Graham Smith’s research while affiliated with University of Westminster and other places

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Publications (26)


Deliberative Democracy and Climate Change: Exploring the Potential of Climate Assemblies in the Global South
  • Book

June 2024

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18 Reads

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2 Citations

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Graham Smith

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Rebecca Willis

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David Rosén

Climate change is one of the defining challenges of our time that will determine the fate of coming generations on our planet. Climate action since the 2015 Paris Agreement shows that while solutions are available, neither ambition nor implementation are progressing at the required pace. Democratic institutions must adapt to the cause not only to protect the climate but also since climate change poses an existential risk to democracy. Democracy will struggle to remain a credible and legitimate political system if it does not identify effective solutions to the climate crisis. Climate assemblies are examples of innovation that includes citizens directly in developing climate policy, which can raise climate ambition and strengthen the legitimacy of the difficult policy choices involved in the transition towards net zero. Climate assemblies can potentially turn protest demands into actionable recommendations and help build social mandates for change. This Report examines lessons learned from the first wave of climate assemblies and discusses how deliberative practices may help build more ambitious and citizen-owned climate agendas.


Figure 11.2. Effects displays of significant variables at process and proposal level
Figure 11.3. Level of agreement about the drivers of lack of justification
Logistic regression of the drivers of justification (N=239 proposals)
The Sin of Omission? The Public Justification of Cherry-Picking
  • Chapter
  • Full-text available

January 2024

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154 Reads

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1 Citation

Download

Integrating citizen deliberation into climate governance: Lessons on robust design from six climate assemblies

August 2022

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132 Reads

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75 Citations

Recent years have seen a “wave” of national climate assemblies, which bring together randomly‐selected citizens to deliberate and make recommendations on aspects of the climate crisis. Assessments of the legitimacy of these interventions and their capacity to improve climate governance have focused on their internal design characteristics, but the fundamental question of how they are integrated into complex constellations of political and policy institutions is underexplored. This article constructs a framework for understanding their integrative design characteristics, drawing on recent work on “robust governance.” The framework is used to explore the connection of six national‐level climate assemblies with political institutions, public debate, and civil society. Our findings highlight significant variety in the integrative design of these climate assemblies. This variety challenges the view of assemblies as a standardized object with predictable effects on legitimacy and governance capacity, while also refining deliberative systems theory's highly abstracted conceptions of integration and impact.


Embedding participatory governance

March 2022

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233 Reads

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76 Citations

Critical Policy Studies

This symposium examines the challenges and opportunities of recent efforts at embedding participatory governance. It draws together original research that engages theoretically and empirically with some fundamental questions: •What are the challenges of embedding participatory governance in policy-making? •What happens when social movements have opportunities to shape the institutionalization of PG processes? Can they reanimate the radical potential of citizen participation for social transformation? •How can the tensions between the different demands of lay citizens, organized civil society, political parties, and public officials be managed? In this introductory article, we provide a definition of embeddedness, outlining its spatial, temporal, and practices dimensions, in so doing distinguishing embeddedness from institutionalization, with which it has often been used interchangeably. Our aim is to delineate the breadth of the concept, drawing together its many uses into a systematic framework that can both guide future research and practical experimentation. In particular, our hope is to turn more attention to the informal practices that are essential for embedding. The contributions to the symposium shift attention from institutional design to embedding dynamics and how these work to open or close spaces for meaningful citizen input.


Deliberative democracy and the climate crisis

January 2022

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786 Reads

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177 Citations

Wiley interdisciplinary reviews: Climate Change

No democratic state has yet implemented a climate plan strong enough to meet the goals of the Paris Agreement. This has led some to argue that democracy cannot cope with a challenge of this magnitude. In this article, we take stock of the claim that a more deliberative democratic system can strengthen our ability to respond effectively to the climate crisis. The most visible development in this direction is the recent citizens’ assemblies on climate change in Ireland, France, and the UK. We begin our analysis of the promise of deliberative democracy with a recognition of the difficulties that democracies face in tackling climate change, including short‐termism; the ways in which scientific and expert evidence are used; the influence of powerful political interests; and the relationship between people and the politicians that represent them. We then introduce the theoretical tradition of deliberative democracy and examine how it might ameliorate the challenges democracies face in responding to the climate crisis. We evaluate the contribution of deliberative mini‐publics, such as citizens’ assemblies and juries, and look beyond these formal processes to examine how deliberation can be embedded in political and social systems around the world. We conclude that deliberation‐based reforms to democratic systems, including but not limited to deliberative mini‐publics, are a necessary and potentially transformative ingredient in climate action. This article is categorized under: Perceptions, Behavior, and Communication of Climate Change > Communication Policy and Governance > Governing Climate Change in Communities, Cities, and Regions


