Marco Bertola’s research while affiliated with International School for Advanced Studies and other places

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Publications (50)


Dirichlet energy and focusing NLS condensates of minimal intensity
  • Preprint

December 2024

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2 Reads

Marco Bertola

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Alexander Tovbis

We consider the family of (poly)continua K\mathcal K in the upper half-plane H{\mathbb H} that contain a preassigned finite {\it anchor} set E. For a given harmonic external field we define a Dirichlet energy functional I(K)\mathcal I(\mathcal K) and show that within each ``connectivity class'' of the family, there exists a minimizing compact K\mathcal K^* consisting of critical trajectories of a quadratic differential. In many cases this quadratic differential coincides with the square of the real normalized quasimomentum differential dp{\rm d} {\mathbf p} associated with the finite gap solutions of the focusing Nonlinear Schr\"{o}dinger equation (fNLS) defined by a hyperelliptic Riemann surface R\mathfrak R branched at the points EEˉE\cup\bar E. An fNLS soliton condensate is defined by a compact KH\mathcal K\subset{\mathbb H} (its spectral support) whereas the average intensity of the condensate is proportional to I(K)\mathcal I(\mathcal K) with external field given by z\Im z. The motivation for this work lies in the problem of soliton condensate of least average intensity such that E belongs to the poly-continuum K\mathcal K. We prove that spectral support K\mathcal K^* provides the fNLS soliton condensate of the least average intensity within a given ``connectivity class''.


Rational solutions of Painlev\'e V from Hankel determinants and the asymptotics of their pole locations

November 2024

In this paper we analyze the asymptotic behaviour of the poles of certain rational solutions of the fifth Painlev\'e equation. These solutions are constructed by relating the corresponding tau function with a Hankel determinant of a certain sequence of moments. This approach was also used by one of the authors and collaborators in the study of the rational solutions of the second Painlev\'e equation. More specifically we study the roots of the corresponding polynomial tau function, whose location corresponds to the poles of the associated rational solution. We show that, upon suitable rescaling, the roots fill a well-defined region bounded by analytic arcs when the degree of the polynomial tau function tends to infinity. Moreover we provide an approximate location of these roots within the region in terms of suitable quantization conditions.


Figure 1: The domains D and D.
Figure 2: The homology basis
Figure 4: On the left: the modified new lenses U h,± . On the right: How the RHP (4.24) change with the new lenses.
\bar{\partial}$-problem for focusing nonlinear Schr\"odinger equation and soliton shielding
  • Preprint
  • File available

September 2024

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46 Reads

We consider soliton gas solutions of the Focusing Nonlinear Schr\"odinger (NLS) equation, where the point spectrum of the Zakharov-Shabat linear operator condensate in a bounded domain D\mathcal{D} in the upper half-plane. We show that the corresponding inverse scattering problem can be formulated as a \overline{\partial}-problem on the domain. We prove the existence of the solution of this \overline{\partial}-problem by showing that the τ\tau-function of the problem (a Fredholm determinant) does not vanish. We then represent the solution of the NLS equation via the τ\tau of the \overline{\partial}- problem. Finally we show that, when the domain D\mathcal{D} is an ellipse and the density of solitons is analytic, the initial datum of the Cauchy problem is asymptotically step-like oscillatory, and it is described by a periodic elliptic function as xx \to - \infty while it vanishes exponentially fast as x+x \to +\infty.

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Chebotarov continua, Jenkins-Strebel differentials and related problems: a numerical approach

August 2024

We detail a numerical algorithm and related code to construct rational quadratic differentials on the Riemann sphere that satisfy the Boutroux condition. These differentials, in special cases, provide solutions of (generalized) Chebotarov problem as well as being instances of Jenkins--Strebel differentials. The algorithm allows to construct Boutroux differentials with prescribed polar part, thus being useful in the theory of weighted capacity and Random Matrices.


The Stieltjes–Fekete Problem and Degenerate Orthogonal Polynomials

March 2024

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50 Reads

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4 Citations

International Mathematics Research Notices

A result of Stieltjes famously relates the zeroes of the classical orthogonal polynomials with the configurations of points on the line that minimize a suitable energy with logarithmic interactions under an external field. The optimal configuration satisfies an algebraic set of equations: we call this set of algebraic equations the Stieltjes–Fekete problem. In this work we consider the Stieltjes-Fekete problem when the derivative of the external field is an arbitrary rational complex function. We show that, under assumption of genericity, its solutions are in one-to-one correspondence with the zeroes of certain non-hermitian orthogonal polynomials that satisfy an excess of orthogonality conditions and are thus termed “degenerate”. When the differential of the external field on the Riemann sphere is of degree 3 our result reproduces Stieltjes’ original result and provides its direct generalization for higher degree after more than a century since the original result.


