Keiiti Aki’s research while affiliated with California Institute of Technology and other places

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Publications (157)


Figure 1. Growth of the seismic source spectrum with magnitude for earthquakes in the San Andreas rift zone near Stone Canyon, central California. The locus of corner frequencies appears to consist of three distinct segments between magnitudes 1 (M 1) and 5 (M 5). Reproduced from Chouet et al. [1978].  
Figure 2. Comparison of the corner-frequency vs. moment relation determined by the coda method (solid line), various deterministic methods (for individual earthquakes) and extrapolation from larger earthquakes (dashed lines). Reproduced from Chouet et al. [1978].  
Figure 3. The value of (1 + S), a measure of material strength relative to tectonic stress is shown as a function of distance, x 1 along the path of rupture propagation on the top of the figure. This is the case P – SV – 0 in which no barriers exist on the fault plane. At the bottom, snap shots of the parallel component displacement on the crack surface u 1 (x 1 , o, t) are shown as a function of x 1 . u 1 is normalized by the factor L (τ 0 – τ f )/μ and the number attached to each curve indicates time t measured in the unit of 0.5 L/α, where L is the length of the fault, α. is the compressional wave velocity, μ is the rigidity, τ 0 is the initial tectonic stress, and τ f is the dynamic function of the fault plane. Reproduced from Das and Aki [1977].  
Figure 4. Case P – SV – 1 in which one barrier exists on the fault plane. See Figure 3 legend for details. The crack tip skips the barrier without breaking it. Reproduced from Das and Aki [1977].  
Figure 13. Relation between the barrier interval and the maximum slip obtained by various methods.
Quantitative prediction of strong motion for a potential earthquake fault
  • Article
  • Full-text available

February 2010

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574 Reads

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21 Citations

Annals of geophysics = Annali di geofisica

Keiiti Aki

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Michel Bouchon

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Shamita Das

RIASSUNTO. - Questa nota descrive un nuovo metodo per calcolare le registrazioniaccelerografìehe per una data regione sismica in base alle leggi fisicheusando le informazioni relative alla tettonica ed alle proprietà fisiche della fagliasismica.Il metodo si basa su di un nuovo modello sismico, chiamato « modellob a r r i e r a » , caratterizzato da cinque parametri focali: lunghezza della faglia,larghezza, scorrimento massimo, velocità di rottura ed intervallo di barriera.I primi tre parametri possono essere vincolati dalla tettonica a placche, ilquarto parametro è approssimativamente una costante. Il parametro più importante,che controlla l'accelerazione del terremoto, è l'ultimo, l'intervallo « barriera ».Vi sono tre metodi per valutare 1' « intervallo barriera » per una dataregione sismica: 1) misurazione in superficie dello scorrimento attraverso fratturedi faglia; 2) creazione di un modello che si adatti all'osservazione dicampi vicini e lontani; 5) una legge che regoli i dati per i piccoli terremoti nellaregione.Gli intervalli barriera sono stati valutati per una dozzina di terremoti eper quattro regioni sismiche, per mezzo dei tre metodi suindicati. I risultatipreliminari ottenuti per la California suggeriscono che l'intervallo barrierapossa essere determinato quando sia dato il massimo scorrimento. La relazionetra l'intervallo barriera ed il massimo scorrimento varia da una regione sismicaall'altra. Ad esempio, l'intervallo appare insolitamente lungo per Kilanea (Hawaii),il che può spiegare perché traccia di forte scorrimento del terreno sia stataosservata soltanto nell'area epicentrale del terremoto delle Isole Hawaii del 29novembre 1975.

