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Background The past century has seen a significant contraction in the global extent of malaria transmission, resulting in over 50 countries being declared malaria free, and many regions of currently endemic countries eliminating the disease. Moreover, substantial reductions in transmission have been seen since 1900 in those areas that remain endemic today. Recent work showed that this malaria recession was unlikely to have been driven by climatic factors, and that control measures likely played a significant role. It has long been considered, however, that economic development, and particularly urbanization, has also been a causal factor. The urbanization process results in profound socio-economic and landscape changes that reduce malaria transmission, but the magnitude and extent of these effects on global endemicity reductions are poorly understood. Methods Global data at subnational spatial resolution on changes in malaria transmission intensity and urbanization trends over the past century were combined to examine the relationships seen over a range of spatial and temporal scales. Results/Conclusions A consistent pattern of increased urbanization coincident with decreasing malaria transmission and elimination over the past century was found. Whilst it remains challenging to untangle whether this increased urbanization resulted in decreased transmission, or that malaria reductions promoted development, the results point to a close relationship between the two, irrespective of national wealth. The continuing rapid urbanization in malaria-endemic regions suggests that such malaria declines are likely to continue, particularly catalyzed by increasing levels of direct malaria control.
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Urbanization and the global malaria recession
Tatem et al.
Tatem et al. Malaria Journal 2013, 12:133
http://www.malariajournal.com/content/12/1/133
R E S E A R C H Open Access
Urbanization and the global malaria recession
Andrew J Tatem
1,2*
, Peter W Gething
3
, David L Smith
2,4,5
and Simon I Hay
2,3
Abstract
Background: The past century has seen a significant contraction in the global extent of malaria transmission,
resulting in over 50 countries being declared malaria free, and many regions of currently endemic countries
eliminating the disease. Moreover, substantial reductions in transmission have been seen since 1900 in those areas
that remain endemic today. Recent work showed that this malaria recession was unlikely to have been driven by
climatic factors, and that control measures likely played a significant role. It has long been considered, however,
that economic development, and particularly urbanization, has also been a causal factor. The urbanization process
results in profound socio-economic and landscape changes that reduce malaria transmission, but the magnitude
and extent of these effects on global endemicity reductions are poorly understood.
Methods: Global data at subnational spatial resolution on changes in malaria transmission intensity and
urbanization trends over the past century were combined to examine the relationships seen over a range of spatial
and temporal scales.
Results/Conclusions: A consistent pattern of increased urbanization coincident with decreasing malaria
transmission and elimination over the past century was found. Whilst it remains challenging to untangle whether
this increased urbanization resulted in decreased transmission, or that malaria reductions promoted development,
the results point to a close relationship between the two, irrespective of national wealth. The continuing rapid
urbanization in malaria-endemic regions suggests that such malaria declines are likely to continue, particularly
catalyzed by increasing levels of direct malaria control.
Keywords: Urbanization, Global malaria endemicity, Plasmodium falciparum,Plasmodium vivax, Malaria elimination
Background
The range of malaria has contracted through a century
of economic development and disease control [1-3].
During an era of renewed interest in elimination and
eradication there is a need to better understand and
quantify the forces behind this recession. A variety of
direct control efforts were likely a major factor behind
the global contraction in malaria transmission [2,3], al-
though these gains were often coincident with rapid eco-
nomic and social development and land use changes
[4-6]. One major aspect of this development that has
been shown to significantly impact malaria transmission
is urbanization [7-9].
The process of urbanization includes physical landscape
modification and transformation of environs through de-
mand for resources and improved communications. More-
over, urbanization involves significant socio-economic
change; generally improved health, housing and increased
wealth [10,11]. These factors, common to urban areas,
cause marked entomological, parasitological and behav-
ioural effects that result in reduced malaria transmission
both within the urban core and surrounding peri-urban
areas [7,9,12]. A century of rapid urbanization has
therefore likely had an impact on malaria transmission
globally, but the size and importance of this impact has
never been examined.
The recent construction of 20th Century time series of
global urban extent data [13], and a contemporary mal-
aria transmission map [14] that is comparable to historic
data [15], enables a more detailed exploration of this re-
lationship. Here, these datasets were utilized to examine
for the first time the association at global, national and
* Correspondence: andy.tatem@gmail.com
1
Department of Geography and Environment, University of Southampton,
Highfield, Southampton, UK
2
Fogarty International Center, National Institutes of Health, Bethesda, MD
20892, USA
Full list of author information is available at the end of the article
© 2013 Tatem et al.; licensee BioMed Central Ltd. This is an Open Access article distributed under the terms of the Creative
Commons Attribution License (http://creativecommons.org/licenses/by/2.0), which permits unrestricted use, distribution, and
reproduction in any medium, provided the original work is properly cited.
Tatem et al. Malaria Journal 2013, 12:133
http://www.malariajournal.com/content/12/1/133
subnational scales between changes in malaria transmis-
sion and urban growth across the last century.
Methods
Data
Urbanization
HYDE 3.1 [13,16] is a dynamic modelling effort of long-
term historical population growth, providing a consistent
database of 20th-century population and urban distribu-
tion at 5-minute spatial resolution (equivalent to approxi-
mately 10 km at the Equator). Full details of dataset
construction are provided in Goldwijk et al. [13,16]. In
brief, urban-rural population numbers and fractions for
each country and for each decade were obtained from a
variety of sources, including the UN [17] and published
databases and reviews [18]. Urban areas were then
mapped by combining different spatial datasets [19-21]
and contemporary urban population datasets, which were
derived from existing databases [21,22]. Finally, urban
population densities over time were estimated based on
the fitting of asymmetric Gaussian probability density
function models to the population data [13]. The range of
input datasets, assumptions and modeling methods used
in construction of the HYDE 3.1 datasets mean that sig-
nificant uncertainties are inherent in the outputs, and
these are likely higher in the mapping covering both the
early 20th Century and lower income areas of the World,
where data scarcity meant that more assumptions had to
be made [13,16]. Nevertheless, at the broad spatial and
temporal scales of analysis undertaken here, the effects of
such assumptions and uncertainties on results are likely
small. Figure 1 shows changes in urban population sizes
across the malaria endemic world from 1900 to 2000.
