Peter Turchin’s research while affiliated with University of Oxford and other places

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Publications (173)


Exploring the relationship between sociopolitical complexity, ideology, and authority in world history
  • Preprint

November 2024

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32 Reads

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Peter Turchin

Scholars from a wide array of disciplines have sought to identify the core features underpinning cohesion and cooperation within increasingly large, complex, and internally diverse societies. Previous work has suggested that as societies grow in scale and complexity, extreme forms of inequality no longer provide a viable method of maintaining cohesion and cooperation. The relationship between these supposedly critical features, however, has not been subjected to large-scale systematic analysis. Here, we investigate the rise, spread, and impact of cooperation-promoting institutions and ideologies in a global sample of past societies. We find a clear divergence in the evolutionary trajectories of these traits: on one hand, certain ideological features relating to the adoption of moralizing religions, increasing complexity and professionalization of governmental administration, and maintenance of public goods clearly arise and spread alongside increases in social scale; on the other, ideologies and institutions limiting rulers’ power and authority are not uniformly characteristic of larger-scale societies. We discuss a range of possible interpretations for these patterns, noting that the forces driving these developments may operate on different scales of analysis and time-courses and suggest tentative explanations for these critical dynamics.


Comparison of model behaviors based on possible combinations of parameters for our soil-farmer interaction model with abiotic resources (left) and logistic resources (right). Parameter combinations c/r and a/r fully characterize the behavior for both variants. The figure panels show coordinate systems of possible parameter combinations. For any specific combination of parameters, the models’ behavior is determined by which region the corresponding coordinates fall in. Black lines separate different model behaviors with nontrivial solutions. In the right panel, the straight line (red in the online version) separates the parameter region with no nontrivial solutions (i.e. extinction). Colored points denote the parameter combinations used in the examples in Fig. 2: P1 corresponds to parameters we find reasonable for pre-industrial swidden agriculture; P2 corresponds to example parameters that illustrate a case with slower resource dynamics
Example behavior of farmer-soil interaction models in the presence of noise. Top panels show results for parameter values typical of pre-industrial swidden agriculture (a = 0.3; c = 0.2 and 0.2731 for the abiotic and biotic model variants respectively). Bottom panels show results for hypothetical scenario with slow resource dynamics (a = 0.1; c = 0.03835 and 0.06 for the abiotic and biotic model variants respectively). For all cases, we use r = 0.02; K = 10,000. Left panels: one example solution with the same noise function applied to both model variants (i.e. using the same seed value to initialize the random number generator used in both cases); in panel (c), the shaded area shows an example of one “full cycle” for the biotic model variant, with a pronounced bust in population between two peaks approximately 450 years apart. Right panels: autocorrelation function (ACF) of solutions for 100 repeated realizations
Example of numerical solution of the population-warfare model of Turchin and Korotayev (2006) in the presence of noise (of 5% relative magnitude, sampled from a normal distribution and added to the population variable once per year)
Soil Fertility Depletion is not a Credible Mechanism for Population Boom/Bust Cycles in Early Agricultural Societies
  • Article
  • Publisher preview available

October 2024

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70 Reads

Human Ecology

Soil fertility depletion presents a negative feedback mechanism that could have impacted early adopters of agriculture. We consider whether such feedback can lead to population cycles among early agriculturalists, such as the boom-and-bust patterns suggested by an increasing amount of evidence for Neolithic Europe. Using general mathematical arguments, we show that this is unlikely, due to the interplay of two factors. First, there is an important mathematical difference between biotic (i.e., logistic) and abiotic resource replenishment; soil nutrients are better modeled by the abiotic case, which leads to more stable dynamics. Second, under realistic conditions, the resource replenishment process operates on fast time scales compared to attainable population growth rates, reinforcing the tendency towards stable dynamics. Both these factors are relevant for early agricultural societies and imply that nutrient depletion is likely not the main contributing factor to boom-and-bust cycles observed in the archaeological record.