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Coda Q in two‐layer random media

April 2007

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30 Reads

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8 Citations

Geophysical Journal International

Using the indirect boundary integral scheme for multiple scattering of seismic waves developed by Benites, Aki & Yomogida (1992), we compute SH-wave seismograms and measure frequency-dependent characters of coda Q in 2-D random media with a flat layer over a half-space. Many circular cavities are randomly distributed in both the upper layer and the half-space, down to a certain depth (called the lower layer), simulating the upper and lower crusts. The scattering strength and the intrinsic attenuation, Qi, are varied for each layer, and the S-wave velocity is prescribed to be constant throughout the medium so that the computation of Green's functions for the boundary integral is simple. Considering two basic parameters of our random media, scattering strength and intrinsic attenuation Qi, we represent the shallow-earth structure by an upper crust with large intrinsic attenuation and a lower crust with effective scatterers. Computations of coda Q for several values of those parameters show that when the scattering is relatively strong, coda Q-1 is roughly independent of frequency. This result differs from the case of a uniformly random model where coda Q-1 peaks around kd= 2, where k is the wavenumber and d is the cavity diameter. If the scattering strength in the lower layer is large enough for multiple scattering to dominate over single scattering, coda Q-1 strongly depends on the intrinsic attenuation in the lower layer, Q-1i2, and these two values (coda Q-1 and Q-1i2) become similar. We explain this feature as follows. Waves scattered in the upper layer attenuate quickly due to high intrinsic attenuation and contribute little to the coda envelope in a time window starting at twice the traveltime of the direct wave. Multiply scattered waves in the lower layer eventually arrive at the surface, dominating the coda envelope, which decays at a rate determined by the intrinsic attenuation in the lower layer, Q-1i2. The hypothesis that the temporal decay of coda is controlled not by the scattering but by the energy leakage into a ‘transparent’ underlying mantle is ruled out in general by our numerical simulations, except at low frequencies. Although our model may be too simple to simulate the details of observed coda Q, coda Q is likely to reflect the intrinsic attenuation in the Earth's lower crust


Bias in the estimate of seismic moment tensor by the linear inversion method

April 2007

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11 Reads

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22 Citations

Geophysical Journal International

We investigate the effects of various sources of error on the estimation of the seismic moment tensor using a linear least squares inversion on surface wave complex spectra. A series of numerical experiments involving synthetic data subjected to controlled error contamination are used to demonstrate the effects. Random errors are seen to enter additively or multiplicitively into the complex spectra. We show that random additive errors due to background recording noise do not pose difficulties for recovering reliable estimates of the moment tensor. On the other hand, multiplicative errors from a variety of sources, such as focusing, multipathing, or epicentre mislocation, may lead to significant overestimation or underestimation of the tensor elements and in general cause the estimates to be less reliable.


Source mechanism of the deep Colombian earthquake of 1970 July 31 from the free oscillation data

April 2007

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17 Reads

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13 Citations

Geophysical Journal International

The method proposed by Mendiguren to determine the source parameters from free oscillation data is applied to the 1970 July 31 deep Colombian earthquake. The results indicate a source propagating horizontally for about 150 km along the lithosphere and cutting across its width. The slab behaves as a guide for source propagation. The horizontal propagation velocity is determined as 3.8 km/s. The intensity of the source grew proportionately to the second power of the propagation distance. This rate of source intensity growth may be interpreted either by a fan-shaped fault model or by a cone-shaped volume source. The average slip and stress drop are estimated as 360 cm and 300 bar for the fault model. For the volume source model the transformational shear strain and stress are estimated as 11 × 10−5 and 160 bar. There is no evidence of a double couple radiation preceding the P origin time. It is shown that the isotropic and deviatoric components of the moment tensor cannot be uniquely resolved when only observations of a single mode are available. It is observed that, from a statistical basis, the available 0Sn data for Colombian shock can be equally well explained by a pure deviatoric source model or by a source model including an isotropic component. Numerical experiments indicate that the inclusion of higher mode data does not change this situation. But, on the other hand, numerical experiments show that the available data and the scheme used for the inversion would not result in a solution including an artificial implosive component if the actual source were pure deviatoric. If the departure from a pure deviatoric source is produced by noise, it has to be non-random, as it could be produced by lateral heterogeneities not included in the inversion scheme.