Additional file 1 shows the mapped urban areas for 1900
and 2000, while Additional file 2 maps the change in
urban extent over the 100-year period, and Additional file
3 shows urban extents in 1900 and 2000 for Brazil.
Malaria endemicity
The only global map of pre-intervention malaria endem-
icity dates from a 1968 study [15,23] in which a major
synthesis of historical records, documents and maps of a
variety of malariometric indices for all four Plasmodium
species was used to map parasite rate (PRthe propor-
tion of individuals with malaria parasites detectable in
their peripheral blood) and stratified into four endemic
classes associated with Plasmodium falciparum endem-
icity [24] (hypo-endemic, PR < 10%; meso-endemic, PR >
10% and <50%; hyperendemic, PR > 50% and < 75%;
holo-endemic, PR > 75%). This map is the only recon-
struction of historical malaria at its assumed historical
peak around the start of the 20th Century and triangu-
lates well with the plethora of national level malaria
maps published throughout the last century [25]. The
historical malaria endemicity map was scanned from the
original publication, digitized on-screen and rasterized
to a 5 × 5 km grid. The map for an area of Brazil is
shown in Additional file 3(a) the full map can be seen
in Gething et al. [3].
The publication of an evidence-based map of contem-
porary malaria endemicity [14] and its conversion to
classes that match the c.1900 map [3] described above,
allows an audit of changes in the global epidemiology of
malaria since the start of the 20th Century. With just
two timepoints of malaria endemicity data, precise infor-
mation on the timing and progression of changes is
absent, placing a limitation on the conclusions that can
be drawn from analyses. However, the datasets do pro-
vide a unique and valuable quantitative picture of the
spatial changes in malaria epidemiology that have
occurred over the last 100 years. The map of contem-
porary malaria endemicity was generated from a recently
defined model of age-standardized P. falciparum parasite
rate, PfPR2-10 [26]. Using a model-based geostatistical
framework, the underlying value of PfPR2-10 at each
location was modelled for the year 2007 as a transform-
ation of a space-time Gaussian process (GP), with the
number of P. falciparum-positive individuals in each
survey modelled as a binomial variate given the unob-
served age-standardized prevalence surface [14]. The GP
was parameterized by a mean component and a space-
time covariance function which was spatially anisotropic,
used great-circle distance to incorporate the curvature of
Earth, and included a periodic temporal component to
capture seasonality. Bayesian inference was implemented
using Markov chain Monte Carlo and direct simulation
to generate posterior predictive samples of the 2007 an-
nual mean prevalence surface and to assign each pixel
to the endemicity class with the highest posterior prob-
ability of membership. This dataset for an area of Brazil
is shown in Additional file 3(b). The classes matched
those of the c.1900 endemicity map, enabling a class
change dataset to be produced, which is shown in
Figure 1 and Additional file 4.
In order to compare the observed changes in endem-
icity between these two time periods with levels of
urbanization, it was necessary to translate both the his-
torical and contemporary maps into approximate units
of PfR
C
, the P. falciparum basic reproductive number
under the levels of control that existed at the time. This
enabled comparisons of the effect sizes of changes in en-
demicity, following previous studies [3], and was under-
taken using a simple P. falciparum transmission model
[27] to estimate a value of PfR
C
corresponding to the
mid-value of each endemicity class. Using these conver-
sion values, maps of PfR
C
were made corresponding to
both historical and contemporary endemicity. These two
maps were overlaid in a geographical information system
Tatem et al. Malaria Journal 2013, 12:133 Page 2 of 10
http://www.malariajournal.com/content/12/1/133
(GIS) (ArcGIS 9.2, ESRI Inc, Redlands CA, USA), and
the relative change in PfR
C
between the historic and
contemporary map was calculated for each 5 × 5 km
pixel. These relative changes were summarized as areas
of increase, areas of no change, and areas of decrease of
between zero and one, one and two and greater than
two orders of magnitude (see Additional file 5).
Finally, the recent construction of an evidence-based
map of the limits of Plasmodium vivax transmission
[28] meant that analyses could be repeated to examine
the similarity in results between the two parasite species.
Additional file 6 shows the P. vivax transmission limits
map, constructed using data on the presence of P. vivax
infection and spatial information on climatic conditions
that impede transmission (low ambient temperature and
extremely arid environments) in order to delineate areas
where transmission was unlikely to take place.
Analyses
The data analyses focused on statistical explorations of
the link between urbanization and changes in malaria
endemicity. They covered three areas, examining in each
case different spatial scales and factors:
(i) National scale analyses of differences in urbanization
between countries that eliminated malaria during
the past century and those that remain endemic
today. Here, urban area percentages between 1900
and 2000 for those countries that remain endemic
today, and urban area percentages between 1900 and
Figure 1 Maps showing global changes in urban population size 1900-2000 and change in malaria endemicity. The bar height is
proportional to the size of urban population change. Areas that saw no change or an increase in endemicity are coloured dark red, those that
saw a reduction by one endemicity class are in red, two classes in orange and three or more classes in yellow.
Tatem et al. Malaria Journal 2013, 12:133 Page 3 of 10
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the date of elimination (Additional file 7) for those
countries that achieved it were compared.
(ii)Within country analyses of subnational differences
in urbanization trends between regions that
underwent malaria elimination 1900-2007, and
regions within the same country that remain
endemic today. Here, countries for which >20% of
their land area became malaria-free over the past
century and for which >20% of their land area
remains endemic today were identified, and
differences in urban areas, populations and rates of
change between them were examined.
(iii)Within country analyses of changes in transmission
intensity over the past century and their relationship
to urbanization trends. Here, per-country mean
changes in transmission class in areas that are urban
today, versus those that have remained rural, for
malaria-endemic areas in 1900 were examined.
For (ii) and (iii), by undertaking analyses at the
subnational scale and treating each country independently,
the differences in wealth, governance and latitude between
countries that are often confounding factors in assessing
the drivers of long-term global changes in malaria endem-
icity are controlled for. For each set of analyses and each
time period, the total urban areas and urban population
counts were extracted using ArcGIS 9.3 (ArcGIS 9.2, ESRI
Inc, Redlands CA, USA) and analysed using R2.10 [29].
