Julian Jara-Ettinger’s research while affiliated with Yale University and other places

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Publications (92)


NeuroAI for AI Safety
  • Preprint
  • File available

November 2024

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53 Reads

Patrick Mineault

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Joanne Zichen Peng

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As AI systems become increasingly powerful, the need for safe AI has become more pressing. Humans are an attractive model for AI safety: as the only known agents capable of general intelligence, they perform robustly even under conditions that deviate significantly from prior experiences, explore the world safely, understand pragmatics, and can cooperate to meet their intrinsic goals. Intelligence, when coupled with cooperation and safety mechanisms, can drive sustained progress and well-being. These properties are a function of the architecture of the brain and the learning algorithms it implements. Neuroscience may thus hold important keys to technical AI safety that are currently underexplored and underutilized. In this roadmap, we highlight and critically evaluate several paths toward AI safety inspired by neuroscience: emulating the brain's representations, information processing, and architecture; building robust sensory and motor systems from imitating brain data and bodies; fine-tuning AI systems on brain data; advancing interpretability using neuroscience methods; and scaling up cognitively-inspired architectures. We make several concrete recommendations for how neuroscience can positively impact AI safety.

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Theory of Mind varies in the accuracy, speed, and effort of mental state inferences, but can rapidly improve with practice

November 2024

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5 Reads

Human social cognition is built on our capacity to think about other minds. Do people have a general capacity to infer the contents of other minds from observable behavior? Or is this capacity specialized for inferring certain mental states, while struggling with others? Using a novel paradigm, we tested people’s capacity to infer another person’s desires, beliefs, or visual experience across three logically equivalent tasks. Despite the logical equivalence, people were less accurate, slower, and reported expending more effort when inferring the content of others’ visual experience compared to inferring others' beliefs and desires (Experiments 1 and 2; N = 120 U.S. adults and N = 60 U.S. adults). However, additional training rapidly improved people’s capacity to infer others’ visual experience (Experiment 3; N = 60 U.S. adults). Our results show that different kinds of mental state inferences produce different performance signatures, which may relate to how frequently we need to make such inferences in daily life.


When New Experience Leads to New Knowledge: A Computational Framework for Formalizing Epistemically Transformative Experiences

November 2024

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1 Read

Open Mind

The discovery of a new kind of experience can teach an agent what that kind of experience is like. Such a discovery can be epistemically transformative, teaching an agent something they could not have learned without having that kind of experience. However, learning something new does not always require new experience. In some cases, an agent can merely expand their existing knowledge using, e.g., inference or imagination that draws on prior knowledge. We present a computational framework, grounded in the language of partially observable Markov Decision Processes (POMDPs), to formalize this distinction. We propose that epistemically transformative experiences leave a measurable “signature” distinguishing them from experiences that are not epistemically transformative. For epistemically transformative experiences, learning in a new environment may be comparable to “learning from scratch” (since prior knowledge has become obsolete). In contrast, for experiences that are not transformative, learning in a new environment can be facilitated by prior knowledge of that same kind (since new knowledge can be built upon the old). We demonstrate this in a synthetic experiment inspired by Edwin Abbott’s Flatland, where an agent learns to navigate a 2D world and is subsequently transferred either to a 3D world (epistemically transformative change) or to an expanded 2D world (epistemically non-transformative change). Beyond the contribution to understanding epistemic change, our work shows how tools in computational cognitive science can formalize and evaluate philosophical intuitions in new ways.


Figure 3. Target-advantage scores for each language and adjective type across the noun region. Error bars represent 95% confidence intervals.
Figure 4. Target advantage scores prior to the critical time window (i.e., from trial onset to noun onset).
Perceptual, Semantic, and Pragmatic Factors Affect the Derivation of Contrastive Inferences

October 2024

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47 Reads

Open Mind

People derive contrastive inferences when interpreting adjectives (e.g., inferring that ‘the short pencil’ is being contrasted with a longer one). However, classic eye-tracking studies revealed contrastive inferences with scalar and material adjectives, but not with color adjectives. This was explained as a difference in listeners’ informativity expectations, since color adjectives are often used descriptively (hence not warranting a contrastive interpretation). Here we hypothesized that, beyond these pragmatic factors, perceptual factors (i.e., the relative perceptibility of color, material and scalar contrast) and semantic factors (i.e., the difference between gradable and non-gradable properties) also affect the real-time derivation of contrastive inferences. We tested these predictions in three languages with prenominal modification (English, Hindi, and Hungarian) and found that people derive contrastive inferences for color and scalar adjectives, but not for material adjectives. In addition, the processing of scalar adjectives was more context dependent than that of color and material adjectives, confirming that pragmatic, perceptual and semantic factors affect the derivation of contrastive inferences.