Preliminary Results on the 3‐dimensional Seismic Structure of the Lithosphere under the USGS Central California Seismic Array

April 2007

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20 Reads

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14 Citations

Geophysical Journal International

About 1500 readings of teleseismic P-time residuals obtained from the US Geological Survey seismograph network in central California have been used to obtain a three-dimensional image of seismic velocity anomalies for this area by the method of Aki, Christoffersson & Husebye We found that the California network is less suitable than the LASA and NORSAR arrays for this kind of studies because of its greater proportion of peripheral blocks in which the resolution is very poor for the stochastic inverse solution and the random error effect is severe for the generalized inverse solution. Nevertheless, the resultant velocity anomalies show a remarkable correlation with the San Andreas fault zone to a depth of 75 km. The anomaly pattern changes drastically as the depth exceeds 75 km, suggesting that the asthenosphere has been reached.


Scaling Law of Earthquake Source Time‐Function

April 2007

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90 Reads

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78 Citations

Geophysical Journal International

Further evidences support the scaling law of far-field seismic spectrum based upon the ω-square model (Aki) for earthquakes with MS > 6 and for periods T > 10s. Recent observations, however, unequivocally require the modification of the above law for periods T < 10s. Unfortunately, the presently available data are not sufficient for a unique revision of the scaling law. We propose two alternatives and discuss their implications and consequences. In either case, we have to conclude that a large earthquake and a small one are substantially different. One interesting feature of the ω-square model appears to be unaffected by the required revision; that is, the spectral density of the fault-slip time-function for periods T < 5s takes the same absolute value, independent of magnitude, for earthquakes greater than Ms= 65. This result has important consequences in earthquake engineering because the seismic motion in the vicinity of an earthquake fault will scale as the fault-slip motion.


Amplitude and phase data inversion for phase velocity anomalies in the Pacific Ocean Basin

April 2007

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27 Reads

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41 Citations

Geophysical Journal International

Rayleigh wave phase velocities at periods 30-80 s in the Pacific Ocean are calculated by inverting phase and amplitude anomaly data using the paraxial ray approximation and the Gaussian beam method. The region is divided into 5o X 5o blocks, and approx 200 source-receiver pairs from 18 well-studied events around the Pacific Ocean are used. The resulting model displays some interesting deviations from the lithospheric age-dependent model. For example, low velocity regions are correlated with the Hawaii, Samoa, French Polynesia and Gilbert Islands hotspots.-from Author


Ground motion at mountains and sedimentary basins with vertical seismic velocity gradient

April 2007

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41 Reads

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11 Citations

Geophysical Journal International

The boundary integral-Gaussian beam method (Benites & Aki 1989) is applied to study the ground motion in 2-D structures that exhibit irregular topography and interface, and whose shear wave velocity varies linearly with depth, for incident plane SH waves. In our first example of application the model is a half-space whose free-surface topography is a ridge of cosine shape, with vertical shear wave velocity gradient. In the second, the model is a semi-cylindrical sedimentary basin in a homogeneous half-space, in which the shear wave velocity of the sediments increases with depth. Our results for the case of the mountain show that the amplification on its top, predicted by the 2-D modelling when the velocity is constant, is enhanced when the velocity gradient is present, for all frequencies and by a factor up to 3. In the case of the basin, results show that the velocity gradient; (1) enhances the amplification at the edges of the valley, (2) makes the reverberations due to 2-D resonance have larger amplitudes and shorter intervals between arrivals, (3) shortens the total duration of the seismograms at all stations within the basin.


Iterative inversion for velocity using waveform data

April 2007

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37 Reads

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5 Citations

Geophysical Journal International

In this paper, velocity inversion using waveform data is investigated. A linearized approach is used in which a linear sensitivity operator must be derived. This operator can be computed economically using reciprocity of the Green's function. In order to avoid a large matrix inversion, several descent algorithms are described. Data errors and a priori model information are incorporated using covariance operators. A fast and reasonably accurate forward modelling scheme is required and here the Gaussian beam method for a slowly varying heterogeneous medium is used. Several types of linearizations can be done including the Born approximation, a linearization in terms of the field, and the Rytov approximation, a linearization in terms of the log field. Field linearizations are expected to be useful for small-scale heterogeneities which result in scattering effects that are additive in the field. For small perturbations from a homogeneous background, a linearized inversion in terms of the field is equivalent to a sequence of Kirchhoff migrations. Log field linearizations may be more robust for large-scale heterogeneities where forward scattering predominates, but phase unwrapping may be difficult numerically. Several numerical examples using a field linearization are performed in which transmitted body waves through a model with small velocity variations are used. The results using the waveform data identify the trial structures and are comparable or slightly better than the travel-time inversion results.