Szegő Kernel and Symplectic Aspects of Spectral Transform for Extended Spaces of Rational Matrices

December 2023

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9 Reads

Symmetry Integrability and Geometry Methods and Applications

We revisit the symplectic aspects of the spectral transform for matrix-valued rational functions with simple poles. We construct eigenvectors of such matrices in terms of the Szegő kernel on the spectral curve. Using variational formulas for the Szegő kernel we construct a new system of action-angle variables for the canonical symplectic form on the space of such functions. Comparison with previously known action-angle variables shows that the vector of Riemann constants is the gradient of some function on the moduli space of spectral curves; this function is found in the case of matrix dimension 2, when the spectral curve is hyperelliptic.


Neighborhoods Uδ(p0)\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$U_{\delta }(p_0)$$\end{document} and Uδ(p∞)\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$U_{\delta }(p_{\infty })$$\end{document}, and an example of a multi-contour γ=γ1∪γ2∪γ3\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$\gamma = \gamma _1 \cup \gamma _2 \cup \gamma _3$$\end{document} in Tδ\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$${\mathcal {T}}_\delta $$\end{document} as defined in Definition 3.10. The three components belong to Sδ\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$${\mathcal {S}}_\delta $$\end{document}
Left: depiction of the real locus of an elliptic curve of the form (3.19) where C1\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$C_1$$\end{document} is the bounded real oval and C2\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$C_2$$\end{document} is unbounded. Right: the two real ovals in the complex torus. For a curve of the type (3.19) the parameter τ\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$\tau $$\end{document} is purely imaginary, τ∈iR+\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$\tau \in i{\mathbb {R}}^+$$\end{document}
The ABC hexagon (left) with a random tiling (right)
Critical Measures on Higher Genus Riemann Surfaces

September 2023

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43 Reads

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4 Citations

Communications in Mathematical Physics

Critical measures in the complex plane are saddle points for the logarithmic energy with external field. Their local and global structure was described by Martínez-Finkelshtein and Rakhmanov. In this paper we start the development of a theory of critical measures on higher genus Riemann surfaces, where the logarithmic energy is replaced by the energy with respect to a bipolar Green’s kernel. We study a max-min problem for the bipolar Green’s energy with external fields  Re V\text { Re }V where dV is a meromorphic differential. Under reasonable assumptions the max-min problem has a solution and we show that the corresponding equilibrium measure is a critical measure in the external field. In a special genus one situation we are able to show that the critical measure is supported on maximal trajectories of a meromorphic quadratic differential. We are motivated by applications to random lozenge tilings of a hexagon with periodic weightings. Correlations in these models are expressible in terms of matrix valued orthogonal polynomials. The matrix orthogonality is interpreted as (partial) scalar orthogonality on a Riemann surface. The theory of critical measures will be useful for the asymptotic analysis of a corresponding Riemann–Hilbert problem as we outline in the paper.


Integrable operators, \overline{\partial}-Problems, KP and NLS hierarchy

July 2023

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30 Reads

We develop the theory of integrable operators K\mathcal{K} acting on a domain of the complex plane with smooth boundary in analogy with the theory of integrable operators acting on contours of the complex plane. We show how the resolvent operator is obtained from the solution of a \overline{\partial}-problem in the complex plane. When such a \overline{\partial}-problem depends on auxiliary parameters we define its Malgrange one form in analogy with the theory of isomonodromic problems. We show that the Malgrange one form is closed and coincides with the exterior logarithmic differential of the Hilbert-Carleman determinant of the operator K\mathcal{K}. With suitable choices of the setup we show that the Hilbert-Carleman determinant is a τ\tau-function of the Kadomtsev-Petviashvili (KP) or nonlinear Schr\"odinger hierarchies.



Soliton Shielding of the Focusing Nonlinear Schrödinger Equation

March 2023

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71 Reads

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19 Citations

Physical Review Letters

We first consider a deterministic gas of N solitons for the focusing nonlinear Schrödinger (FNLS) equation in the limit N→∞ with a point spectrum chosen to interpolate a given spectral soliton density over a bounded domain of the complex spectral plane. We show that when the domain is a disk and the soliton density is an analytic function, then the corresponding deterministic soliton gas surprisingly yields the one-soliton solution with the point spectrum the center of the disk. We call this effect soliton shielding. We show that this behavior is robust and survives also for a stochastic soliton gas: indeed, when the N-soliton spectrum is chosen as random variables either uniformly distributed on the circle, or chosen according to the statistics of the eigenvalues of the Ginibre random matrix the phenomenon of soliton shielding persists in the limit N→∞. When the domain is an ellipse, the soliton shielding reduces the spectral data to the soliton density concentrating between the foci of the ellipse. The physical solution is asymptotically steplike oscillatory, namely, the initial profile is a periodic elliptic function in the negative x direction while it vanishes exponentially fast in the opposite direction.


