Stéphane Helleringer’s research while affiliated with New York University Abu Dhabi and other places

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Publications (115)


Figure 1. Map of Guinea-Bissau and the study area. Source: DIVA-GIS (2023) for shape files.
Figure 2. Distribution of household deaths reported in the trial, by study arm. Note: χ 2 test P-values for pairwise comparison between the control arm (Standard questionnaire) and each experimental arm (Physical calendar; Digital calendar).
Figure 3. Share of linked deaths reported to have occurred in the same month and year as in the Bandim Health Project Health and Demographic Surveillance System (HDSS). Note: Vertical black lines represent 95% confidence intervals estimated from logistic models controlling for stratification variables. P-values are from the same models comparing the control arm (Standard questionnaire) and each experimental arm (Physical calendar; Digital calendar).
Figure 4. Share of missing data on dates of death components, by study arm. Notes: The survey sample includes only deaths that were ascertained as having occurred from January 2020 onwards (n ¼574). Vertical black lines represent 95% confidence intervals estimated from logistic models controlling for stratification variables. P-values are from the same models comparing the control arm (Standard questionnaire) and each experimental arm (Physical calendar; Digital calendar).
Figure 5. Absolute difference in months between Bandim Health Project Health and Demographic Surveillance System (HDSS) and trial-reported dates of death, by study arm. The graph excludes three observations (two in the Digital calendar and one in the Physical calendar) with month differences exceeding 40 months for visualization purposes.

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Improving retrospective data on recent household deaths: a multi-arm randomized trial in Guinea-Bissau
  • Article
  • Full-text available

February 2025

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13 Reads

International Journal of Epidemiology

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Ane B Fisker

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Didier A A Fernandes

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Stéphane Helleringer

Background In countries with limited civil registration and vital statistics systems, assessing the impact of health crises requires precise retrospective mortality data. We tested whether calendar methods improve survey or census data on dates of recent household deaths registered in a Health and Demographic Surveillance System (HDSS). Methods Between April and June 2023, we randomized 578 households with HDSS-registered deaths in Guinea-Bissau to interviews by using (i) a standard questionnaire with close-ended questions about dates of deaths, or similar questionnaires supplemented with (ii) a physical calendar of local events printed on paper or (iii) a digital calendar implemented on tablets. We evaluated the accuracy of reported dates through record linkages to HDSS data. Results No deaths were reported in 11.8% of the 508 participating households. In other households (n = 448), informants reported 574 deaths since January 2020. Relative to the standard questionnaire, neither the physical calendar nor the digital calendar improved the proportion of deaths reported in the same month and year as recorded by using surveillance data. The physical and digital calendars reduced the share of missing data on dates of deaths (6.1% and 3.2%, respectively, versus 13.1% with the standard questionnaire). Reported dates of deaths obtained by using the digital calendar were more weakly correlated with surveillance data than those collected in other arms. Using the digital calendar also added 1.15 minutes to the data collection. Conclusion Digital calendars do not improve the reporting of dates of deaths in surveys or censuses. Further trials of the use of a physical calendar in retrospective interviews about recent household deaths are warranted.

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Displacements in reported date of birth and differences in age at death in surveys of child mortality: a record linkage study in Guinea-Bissau

February 2025

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29 Reads

Journal of Population Research

Andreas Møller Jensen

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[...]

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Child mortality data in low- and middle-income countries are often derived from survey data prone to imprecision due to recall. Such imprecisions can affect the accuracy of date of birth (DOB) and age at death (AAD). Bandim Health Project runs two Health and Demographic Surveillance Systems (HDSSs) collecting prospective information on pregnancies, births, and deaths in Guinea-Bissau. In a survey, HDSS resident women were interviewed on their births and survival status of their children born within 5 years prior to the interview. We matched child records in the survey data to their corresponding records in the HDSS data based on sex, name, birth order, twinning status, and sibling names. We compared the risk and magnitude of displacement in DOB and AAD in regression models to identify risk factors for displacement. A total of 7679 out of 9960 survey-reported live births (78%) were matched to HDSS-reported births. Displacement in month or year of birth was observed for 9%, with a median displacement of 30 days backwards. Child death was associated with larger risk of displacement in DOB (adjusted risk ratio: 5.16 (95% confidence interval: 4.44–5.99)) and greater magnitude of displacement. A longer recall period was also associated with a greater risk of displacement. Among 339 children who had died, 68% had a discrepancy in AAD with 34% of these exceeding 1 week. Discrepancies were common and more likely for longer recall periods and children who had died. Hence, the interpretation of temporal mortality patterns from survey data may be compromised.





