Frans B. M. de Waal’s research while affiliated with Emory University and other places

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Publications (319)


Scatterplot of significant main effects of model 1: investigating effects of rearing and the interaction between sex and age on affiliative tendencies. Raw data of individual mean dyadic affiliation scores controlled for group and year across age sex and rearing. Females increased their social affiliation with age, while males decreased social affiliation with age. Mother-reared showed higher affiliation scores than orphans. x-axis: age in years; y-axis: data points present individuals’ mean dyadic affiliation scores, including observations of all individuals (n = 74) across the five different observation periods, only some of which are represented with repeated observations across periods, owing to demographic changes. Colours correspond to sex and rearing as indicated in the legend (F = female, M = male). Points correspond to respective individual mean dyadic affiliation scores.
Scatterplot of significant main effects of model 2: investigating effects of the interaction between bystanders’ age and rearing on consolation tendency. Raw data of individual mean consolation tendency per group and observation period. Mother-reared showed a developmental decline of consolation tendencies, while orphans had consistent, but lower consolation tendencies across age (within the range of older mother-reared). x-axis: age in years; y-axis: bystander mean consolation tendency per group and observation period. Data points present individual consolation tendencies of all individuals included in the model (n = 61) across the four different observation periods, only some of which are represented with repeated observations across periods, owing to demographic changes. Colours correspond to sex and rearing as indicated in the legend (F = female, M = male).
Factors shaping socio-emotional trajectories in sanctuary-living bonobos: a longitudinal approach
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  • Full-text available

December 2024

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30 Reads

Stephanie Kordon

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Jake S. Brooker

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Early maternal loss can have lasting detrimental effects on primate social development. While many rehabilitation settings provide enriching environments to buffer against such effects in orphans, previous research indicates that young bonobo (Pan paniscus) orphans exhibit striking deficiencies in socio-emotional competence compared to their mother-reared peers. However, such studies are generally cross-sectional, without accounting for changes across the lifespan. We conducted longitudinal observations in bonobos living in an accredited African ape sanctuary to examine how rearing background, sex and age predict social tendencies including affiliation, consolation and aggression risk. Affiliative tendencies increased in females and decreased in males with age but were overall lower in orphans compared to mother-reared bonobos. Consolation tendencies decreased with age in mother-reared bonobos, while orphans showed consistently lower consolation (akin to levels of older mother-reared individuals). Young and male bonobos were more likely to receive aggression, while mother-reared and older females were more likely aggressors. Our study highlights the potential that ape sanctuaries like this can have by demonstrating that orphans exhibit decreased affiliative tendencies yet show social functioning ranging within patterns of their mother-reared peers. We discuss these results in the context of bonobos’ natural social ecology and ongoing rehabilitation efforts in this species.

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Within-species variation eclipses between-species differences in Pan consolation

July 2024

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22 Reads

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1 Citation

Empathy and its subcomponents are well documented throughout the animal kingdom, indicating the deep evolutionary origins of this socioemotional capacity. A key behavioural marker of empathy is consolation, or unsolicited bystander affiliation directed towards distressed others. Consolation has been observed in our closest living relatives, bonobos (Pan paniscus) and chimpanzees (P. troglodytes). However, systematic comparisons are absent, despite potential for interspecific differences. Bonobos are often considered less aggressive, more emotionally sensitive, and more socially tolerant than chimpanzees—key characteristics purported to drive consolation. Furthermore, social and individual factors also appear to drive intraspecific variation in empathy. To address within- and between-species variability in Pan consolation, we systematically tested the consolatory tendencies of large sanctuary-living groups of both species. Bonobos and chimpanzees exhibited similar consolation tendencies; however, within-species analyses revealed further similarities and variation. Bonobo consolation was most often directed towards and received by younger individuals, while chimpanzee consolation was most often directed towards close social partners. In addition, whilst males and females of both species showed decreased consolation with age, young chimpanzee males may console more than young females. These findings suggest that within-species variation in Pan socio-emotional abilities is greater than between-species differences, highlighting the presence of striking behavioural diversity across our two closest cousins.