Results
A consistent pattern of greater rates of urbanization in
areas that either eliminated malaria or displayed the
greatest transmission reductions was found. At the time
of elimination certification of those countries that
achieved malaria elimination, those areas that were ori-
ginally malarious had significantly higher proportions
(Mann-Whitney test: area, z = -3.207, p < 0.01; populations,
z = -5.432, p < 0.01) of their populations living in urban
areas and higher percentages of urban land area (Figure 2)
than the contemporary situation in those areas of the
world that remain endemic today. Moreover, the rate of
urbanization from 1900 onwards was significantly larger
in those countries that achieved elimination than those
that remain endemic today (see Additional file 8). Those
countries that achieved elimination exhibited significantly
greater increases in the proportions of their populations
(Mann-Whitney test: z = -1.985, p < 0.05) and land area
(Mann-Whitney test: z = -3.232, p < 0.01) that became
urban during the 20 years prior to elimination, compared
to the recent rates of urbanization in currently endemic
countries over the last 20 years. Such findings confirm the
presence of a correlation between urbanization and the
achievement of malaria elimination at national scales, but
this relationship is likely to be intimately tied to wealth.
Countries with greater wealth have greater malaria control
resources at their disposal, and it is those wealthier coun-
tries that have succeeded in eliminating malaria, as con-
firmed by undertaking similar analyses based on average
income (average income data from [30], Mann-Whitney
test: z = -6.491, p < 0.01). Moreover, those higher income
countries that succeeded in elimination are located in
latitudinal regions of lower climatic and environmental
receptivity to malaria transmission, making elimination
likely an easier task with a fixed set of intervention tools.
Therefore, untangling the effects of urbanization upon
changes in malaria transmission required analysis inde-
pendent of these economic or latitudinal biases, and these
are described below.
Twenty-nine countries were identified for which at least
a fifth of their land area became malaria-free over the past
century and for which at least a fifth of their land area re-
mains endemic today. Over 75% of these countries had
greater proportions of land area urbanized in the malaria-
free areas, and showed a greater percentage increase in
urban extent (Figure 3) than the areas that remain en-
demic today. Both of these differences are significant
(Wilcoxen test: urban area: z = -2.505 p < 0.05, urban ex-
tent change: z= -2.001, p < 0.05). However, these relation-
ships show regional variations, (Figure 3). Almost all
countries analysed in the Americas (Figure 3a) and Asia
(Figure 3c) showed greater urbanization in their malaria-
free versus still-endemic areas. In the Africa and Arabian
Peninsula region (Figure 3b), where both levels of
urbanization and transmission reductions were smaller,
the results were more mixed. Many of those falling
below the one-to-one line (Figure 3a-3c) are countries
where extremely arid or mountainous conditions have
influenced human settlement to occur principally in
areas most suitable for malaria transmission (e.g., Saudi
Arabia, Botswana, Swaziland). A full set of national level
results can be found in the Additional file 9. In addition,
the results of a repeat analysis for P. vivax yielding very
similar results are shown in Additional file 10.
Urban areas have been shown to exhibit lower levels
of transmission than surrounding rural ones [8,9]. If the
process of urbanization is a causal factor in malaria de-
clines, a consistent pattern of greater transmission re-
duction in those areas that have undergone urbanization
should be seen. Comparing mean changes in transmis-
sion class in areas that are urban today, versus those that
have remained rural, for malaria-endemic areas in 1900,
was possible in 158 countries. It shows that 82.3%
underwent a greater transmission reduction in their
urban areas than rural ones (Wilcoxen test: p < 0.001,
see Additional file 10). Of the 28 countries that displayed
a greater malaria reduction in rural areas, half of these
were in sub-Saharan Africa, where the smallest levels of
urbanization and reductions in transmission occurred.
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This confirms that greater transmission reductions oc-
curred in areas that are urban today, but does not indi-
cate if the largest declines were coincident with greater
rates of urbanization.
Finally, examination was undertaken of whether the
rate of urbanization was higher in regions of countries
that saw the greatest reductions in PfR
C
. Sixty-three
countries were identified that had two or more PfR
C
reduction classes, each covering at least 20% of their
land area, and the rates of urbanization 1900-2000 in
the areas exhibiting the smallest reduction in transmission
were compared to those in the areas displaying the
greatest reduction in transmission. Some 84.1% of
countries displayed a greater urban increase in the
areas that showed the greater PfR
C
reduction than
those that showed the smallest transmission reductions
(Wilcoxen test: p < 0.001, Figure 4). Further supporting
analyses and more detail on these analyses are presented
in Additional file 11.
Discussion
The process of urbanization results in a variety of changes
that reduce receptivity to malaria transmission [9-11].
Here, a clear picture of increased urbanization associated
with greater malaria transmission reductions across
countries and continents is documented for the first
time. Whilst it remains challenging to untangle whether
this urbanization resulted in decreased transmission, or
that malaria reductions promoted development, a close
relationship is evident, irrespective of national wealth
and latitude.
Other local evidence [7,12,31,32] hints that changes
commensurate with urbanization play a substantive role in
driving malaria transmission declines. Whether measured
by proportion of land area or population urbanized, the
majority of nations that remain malaria endemic today ex-
hibit substantially lower levels of urbanization compared to
that at the time of elimination for those countries that have
achieved it (Figure 2 and Additional file 8). Moreover, the
magnitude of change in urban extent from 1900 is also cor-
related with malaria declines, with continental differences,
notably sub-Saharan Africa showing lower levels of
urbanization today, and smaller changes in urban extent
and endemicity over the past century (Figure 3).
Recent malaria declines in sub-Saharan Africa point to-
wards the success of interventions, however, in several
cases the decline began before specific interventions were
deployed, suggesting the contribution of alternative factors
[33]. While malaria declines due to urbanization and its
effects are likely to be more gradual than some of the sud-
den drops seen, it remains a possibility that the rapid
urbanization ongoing in sub-Saharan Africa [34] is at least
a contributory driver to these changes.
