psychosis was associated with altera-
tions in functional connections of the striatum, a structure con-
sistently implicated in the pathophysiology of psychosis and
a shared site of D2 receptor binding of all antipsychoticagents.
17
One region that showed robust changes in functional interac-
tions as psychosis improved was the dorsal caudate, also known
as the associative caudate. This region has been shown to be
anatomically and functionally connected to the dorsolateral
prefrontal cortex.
22,25,26
A large body of evidence has linked
the striatum with the dorsolateral prefrontal regions in
psychosis.
12-15
Our results extended these findings and dem-
onstrated that this link was modulated by pharmacologic in-
tervention in a manner that correlated with symptom reduc-
tion. Additionally, our finding of significantly increased
connectivity between striatal regions and the dorsal anterior
Figure 3. Functional Connectivity Changes With Less Improvementin Psychotic Symptoms
–0.2
–0.1
–0.3
–0.4
0.4
0
0.2
0.1
0.3
0.6
0
0.2
0.4
–0.2
–0.4
–0.6
0–1
–0.8
–2 1 2 3 4 65 7 8 109 1211 13
Change in Functional Connectivity
Right ventral caudate/nucleus accumbens and left supramarginal gyrus
Improvement of Psychosis
z
=
40
0.8
–0.2
0
0.2
0.6
0.4
–0.4
0–1
–0.6
–2 1 2 3 4 65 7 8 109 1211 13
Change in Functional Connectivity
Right ventral caudate/nucleus accumbens and left superior parietal lobule
Improvement of Psychosis
z
=
52
0
–1
–0.5
–2 1 2 3 4 6
5 7 8 109 1211 13
Change in Functional Connectivity
Left ventral caudate and superior parietal lobule
Improvement of Psychosis
z
=
48
Key regions that show significant
(false discovery rate P<.05,
corrected) negative correlation
between the change in functional
connectivity and symptom
improvement, with seed regions in
the right ventral caudate/nucleus
accumbens and left ventral caudate.
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cingulate implicated a role for error monitoring and cognitive
control in recovery from psychotic symptoms.
27
Our work sup-
ported previous results that demonstrated second-
generation antipsychotic treatment–based alterations in blood
flow to the anterior cingulate.
28
Psychosis has been characterized as the result of abnor-
mal assignment of salience to internal and external stimuli.
29,30
Several brain regions from the present study that demon-
strated increased striatal connectivity in response to treat-
ment were implicated in the normal attribution of salience. Spe-
cifically, as psychotic symptomsremitted, the ventral putamen
showed increased connectivity with the anterior insula and an-
terior cingulate, regions that have been linked to the salience
network.
11
Findings in the present study suggested thatchanges
in the functional coordination between the striatum and pre-
frontal and limbic systems may influence salience processing
as psychotic symptoms are reduced. In support of this hypoth-
esis, induction of psychosis by cannabis has been shown to
modulate activation of the caudate and prefrontal cortex dur-
ing salience processing.
31
We did not observe significant baseline differences in func-
tional connectivity of the striatum between healthy individu-
als and patients with psychosis. A previous study by Fornito and
colleagues
15
suggested that frontostriatal dysconnectivity is an
endophenotype for psychosis by showing decreased coupling
between the striatum and dorsolateral prefrontal cortex in un-
affected relatives of patients. While our study did not address
familiality, baseline differences in connectivity patterns between
studies may be related to differences in clinical variables,
imaging parameters, and statistical approaches.
While previous fMRI studies have reported cross-
sectional evidence linking reduced striatal signal and psy-
chotic symptoms,
32-34
our study used a longitudinal ap-
proach to examine the effects of antipsychotic medications on
network-based functional connectivity measures. To our
knowledge, only 1 resting-state fMRI study has been reported
that examines antipsychotic treatment and functional con-
nectivity in first-episode schizophrenia. Lui and colleagues
18
observed treatment-based disruption in connectivity be-
tween brain regions and functional circuits in conjunction with
altered low-frequency fMRI signals within the cortical re-
gions and striatum. They did not report changes in functional
circuitry that correlated with treatment efficacy; further-
more, the study did not specifically examine corticostriatal con-
nectivity with an anatomically driven approach. Addition-
ally, 1 longitudinal positron emission tomography study
observed decreased connectivity of the medial frontal cortex
with the hippocampus and ventral striatum after treatment,
19
while a task-based fMRI study reported alterations in default
mode network connectivity after olanzapine treatment.