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Figure 1. Our illustration of the Spectrum of Crisis, showing the scale of crises -using our case studies
Figure 2. Map showing the region of Classic Maya's early collapse in the Yucatán Peninsula southern lowlands (Webster 2012).
Figure 3. Total number of dated texts in the Maya Hieroglyphic Database. 'Time' is represented by the Maya Long Count dating in line with the traditional scholarship of the region. Note that the temporal spread corresponds to Gregorian calendar years 376-889 CE, and the peak of building in 9.16 corresponds to 751 CE. From: (Munson and Macri 2009, 429-430).
Figure 3. Showing the early spread of the Black Death via water routes directly into Mamluk territory (Flappiefh 2018).
Figure 5. Map of Qing China and the extent of the Taiping Heavenly Kingdom captured territories (M.Bitton 2022). Key: Var Held at various times during the rebellion; Ea Early period captures; Lat Late period captures.
The Spectrum of (Poly)Crisis: Exploring polycrises of the past to better understand our current and future risks

October 2024

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109 Reads

As the concept of polycrisis gains popularity among academics, policy-makers, and the general public, many questions linger about the utility, scope, and applicability of the term in different contexts. Building on prior work, we argue that crises can fruitfully be understood as existing along a spectrum, characterized by multiple different factors, with our modern polycrisis at one extreme. We illustrate this by surveying three historical periods with varying geographical scope – late 1st-millennium CE Mesoamerica, Late Medieval Eurasia, and the early modern Northern Hemisphere – arguing that these exhibited many, but not all, of the key characteristics that make up a polycrisis. We detail the experience of individual societies during these periods, focused on regions to highlight how stresses and dysfunction across multiple systems combined to produce devastating impacts and contrast these with the relatively mild experiences of others facing the same conditions. We highlight how the interaction of stresses across ecological, economic, social, and political systems produced disasters that further deepened these crises and so led to yet more disasters and further devastation. We illustrate how viewing these historical periods through a polycrisis lens can not only inform our understanding of the past but can produce valuable lessons for our modern world. The multi-faceted, far-reaching, and devastating consequences of our current polycrisis should not be viewed as entirely a recent phenomenon. Ultimately, we argue that studying historical polycrises as we do here can help us learn lessons from the past that allow us to hone strategies for addressing the comparable issues we face today and will continue to contend with for the foreseeable future.


Landscape of fear: indirect effects of conflict can account for large-scale population declines in non-state societies

August 2024

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119 Reads

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1 Citation

The impact of inter-group conflict on population dynamics has long been debated, especially for prehistoric and non-state societies. In this work, we consider that beyond direct battle casualties, conflicts can also create a ‘landscape of fear’ in which many non-combatants near theatres of conflict abandon their homes and migrate away. This process causes population decline in the abandoned regions and increased stress on local resources in better-protected areas that are targeted by refugees. By applying analytical and computational modelling, we demonstrate that these indirect effects of conflict are sufficient to produce substantial, long-term population boom-and-bust patterns in non-state societies, such as the case of Mid-Holocene Europe. We also demonstrate that greater availability of defensible locations act to protect and maintain the supply of combatants, increasing the permanence of the landscape of fear and the likelihood of endemic warfare.



Cliopatria - A geospatial database of world-wide political entities from 3400BCE to 2024CE

August 2024

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39 Reads

The scientific understanding of the complex dynamics of global history – from the rise and spread of states to their declines and falls, from their peaceful interactions with economic or diplomatic exchanges to violent confrontations – requires, at its core, a consistent and explicit encoding of historical political entities, their locations, extents and durations. Numerous attempts have been made to produce digital geographical compendia of polities with different time depths and resolutions. Most have been limited in scope and many of the more comprehensive geospatial datasets must either be licensed or are stored in proprietary formats, making access for scholarly analysis difficult. To address these issues we have developed Cliopatria, a comprehensive open-source geospatial dataset of worldwide states, political groups, events, and rulers from 3400BCE to 2024CE. Presently it comprises over 1800 political entities sampled at varying timesteps and spatial scales. Here, we discuss its construction, its scope, and its current limitations.


All Crises are Unhappy in their Own Way: The role of societal instability in shaping the past

February 2024

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1,420 Reads

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5 Citations

Societal ‘crises’ are periods of turmoil and destabilization in socio-cultural, political, economic, and other systems, often accompanied by varying amounts of violence and sometimes significant changes in social structure. The extensive literature analyzing societal crises has concentrated on relatively few historical examples (large-scale events such the fall of the Roman Empire or the French and Russian Revolutions) emphasizing different aspects of these events as potential causes or consistent effects. To investigate crises and prior approaches to explaining them, and to avoid a potential small-sample size bias present in several previous studies, we sought to uniformly characterize a substantial collection of historical crises, spanning millennia, from the prehistoric to post-industrial, and afflicting a wide range of polities in diverse global regions; the Crisis Database (CrisisDB). Here, we describe this dataset which comprises 168 crises suggested by historians and characterized by a number of significant 'consequences' (such as civil war, epidemics, or loss of population) including also institutional and cultural reforms (for example improved sufferance or constitutional changes) that might occur during and immediately following the crisis period. Our analyses show that the consequences experienced by each crisis is highly variable. The outcomes themselves are uncorrelated with one another and, overall, the set of consequences is largely unpredictable when compared to other large-scale properties of society suggested by previous scholars such as its territorial size, religion, administrative size, or historical recency. We conclude that there is no ‘typical’ societal crisis of the past, but crisis situations can take a variety of different directions. We offer some suggestions on the forces that might drive these varying consequences for exploration in future work.