While over three-quarters of countries show decreasing
transmission in areas that have undergone urbanization
over the past century, a handful of countries go against
this trend. A possible reason for this is the likely multi-
factorial complexity behind both changes in transmission
and human settlement dynamics, and the difficulty of at-
tributing changes to a single cause. Recent analyses have
indicated that vector-borne and parasitic diseases have
systematically impacted economic growth [35], but more
detailed studies of these types of relationships across dis-
ease types and ecozones are required to gain a fuller
understanding. Almost all of the countries that show
greater transmission reductions in rural areas are those
where human settlement was constrained to the more
malarious areas of the country, due to uninhabitable arid
Figure 2 Box plots of the percentage urban area in 1900 and in 2000 for countries that are still endemic and in the decade that
elimination was achieved for those countries that achieved elimination.
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Figure 3 (See legend on next page.)
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or mountainous areas elsewhere. Equally however, the
reverse is true for some countries i.e. uninhabitable
areas with intense transmission forced human settlement
in the lower transmission regions.
It is clear that various sources of uncertainty exist in the
inputs and methodologies used in this study. Uncertainties
are inherent in the urbanization datasets through the lack
of data for many regions and time periods, and the as-
sumptions made to fill these gaps [13]. The proposed
levels of historical endemicity [15,23] are plausible when
triangulated against other values reported from the pre-
intervention era (for example, [26,36]), but the relatively
crude categorization of all-cause malaria endemicity strata
and the cartographic approach used preclude a more for-
mal quantification of the global P. falciparum endemicity
declines and their link to urbanization beyond the broad
relationships presented here. Nevertheless, recent map-
ping of the limits of P. vivax transmission [28] and
analyses of contemporary impacts of urbanization [8],
indicate very similar effects and contractions as that seen
for P. falciparum, with results repeated, where possible,
for P. vivax showing almost identical results (Additional
file 10), and transmission rarely more intense than meso-
endemic [37,38].
Much of the low-income world, where malaria burden
is highest and levels of urbanization are lowest, is set to
undergo an urban and demographic transition in the
coming decades [17,34], ultimately likely arriving at
levels of urbanization similar to those exhibited by coun-
tries that eliminated malaria (Additional file 8). Signifi-
cant efforts towards modelling future malaria scenarios
have been completed or are underway, focused princi-
pally on the effects of a variety of interventions [39-41]
or on climate change scenarios [42-45], but the impacts
of urbanization are rarely considered [46]. Yet, if the
past century of malaria declines are indicative, the study
of its impacts should receive more attention as nations
start to monitor their progress toward elimination [47].
(See figure on previous page.)
Figure 3 Plots showing urban area changes 1900-2000 between areas of countries that remain malaria endemic today, and those that
have undergone elimination for (a) the Americas, (b) Africa plus Arabian peninsula and (c) Asia. In each case, scatterplots of urban area
increases in endemic versus eliminated areas with one-to-one lines overlaid are shown at the top, and example plots of trends in urban area
percentages between areas that eliminated malaria (blue) and that remain endemic (red) are shown at the bottom (the full set of these plots is
provided in Additional file 9). The ISO country abbreviation for country name is used on the scatterplots (http://www.iso.org/iso/
english_country_names_and_code_elements).
Figure 4 Plasmodium falciparum basic reproductive number (PfR
C
) changes and urbanization. Countries in red show a greater percentage
increase in urban area over the past century in areas of the country with the greatest magnitude of PfR
C
decreases than areas that showed the
smallest changes. Countries in yellow show the reverse. Countries in light grey had either insufficient variation in PfR
C
changes, or no
transmission. Countries in dark grey have either always been malaria free, or only exhibited unstable transmission.
Tatem et al. Malaria Journal 2013, 12:133 Page 7 of 10
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There exist multiple data gaps and uncertainties in
obtaining suitable data to build urbanization into scenario
models, however. Firstly, simple consistent definitions of
what constitutes an urban area in general are difficult to
outline. Beyond this, multiple approaches to mapping
urban extents in a consistent fashion have been attempted
(e.g., [48-50]), but the spatial modelling of their future
growth is lacking. Secondly, definitions and measures of
urbanization that are relevant to understanding transmis-
sion patterns are poorly quantified, with only occasional
attempts at empirical definitions made [8,9], and little
consideration of the urban preferences of the dominant
Anopheles species [51-53], or adaptation of them to urban
environments [54,55]. Finally, the treatment of urban areas
as single homogenous entities ignores the great variations
in demographic, socio-economic and land uses within cit-
ies with, for example, urban agricultural practices often
maintaining transmission within urban areas [56-58].
The quantification of a global recession in the range
and intensity of malaria over the 20th century has
allowed us to review the impact that urbanization has
had on these declines, and gauge its importance as a
driver of future changes in malaria epidemiology. Results
highlight for the first time the consistent relationship be-
tween urbanization and malaria declines over the past
century globally, and point towards continuing declines
as urbanization permanently alters the receptivity of
many areas to malaria transmission. The findings
presented here suggest that these trends will likely con-
tinue to catalyze malaria declines on the path to the goal
of a malaria-free future.
Additional files
Additional file 1: Urban extents and malaria transmission mapped
for 1900 and 2000. Description: Maps of urban extents in 1900 and
2000 overlaid onto mapped areas of where malaria was eliminated over
the past century and where it remains endemic today.
Additional file 2: Change in urban extent between 1900 and 2000.
Description: Map of estimated changes in urban extent globally between
1900 and 2000.
Additional file 3: Malaria endemicity classes and urban areas in
Brazil. Description: Maps of malaria endemicity classes and urban areas
in Brazil for 1900 and 2000.
Additional file 4: Change in malaria endemicity class between 1900
and 2007. Description: Map of changes in malaria endemicity class
between 1900 and 2007.
Additional file 5: The magnitude of decrease in P. falciparum basic
reproductive number 1900-2007. Description: Map of the magnitude
of decrease in P. falciparum basic reproductive number for 1900-2007.
Additional file 6: The global spatial limits of Plasmodium vivax
malaria transmission in 2009. Description: Map of the global spatial
limits of Plasmodium vivax malaria transmission in 2009.