Traces of Our Past: The Social Representation of the Physical World

September 2024

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6 Reads

Current Directions in Psychological Science

How do humans build and navigate their complex social world? Standard theoretical frameworks often attribute this success to a foundational capacity to analyze other people’s appearance and behavior to make inferences about their unobservable mental states. Here we argue that this picture is incomplete. Human behavior leaves traces in our physical environment that reveal our presence, our goals, and even our beliefs and knowledge. A new body of research shows that, from early in life, humans easily detect these traces—sometimes spontaneously—and readily extract social information from the physical world. From the features and placement of inanimate objects, people make inferences about past events and how people have shaped the physical world. This capacity develops early and helps explain how people have such a rich understanding of others: by drawing not only on how others act but also on the environments they have shaped. Overall, social cognition is crucial not only to our reasoning about people and actions but also to our everyday reasoning about the inanimate world.


Children’s understanding of how past experience shapes future expectations

August 2024

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6 Reads

When deciding how to act in new situations, we expect agents to draw on relevant prior experiences. This expectation underlies many of our mental state inferences, allowing us to infer agents’ prior knowledge from their current actions. Across three experiments (n = 264 4- to 6-year-olds recruited at testing sites with diverse populations), we find that four-year-olds share this expectation; however, it is not until age six that children reliably use this expectation to infer what and how much others know. This work suggests that even young children have principled expectations for how ignorance will lead agents to act—and six-year-olds may already understand that knowledge is graded rather than binary, able to infer which of two agents knows more.


An ability to integrate probability and epistemic reasoning is later-developing than either in isolation

August 2024

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6 Reads

When reasoning about others’ knowledge, intuitively we consider not just action outcomes like success or failure, but also the probability of such outcomes under different knowledge states. Across three experiments (n = 240 North American four- to six-year-olds) we find that even four-year-olds understand that tasks with a lower probability of random success are harder—but not until age six do children use this information to gauge (Experiment 1) and infer (Experiments 2-3) what others know. These results suggest that, although basic probabilistic reasoning and representations of knowledge are well in place by age four, children do not integrate the two to make mental-state inferences until much later, pointing to an area of important developmental change in Theory of Mind.


People can infer the magnitude of other people's knowledge, even when they cannot infer its contents

August 2024

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2 Reads

Inferences about other people's knowledge and beliefs are central to social interaction. However, it is often not possible to tell what exactly other people know, because their behavior is consistent with a range of potential epistemic states. Nonetheless, in many of these situations we often have coarse intuitions about how much someone knows, despite being unable to pinpoint the exact content of their knowledge. Here we sought to explore this capacity in humans, by comparing their performance to a normative model capturing this kind of broad epistemic-state inference, centered on the expectation that agents maximize epistemic utilities. We evaluate our model in a graded inference task where people had to infer how much an agent knew based on the actions they chose (Experiment 1), and joint inferences about how much someone knew and how much they believed they could learn (Experiment 2). Critically, the agent's knowledge was always under-determined by their behavior, but the behavior nonetheless contained information about how much knowledge they possessed or believed they could gain. Our model captures nuanced patterns in participant judgments, revealing that people have a quantitative capacity to infer amorphous knowledge from minimal behavioral evidence.


Demonstratives as attention tools: Evidence of mentalistic representations within language

August 2024

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214 Reads

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3 Citations

Proceedings of the National Academy of Sciences

Linguistic communication is an intrinsically social activity that enables us to share thoughts across minds. Many complex social uses of language can be captured by domain-general representations of other minds (i.e., mentalistic representations) that externally modulate linguistic meaning through Gricean reasoning. However, here we show that representations of others’ attention are embedded within language itself. Across ten languages, we show that demonstratives—basic grammatical words (e.g., “this”/“that”) which are evolutionarily ancient, learned early in life, and documented in all known languages—are intrinsic attention tools. Beyond their spatial meanings, demonstratives encode both joint attention and the direction in which the listener must turn to establish it. Crucially, the frequency of the spatial and attentional uses of demonstratives varies across languages, suggesting that both spatial and mentalistic representations are part of their conventional meaning. Using computational modeling, we show that mentalistic representations of others’ attention are internally encoded in demonstratives, with their effect further boosted by Gricean reasoning. Yet, speakers are largely unaware of this, incorrectly reporting that they primarily capture spatial representations. Our findings show that representations of other people’s cognitive states (namely, their attention) are embedded in language and suggest that the most basic building blocks of the linguistic system crucially rely on social cognition.


Societal inferences from the physical world

July 2024

Moffett points to humans’ use of physical markers to signal group identity as crucial to human society. We characterize the developmental and cognitive bases of this capacity, arguing that it is part of an early-emerging, intuitive socio-physical interface which allows the inanimate world to encode rich social meaning about individuals’ identities, and the values of the society as a whole.


Citations (47)


... Article; pronoun Demonstrative [46] symbols that point out specific objects in the context. Sentences of this category are generated when speakers intend to verify the existence of a relation within a piece of knowledge, as exemplified in Fig. 1C and D (K1-1). ...

