Joao Penedones’s research while affiliated with Swiss Federal Institute of Technology in Lausanne and other places

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Publications (100)


What is a photon in de Sitter spacetime?
  • Preprint

May 2025

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3 Reads

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Joao Penedones

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Yannis Ulrich

The states of a single photon in four-dimensional de Sitter (dS) spacetime form a Unitary Irreducible Representation (UIR) of SO(1,4), which we call the photon UIR. While in flat spacetime photons are intimately tied to gauge symmetry, we demonstrate that in de Sitter, photon states emerge generically in any quantum field theory, even without an underlying U(1) gauge field. We derive a K\"all\'en-Lehmann representation for antisymmetric tensor two-point functions and show that numerous composite operators constructed from massive free fields can create states in the photon UIR. Remarkably, we find that some of these operators exhibit two-point functions with slower late-time and large-distance decay than the electromagnetic field strength itself, challenging the conventional notion that photons dominate the infrared regime. Using our spectral representation, we establish non-perturbative bounds on the late-time behavior of electric and magnetic fields in de Sitter, with potential implications for primordial magnetogenesis. Through one-loop calculations, we demonstrate that both the creation of photon states and the enhanced late-time large-distance behavior persist in weakly interacting theories.


Gravity from quantum mechanics of finite matrices
  • Article
  • Full-text available

April 2025

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2 Reads

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3 Citations

Journal of High Energy Physics

Shota Komatsu

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Adrien Martina

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Joao Penedones

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[...]

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Xiang Zhao

A bstract We revisit the Berenstein-Maldacena-Nastase (BMN) conjecture relating M-theory on a PP-wave background and Matrix Quantum Mechanics (MQM) of N × N matrices. In particular, we study the BMN MQM at strong coupling and finite N and derive an effective Hamiltonian that describes non-relativistic free particles in a harmonic trap. The energy spectrum predicted by this Hamiltonian matches the supergravity excitation spectrum around the PP-wave background, if we further assume the existence of bound states. Our derivation is based on the strong coupling expansion of the wavefunction and supersedes the naive path integral approach that can lead to incorrect results, as we demonstrate in a simple toy model. We conclude with open questions about various regimes of the theory when we vary the size of the matrices, the coupling and the temperature.

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Hilbert space of quantum field theory in de Sitter spacetime

February 2025

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4 Reads

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7 Citations

Physical Review D

We study the decomposition of the Hilbert space of quantum field theory in ( d + 1 )-dimensional de Sitter spacetime into unitary irreducible representations (UIRs) of its isometry group SO ( 1 , d + 1 ) . First, we consider multiparticle states in free theories starting from the tensor product of single-particle UIRs. Second, we study conformal multiplets of a bulk conformal field theory with symmetry group SO ( 2 , d + 1 ) . Our main tools are the Harish-Chandra characters and the numerical diagonalization of the (truncated) quadratic Casimir of SO ( 1 , d + 1 ) . We introduce a continuous density that encodes the spectrum of irreducible representations contained in a reducible one of SO ( 1 , d + 1 ) . Our results are complete for d = 1 and d = 2 . In higher dimensions, we rederive and extend several results previously known in the literature. Our work provides the foundation for future nonperturbative bootstrap studies of quantum field theory in de Sitter spacetime. Published by the American Physical Society 2025


Figure 7: Convergence study of the numerical problem (D.25) with N max . We solved for the charge density with z s = 1 and R s = 10.
Einstein gravity from a matrix integral -- Part II

November 2024

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2 Reads

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1 Citation

Using supersymmetric localization, we compute the partition function and some protected correlators of the polarized IKKT matrix model. Surprisingly, we find that the original IKKT model is different from polarized IKKT in the limit of vanishing mass deformation. We study different regimes of the localization results and recover the electrostatic problem which defines the gravity dual.


Trace anomalies and the graviton-dilaton amplitude

November 2024

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32 Reads

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7 Citations

Journal of High Energy Physics

A bstract We consider 3+1 dimensional Quantum Field Theories (QFTs) coupled to the dilaton and the graviton. We show that the graviton-dilaton scattering amplitude receives a universal contribution which is helicity flipping and is proportional to ∆ c − ∆ a along any RG flow, where ∆ c and ∆ a are the differences of the UV and IR c - and a -trace anomalies respectively. This allows us to relate ∆ c − ∆ a to spinning massive states in the spectrum of the QFT. We test our predictions in two simple examples: in the theory of a massive free scalar and in the theory of a massive Dirac fermion (a more complicated example is provided in a companion paper [1]). We discuss possible applications.


Figure 3: Integration contour for the on-shell action. The interior is a patch covering the entire spacetime minus regions of measure zero. All cycles in that patch are contractible.
Einstein gravity from a matrix integral -- Part I

October 2024

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12 Reads

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3 Citations

We construct backreacted geometries dual to the supersymmetric mass deformation of the IKKT matrix model. They are Euclidean type IIB supergravity solutions given in terms of an electrostatic potential, having SO(7)×SO(3)SO(7)\times SO(3) isometry and 16 supersymmetries. Quantizing the fluxes, we find that the supergravity solutions are in one-to-one correspondence with fuzzy sphere vacua of the matrix model.


Bounds on photon scattering

October 2024

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4 Reads

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15 Citations

Journal of High Energy Physics

A bstract We study 2-to-2 scattering amplitudes of massless spin one particles in d = 4 space-time dimensions, like real world photons. We define a set of non-perturbative observables (Wilson coefficients) which describe these amplitudes at low energies. We use full non-linear unitarity to construct various novel numerical bounds on these observables. For completeness, we also rederive some bounds using positivity only. We discover and explain why some of these Wilson coefficients cannot be bounded.


