November 2024
Statistical Science
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November 2024
Statistical Science
October 2024
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31 Reads
We study the immediate impact of a new code of criminal procedure on crime. In November 2017, Uruguay switched from an inquisitorial system (where a single judge leads the investigation and decides the appropriate punishment for a particular crime) to an adversarial system (where the investigation is now led by prosecutors and the judge plays an overseeing role). To analyze the short-term effects of this reform, we develop a randomization-based approach for before-and-after studies with multiple units. Our framework avoids parametric time series assumptions and eliminates extrapolation by basing statistical inferences on finite-sample methods that rely only on the time periods closest to the time of the policy intervention. A key identification assumption underlying our method is that there would have been no time trends in the absence of the intervention, which is most plausible in a small window around the time of the reform. We also discuss several falsification methods to assess the plausibility of this assumption. Using our proposed inferential approach, we find statistically significant short-term causal effects of the crime reform. Our unbiased estimate shows an average increase of approximately 25 police reports per day in the week following the implementation of the new adversarial system in Montevideo, representing an 8 percent increase compared to the previous week under the old system.
October 2024
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15 Reads
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1 Citation
Science
New research offers public-focused solutions, but elites and institutions cannot be ignored
March 2024
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13 Reads
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41 Citations
In this Element, which continues our discussion in Foundations, the authors provide an accessible and practical guide for the analysis and interpretation of Regression Discontinuity (RD) designs that encourages the use of a common set of practices and facilitates the accumulation of RD-based empirical evidence. The focus is on extensions to the canonical sharp RD setup that we discussed in Foundations. The discussion covers (i) the local randomization framework for RD analysis, (ii) the fuzzy RD design where compliance with treatment is imperfect, (iii) RD designs with discrete scores, and (iv) and multi-dimensional RD designs.
August 2023
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13 Reads
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23 Citations
Statistics in Medicine
We present a practical guide for the analysis of regression discontinuity (RD) designs in biomedical contexts. We begin by introducing key concepts, assumptions, and estimands within both the continuity-based framework and the local randomization framework. We then discuss modern estimation and inference methods within both frameworks, including approaches for bandwidth or local neighborhood selection, optimal treatment effect point estimation, and robust bias-corrected inference methods for uncertainty quantification. We also overview empirical falsification tests that can be used to support key assumptions. Our discussion focuses on two particular features that are relevant in biomedical research: (i) fuzzy RD designs, which often arise when therapeutic treatments are based on clinical guidelines, but patients with scores near the cutoff are treated contrary to the assignment rule; and (ii) RD designs with discrete scores, which are ubiquitous in biomedical applications. We illustrate our discussion with three empirical applications: the effect CD4 guidelines for anti-retroviral therapy on retention of HIV patients in South Africa, the effect of genetic guidelines for chemotherapy on breast cancer recurrence in the United States, and the effects of age-based patient cost-sharing on healthcare utilization in Taiwan. Complete replication materials employing publicly available data and statistical software in Python, R and Stata are provided, offering researchers all necessary tools to conduct an RD analysis.
March 2023
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1 Read
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11 Citations
February 2023
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123 Reads
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1 Citation
We present a practical guide for the analysis of regression discontinuity (RD) designs in biomedical contexts. We begin by introducing key concepts, assumptions, and estimands within both the continuity-based framework and the local randomization framework. We then discuss modern estimation and inference methods within both frameworks, including approaches for bandwidth or local neighborhood selection, optimal treatment effect point estimation, and robust bias-corrected inference methods for uncertainty quantification. We also overview empirical falsification tests that can be used to support key assumptions. Our discussion focuses on two particular features that are relevant in biomedical research: (i) fuzzy RD designs, which often arise when therapeutic treatments are based on clinical guidelines, but patients with scores near the cutoff are treated contrary to the assignment rule; and (ii) RD designs with discrete scores, which are ubiquitous in biomedical applications. We illustrate our discussion with three empirical applications: the effect CD4 guidelines for anti-retroviral therapy on retention of HIV patients in South Africa, the effect of genetic guidelines for chemotherapy on breast cancer recurrence in the United States, and the effects of age-based patient cost-sharing on healthcare utilization in Taiwan. Complete replication materials employing publicly available statistical software in Python, R and Stata are provided, offering researchers all necessary tools to conduct an RD analysis.
January 2023
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448 Reads
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1 Citation
This monograph, together with its accompanying first part Cattaneo, Idrobo and Titiunik (2020), collects and expands the instructional materials we prepared for more than 40 short courses and workshops on Regression Discontinuity (RD) methodology that we taught between 2014 and 2022. In this second monograph, we discuss several topics in RD methodology that build on and extend the analysis of RD designs introduced in Cattaneo, Idrobo and Titiunik (2020). Our first goal is to present an alternative RD conceptual framework based on local randomization ideas. This methodological approach can be useful in RD designs with discretely-valued scores, and can also be used more broadly as a complement to the continuity-based approach in other settings. Then, employing both continuity-based and local randomization approaches, we extend the canonical Sharp RD design in multiple directions: fuzzy RD designs, RD designs with discrete scores, and multi-dimensional RD designs. The goal of our two-part monograph is purposely practical and hence we focus on the empirical analysis of RD designs.
October 2022
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26 Reads
We propose principled prediction intervals to quantify the uncertainty of a large class of synthetic control predictions or estimators in settings with staggered treatment adoption, offering precise non-asymptotic coverage probability guarantees. From a methodological perspective, we provide a detailed discussion of different causal quantities to be predicted, which we call `causal predictands', allowing for multiple treated units with treatment adoption at possibly different points in time. From a theoretical perspective, our uncertainty quantification methods improve on prior literature by (i) covering a large class of causal predictands in staggered adoption settings, (ii) allowing for synthetic control methods with possibly nonlinear constraints, (iii) proposing scalable robust conic optimization methods and principled data-driven tuning parameter selection, and (iv) offering valid uniform inference across post-treatment periods. We illustrate our methodology with a substantive empirical application studying the effects of economic liberalization in the 1990s on GDP for emerging European countries. Companion general-purpose software packages are provided in Python, R and Stata.