Location of tremor sources and estimation of lava output using tremor source amplitude on the Piton de la Fournaise volcano: 1. Location of tremor sources

October 2005

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153 Reads

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88 Citations

Journal of Volcanology and Geothermal Research

We present a study of the tremor that accompanied several eruptions of the Piton de la Fournaise volcano. We locate tremor sources in several frequency bands with a method based on the use of seismic amplitudes corrected for the recording site effect. The location of the sources is obtained by approximating the decay of the amplitude as a function of the hypocentral distance using the body wave amplitude decay. For frequencies above 1.5 Hz, sources are generally found at hallow depth and close to the location of the eruptive vents or fissures. The best correlation between the position of the vents and tremor sources is obtained for the 5–10 Hz frequency band suggesting the tremor in that band is directly generated at the eruption sites. Lower frequencies seem to be related to deeper processes than the eruption process observed at the surface. As sources are found at shallow depth, locating the tremor origin does not appear to be efficient for mapping the underground plumbing system of the volcano. On the other hand, during some eruptions, it appears as an efficient tool for monitoring the evolution of the eruption such as the opening of new eruptive fissures.


Citations (91)


... To be consistent with the specific barrier model, it is assumed here that the cut-off fre quency fma x is introduced by the source effect (Papageorgiou and Aki, 1983a;Aki and Papageorgiou, 1988;Aki, 1990). There are however opponents who advocate that f max is a result of attenuation due to a low value of Q for the crust in the vicinity of the site (e.g., Hanks, 1982;Anderson and Hough, 1984;Frankel, 1990). ...

Reference:

Ground Motion Modeling in the Near-Source Regime: A Barrier Model
Comment on “Microearthquake spectra from the Anza, California, seismic network: Site response and source scaling,” by A. Frankel and L. Wennerberg
  • Citing Article
  • August 1990

Bulletin of the Seismological Society of America

... Interestingly, Aki later became one of the earliest seismological converts, stating that: "Non-linear amplification at sediment sites appears to be more pervasive than seismologists used to think" (Aki, 1993). However, agreement among seismologists was not unanimous (e.g., Wennerberg, 1996;Chin and Aki, 1996), and skeptics maintained that documented cases were isolated and/or associated with liquefaction. This left the question open, especially for sediment conditions that typify southern California. ...

Reply to Leif Wennerberg's comment on “Simultaneous study of the source, path, and site effects on strong ground motion during the 1989 Loma Prieta earthquake: A preliminary result on pervasive nonlinear site effects”
  • Citing Article
  • February 1996

Bulletin of the Seismological Society of America

... Reconstruction problem for wave sources often arises in science, engineering and medical fields and has many important applications in these areas, e.g. reconstruction of seismic source, identification of noisy sound source in the human body, and so on [1][2][3]. Such kind of problem can be formulated as an inverse source problem for wave equation. ...

Mechanics Problems in Geodynamics Part II
  • Citing Book
  • January 1996

... According to Equation 3. 19, the coarser the grid size, the larger the timestep and therefore the faster the computation. However, arbitrary long element lengths are problematic, since the grid size determines the dispersion error and thus the accuracy of the numerical solution (Aki, 1989;Zhu and Cangellaris, 2006). In has been shown that in FEMs the phaseerror of the calculated wave correlates with the grid size and the wavelength [(h/λ) 2 ], where h is the grid size and λ the wavelength (Lee and Cangellaris, 1992). ...