Additional file 7: Dates of malaria elimination for those countries
that achieved it. Description: Table showing the estimated and official
dates of malaria elimination for those countries that achieved it.
Additional file 8: Urbanization and countries that have eliminated
malaria. Description: Description and results of statistical analyses of
urbanization levels between countries that achieved elimination and
those that remain endemic today.
Additional file 9: Urbanization and sub-national malaria
elimination. Description: Description and results of per-country statistical
analyses of urbanization levels between regions that became malaria free
and those that remain endemic today.
Additional file 10: Results using the contemporary limits of
Plasmodium vivax transmission. Description: Description and results of
analyses repeated using Plasmodium vivax transmission limits data.
Additional file 11: Urbanization and changes in malaria
transmission. Description: Description and results of per-country
statistical analyses of changes in malaria transmission intensity and
urbanization levels.
Competing interests
The authors declare that they have no competing interests.
Authorscontributions
AJT conceived the analyses, developed the study design and conducted the
analyses. PWG, DLS and SIH provided the malaria endemicity data and
mathematical models for dataset conversions. All authors contributed to the
writing of the manuscript. All authors read and approved the final
manuscript.
Acknowledgements
AJT and DLS are supported by grants from the Bill and Melinda Gates
Foundation (#49446, #1032350) and NIH/NIAID (#U19AI089674). All authors
acknowledge funding support from the RAPIDD program of the Science &
Technology Directorate, Department of Homeland Security, and the Fogarty
International Center, National Institutes of Health, USA. SIH is a Wellcome
Trust Senior Research Fellow (#095066). PWG is a Medical Research Council
(UK) Career Development Fellow (#K00669X) and acknowledges support
from the Bill and Melinda Gates Foundation (#OPP1068048). This work forms
part of the output of the AfriPop and AsiaPop projects (www.afripop.org,
www.asiapop.org), and part of the output of the Malaria Atlas Project (MAP,
http://www.map.ox.ac.uk), principally funded by the Wellcome Trust, UK.
Author details
1
Department of Geography and Environment, University of Southampton,
Highfield, Southampton, UK.
2
Fogarty International Center, National Institutes
of Health, Bethesda, MD 20892, USA.
3
Spatial Ecology and Epidemiology
Group, Tinbergen Building, Department of Zoology, University of Oxford,
South Parks Road, Oxford OX1 3PS, UK.
4
Department of Epidemiology, Johns
Hopkins Bloomberg School of Public Health, Baltimore, MD, USA.
5
Malaria
Research Institute, Johns Hopkins Bloomberg School of Public Health,
Baltimore, MD, USA.
Received: 9 January 2013 Accepted: 24 March 2013
Published: 17 April 2013
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doi:10.1186/1475-2875-12-133
Cite this article as: Tatem et al.:Urbanization and the global malaria
recession. Malaria Journal 2013 12:133.
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Supplementary resources (11)

... Urbanization and population growth have been shown to impact urban living conditions, proliferating mosquito larval habitats through flooding, construction, water storage, and inappropriate drainage, increasing malaria cases in cities and transforming urban malaria into an emerging public health threat in Africa [2][3][4][5][6][7]. African cities have grown over the past decade and about 40% of the population in the ten highest burden malaria endemic countries in Africa are now reported to live in urban areas [8][9][10][11]. ...
... The implementation and scale-up of both IRS and ITNs along with other preventive and case management measures contributed to the decline of malaria in Senegal [18]; however, malaria remains an important public health problem, especially in urban settings, where spatio-microecological dynamics of malaria transmission are influenced by natural (flooding, presence of rivers or mangrove swamps) and anthropic factors (urbanization, irrigation) which increase the presence of vector larval habitats [5][6][7]8,11,[19][20][21][22]. In 2016 and 2017, Diedhiou et al. demonstrated a strong association between high urban malaria incidence and flooding and subsequent proliferation of Anopheles larval habitats in the suburbs of the capital Dakar [23,24]. ...
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Urban malaria has become a challenge for most African countries due to urbanization, with increasing population sizes, overcrowding, and movement into cities from rural localities. The rapid expansion of cities with inappropriate water drainage systems, abundance of water storage habitats, coupled with recurrent flooding represents a concern for water-associated vector borne diseases, including malaria. This situation could threaten progress made towards malaria elimination in sub-Saharan countries, including Senegal, where urban malaria has presented as a threat to national elimination gains. To assess drivers of urban malaria in Senegal, a 5-month study was carried out from August to December 2019 in three major urban areas and hotspots for malaria incidence (Diourbel, Touba, and Kaolack) including the rainy season (August-October) and partly dry season (November–December). The aim was to characterize malaria vector larval habitats, vector dynamics across both seasons, and to identify the primary eco- environmental entomological factors contributing to observed urban malaria transmission. A total of 145 Anopheles larval habitats were found, mapped, and monitored monthly. This included 32 in Diourbel, 83 in Touba, and 30 in Kaolack. The number of larval habitats fluctuated seasonally, with a decrease during the dry season. In Diourbel, 22 of the 32 monitored larval habitats (68.75%) were dried out by December and considered temporary, while the remaining 10 (31.25%) were classified as permanent. In the city of Touba 28 (33.73%) were temporary habitats, and of those 57%, 71% and 100% dried up respectively by October, November, and December. However, 55 (66.27%) habitats were permanent water storage basins which persisted throughout the study. In Kaolack, 12 (40%) permanent and 18 (60%) temporary Anopheles larval habitats were found and monitored during the study. Three malaria vectors (An. arabiensis, An. pharoensis and An. funestus s.l.) were found across the surveyed larval habitats, and An. arabiensis was found in all three cities and was the only species found in the city of Diourbel, while An. arabiensis, An. pharoensis, and An. funestus s.l. were detected in the cities of Touba and Kaolack. The spatiotemporal observations of immature malaria vectors in Senegal provide evidence of permanent productive malaria vector larval habitats year-round in three major urban centers in Senegal, which may be driving high urban malaria incidence. This study aimed to assess the presence and type of anopheline larvae habitats in urban areas. The preliminary data will better inform subsequent detailed additional studies and seasonally appropriate, cost-effective, and sustainable larval source management (LSM) strategies by the National Malaria Control Programme (NMCP).