20
Other
neuroimaging studies have also taken a longitudinal ap-
proach to test the effects of antipsychotic treatment on task-
based activation and generally report normalization of the sig-
nal after treatment.
35,36
The present study contributes to the evolving field of bio-
markers for psychotic disorders and treatment response. Pre-
vious studies have shown differential neuroimaging signals
based on treatment response.
37
Additionally, differences in the
response to treatment with antipsychotic medications have
been associated with polymorphisms in the gene coding for
the D2 receptor.
38,39
Independently, variation in the DRD2 gene
has been shown to be related to functional engagementof f ron-
tostriatal circuits.
40
Further studies are required to clarify the
association between our finding of treatment-related modu-
lation of corticostriatal interactions and genetic variation.
Limitations of the present study included a relativelymod-
est sample size; however,our sample size was comparable with
other recent studies that examined patients with first-
episode schizophrenia at 2 points
21
or used functional
connectivity.
15,41,42
Larger sample sizes would have been use-
ful to examine differential effects of various antipsychotic
agents. Additionally, we examined a select group of psy-
chotic patients and were unable to extend our results to other
groups of patients experiencing psychosis. Future studies are
required to examine striatal connectivity in illnesses such as
bipolar disorder. By examining changes in psychotic symp-
toms, our results focused on state-dependent changes in cor-
ticostriatal circuitry that are reflective of successful treat-
ment rather than the effect of treatment alone. Further studies
are required to separate trait-related abnormalities in cir-
cuitry.
Conclusions
The present study provided evidence that the efficacy of treat-
ment of psychosis with second-generation antipsychoticmedi-
cations is associated on a neurophysiological level with altera-
tions in functional corticostriatal circuitry. To the extent that
psychosis successfully improves, functional connectivity be-
tween the striatum and the prefrontal—as well as limbic re-
gions—are strengthened. These data further characterize the
pathophysiology of psychosis and support the role of neuro-
imaging as a potential biomarker for clinical response.
ARTICLE INFORMATION
Submitted for Publication: March 8, 2014; final
revision received July 16, 2014; accepted July 21,
2014.
Published Online: November 5, 2014.
doi:10.1001/jamapsychiatry.2014.1734.
Author Contributions: Dr Sarpal had full access to
all of the data in the study and takes responsibility
for the integrity of the data and the accuracy of the
data analysis.
Study concept and design: Sarpal, Robinson, Lencz,
Karlsgodt, Kane, Szeszko, Malhotra.
Acquisition, analysis, or interpretation of data:
Sarpal, Robinson, Lencz, Argyelan, Ikuta, Karlsgodt,
Gallego, Szeszko, Malhotra.
Drafting of the manuscript: Sarpal, Robinson, Lencz,
Malhotra.
Critical revision of the manuscript for important
intellectual conte nt: All authors.
Statistical analysis: Sarpal, Lencz, Argyelan, Ikuta,
Karlsgodt.
Obtained funding: Robinson, Kane, Malhotra.
Administrative, technical, or material support:
Robinson, Kane, Malhotra.
Study supervision: Lencz, Szeszko, Malhotra.
Conflict of Interest Disclosures: Dr Robinson has
been a consultant to Asubio and Shire and has
received grants from Bristol-Myers Squibb, Janssen,
and Otsuka. Dr Lencz is a consultant to Eli Lilly.Dr
Kane is a shareholder in Medvante, Inc; has been a
consultant for Amgen, Alkermes, Bristol-Myers
Squibb, Eli Lilly,Forrest Pharmaceuticals,
Genentech, H. Lundbeck Intracellular Therapeutics,
Janssen Pharmaceutica, Jazz Pharmaceuticals,
Research Original Investigation Antipsychotic Treatmentand the Striatum
E8 JAMA Psychiatry Published online November 5, 2014 jamapsychiatry.com
Copyright 2014 American Medical Association. All rights reserved.
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Copyright 2014 American Medical Association. All rights reserved.
Johnson and Johnson, Lundbeck, Merck, Novartis,
Otsuka, Pierre Fabre, Proteus, Reviva,Roche and
Sunovion; and has been on the speaker’s bureau for
Bristol-Myers Squibb, Eli Lilly, Janssen, and Otsuka.
Dr Malhotra is a consultant to Genomind Inc. No
other disclosures were reported.
