Joachim Wehner’s research while affiliated with London School of Economics and Political Science and other places

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Publications (38)


Audits for Accountability: Evidence from Municipal By-Elections in South Africa
  • Article

August 2021

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15 Reads

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9 Citations

The Journal of Politics

Daniel Berliner

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Joachim Wehner

Theories of retrospective accountability assume that voters punish poor governance and reward improvements, yet empirical evidence remains mixed. We extend this research to a new context, assessing the impact of audits on electoral outcomes in South African municipalities. Our novel identification strategy focuses on by-elections triggered by deaths in office of local councilors and compares those taking place before and after audit results are announced each year. We find that timely audit information affects the vote share of the responsible party, with voters rewarding improvements and punishing poor audits by about 5 percentage points. Additional individual-level survey evidence confirms the underpinning behavioral response more generally. Our study is the first to demonstrate the electoral accountability effects of audit information at full scale, involving universal spatial and temporal coverage as well as public and organic dissemination.


Pandemic Leadership: Did “Scientists” Lock Down More Quickly?

April 2021

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5 Reads

Commentators have suggested a link between leaders having a “science” background and the speed of lockdown after the outbreak of COVID-19. We examine possible underlying mechanisms and test this relationship empirically with a global dataset of the educational background of 188 leaders in office at the start of the pandemic. Using several statistical tests, we find no support for a systematic relationship between a leader having studied a natural science or medicine and the timing of the first lockdown. There are no systematic effects for female leaders and populists either. We caution against generalizations based on a small number of high-profile anecdotes about how certain leadership traits translate into different policy responses during the pandemic.


Cabinet size and governance in Sub‐Saharan Africa
  • Article
  • Full-text available

January 2021

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167 Reads

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9 Citations

Governance

There is frequent public and media concern over the cost of bloated cabinets in many Sub‐Saharan African countries. Scholarship on elite clientelism links cabinet positions with corruption and practices that undermine sound policymaking. This article presents new data on the number of ministers in African governments and documents a robust negative association with several measures of governance, both across countries and in a regression framework that exploits within‐country variation over time and accounts for various potential confounders. This suggests policymakers, donors, investors, and citizens should pay close attention to the number of ministers appointed to the cabinet. Although the article cautions against simplistic policy prescriptions, a sizable increase in the number of ministers is likely bad news for governance.

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Audits for Accountability: Evidence from Municipal By-Elections in South Africa

April 2019

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29 Reads

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1 Citation

Theories of retrospective accountability assume that voters punish poor governance and reward improvements, yet empirical evidence remains mixed. We extend this research to a new context, assessing the impact of audit information on electoral performance in South African municipalities. Our novel identification strategy focuses on by-elections triggered by deaths in office of local councilors and compares those taking place before and after audit results are announced each year. We find that timely audit information affects the vote share of the responsible party, with voters rewarding improvements and punishing poor performance by about 5 percentage points. Individual-level survey evidence offers similar results. Our findings broaden the scope conditions of prior work by documenting accountability effects in a strongly party-centered setting. We emphasize the importance of information disseminated at full scale – which is transmitted through regular media and organizational channels, increases salience, and ensures common knowledge – and from a credible source.


When Do You Get Economists as Policy Makers?

October 2017

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60 Reads

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44 Citations

British Journal of Political Science

We analyze when economists become top-level “economic policy-makers,” focusing on financial crises and the partisanship of a country’s leader. We present a new dataset of the educational and occupational background of 1200 political leaders, finance ministers, and central bank governors from 40 developed democracies from 1973 to 2010. We find that left leaders appoint economic policy-makers who are more highly trained in economics and finance ministers who are less likely to have private finance backgrounds but more likely to be former central bankers. Finance ministers appointed during financial crises are less likely to have a financial services background. A leader’s exposure to economics training is also related to appointments. This suggests one crucial mechanism for affecting economic policy is through the selection of certain types of economic policy-makers.


Figure 1: From fiscal openness interventions to impacts
The Impacts of Fiscal Openness

August 2017

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325 Reads

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52 Citations

The World Bank Research Observer

Fiscal transparency and participation in government budgeting are widely promoted, yet claims about their benefits are rarely based on convincing evidence. We provide the first systematic review covering 38 empirical studies published between 1991 and early 2015. Increased budgetary disclosure and participation-which we call "fiscal openness"-are consistently associated with improvements in the quality of the budget, as well as governance and development outcomes. Only a handful of studies, however, convincingly identify causal effects, in the form of reduced corruption, enhanced electoral accountability, and improved allocation of resources. We highlight gaps and set out a research agenda that consists of: (a) disaggregating broad measures of budget transparency to uncover which specific disclosures are related to outcomes; (b) tracing causal mechanisms to connect fiscal openness interventions with ultimate impacts on human development; (c) investigating the relative effectiveness of alternative interventions; (d) examining the relationship between transparency and participation; and (e) clarifying the contextual conditions that support particular interventions. © The Author 2017. Published by Oxford University Press on behalf of the International Bank for Reconstruction and Development/THE WORLD BANK. All rights reserved.