Process characteristics and incorporation of expertise (% column).
Expertise and Participatory Governance: The Incorporation of Expert Knowledge in Local Participatory Processes

December 2021

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109 Reads

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5 Citations

Journal of Deliberative Democracy

The need for democratic control of the application of expert knowledge is a common refrain in debates on the democratization of policy making. However, there has been relatively little attention empirically to how expert knowledge is integrated into local participatory processes. This paper analyzes how the assessments of local officers and external consultants are incorporated in a diversity of local participatory processes in Spain between 2007 and 2011. Our interest is in whether expert assessments of the feasibility of participants' proposals takes place; and if so, whether there is transparent oversight of the application of these judgements. The paper combines qualitative and quantitative approaches to show the importance of institutional design when dealing with the timing, style and impact of expert knowledge in participatory processes.


Figure 1: Input-process-output model
factor analysis for the "input" indicators. Principal Component Analysis.
Testing the input-process-output model of public participation

December 2020

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555 Reads

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26 Citations

European Journal of Political Research

The characteristics of participatory institutions can be articulated in three main dimensions: input, process and output. The common assumption is that a dependency relationship exists, with process serving as a mediator between input and output. This paper puts the model to a rare empirical test drawing on a unique dataset of 70 Spanish advisory councils. Through a combination of exploratory factor and path analyses, we analyse the dimensionality of input, process and output and investigate the direct and indirect impact of inputs on process and outputs. Our analysis provides evidence that input factors have a direct impact on the output factor transparency, but their impact on effects on policy and participant satisfaction is mediated by the process factor deliberation. Further, the capacity of the public administration to steer the advisory council (wardship) mediates negatively the impact of input variables on transparency. The analysis provides a nuanced account of how different input and process design characteristics of participatory institutions have profound direct and indirect effects on their outputs.



Figure 1: Town Hall, Inc cover
Collective Interview on the History of Town Meetings

December 2019

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88 Reads

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2 Citations

Journal of Deliberative Democracy

Frank Bryan

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James T. Kloppenberg

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[...]

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Graham Smith

As illustrated in the introduction, the special issue ends with a ‘collective interview’ to some distinguished scholars that have given an important contribution to the study of New England Town Meetings. The collective interview has been realized by submitting three questions to our interviewees, who responded individually in written. The text of the answers has not been edited, if not minimally. However, the editors have broken up longer individual answers in shorter parts. These have been subsequently rearranged in an effort to provide, as much as possible, a fluid structure and a degree of interaction among the different perspectives provided by our interviewees on similar issues. The final version of this interview has been edited and approved by all interviewees.


Reflecting on Fifty Years of Democratic Theory

December 2019

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17 Reads

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10 Citations

Democratic Theory

Carole Pateman reflects on her fifty years of scholarship in conversation with Graham Smith. The discussion focuses particular attention on Pateman’s work on participatory democracy and considers her contributions to debates on political obligation, feminism, basic income, and deliberative democracy.


Citations (22)


... Finally, the standard practice of CCAs and DMPs has mainly been applied in democracies in the Global North, which also limits the perspectives offered in this article. However, democracies in the Global South have explored other less resourcedemanding deliberative practices, such as hearings and village assemblies (Curato et al. 2024), which need to be further explored to expand and challenge Eurocentric debates on democratic innovations. ...

Reference:

Reconciling democracy and sustainability: three political challenges and the role of democratic innovations
Deliberative Democracy and Climate Change: Exploring the Potential of Climate Assemblies in the Global South
  • Citing Book
  • June 2024

... Een belangrijk onderzoek in dit verband, ook besproken in dit boek, is het zogeheten cherrypicking-project dat voor een groot aantal en voor verschillende vormen van lokale participatie in Spanje heeft onderzocht in welke mate de voorstellen van burgers een vertaling vinden in politieke en beleidsbeslissingen (Fernández-Martínez et al., 2023;Font et al., 2018). Uit dit onderzoek blijkt dat van alle voorstellen die door burgers zijn gedaan grofweg een derde volledig werd geïmplementeerd zonder of hooguit met geringe aanpassingen van de oorspronkelijke formulering van de voorstellen, een derde werd deels of met belangrijke aanpassingen van het oorspronkelijke voorstel uitgevoerd, en nog eens een derde werd verworpen of genegeerd door de lokale beleidsmakers. ...