... Dried blood spot samples were collected from each participant, and DNA was extracted using Chelex resin and saponin, as described elsewhere [7]. Polymerase chain reaction (PCR) targeting the Plasmodium falciparum lactate dehydrogenase gene was performed on all samples. ...
... Because malaria epidemiology differs between rural and urban areas, we divided the DHS data into urban and rural clusters before modeling [7]. Owing to the risk of misclassification of urbanicity in large surveys with complex sampling frames, we used a previously established principal component analysis (PCA) method to assign each subject's urban or rural status (see Supplementary Text) [9,10]. ...
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Despite evidence that older children and adolescents bear the highest burden of malaria, large malaria surveys focus on younger children. We used polymerase chain reaction data from the 2013–2014 Demographic and Health Survey in the Democratic Republic of Congo (including children aged <5 years and adults aged ≥15 years) and a longitudinal study in Kinshasa Province (participants aged 6 months to 98 years) to estimate malaria prevalence across age strata. We fit linear models and estimated prevalences for each age category; adolescents aged 10–14 years had the highest prevalence. We estimate approximately 26 million polymerase chain reaction–detectable infections nationally. Adolescents and older children should be included in surveillance studies.
... This central region, the most urbanized and densely populated in the country, has been free of local malaria transmission for many decades. It has been described that the urbanization process results in significant socio-economic and landscape changes that typically reduce malaria transmission [37]. However, it also presents challenges associated with high levels of human mobility. ...
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Despite ongoing efforts for elimination, malaria continues to be a major public health problem in the Republic of Panama. For effective elimination, it is key that malaria foci and areas of high transmission are identified in a timely manner. Here, we study malaria transmission records for the 2015–2022 period, a time when cases have increased by a factor of ten. Using several methods to study spatial and spatiotemporal malaria confirmed case clusters at the level of localities, including LISA and scan, we found that cases are clustered across indigenous villages located within the autonomous indigenous regions of Ngäbe–Buglé, Guna Yala, and Embera, with the latter on the eastern border of Panama (with Colombia). We discuss the different factors that might be shaping the marked increase in malaria transmission associated with these clusters, which include an inflow of malaria-exposed migrating populations hoping to reach the USA, insufficient health services, and the lack of culturally sensitive actionable tools to reduce malaria exposure among the ethnically diverse and impoverished indigenous populations of Panama.
... Predicted seroprevalence was modeled by linking the observed seroprevalence at TAS or TRaC survey locations to environmental covariate data spanning all coordinate points across Haiti. Predicted seroprevalence was extracted as a continuous surface for mapping consistently associated with greater Anopheline habitat and malaria transmission when compared to urban settings, as well as generally lower socioeconomic indicators for rural residents [43,44]. In line with improved conditions for mosquito habitat, rainfall had a positive relationship with P. falciparum seropositivity for all models except for one. ...
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Full-text available
Background Due to low numbers of active infections and persons presenting to health facilities for malaria treatment, case-based surveillance is inefficient for understanding the remaining disease burden in low malaria transmission settings. Serological data through the detection of IgG antibodies from previous malaria parasite exposure can fill this gap by providing a nuanced picture of where sustained transmission remains. Study enrollment at sites of gathering provides a potential approach to spatially estimate malaria exposure and could preclude the need for more intensive community-based sampling. Methods This study compared spatial estimates of malaria exposure from cross-sectional school- and community-based sampling in Haiti. A total of 52,405 blood samples were collected from 2012 to 2017. Multiplex bead assays (MBAs) tested IgG against P. falciparum liver stage antigen-1 (LSA-1), apical membrane antigen 1 (AMA1), and merozoite surface protein 1 (MSP1). Predictive geospatial models of seropositivity adjusted for environmental covariates, and results were compared using correlations by coordinate points and communes across Haiti. Results Consistent directional associations were observed between seroprevalence and environmental covariates for elevation (negative), air temperature (negative), and travel time to urban centers (positive). Spearman’s rank correlation for predicted seroprevalence at coordinate points was lowest for LSA-1 (ρ = 0.10, 95% CI: 0.09–0.11), but improved for AMA1 (ρ = 0.36, 95% CI: 0.35–0.37) and MSP1 (ρ = 0.48, 95% CI: 0.47–0.49). Conclusions In settings approaching P. falciparum elimination, case-based prevalence data does not provide a resolution of ongoing malaria transmission in the population. Immunogenic antigen targets (e.g., AMA1, MSP1) that give higher population rates of seropositivity provide moderate correlation to gold standard community sampling designs and are a feasible approach to discern foci of residual P. falciparum transmission in an area.
... Malaria has often been studied in rural settings, where it is significantly more endemic than in urban areas (Kabaria et al., 2016;Tatem et al., 2013). However, urban environments are associated with higher population densities, which means that more people are exposed to malaria transmission risk (Doumbe-Belisse et al., 2021). ...
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Full-text available
Vector‐borne diseases, such as malaria, are affected by the rapid urban growth and climate change in sub‐Saharan Africa (SSA). In this context, intra‐urban malaria risk maps act as a key decision‐making tool for targeting malaria control interventions, especially in resource‐limited settings. The Demographic and Health Surveys (DHS) provide a consistent malaria data source for mapping malaria risk at the national scale, but their use is limited at the intra‐urban scale because survey cluster coordinates are randomly displaced for ethical reasons. In this research, we focus on predicting intra‐urban malaria risk in SSA cities—Dakar, Dar es Salaam, Kampala and Ouagadougou—and investigate the use of spatial optimization methods to overcome the effect of DHS spatial displacement. We modeled malaria risk using a random forest regressor and remotely sensed covariates depicting the urban climate, the land cover and the land use, and we tested several spatial optimization approaches. The use of spatial optimization mitigated the effects of DHS spatial displacement on predictive performance. However, this comes at a higher computational cost, and the percentage of variance explained in our models remained low (around 30%–40%), which suggests that these methods cannot entirely overcome the limited quality of epidemiological data. Building on our results, we highlight potential adaptations to the DHS sampling strategy that would make them more reliable for predicting malaria risk at the intra‐urban scale.