Moralizing Supernatural Punishment and Reward: A Response to Critics

October 2023

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38 Reads

Journal of Cognitive Historiography

In this article we respond to three critiques of our 2019 article ‘Complex Societies Precede Moralizing Gods throughout World History.’ We clarify that our research does not, as our critics suppose, support the claim that moralizing gods played a decisive role in the development of complex societies. Indeed our goal was to test this claim and we found it wanting. Our methods ‘reduce’ neither religion or social complexity in the ways claimed, while our tentative conclusions about the relationship between frequent, routinized ritual and social cohesion are supported by much research beyond the paper under discussion. In the Roman Empire, many forms of collective ritual contributed to the propagation of Romanitas. We have never claimed that this depended on absolute uniformity of belief. Other misconceptions about our supposedly ‘inattentive’ qualitative analysis result from misreadings of information in our open-access database, which functions as an evolving set of information relevant to specific research questions rather than a general encyclopedia. Despite these disagreements, we continue to maintain that neither qualitative historical methods nor quantitative analytic approaches alone can produce satisfying answers to causal questions about world history. The best approach, we argue, is to integrate the insights from humanities with ‘Big Data’ analyses from social science, and we welcome continued engagement and collaboration across traditional disciplinary boundaries.


Citations (70)


... and its variants to feedbacks between population growth and violent conflict in non-state societies (Turchin & Korotayev, 2006) and the political economy of chiefdoms (Spencer, 1998). Noise-induced oscillations are a possibility for a range of parameter values in these cases and thus can account for boom-and-bust dynamics in populations (Brander & Taylor, 1998;Kondor et al., 2024;Turchin & Korotayev, 2006; see also Fig. 3 above). Although these results alone do not establish that observed boom-and-bust patterns are a product of conflict or of internal political dynamics, mathematical analysis of this nature can contribute to the evaluation of plausible hypotheses, along with empirical investigations (Kohler et al., 2009(Kohler et al., , 2020Scheffer et al., 2021). ...

Reference:

Soil Fertility Depletion is not a Credible Mechanism for Population Boom/Bust Cycles in Early Agricultural Societies
Landscape of fear: indirect effects of conflict can account for large-scale population declines in non-state societies

... Nonetheless, Chen, Turchin, and Wang (2023) use each region's number of archaeologically excavated military grave goods from the Neolithic (8000-1700 BCE) as a proxy for the region's prehistoric war exposure, assuming that local residents would not have cared to take weapons into their graves unless war was an important part of their livelihood. They find that due to both the flatter terrains and more volatile rainfall conditions in northern China (defined as the Yangtze River valley and the land north of it), most of the Neolithic military grain goods, and hence most wars, were located in northern China, which was the major reason why the early Chinese civilization originated there rather than in the south. ...

War and the origins of Chinese civilization
  • Citing Article
  • January 2024

SSRN Electronic Journal

... d 'Errico et al. (2023) combine several datasets to study how different shocks (natural disaster, livelihood-related, health shocks) reduce households' resilience between 2014 and 2020. Hoyer et al. (2023Hoyer et al. ( , 2024 developed the Crisis Database (CrisisDB), comprising 168 societal crises (population decline or collapse, downward mobility or extermination of elites, uprisings, civil war, state fragmentation, external conquest, ruler assassination or deposition, etc.) spanning multiple time periods and regions, by systematically collecting historical information about the events characteristics. Finally, Shaban et al. (2024) analyze the extent to which contextual social-ecological conditions of entrepreneurial uncertainty, agricultural shocks, and poorly designed responses from institutions interact with tragic behaviors by farmers. ...