The Impacts of Fiscal Openness: A Review of the Evidence

January 2015

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36 Reads

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32 Citations

SSRN Electronic Journal

Fiscal transparency and participation in budgeting are increasingly promoted and jointly enshrined in international standards and norms. Yet, claims about the benefits of increased budgetary disclosure and participation are not always based on convincing evidence. We provide the first systematic review of the impacts of “fiscal openness” interventions in 38 empirical studies published between 1991 and early 2015. Fiscal openness variables are associated with the quality of the budget, including macro-fiscal outcomes, resource allocation, and service delivery, as well as governance and development outcomes. While only a handful of studies identify causal effects, these find that fiscal transparency or participation in budgeting have desirable impacts in the form of reduced corruption, enhanced electoral accountability, and improved allocation of resources. We highlight gaps and set out a research agenda that consists of: (a) disaggregating broad measures of budget transparency to uncover which specific disclosures are doing the work; (b) detailed tracing of the causal mechanisms that connect fiscal openness interventions with ultimate impacts on human development; (c) investigating the relative effectiveness of alternative interventions; (d) examining the relationship between transparency and participation in budgeting; and (e) clarifying the contextual conditions required for specific interventions to have desired effects.


It Isn't Just about Greece: Domestic Politics, Transparency and Fiscal Gimmickry in Europe

October 2014

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136 Reads

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101 Citations

British Journal of Political Science

This article analyzes the political origins of differences in adherence to the fiscal framework of the European Union (EU). It shows how incentives to use fiscal policy for electoral purposes and limited budget transparency at the national level, combined with the need to respond to fiscal rules at the supranational level, interact to systematically undermine the Economic and Monetary Union through the employment of fiscal gimmicks or creative accounting. It also explains in detail how national accounts were manipulated to produce electoral cycles that were under the radar of the EU budget surveillance system, and concludes with new perspectives on the changes to (and challenges for) euro area fiscal rules.


Citations (34)


... Ittonen (2010) argued that control and auditing played significant roles in ensuring the accountability system's effectiveness. In this case, a country's Supreme Audit Institution (SAI), an independent audit agency, can carry out external control and be a reliable source of trusted and objective information (Berliner & Wehner, 2022). SAI can also bridge the gap between the public policies formulated by the government and their implementation by the delegated entities/agencies (Santiso, 2015). ...

Reference:

Investigating accountability of state subsidies for political parties
Audits for Accountability: Evidence from Municipal By-Elections in South Africa
  • Citing Article
  • August 2021

The Journal of Politics

... Previous studies suggest that individual tax compliance increases when government personnel demonstrate good governance practices (Nkundabanyanga et al., 2017;Sarker & Ahmed, 2022;Krisnanto et al., 2023). The aspirations of Kiai Pesantren reflect the citizens' desire for improved fiscal management, aiming to enhance input quality from budgeting to overall development outcomes (de Renzio & Wehner, 2017), ensuring that citizens benefit extensively from their contributions. ...

The Impacts of Fiscal Openness
  • Citing Book
  • August 2017

... building roads with a ribbon-cutting effect for popularity 30 ) rather than engaging in more complex and challenging economic reforms. Third, the introduction of electoral politics in SSA has tended to breed clientelism and patronage, including the strategic allocation of public positions to key political supporters (van de Walle 2012; Cheeseman 2015Cheeseman , 2018, resulting in the bloating of executive cabinets which tend to be associated with higher public expenditures and lower quality of public governance (Wehner andMills 2020, Canen andWantchekon 2022). ...