... Presently, a little over half of Nigerians reside in urban centres, and it is projected that this number will rise to 70% in 2050 [3]. Infrastructural elements due to urban development, such as a high-quality housing, are expected to reduce malaria transmission [4]. However, non-uniform infrastructure planning and provision within city neighbourhoods is resulting in the expansion of informal settlements, slums, and urban farms with suitable habitats for vector breeding [5,6]. ...
Article
Full-text available
Background: Rapid urbanization in Nigerian cities may lead to localized variations in malaria transmission, particularly with a higher burden in informal settlements and slums. However, there is a lack of available data to quantify the variations in transmission risk at the city level and inform the selection of appropriate interventions. To bridge this gap, field studies will be undertaken in Ibadan and Kano, two major Nigerian cities. These studies will involve a blend of cross-sectional and longitudinal epidemiological research, coupled with longitudinal entomological studies. The primary objective is to gain insights into the variation of malaria risk at the smallest administrative units, known as wards, within these cities. Methods/results: The findings will contribute to the tailoring of interventions as part of Nigeria's National Malaria Strategic Plan. The study design incorporates a combination of model-based clustering and on-site visits for ground-truthing, enabling the identification of environmental archetypes at the ward-level to establish the study's framework. Furthermore, community participatory approaches will be utilized to refine study instruments and sampling strategies. The data gathered through cross-sectional and longitudinal studies will contribute to an enhanced understanding of malaria risk in the metropolises of Kano and Ibadan. Conclusions: This paper outlines pioneering field study methods aimed at collecting data to inform the tailoring of malaria interventions in urban settings. The integration of multiple study types will provide valuable data for mapping malaria risk and comprehending the underlying determinants. Given the importance of location-specific data for microstratification, this study presents a systematic process and provides adaptable tools that can be employed in cities with limited data availability.
... Although living in urban settings generally improves health outcomes of residents [4,5], urbanization in most developing countries is increasing through informal settlements with poor housing and sanitation that pose health challenges, including infectious diseases [6]. Malaria in sub-Saharan Africa is typically associated with rural settings [5,7], although it can also thrive in urban areas where suitable larval sites are created because of urban agriculture, expanding construction sites, poorly developed waste management systems in slums, and the adaptation of vectors to polluted urban environments [8][9][10]. ...
Article
Full-text available
Background Urbanization generally improves health outcomes of residents and is one of the potential factors that might contribute to reducing malaria transmission. However, the expansion of Anopheles stephensi, an urban malaria vector, poses a threat for malaria control and elimination efforts in Africa. In this paper, malaria trends in urban settings in Ethiopia from 2014 to 2019 are reported with a focus on towns and cities where An. stephensi surveys were conducted. Methods A retrospective study was conducted to determine malaria trends in urban districts using passive surveillance data collected at health facilities from 2014 to 2019. Data from 25 towns surveyed for An. stephensi were used in malaria trend analysis. Robust linear models were used to identify outliers and impute missing and anomalous data. The seasonal Mann-Kendal test was used to test for monotonic increasing or decreasing trends. Results A total of 9,468,970 malaria cases were reported between 2014 and 2019 through the Public Health Emergency Management (PHEM) system. Of these, 1.45 million (15.3%) cases were reported from urban settings. The incidence of malaria declined by 62% between 2014 and 2018. In 2019, the incidence increased to 15 per 1000 population from 11 to 1000 in 2018. Both confirmed (microscopy or RDT) Plasmodium falciparum (67%) and Plasmodium vivax (28%) were reported with a higher proportion of P. vivax infections in urban areas. In 2019, An. stephensi was detected in 17 towns where more than 19,804 malaria cases were reported, with most of the cases (56%) being P. falciparum. Trend analysis revealed that malaria cases increased in five towns in Afar and Somali administrative regions, decreased in nine towns, and had no obvious trend in the remaining three towns. Conclusion The contribution of malaria in urban settings is not negligible in Ethiopia. With the rapid expansion of An. stephensi in the country, the receptivity is likely to be higher for malaria. Although the evidence presented in this study does not demonstrate a direct linkage between An. stephensi detection and an increase in urban malaria throughout the country, An. stephensi might contribute to an increase in malaria unless control measures are implemented as soon as possible. Targeted surveillance and effective response are needed to assess the contribution of this vector to malaria transmission and curb potential outbreaks.
... Although living in urban settings generally improves health outcomes of residents [4,5], urbanization in most developing countries is increasing through informal settlements with poor housing and sanitation that pose health challenges, including infectious diseases [6]. Malaria in sub-Saharan Africa is typically associated with rural settings [5,7], although it can also thrive in urban areas where suitable larval sites are created because of urban agriculture, expanding construction sites, poorly developed waste management systems in slums, and the adaptation of vectors to polluted urban environments [8][9][10]. ...
Preprint
Full-text available
Background Urbanization generally improves health outcomes of residents and is one of the potential factors that might contribute to reducing malaria transmission. However, the expansion of Anopheles stephensi, an urban malaria vector, poses a threat for malaria control and elimination efforts in Africa. In this paper, malaria trends in urban settings in Ethiopia from 2014–2019 are reported with a focus on towns and cities where An. stephensi survey was conducted. Methods A retrospective study was conducted to determine malaria trend in urban and rural districts using passive surveillance data collected at health facilities from 2014–2019. Data from 25 towns surveyed for An. stephensi were used in malaria trend analysis. Robust linear models were used to identify outliers and impute missing and suspect data. The seasonal Mann-Kendal test was used to test for monotonous increase or decrease in trends. Results A total of 9,468,970 malaria cases were reported between 2014 and 2019 through the Public Health Emergency Management (PHEM) system. Of these, 1.45 million (15.3%) cases were reported from urban settings. The incidence of malaria declined by 62% between 2014 and 2018. In 2019, the incidence increased to 15 per 1000 population from 11 per 1000 in 2018. Both confirmed (microscopy or RDT) Plasmodium falciparum (67%) and Plasmodium vivax (28%) were reported with a higher proportion of P. vivax infections in urban areas. In 2019, An. stephensi was detected in 17 towns where more than 19,804 malaria cases were reported, with most of the cases (56%) being P. falciparum. Trend analysis revealed that malaria cases increased in five towns in Afar and Somali administrative regions, decreased in nine towns, and had no obvious trend in the remaining three towns. Conclusion The contribution of malaria in urban settings is not negligible in Ethiopia. With the rapid expansion of An. stephensi in the country, the receptivity is likely to be higher for malaria. Although the evidence we presented in this study does not demonstrate a direct linkage between An. stephensi detection and an increase in urban malaria throughout the country, An. stephensi might contribute to an increase in malaria unless control measures are implemented as soon as possible. Targeted surveillance and effective response are needed to assess the contribution of this vector to malaria transmission and curb potential outbreaks.