Citations (11)


... From this differential equation, the electrostatic model follows from the previous commented ideas. Recently a different approach has been studied for orthogonal polynomials with respect to semiclassical orthogonality measures (measures such that the derivative of log(µ ′ ) is a rational function) (see [10] for quasi orthogonal polynomials and type II multiple orthogonal polynomials and [1] for degenerate orthogonal polynomials) but it also applies only to the case of absolutely continuous orthogonalities. ...

Reference:

An electrostatic model for the roots of discrete classical orthogonal polynomials
The Stieltjes–Fekete Problem and Degenerate Orthogonal Polynomials
  • Citing Article
  • March 2024

International Mathematics Research Notices

... Each p ∈ R has a z and a λ coordinate, that we denote by z(p) and λ(p). The matrix valued orthogonality is known to be related to scalar orthogonality on the spectral curve (1.9), see e.g., [9,10,17,37]. We will exploit this relation extensively, as we will use several notions coming from the spectral curve, in particular the equilibrium measure, see section 1.5 below. ...

Critical Measures on Higher Genus Riemann Surfaces

Communications in Mathematical Physics

... Recently, Girotti et al first presented the soliton gas of the KdV and modified KdV equations, respectively, starting from N-soliton solutions via Riemann-Hilbert (RH) problems [57,58]. Bertola et al further proposed the effect of soliton shielding, alias "soliton coagulation", in dense soliton gases governed by the NLS with zero backgrounds [59]. The effect implies that the field generated by a superposition of a large set of specially placed solitons may become tantamount to a few-soliton configuration. ...

Soliton Shielding of the Focusing Nonlinear Schrödinger Equation
  • Citing Article
  • March 2023

Physical Review Letters

... A recent work [10] has shown that the off-critical regime for the max-min energy problem is an open set within the space of polynomial potentials and it is furthermore expected that the set of critical polynomial potentials has zero Lebesgue measure. The latter has been proven for logarithmic potential problems on the real line [28]. ...

Openness of Regular Regimes of Complex Random Matrix Models
  • Citing Chapter
  • August 2022

Marco Bertola

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Alexander Tovbis

... In [6], we use the results of [5] and [19] and extend the RHP approach by allowing and to be general multi-intervals that can touch at any number of points, that is, and can have multiple double endpoints without assuming ∪ = ℝ. The goal is to perform a qualitative analysis of the spectrum of , † , and † , which includes determining what spectral components it has and their multiplicities. ...

On the spectral properties of the Hilbert transform operator on multi-intervals

Journal of Spectral Theory

... However, we do not deal with the scalar orthogonality directly. See [7,8,30,31,34] for other recent works on orthogonality on a Riemann surface covering varying aspects of asymptotic analysis, including steepest descent of Riemann-Hilbert problems on a spectral curve [8,30]. ...

Padé approximants on Riemann surfaces and KP tau functions

Analysis and Mathematical Physics

... In this section we extend an approach, which was originally developed in [17], see also [18]. One is given a collection of 2n points b j 2 R, 1 j 2n (i.e., all b j are double endpoints). ...

Inversion formula and range conditions for a linear system related with the multi‐interval finite Hilbert transform in L2

Mathematische Nachrichten

... Virasoro constraints were derived in [Giv01], a relation with Hurwitz numbers was obtained in [OP06c], and integrable systems controlling the Gromov-Witten invariants were presented in [DZ04,OP06b]. Regarding other descriptions, see, e.g., [DMNPS17,DYZ20,BR21]. ...

Matrix models for stationary Gromov–Witten invariants of the Riemann sphere

... The case when dist( , ) = 0 leads to difficulties, including the construction of parametrices for the asymptotic solution of the RHP. These problems were resolved in [7], where the RHP approach is applied in the case of only one double endpoint: = [ , 0], = [0, ], and < 0 < . The case when and have multiple common endpoints is considered in [19]. ...

Diagonalization of the finite Hilbert transform on two adjacent intervals: the Riemann–Hilbert approach

Analysis and Mathematical Physics

... In this paper, we study some interesting and important rational numbers called the Brézin-Gross-Witten (BGW) numbers [2,5,6,14,17,23]. Originally, the BGW numbers were defined via matrix models [6,23], and specifically are proportional to the Taylor coefficients with respect to the so-called Miwa variables (cf. ...

Brezin–Gross–Witten tau function and isomonodromic deformations
  • Citing Article
  • January 2019

Communications in Number Theory and Physics