Surveillance of Excess Mortality Based on Community Perceptions of Funeral Frequency in Northern Malawi during the COVID-19 Pandemic

October 2024

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5 Reads

The American journal of tropical medicine and hygiene

Supplementary methods of mortality surveillance are needed in settings with incomplete death registration. Local perceptions of mortality levels might be useful indicators of excess deaths. Early in the COVID-19 pandemic, we developed a survey question asking respondents to evaluate the recent frequency of funerals in their community relative to a pre-pandemic baseline. We asked this question of more than 400 residents of Karonga district in Malawi, who were interviewed up to five times during a panel survey conducted by mobile phone between June 2020 and May 2021. The proportion of respondents reporting more funerals than usual in their community increased in early 2021, indicating excess mortality not otherwise detected by case-based surveillance and only partially visible in reports of inpatient deaths at health facilities. Systems assessing changes in perceptions of mortality can be rapidly established during an epidemic and may help detect excess deaths at local levels.


Controlling the first wave of the COVID–19 pandemic in Malawi: Results from a multi-round study

October 2024

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44 Reads

We investigated behavioral responses to COVID–19 in Malawi, where a first wave of the pandemic occurred between June and August 2020. Contrary to many countries on the African continent, the Government of Malawi did not impose a lockdown or a stay-at-home order in response to the initial spread of SARS-CoV-2. We hypothesized that, in the absence of such requirements to restrict social interactions, individuals would primarily seek to reduce the risk of SARS-CoV-2 transmission during contacts, rather than reduce the extent of their social contacts. We analyzed 4 rounds of a panel survey spanning time periods before, during and after the first wave of the COVID-19 pandemic in Malawi. Five hundred and forty-three participants completed 4 survey interviews between April and November 2020. We found that the likelihood of attending various places and events where individuals work and/or socialize remained largely unchanged during that time. Over the same time frame, however, participants reported adopting on a large scale several behaviors that reduce the transmissibility of SARS-CoV-2 during contacts. The percentage of panel participants who reported practicing physical distancing thus increased from 9.8% to 47.0% in rural areas between April-May 2020 and June-July 2020, and from 11.4% to 59.4% in urban areas. The percentage of respondents who reported wearing a facial mask to prevent the spread of SARS-CoV-2 also increased, reaching 67.7% among rural residents in August-September 2020, and 89.6% among urban residents. The pace at which these behaviors were adopted varied between population groups, with early adopters of mask use more commonly found among more educated office workers, residing in urban areas. The adoption of mask use was also initially slower among women, but later caught up with mask use among men. These findings stress the importance of behavioral changes in containing future SARS-CoV-2 outbreaks in settings where access to vaccination remains low. They also highlight the need for targeted outreach to members of socioeconomic groups in which the adoption of protective behaviors, such as mask use, might be delayed.


Revisiting the Recommended Duration of Interviews Conducted by Mobile Phone in Low- and Middle-income Countries: A Randomized Trial in Malawi

May 2024

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9 Reads

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2 Citations

Field Methods

Guidelines for conducting surveys by mobile phone calls in low- and middle-income countries suggest keeping interviews short (<20 minutes). The evidence supporting this recommendation is scant, even though limiting interview duration might reduce the amount of data generated by such surveys. We recruited nearly 2,500 mobile phone users in Malawi and randomly allocated them to 10-, 20-, or 30-minute phone interviews, all ending with questions on parental survival. Cooperation was high in all groups, and differences in completion rates were minimal. The extent of item nonresponse, age heaping, and temporal displacement of deaths in data on parental survival generally did not vary between study groups, but reports of maternal age at death were more reliable in longer interviews. Recommendations about the duration of mobile phone interviews might be too restrictive. They should not preclude additional modules, including ones on mortality, in mobile phone surveys conducted in LMICs.