Scattering and Attenuation of Seismic Waves, Part II
  • Citing Book
  • January 1989

... Since the theories and methods developed in this traditional, long-period or low-pass filtered seismology have been instructively and mathematically described in a textbook, 3) they are widely used in earthquake study, but it is difficult to apply this low-pass filtered seismology to the investigation of high-frequency waves over 1 Hz even when the quality, amount and computational processing abilities of seismological data are improved. 4), 5) In order to overcome this difficulty, in the more recently developed stochastic approach, small-scale seismic inhomogeneities in the lithosphere are inferred and accepted from the existence of coda waves in the seismological data set. This method to handle the scattering of short-period or high-frequency seismic waves at small-scale inhomogeneities is summarized in order in another textbook, 6) and the existence of high-frequency seismic waves, those over 1 Hz, is well recognized in earthquake science. ...

Eternity of Lamb's Problem
  • Citing Article
  • February 2005

Zisin (Journal of the Seismological Society of Japan 2nd ser )

... Since the fi rst reported eruption of 1644, more than 200 eruptive events have contributed to the growth of the main cone inside the so-called "Enclos Foqué" (i.e., the most recent caldera- Fig. 1; Stieltjes and Moutou, 1989). However, only 7 eruptions (namely, 1708, 1774, 1776, 1800, 1977, 1986, and 1998) occurred on the external fl ank of this structure (Stieltjes and Moutou, 1989;Staudacher et al., 2001). During the twentieth century, the volcano showed an average of ~1 eruption every 9 months (Bachèlery, 1981). ...

New Eruption cycle at Piton de la Fournaise volcano, Reunion island.
  • Citing Conference Paper
  • March 2001

Staudacher T

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Aki K.

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[...]

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Cheminée J.L

... The frequency spectrum of earthquakes from sources surrounding or within magma chambers and dikes provides insights into magma chamber processes and rock fracture processes, as well as the physical properties of rocks and fluids between the source and the receiver (e.g., Aki, 1992; Chouet, 1996 Chouet, , 2003 McNutt, 2005 ). Records from seismometers above or near the magma chambers and/or dikes range from impulsive transients to long-lasting tremor (e.g., McNutt, 2005; Neuberg et al., 2006). ...

State of the Art in Volcanic Seismology
  • Citing Chapter
  • January 1992

... The extension of the moment release problem from a point, to a spatially and temporally distributed source, has been made by Kikuchi & Kanamori (1982 and by Nabelek (1984); examples are provided by Kikuchi & Fukao (1985) and by Das & Kostrov (1990). An alternative approach involves reconstruction of an approximation to the spatial and temporal conditions at the source by extrapolating far-field observations backward in time (Aki, Chen & Zeng 1986). Examples include Spudich & Frazer (1984), who use ray tracing for the extrapolation; Nelson & Vidale (1990) who use the eikonel equation; Ruff (1984Ruff ( , 1987 and Menke (1985), who assume straight ray paths and so uses Radon transforms; McMechan, Wen & Morales (1988), who use Fourier transforms;and McMechan (1982), McMechan, Luetgert & Mooney (1985), and Hu & McMechan (1988), who use finite-differences. ...

Three-dimensional vector-wave field imaging of seismic sources in arbitrarily anisotropic and heterogeneous elastic media
  • Citing Article
  • October 1986

Bulletin of the Seismological Society of America

... The values Q c of both the Mugu and Dailekh seismic belts (eastern part of the study area) are almost identical. The spatial variation of the Q o shows a decreasing trend towards the west as compared to eastern seismic belts (Fig. 3), which may linked to the microseismicity of the area (Jin and Aki, 1988;Singh et al., 2019). This westward decrease in Q o is compatible with the previous works showing more dense microseismicity and more moderate earthquakes (6.0 -7.0 Ml) in the Bajhang seismic belt than Mugu and Dailekh . ...

Spatial and temporal correlation between coda Q and seismicity in China
  • Citing Article
  • April 1988

Bulletin of the Seismological Society of America