Cabinet size and governance in Sub‐Saharan Africa

Governance

... Pengaruh akuntabilitas keuangan terhadap elektabilitas petahana, dalam kerangka retrospective voting theory, banyak diuji dengan memanfaatkan laporan hasil audit yang dikeluarkan Supreme Audit Institutions (SAI). Beberapa variabel yang digunakan untuk menunjukkan akuntabilitas keuangan antara lain adalah opini audit (Berliner & Wehner, 2019;Yuliati et al., 2016), temuan atas kelemahan SPI (Yuliati et al., 2016), dan temuan atas ketidakpatuhan terhadap perundang-undangan (Arias et al., 2019;Avenburg, 2016;Yuliati et al., 2016). Yuliati et al. (2016) mengemukakan bahwa baik opini audit WTP maupun opini audit lain tidak menunjukkan pengaruh terhadap kemungkinan keterpilihan kembali petahana dalam pemilihan kepala daerah di Indonesia. ...

Audits for Accountability: Evidence from Municipal By-Elections in South Africa
  • Citing Preprint
  • April 2019

... From the aftermath of the 2008's economic crisis until the recent management of the COVID pandemic, the number of non-elected, independent experts appointed in governments has increased markedly (Vittori et al. 2023a). This has led several scholars to inquire how widespread technocratic governments and technocratic ministers are and the macro-level contextual factors behind the appointment of technocrats (Alexiadou and Gunaydin 2019;Alexiadou et al. 2021;Hallerberg and Wehner 2020;Kaplan 2017;McDonnell and Valbruzzi 2014;Pilet et al. 2023;Vittori et al. 2023a, b). This trend has been also reflected in the renewed attention of scholars towards citizens' support for technocracy and the role of technocrats in different stages of decision-making process (Beiser-McGrath et al. 2021, Bertsou 2021, Bertsou and Caramani 2022, Fernández-Vázquez et al. 2023, Lavezzolo, et al. 2021Wratil and Pastorella 2018). ...

When Do You Get Economists as Policy Makers?
  • Citing Article
  • October 2017

British Journal of Political Science

... Consequently, existing evidence about the role of fiscal transparency is rather limited. De Renzio and Wehner (2017) provide an extensive qualitative literature review of 38 studies on fiscal openness published between 1991 and early 2015. Their study concludes that increased budget transparency is consistently associated with improvements in fiscal performance, better governance and favourable development outcomes. ...

The Impacts of Fiscal Openness

The World Bank Research Observer

... Como parte de las acciones para la mejora institucional surgidas en la década de los noventa, la transparencia y la rendición de cuentas surgen como conceptos y elementos que han transformado la manera en que se gestiona lo público. La relevancia de la transparencia a lo largo de las últimas tres décadas a nivel internacional es producto, principalmente, de las experiencias económicas como la crisis mexicana de 1994 y la crisis asiática de 1997 (Philips y Stewart, 2008), posterior a ello, instituciones internacionales centraron su interés a las relaciones entre el buen gobierno y la transparencia, bajo la premisa de lograr mejores resultados económicos y sociales (De Renzio y Wehner, 2015). El buen gobierno, es la antítesis, prevención y remedio ante la aparición de la corrupción política y administrativa, contribuyendo notablemente la exigencia de la transparencia (Canales y Romero-Tarín, 2017), en este sentido, la transparencia tiene un papel instrumental como medio para facilitar el control de los poderes públicos, la participación en la toma de decisiones y la colaboración de la sociedad con el Estado en la acción del Gobierno (Delgado, 2014) ...

The Impacts of Fiscal Openness: A Review of the Evidence
  • Citing Article
  • January 2015

SSRN Electronic Journal

... Basically, the pressure on developed countries to reduce spending and fiscal deficit during financial crises and to achieve 'performance improvement through more efficiency, effectiveness, and better quality of public services' impelled developed countries to reform PFM (Wescott, 2009: 141). These pressures resulted in Organisation for Economic Cooperation and Development (OECD) developing recommendations for conducting reforms in different areas of PFM (Diamond & Khemani, 2006;OECD, 1995;Wehner & De Renzio, 2013;Wescott, 2009). ...

Designing Fiscal Institutions: The Political Economy of PFM Reforms
  • Citing Chapter
  • January 2013

... The official release of information and the utterance of public statements then becomes a ceremonial act, a performative transparency decoupled from its actual purpose (Meyer & Rowan, 1977). Several studies have shown how transparency can produce such unwanted side-effects, such as fiscal gimmickry (Alt et al., 2014) or "fuzzy" data (Fox, 2007: 20). However, studies like ours, demonstrating a shift to more opaque venues, are comparatively rare, not least because this behavior is designed to fly under the radar. 2 Although the evasion of accountability might be the obvious motive when a politician eschews transparency, less sinister explanations exist as well. ...

It Isn't Just about Greece: Domestic Politics, Transparency and Fiscal Gimmickry in Europe
  • Citing Article
  • October 2014

British Journal of Political Science