August 2022
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52 Reads
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142 Citations
Annual Review of Economics
The regression discontinuity (RD) design is one of the most widely used nonexperimental methods for causal inference and program evaluation. Over the last two decades, statistical and econometric methods for RD analysis have expanded and matured, and there is now a large number of methodological results for RD identification, estimation, inference, and validation. We offer a curated review of this methodological literature organized around the two most popular frameworks for the analysis and interpretation of RD designs: the continuity framework and the local randomization framework. For each framework, we discuss three main topics: ( a) designs and parameters, focusing on different types of RD settings and treatment effects of interest; ( b) estimation and inference, presenting the most popular methods based on local polynomial regression and methods for the analysis of experiments, as well as refinements, extensions, and alternatives; and ( c) validation and falsification, summarizing an array of mostly empirical approaches to support the validity of RD designs in practice.
... At the institutional level, the study underscores the importance of building more resilient democracies by strengthening the institutions that citizens are less likely to prioritize under conditions of insecurity. Indeed, my findings echo the cautions expressed by Nyhan and Titiunik (2024), who argue that interventions targeting public opinion must be paired with institutional reforms that incentivize political actors to respect democratic norms and principles. This is particularly true, as this pre-registered experiment demonstrates, for institutions like checks and balances and political accountability mechanisms. ...
October 2024
Science
... To reduce the risk of confounding, all analyses use a narrow 10-day window on either side of the cutoff. The specifications in Equations 1, 2 and 3 are similar in logic to the local randomization approach that estimates the effect in a narrow window around the registration deadline cutoff and that, in contrast to the traditional local polynomial (or continuity-based) approach, does not include a running variable (Cattaneo et al., 2020;Cattaneo et al., 2024). The former approach is preferable in our context both because the score (date of birth) is discrete and because an additional discontinuity in turnout-the steep drop in turnout at the Election Day cutoff-precludes the use of a wide window around the registration deadline. ...
March 2024
... We conduct a robustness check (Lee and Lemieux, 2010;Cattaneo, Keele and Titiunik, 2023). Local polynomial methods, we apply, necessitate the selection of the bandwidth, 12 Speaker elections are held annually in several municipal governments. ...
August 2023
Statistics in Medicine
... However, predetermined covariates cannot be used to salvage an invalid RD design because incorporating covariates on those settings necessarily changes the RD parameters interest. See Cattaneo et al. (2023b) for more discussion and references. ...
March 2023
... Nem foglalkozunk az elmosódott (fuzzy) szakadásos regresszióval, amikor a küszöbérték feletti (alatti) esetek közül nem mindenki kerül a kezelt (kontroll-) csoportba, csupán nagyobb valószínűséggel történik meg ez, mint a küszöbérték alatt (felett).11 Érdemes megjegyezni, hogy a besoroló változó folytonossága önmagában sem nem szükséges, sem nem elégséges feltétele a szakadásos regresszió módszer alkalmazásának(Cattaneo-Keele-Titiunik 2023). A besoroló változó sűrűségfüggvényének küszöbérték körüli nem megmagyarázható szakadása ugyanakkor megkérdőjelezi az RD módszer alkalmazásának helyességét. ...
February 2023
... A. Leininger et al. case, we cannot perform a local randomization analysis. Following the recommendation by Cattaneo et al. (2023), we base our analysis on an aggregated dataset, where each observation represents a day, and the dependent variable takes the mean of all responses from participants born on that day. We also estimate our main specifications on the individual-level data set, leading to similar results. ...
January 2023
... Fifth, following Cattaneo and Titiunik (2022), we assessed the robustness of our estimates to alternative bandwidths to ensure our conclusions were not driven by arbitrary ...
August 2022
Annual Review of Economics
... We utilize the synthetic control methodology first introduced by [27,28], and recently expanded by [29] to construct the counterfactual nightlights (NTL) data for Afghanistan. This counterfactual quantifies how Afghanistan's nightlights might have developed in the absence of the Taliban takeover. ...
September 2021
... From the related studies, we found Political Socialization (Furman et al., 2022;), Emotional Response (Northey et al., 2020), Social Identity (Ahmed et al., 2020;Morgan, 2021), Trust in the party (Mostofa, 2021), Commitment with a party (Hollyer et al., 2022), and Voting Intentions (Serek & Umemura, 2015;von Sikorski & Herbst, 2020) to be most pertinent, to begin with the goal of delineating the processes behind voter's psychology and that may characterize the basis for political branding. Further, the underline concept was developed on the basis of Social Identity Theory (Hogg, 2016), Theory of trust and commitment (Brown et al., 2019), Social Cognitive Theory (Hogg, 2016). ...
June 2021
American Journal of Political Science
... If we interpret these results as the product of a quasi-experiment, the results are a plausiblycausal local average treatment effect: we cannot generalize about the effect outside of the specific observed threshold. Following Sekhon and Titiunik (2016), a more cautious interpretation of the design as an observational study, rather than a quasi-experiment, still evinces the central point: electoral administration matters because of how it shapes the costs voters face on election day, and which voters face those costs. Generalizing the effects of this particular policy to other contexts remains an open question best answered by similar studies in other contexts; the Zimbabwe results above provide evidence that the effect extends to at least one other context (Samii, 2016). ...
January 2017
Observational Studies