Renormalization group flows in AdS and the bootstrap program

July 2024

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48 Reads

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8 Citations

Journal of High Energy Physics

A bstract We study correlation functions of the bulk stress tensor and boundary operators in Quantum Field Theories (QFT) in Anti-de Sitter (AdS) space. In particular, we derive new sum rules from the two-point function of the stress tensor and its three-point function with two boundary operators. In AdS 2 , this leads to a bootstrap setup that involves the central charge of the UV limit of the bulk QFT and may allow to follow a Renormalization Group (RG) flow non-perturbatively by continuously varying the AdS radius. Along the way, we establish the convergence properties of the newly discovered local block decomposition of the three-point function.


Numerical tests of the large charge expansion

May 2024

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24 Reads

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12 Citations

Journal of High Energy Physics

A bstract We perform Monte-Carlo measurements of two and three-point functions of charged operators in the critical O (2) model in 3 dimensions. Our results are compatible with the predictions of the large charge superfluid effective field theory. To obtain reliable measurements for large values of the charge, we improved the Worm algorithm and devised a measurement scheme which mitigates the uncertainties due to lattice and finite size effects.


The Källén-Lehmann representation in de Sitter spacetime

December 2023

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27 Reads

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51 Citations

Journal of High Energy Physics

A bstract We study two-point functions of symmetric traceless local operators in the bulk of de Sitter spacetime. We derive the Källén-Lehmann spectral decomposition for any spin and show that unitarity implies its spectral densities are nonnegative. In addition, we recover the Källén-Lehmann decomposition in Minkowski space by taking the flat space limit. Using harmonic analysis and the Wick rotation to Euclidean Anti de Sitter, we derive an inversion formula to compute the spectral densities. Using the inversion formula, we relate the analytic structure of the spectral densities to the late-time boundary operator content. We apply our technical tools to study two-point functions of composite operators in free and weakly coupled theories. In the weakly coupled case, we show how the Källén-Lehmann decomposition is useful to find the anomalous dimensions of the late-time boundary operators. We also derive the Källén-Lehmann representation of two-point functions of spinning primary operators of a Conformal Field Theory on de Sitter.


Citations (81)


... In this appendix, we consider bootstrapping the "toy supermembrane" Hamiltonian [43,35,44,45]: ...

Reference:

Bootstrapping Ground State Correlators in Matrix Theory, Part I
Gravity from quantum mechanics of finite matrices

Journal of High Energy Physics

... The most striking case is probably that of the two-point function of φ 2 , where φ is a free massive scalar. In [61][62][63], it was shown that the decomposition of the tensor product of two states in the principal series in dS 2 includes states in the discrete series. Nevertheless, the Källén-Lehmann decomposition of 〈φ 2 (Y 1 )φ 2 (Y 2 )〉 does not show the appearance of any such state. ...

Hilbert space of quantum field theory in de Sitter spacetime

Physical Review D

... [41]). In theories without gravity, the forward limit has been used to isolate a finite subset of couplings to bound on the low-energy side for massless scalars [42][43][44] and photons [45][46][47]. Crossing symmetry, which follows from relativistic causality, has been used to impose null constraints that strengthen bounds on the couplings [44,[48][49][50][51][52]. However, in theories with gravity, the graviton pole hinders the use of the forward limit and smearing must be applied to the functionals. ...

Bounds on photon scattering

Journal of High Energy Physics

... (D.25) can be recovered by taking the flat space limit of (D.7). We follow the procedure described in [17,65] by restoring the factors of the de Sitter radius R and taking λ ∼ RM and ν ∼ Rm 26) where to restore the correct factors of the radius we need to take ...

Renormalization group flows in AdS and the bootstrap program

Journal of High Energy Physics

... The main tool that we employ in our analysis is the conformal superfluid EFT [41,42], which describes correlation functions of large charge operators in a vast class of CFTs including the O(2) model in d = 3 [43,44]. As we review in Sec. 2, the EFT consists of a single Goldstone degree of freedom that can be identified with the superfluid phonon. ...

Numerical tests of the large charge expansion

Journal of High Energy Physics

... In the process of deriving this result, we discover some facts which have interesting implications for how unitarity imposes constraints on de Sitter correlators. For other works concerning unitarity of dS correlators, see [6,7,[10][11][12][13][14][15][16][17][18][19][20][21][22][23][24]. The analytic structure of dS correlators was also studied in [6,7,18,[25][26][27][28][29][30][31][32]. ...

The Källén-Lehmann representation in de Sitter spacetime

Journal of High Energy Physics

... Once precision data is obtained one might use numerical results from real-time simulations as an input in the S-matrix bootstrap [43][44][45], to further narrow down the space of allowed S-matrices of nonintegrable, (1+1)-dimensional quantum field theories. (Attempts to bootstrap the IFT include [43,[45][46][47].) ...

Injecting the UV into the bootstrap: Ising Field Theory

Journal of High Energy Physics

... Finally, many works on the nonperturbative S-matrix bootstrap have seen the emergence of Regge trajectories of states [48][49][50][51][52][53][54], and it would be intriguing to make contact with these fully nonperturbative objects with our approach. It would also be interesting to try to compute Coon-like dual models [55][56][57][58][59], including some that would closer resemble Refs. ...

Where is M-theory in the space of scattering amplitudes?

Journal of High Energy Physics