Reference:

Semantic structures within natural language and their cognitive functions
Demonstratives as attention tools: Evidence of mentalistic representations within language

Proceedings of the National Academy of Sciences

... In contrast to children in small-scale societies, where learning takes place largely through observation, peer interaction, and imitation of familial or other close societal members , learning in industrialized societies is marked by formal educational settings in which often unrelated adults engage in direct, high-fidelity teaching to a classroom of similarly aged children. Formal schooling has a number of important consequences for child development in terms of a range of behaviors (Faulkner et al., 2013) and cognitive abilities (Gurven et al., 2017), including mathematical facility (O'Shaughnessy et al., 2023) and abstract thinking (Davis, 2014). ...

Diverse mathematical knowledge among indigenous Amazonians

Proceedings of the National Academy of Sciences

... It influences prosocial behaviors that include helping [2], sharing [3,4], giving [5], charity [6,7], prosocial lying [8], resource allocation [2,[9][10][11][12], and resolving social dilemmas [13,14]. Social mindfulness, a form of prosocial behavior [15][16][17][18][19][20][21], entails the attentive consideration of others' needs and interests while respecting their autonomy preferences [22]. The skill to assess and the will to address situations of interdependence are needed to achieve social mindfulness [15,[22][23][24][25]. Social mindfulness differs from other prosocial behaviors, such as resolving social dilemmas and economic games, primarily because of its minimal to negligible material costs and the challenge of ascertaining others' preferences or desires [18,19,23,24,[26][27][28]. Nevertheless, it is more aligned with prosocial behavior than altruism, given its lower cost and its focus away from collective welfare [29]. ...

Identifying social partners through indirect prosociality: A computational account
  • Citing Article
  • August 2023

Cognition

... Such pragmatic models have been used to facilitate human-AI interaction [45][46][47][48][49][50][51][52][53][54]. Crucially, however, when either party fails to accurately model the other's beliefs or perspective, human-human [55,56] and human-AI [57,46] communication can be significantly degraded. Our work adds to this literature by formalizing and analyzing the effect of representational misalignment on communication. ...

When Naïve Pedagogy Breaks Down: Adults Rationally Decide How to Teach, but Misrepresent Learners' Beliefs
  • Citing Article
  • March 2023

Cognitive Science A Multidisciplinary Journal

... For example, Fig. 3b depicts an intermediate representation that posits a single static goal or preference state. Intuitively, we might interpret this as encoding the assumption that the agent is following one of several possible "scripts," and the single goal variable encodes which script the agent is executing (e.g.: Davis & Jara-Ettinger, 2022). ...

Hierarchical Task Knowledge Constrains and Simplifies Action Understanding
  • Citing Preprint
  • November 2022

... The more promising approach, illustrated by PCM, is to first learn componential structure (here, part-whole relations for 3D objects) for visual representations that are generally useful in distinctively different tasks (e.g., object recognition and segmentation) (Berke et al., 2022). By training with varied visual tasks, the learned representations acquire multitask consistency. ...

Flexible Goals Require that Inflexible Perceptual Systems Produce Veridical Representations: Implications for Realism as Revealed by Evolutionary Simulations
  • Citing Article
  • October 2022

Cognitive Science A Multidisciplinary Journal

... number, through both language and numerical activities, is crucial in the early development of numerical concepts (24)(25)(26)(27)(28). This makes WEIRD children, in some sense, the most difficult populations in which to study the foundations of number because of the influence of such cultural factors. ...

Verbal counting and the timing of number acquisition in an indigenous Amazonian group

... Another interesting example of observers going beyond the mere prediction of goals is a recent study by Schmitz et al. [61], where they showed that observers can infer the hidden properties of an object (i.e., its weight) by relying on communicative modulations of reaching movements directed towards these objects. Thus, these two studies open up a venue for future research on people's capacity to derive other kinds of information when observing communicative modulations, either about the person performing the action (e.g., what the person knows [62]) or about hidden properties of objects (e.g., their function [63]). ...

Preschoolers decide who is knowledgeable, who to inform, and who to trust via a causal understanding of how knowledge relates to action
  • Citing Article
  • November 2022

Cognition

... For adults, an attention-to-object history may in fact reflect a broader tendency to attend to, and draw inferences from, lingering cues to (unseen) past events. People make inferences about others' actions and goals based on their physical traces (e.g., small piles of cookie crumbs; Lopez-Brau et al., 2022). Likewise, adults in both the United States and India expect that traces of the past will persist in both objects and spaces, reporting that past emotions, origins, owners, and scents will leave nonvisible traces that persist long after the original source has left (Marchak et al., 2020; see also Savani et al., 2011). ...

Social Inferences From Physical Evidence via Bayesian Event Reconstruction

Journal of Experimental Psychology General

... Several lines of research support the efficacy of communication through surprising events. Unexpected actions are often interpreted as intentional, allowing for efficient transmission of meaning 30 . Additional studies indicate that context can significantly influence selection 31 ; for instance, participants often preferred less typical items when color was critical for identificationopting for a yellow chair rather than a banana. ...

People infer communicative action through an expectation for efficient communication