All Crises are Unhappy in their Own Way: The role of societal instability in shaping the past

... At the same time, new forms of spirituality, such as New Age beliefs and secular humanism, have emerged in response to the complexities of modern life. The evolution of religion in the contemporary world reflects a diverse tapestry of beliefs, practices, and worldviews, highlighting the ongoing quest for meaning, purpose, and transcendence in an ever-changing society (Bulbulia, J., (2013). [4]). ...

The Cultural Evolution of Religion
  • Citing Chapter
  • November 2013

... É nesse sentido que venho utilizando o termo 'mente normativa' para caracterizar a capacidade cognitiva de compreender conteúdos normativos e se comportar de acordo com expectativas deônticas (Almeida, 2011;2020). Tal como Chomsky argumenta em relação à linguagem, processos seletivos insculpiram uma gramática moral universal a partir de critérios evolutivos próprios, que respondem a problemas biológicos que emergem de contextos cooperativos, capacitando indivíduos a operarem de acordo com os postulados da seleção por parentesco e do altruísmo recíproco, bem como, no caso humano, dos instintos sociais tribais (Jordan et al., 2013;Nowak, 2006;Richerson & Boyd, 2008;Silk, 2009;Soltis, Boyd & Richerson, 1995 A tese de Frans de Waal fornece subsídios concretos a essa tese, revelando não apenas que outros animais têm capacidades como as mencionadas -exceto no que diz respeito aos instintos sociais tribais, típicos do Homo sapiens -, mas também que observam normas sociais específicas que estão entranhadas em sua psicologia. A essas normas venho denominando de 'direito natural', em referência à menção, na tradição filosófica clássica, de normas universais e imutáveis que derivariam da própria natureza (o cosmos grego) ou, no contexto moderno, da natureza racional humana. ...

Cultural Evolution of the Structure of Human Groups
  • Citing Chapter
  • November 2013

... We argue that this topic requires a full assessment for several reasons. First, despite a total of nine paleoclimate records detailing conditions for the Sasanian Empire, previous research has been limited to temporal correlations and/or environmentally deterministic comments about "collapse" (e.g., Sharifi et al., 2015;Peregrine, 2020;Hoyer et al., 2023). Simplistic comparisons have long been comprehensively critiqued, with the establishment of causal links and examinations of societal resilience now considered crucial for successful studies of human-climate interactions (Coombes & Barber, 2005;Haldon & Rosen, 2018;Moreland, 2018;Degroot et al., 2021). ...

Navigating Polycrisis: long-run socio-cultural factors shape response to changing climate

... 1368-1644), who also faced economic turmoil and a series of peasant rebellions themselves. Under these strained conditions, the neighboring Manchu used the advantage to attack and topple the Mings, establishing the Qing dynasty in its place (Degroot 2018;Parker 2008;Orlandi et al. 2022;Brook 2023). The lingering effects of the LIA continued into Qing rule, though they were able to achieve some stability, prosperity and population growth during the 'High Qing' c. 1683-1799, which coincided with the tail end of the LIA and warmer, more dependable crop-growing seasons. ...

Structural-demographic analysis of the Qing Dynasty (1644–1912) collapse in China

... The drivers of these dynamics are poorly understood. Potential causes for discontinuities in human demographic and social development can be exogenous factors such as climate anomalies, endogenous processes such as war, migration, and disease, or combinations of exogenous and endogenous processes [6][7][8][9] . Often, exogenous factors were suggested as critical trigger since collapses of past societies sometimes coincided with events recorded in Holocene climate proxies [10][11][12][13][14][15] . ...

Explaining population booms and busts in Mid-Holocene Europe

... Belief in moralizing gods is associated with social complexity and cooperation; maybe belief in moralizing gods adaptively promotes cooperation, or maybe rather a society's complexity and cooperation are reflected in its religions. [137,138] If a traditional ethics, say Kantian ethics or utilitarianism, similarly promotes cooperation, it too would be adaptive. Or maybe it too reflects the society's cooperation and complexity. ...

Explaining the rise of moralizing religions: a test of competing hypotheses using the Seshat Databank

Religion Brain & Behavior

... Additionally, scholars argue that the concern with 'supernatural punishment' became a primary feature of certain systems deemed religious only after the rise of sociopolitical complexity, driven by warfare and agricultural intensity (Whitehouse et al., 2021;2023:124-66;Turchin et al., 2023:167-94). These studies rely on group-level data from the 'Seshat Global History Databank,' with researchers using single value codes for entire societies. ...

Testing the Big Gods hypothesis with global historical data: a review and “retake”

Religion Brain & Behavior