Funding/Support: This study was supported by
grants P50MH080173 to Dr Malhotra,
P30MH090590 to Dr Kane, R01MH060004 to
Dr Robinson, and R01MH076995to Dr Szeszko
from the National Institute of Mental Health.
Role of the Funder/Sponsor:The National
Institute of Mental Health had no role in the design
and conduct of the study; collection, management,
analysis, and interpretation of the data;
preparation, review,or approval of the manuscript;
and decision to submit the manuscript for
publication.
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Antipsychotic Treatmentand the Striatum Original Investigation Research
jamapsychiatry.com JAMA Psychiatry Published online November 5, 2014 E9
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... ; https://doi.org/10.1101/2024.04.13.24305575 doi: medRxiv preprint may have prevailed in others [16]. Striatal functional connectivity during rest, a neurobiological indicator of synchronized neural activity in intra-striatal and corticostriatal circuits, is related to striatal D1-and D2-signaling as well as to negative symptoms of schizophrenia [18][19][20][21][22][23][24][25][26]. ...
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Negative symptoms in schizophrenia remain a challenge with limited therapeutic strategies. The novel compound RG7203 promotes reward learning via dopamine D1-dependent signaling and therefore holds promise to improve especially the apathy dimension of negative symptoms. When tested as add-on to antipsychotic medication apathy did not change significantly with RG7203 versus placebo. However, the response varied across patients, and a subset showed clinically relevant improvement of apathy. It remains unclear if these interindividual differences are related to neurobiological correlates. Due to the predominant binding of RG7203 in the striatum, we asked how apathy changes with RG7203 are related to changes in cortico-striatal connectivity. We focused on cortico-striatal circuits that have been associated with apathy and previously showed connectivity alterations in schizophrenia. In a double-blind, 3-way randomized crossover study, resting state functional magnetic resonance imaging was acquired in 24 individuals with schizophrenia following a 3-week administration of placebo, 5mg or 15mg of RG7203 as add-on to antipsychotics. We found that 5mg or 15mg of RG7203 did not lead to significant changes in striatal connectivity. However, changes in the apathy response across individuals were reflected by striatal connectivity changes. Apathy improvement with 5mg RG7203 vs. placebo was associated with increased connectivity between ventral caudate (vCaud) and paracingulate gyrus (PCG) as well as anterior cingulate cortex (ACC). The same trend was observed for 15mg RG7203 vs. placebo. Importantly, such associations were not observed for the negative symptom dimension of expressive deficits. These findings suggest that the relationship between vCaud-PCG/ACC connectivity and apathy response with RG7203 should be further explored in larger clinical studies. Replication and further elaboration of these findings could help to advance biologically informed treatment options for negative symptoms.
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Functional neuroimaging emerged with great promise and has provided fundamental insights into the neurobiology of schizophrenia. However, it has faced challenges and criticisms, most notably a lack of clinical translation. This paper provides a comprehensive review and critical summary of the literature on functional neuroimaging, in particular functional magnetic resonance imaging (fMRI), in schizophrenia. We begin by reviewing research on fMRI biomarkers in schizophrenia and the clinical high risk phase through a historical lens, moving from case‐control regional brain activation to global connectivity and advanced analytical approaches, and more recent machine learning algorithms to identify predictive neuroimaging features. Findings from fMRI studies of negative symptoms as well as of neurocognitive and social cognitive deficits are then reviewed. Functional neural markers of these symptoms and deficits may represent promising treatment targets in schizophrenia. Next, we summarize fMRI research related to antipsychotic medication, psychotherapy and psychosocial interventions, and neurostimulation, including treatment response and resistance, therapeutic mechanisms, and treatment targeting. We also review the utility of fMRI and data‐driven approaches to dissect the heterogeneity of schizophrenia, moving beyond case‐control comparisons, as well as methodological considerations and advances, including consortia and precision fMRI. Lastly, limitations and future directions of research in the field are discussed. Our comprehensive review suggests that, in order for fMRI to be clinically useful in the care of patients with schizophrenia, research should address potentially actionable clinical decisions that are routine in schizophrenia treatment, such as which antipsychotic should be prescribed or whether a given patient is likely to have persistent functional impairment. The potential clinical utility of fMRI is influenced by and must be weighed against cost and accessibility factors. Future evaluations of the utility of fMRI in prognostic and treatment response studies may consider including a health economics analysis.
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