Preprint
Full-text available
Background: Malaria remains a major public health threat in Burkina Faso. In most sub-Saharan African countries, malaria control relies mainly on long-lasting insecticide-treated nets (LLINs) and indoor residual spray (IRS). In Burkina Faso, long-term selection pressure exerted on malaria vectors by insecticide used in agriculture, has been exacerbated by countrywide LLINs distribution campaigns conducted every three years since 2010. The current study investigated insecticide resistance and the mechanisms involved in the malaria vector populations of the Anopheles gambiae complex in urban localities of Ouagadougou, Burkina Faso. Methods: Anopheles gambiae s. l. larvae were collected from three localities of Ouagadougou from July to September 2018, and reared in the laboratory to adults. The susceptibility profile to pyrethroid, carbamate, and organophosphate insecticides was assessed using World Health Organization (WHO) tube assays. PCR was used for mosquito species identification and to detect insecticide target-site mutations involved in insecticide resistance. Results: More than 95% of the collected An. gambiae s. l. were identified as An. arabiensis. WHO susceptibility assays revealed that, in all localities, An. arabiensis displayed high resistance to permethrin and deltamethrin (mortalities both <30%), but were fully susceptible to bendiocarb, fenitrothion, and malathion. High frequencies of pyrethroid resistance-associated kdr mutations 1014F (0.81) and 1014S (0.18) were recorded, although carbamate and organophosphate-associated Ace-1 119S mutation was not found. Conclusion: High pyrethroid resistance, underpinned, at least in part by high-frequency knockdown resistance mutations, in the urban malaria vector population suggests the potentially poor performance of pyrethroid-only LLINs in the cities where they are distributed. This result supported the switch to next generation LLINs, which are not solely reliant on pyrethroids to kill host-seeking mosquitoes in the cities of Burkina Faso.
Data
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Alternative Language Text S1. Translation of the Article into French by Frédéric Piel and Stéphanie Loute doi:10.1371/journal.pmed.1000048.sd001 Alternative Language Text S2. Translation of the Article into Chinese by Robert Li doi:10.1371/journal.pmed.1000048.sd002 Alternative Language Text S3. Translation of the Article into Indonesian by Iqbal R.F. Elyazar and Siti Nurlela doi:10.1371/journal.pmed.1000048.sd003 Alternative Language Text S4. Translation of the Article into Vietnamese by Bui H. Manh doi:10.1371/journal.pmed.1000048.sd004 Alternative Language Text S5. Translation of the Article into Spanish by Carlos A. Guerra doi:10.1371/journal.pmed.1000048.sd005
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In collaboration with the Malaria Atlas Project (MAP) and with funding from the ExxonMobil Foundation, the Global Health Group at the University of California, San Francisco has developed a first-of-its kind Atlas of Malaria-Eliminating Countries. The Atlas displays the geographic distribution of malaria today in those 36 countries that are closest to eliminating the disease — clearly outlining how much malaria remains, and where it is concentrated. Key factors for malaria elimination are visually displayed through maps that link the risk of malaria transmission with climate data, estimate the range of the dominant malaria-carrying mosquito species, and display locations of human populations at risk of malaria. Serving as a tool to aid program managers, policy makers, and funders alike, the Atlas aims to increase global and regional awareness of the malaria situation in those countries eliminating the disease, facilitate the production of more-detailed maps in the future, and make the case for increased resources to achieve countries’ goals of becoming malaria-free. Download the Atlas of Malaria-Eliminating Countries, 2011: http://www.malariaeliminationgroup.org/publications/atlas-of-malaria-eliminating-countries-2011
Technical Report
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We have simulated the combined effects of climate change, population growth and urbanisation on the population at risk (PAR) of Plasmodium falciparum malaria in Africa. PAR is defined as the number of people living in areas of climatic suitability for stable P. falciparum malaria transmission. The results suggest that the PAR will change from approximately 0.63 billion in 2005, to 0.87 billion in 2015 and 1.15 billion in 2030. These PAR numbers are presented sequentially for each of these influences, so that the magnitude of each effect and its direction could be established before they were integrated. The majority of this future PAR change can be attributed to the massive rates of population growth expected on the continent. These PAR changes are reduced slightly because populations in large urban areas suffer reduced malaria risk. Climate change is likely to further increase the numbers at risk. These increases were small, however, when compared with demographic changes. There also remain considerable difficulties in disentangling the effects of real climate change from artefacts introduced by comparing our detailed spatial knowledge of climate today with the poor spatial resolution models of the future. These results are discussed against a background of existing work and a previous review (Snow et al., 2006) that outlined the suite of additional drivers that will affect the evolution of malaria's epidemiology in the next quarter of a century. Some of the difficulties in using PAR to estimate future morbidity and mortality rates are also discussed. Research avenues are suggested to improve this work by: (i) understanding better assumptions made in demographic change; (ii) incorporating additional land-use change influences; and, (iii), most importantly, moving to a probabilistic treatment of uncertainty so that the true confidence of such estimates can be conveyed unambiguously to policymakers. This review has been commissioned as part of the UK Government's Foresight project, Infectious Diseases: preparing for the future. The views expressed do not represent the policy of any Government or organisation.
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Available online at: https://population.un.org/wpp/Download/Archive/Standard/
Technical Report
Available online at: https://population.un.org/wup/Download/