Estimer la mortalité aux âges élevés dans les pays à données incomplètes : les estimations basées sur la survie des parents sont-elles affectées par des biais de sélection ?

March 2024

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4 Reads

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1 Citation

Population

La mortalité aux âges élevés reste peu documentée dans les pays où les systèmes d’enregistrement et les statistiques de l’état civil sont incomplets. Les enquêtes comportant des questions sur la survie des parents peuvent contribuer à combler cette lacune en fournissant des estimations de la mortalité des plus de 50 ans. Notre article évalue si des biais de sélection pourrait altérer la qualité de ces estimations. Nous analysons les données de trois observatoires de population et de santé regroupant 9 600 femmes et 8 500 hommes. Nous appliquons des modèles de Cox afin d’estimer la mortalité des femmes et des hommes âgés de 50 à 89 ans en fonction du nombre de leurs filles adultes (qui sont généralement les répondantes aux enquêtes). Les résultats indiquent que les personnes sans enfant vivant au moment de l’enquête font face à un risque de décès plus important. Les estimations de mortalité déduites des déclarations sur la survie des parents sont donc susceptibles de sous-estimer les niveaux de mortalité après 50 ans, même si aucun biais systématique n’apparaît clairement. La collecte de données sur la survie des parents constitue finalement un outil prometteur pour mesurer la mortalité aux âges élevés, étant donné le faible risque de biais de sélection.


Revisiting the Recommended Duration of Interviews Conducted by Mobile Phone in Low- and Middle-income Countries: A Randomized Trial in Malawi

March 2024

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3 Reads

Field Methods

Guidelines for conducting surveys by mobile phone calls in low- and middle-income countries suggest keeping interviews short (<20 minutes). The evidence supporting this recommendation is scant, even though limiting interview duration might reduce the amount of data generated by such surveys. We recruited nearly 2,500 mobile phone users in Malawi and randomly allocated them to 10-, 20-, or 30-minute phone interviews, all ending with questions on parental survival. Cooperation was high in all groups, and differences in completion rates were minimal. The extent of item nonresponse, age heaping, and temporal displacement of deaths in data on parental survival generally did not vary between study groups, but reports of maternal age at death were more reliable in longer interviews. Recommendations about the duration of mobile phone interviews might be too restrictive. They should not preclude additional modules, including ones on mortality, in mobile phone surveys conducted in LMICs.


Citations (68)


... One element that might affect acceptability and data quality is the duration of the interview in the sense that longer interviews are more susceptible to interruptions and the respondent's loss of concentration. The empirical evidence for the latter is not very strong [14], but as long as data quality can be upheld, short duration interviews are desirable for the mere reason that they reduce the burden on the respondent and fieldwork operational costs. ...

Reference:

Mobile phone survey estimates of perinatal mortality in Malawi: A comparison of data from truncated and full pregnancy histories
Revisiting the Recommended Duration of Interviews Conducted by Mobile Phone in Low- and Middle-income Countries: A Randomized Trial in Malawi
  • Citing Article
  • May 2024

Field Methods

... Ante la falta de publicación de data oficial por el Instituto Nacional de Estadística (INE) y los anuarios de epidemiología del Ministerio del Poder Popular para la Salud (MPPS) (11)(12)(13)(14)(15)(16)(17)(18)(19)(20)(21)(22)(23)(24)(25)(26)(27)(28)(29), gran parte de las estimaciones en aspectos demográficos e indicadores de salud (incluyendo indicadores de salud perinatal) de la EHC venezolana , se realizan a través organismos multilaterales como la ONU, el Banco Mundial (BM), el Fondo de las Naciones Unidas para la Infancia (UNICEF), la Organización Panamericana de la Salud (OPS), la Organización Mundial de la Salud (OPS), el Fondo de Población de las Naciones Unidas (UNFPA) y esfuerzos de investigaciones individuales y colectivas, nacionales o internacionales como la Encuesta Nacional de Hospitales (ENH) (8), el Venezuelan Health Profile (9), el informe HumVenezuela (10), la Encuesta Nacional de Condiciones de Vida (ENCOVI) (11), así como la data institucional que obtienen los programas de especialización relacionados con el equipo de salud perinatal (18,(33)(34)(35)(36)(37)(38)(39)(40)(41). ...