The Sin of Omission? The Public Justification of Cherry-Picking

... A society that provides the public with the means of cultivating virtues will be, arguably, a better-functioning political entity. Some attention has been paid specifically to deliberative virtues, that is, those virtues that are necessary to conduct good quality deliberation among citizens (Aikin & Clanton, 2010;Bächtiger et al., 2018;Ferris, 2019;Griffin, 2011;Grönlund et al., 2010;Miller, 1992). The idea of citizen participation through deliberation presupposes that people not only get a more direct influence on political decision-making, but are actively involved in the proceedings and discussions prior to making a decision. ...

The Oxford Handbook of Deliberative Democracy
  • Citing Article
  • September 2018

... Even national-level minipublics do not necessarily gain extensive media exposure. For example, the UK Climate Assembly that engaged 108 randomly selected citizens in deliberations for over 5 months has been criticized for its modest publicity, whereas the French equivalent Citizens' Convention for Climate received much higher media coverage (Boswell et al. 2023). ...

Integrating citizen deliberation into climate governance: Lessons on robust design from six climate assemblies

... Scholarly criticism of the SDGs, particularly those sensitive to environmental concerns, often points to their vague formulation, internal contradictions between different goals, and the nonbinding nature of the targets, which undermines the effectiveness of local and national action plans. Thus, Arnstein's (1969) call for a deeper, more empowered form of citizen participation remains relevant, especially when addressing the inadequacies in achieving sustainability through participatory governance, which demands going beyond institutionalised participation towards embedded participation (Bussu et al. 2022). The following sub-sections critically delve into the three policy domains that emerged through the SLR (see Table 1) to discuss the main findings of our study. ...

Embedding participatory governance

Critical Policy Studies

... Particularly the framing of the question around which a CA is organised can significantly close-down or open-up the discussions and influence the outcomes and recommendations of a process (Devaney et al 2020, Muradova et al 2020. For example, Willis et al (2022) discuss how a narrow framing of climate change as a scientific or technical problem can overlook the social, ethical or political context of the issue. Some argue that narrow framings can produce more practical and effective policy recommendations, while others believe that more open and transformative framings could provide avenues to more effectively tackle climate change (Ainscough and Willis 2024, Mellier and Capstick 2024, Pfeffer 2024. ...

Deliberative democracy and the climate crisis

Wiley interdisciplinary reviews: Climate Change

... In the absence of trust and power transfer, public participation can have the opposite effect, leaving those who took part feeling disappointed, alienated, and even cheated (Yang, 2005). This is especially likely to happen if participants feel that experts have been unfaithful in their translation of ideas into proposals (Rico Motos et al., 2021); or worse, when local authorities are perceived to have "cherry-picked" ideas and proposals that align with their own in-house preferences (Font et al., 2018;Rico Motos et al., 2021). Research suggests that such outcomes can be avoided by integrating formal review stages into projects, creating space for participants to query the legitimacy of translation (Rico Motos et al., 2021). ...

Expertise and Participatory Governance: The Incorporation of Expert Knowledge in Local Participatory Processes

Journal of Deliberative Democracy

... Nevertheless, this chapter primarily aims to discuss the frameworks and their impact on public policy making, not planning to discuss the details as per structural or organizational dimensions. There are many respective studies on participatory frameworks' structural or organizational dimensions (Bartoletti & Faccioli, 2016;Duţu & Diaconu, 2017;Felicetti et al., 2016;Galais et al., 2021;Itten & Mouter, 2022;Mannarini & Talò, 2012). ...

Testing the input-process-output model of public participation

European Journal of Political Research

... This dual requirement poses significant challenges to policymakers and public institutions, who often struggle to read or synthesize the large volume and wide variety of citizen inputs promptly [5,9,23,53,66,70,91,110]. This issue is significantly pronounced when dealing with unstructured citizen input, such as free texts [24,39,52]. To address these challenges, policymakers use heuristics to filter citizen inputs and prioritize those deemed more substantive. ...

Tracing the Impact of Proposals from Participatory Processes: Methodological Challenges and Substantive Lessons

Journal of Deliberative Democracy

... Two possible explanations for the scant contemporary scholarly interest in town meeting are that the institution is presumed passé, or too rare. The first presumption is reflected in the group interview included in the Journal of Public Deliberation's reprint of Participation's special issue focused on town meetings (Bryan et al. 2019). Bryan faults the Journal's animating question itself: 'Even the question posed by Participations exhibits this historical bias: "Is it still beneficial today to refer to these old (my italics) models of participation?" ...

Collective Interview on the History of Town Meetings

Journal of Deliberative Democracy