Updated estimates of infant mortality in Venezuela

The Lancet Global Health

... To investigate the impact of survey errors on the estimated mortality levels, both factors reported here (misreporting of DOB, AAD and misclassification between livebirths and stillbirths) and omission must be taken into account. This study thus adds to the already existing knowledge of problems with precision of retrospectively collected child mortality information compared with prospective surveillance (Eilerts et al., 2021;Erchick et al., 2023;Espeut & Becker, 2015;Helleringer et al., 2020;Jensen et al., 2023;Kadobera et al., 2017;Nareeba et al., 2021). However, by investigating factors associated with the magnitude of differences in DOB and AAD, our study calls for caution when assessing changes in mortality over time. ...

Stillbirth and early neonatal mortality rates may be underestimated using recall information: A comparison of demographic surveillance methodologies

... There are several possible methodological pitfalls associated with mortality estimation from mobile phone surveys, including acceptability, sample selectivity, and data quality concerns [9][10][11][12][13]. One element that might affect acceptability and data quality is the duration of the interview in the sense that longer interviews are more susceptible to interruptions and the respondent's loss of concentration. ...

Increased Age Heaping in Mobile Phone Surveys Conducted in Low-Income and Middle-Income Countries
  • Citing Article
  • March 2023

Socius Sociological Research for a Dynamic World

... The COVID-19 pandemic has not only led to compulsory lockdowns, curfews, and containment of activity in societies [1] but also reduced the utilisation of healthcare facilities, especially among individuals with less severe illnesses [2,3]. Many private hospitals and health centres ended up providing emergency services only and not engaging with routine patients [4]. ...

Utilization of non-Ebola health care services during Ebola outbreaks: a systematic review and meta-analysis

Journal of Global Health

... There are several possible methodological pitfalls associated with mortality estimation from mobile phone surveys, including acceptability, sample selectivity, and data quality concerns [9][10][11][12][13]. One element that might affect acceptability and data quality is the duration of the interview in the sense that longer interviews are more susceptible to interruptions and the respondent's loss of concentration. ...

Collecting mortality data via mobile phone surveys: A non-inferiority randomized trial in Malawi

... To do this, scholars have first used reports of case fatalities published by national surveillance authorities [1,2] but are now mainly calculating excess mortality, defined as "the difference between the number of deaths (from any cause) that occur during the pandemic and the number of deaths that would have occurred in the absence of the pandemic" [3]. This is considered to be the gold standard for estimating the overall impact of COVID-19 [4,5], and especially more reliable than epidemiological surveillance data due to different definitions of data among countries, time-varying collection methods, reporting delays, and diverse coverage by place of death [6,7]. ...

Measuring excess mortality due to the COVID-19 pandemic: progress and persistent challenges
  • Citing Article
  • December 2021

International Journal of Epidemiology

... The financial incentive message concentrated on individual economic benefits that might make people more willing to download the app (Frimpong & Helleringer, 2021;Jonker et al., 2020). In fact, downloads increased when financial incentives were offered (Munzert et al., 2021). ...

Strategies to increase downloads of COVID–19 exposure notification apps: A discrete choice experiment

... 12,13 Focusing on South Asia, recent studies in rural Bangladesh and India reported limited awareness about the importance of registration, no information whatsoever about death registration, time shortage, financial constraints and limited knowledge of Civil Registration & Vital Statistics (CRVS), among relatives of recently deceased individuals. 14,15 Every year, 6.736 deaths per 1,000 inhabitants are estimated to occur in Pakistan. 16 There is no cause of death data at national level. ...

Adult death registration in Matlab, rural Bangladesh: completeness, correlates, and obstacles

Genus

... In Malawi, a state of national disaster was declared on March 20, 2020, and the first COVID-19 case was reported on April 2, 2020 [1]. In response, the Government of Malawi implemented containment policies to limit human-to-human contact, which included barring public events, screening for COVID-19 at border posts, closing non-essential workplaces, and closing academic institutions [2]. Schools began closing in March 2020 and started reopening in September 2020 using a phased approach [3]. ...

Knowledge, risk perceptions, and behaviors related to the COVID-19 pandemic in Malawi

Demographic Research