Figura 1. Kinji Imanishi (1902-1992) y Ray Carpenter (1905-1975), frente a la Universidad Estatal de Pensilvania, donde Carpenter estuvo trabajando durante la visita de Imanishi a Estados Unidos. Carpenter presenta el primer número de la revista Primates, la más antigua en su campo, ahora publicada por Springer-Verlag. La fotografía fue tomada por el fallecido Itani en 1958. Copyright: Archivos visuales en memoria de Jun'ichirou Itani del Instituto de Investigación de Primates de la Universidad de Kioto. Con permiso especial de Tetsuro Matsuzawa
Invasión silenciosa: la primatología de Imanishi y el sesgo cultural en la ciencia

ArtefaCToS Revista de estudios sobre la ciencia y la tecnología

Cuando se trata de nuestra relación con la naturaleza, no hay forma de escapar de la tensión entre percepción y proyección. A menudo, lo que descubrimos en la naturaleza es lo que antes pusimos en ella. En consecuencia, la forma en que los naturalistas han contribuido a la misión de ‘la humanidad ha de conocerse a sí misma’, sólo puede entenderse en el contexto del cristal con que se mire el espejo de la naturaleza. Dado que no nos es posible quitarnos los cristales de esas gafas, la segunda mejor opción que nos queda es comparar otras alternativas.


Normatividad natural: el “es” y el “debe” del comportamiento animal

May 2024

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20 Reads

ArtefaCToS Revista de estudios sobre la ciencia y la tecnología

Suele suceder que la evolución del comportamiento se considera irrelevante para la comprensión de la moral humana, por el hecho de que carece de carácter normativo (el ‘debe’) y consiste enteramente en descripciones de cómo son las cosas o cómo sucedieron (el ‘es’). No obstante, el comportamiento que es producto de la evolución, incluido el de otros animales, no está completamente desprovisto de normatividad. Si se define la normatividad como la adhesión a un ideal o estándar, existe amplia evidencia de que los animales tratan a sus relaciones sociales de esta manera. En otras palabras, persiguen valores sociales. En este artículo reviso la evidencia sobre el hecho de que los primates no humanos intentan activamente preservar la armonía dentro de su red social, por ejemplo, reconciliándose después de un conflicto, protestando contra las divisiones desiguales y deteniendo peleas. Al hacerlo, corrigen las desviaciones respecto de un estado ideal. Sumado a ello, y con el fin de prevenir tales desviaciones, muestran autocontrol emocional y resolución anticipada de conflictos. El reconocimiento de la orientación hacia una meta y el carácter normativo del comportamiento social animal nos permite cerrar parcialmente la brecha entre el ‘es’ y el ‘debe’ erigida en relación con el comportamiento moral humano.


The expression of empathy in human's closest relatives, bonobos and chimpanzees: current and future directions

April 2024

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130 Reads

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4 Citations

Biological reviews of the Cambridge Philosophical Society

Empathy is a complex, multi‐dimensional capacity that facilitates the sharing and understanding of others' emotions. As our closest living relatives, bonobos ( Pan paniscus ) and chimpanzees ( P. troglodytes ) provide an opportunity to explore the origins of hominin social cognition, including empathy. Despite certain assumptions that bonobos and chimpanzees may differ empathically, these species appear to overlap considerably in certain socio‐emotional responses related to empathy. However, few studies have systematically tested for species variation in Pan empathic or socio‐emotional tendencies. To address this, we synthesise the growing literature on Pan empathy to inform our understanding of the selection pressures that may underlie the evolution of hominin empathy, and its expression in our last common ancestor. As bonobos and chimpanzees show overlaps in their expression of complex socio‐emotional phenomena such as empathy, we propose that group comparisons may be as or more meaningful than species comparisons when it comes to understanding the evolutionary pressures for such behaviour. Furthermore, key differences, such as how humans and Pan communicate, appear to distinguish how we experience empathy compared to our closest living relatives.


Science’s Early Reception of a “New” Ape

January 2024

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1 Citation

The first characterization of the bonobo reached science even before it had recognized the species. Unbeknownst to him, American primatologist Robert Yerkes (1925) had a bonobo named “Prince Chim,” whom he considered more sensitive, empathetic, and intelligent than any other ape he knew. This impression was confirmed by one of the earliest behavioral studies, which was conducted in the 1930s at a German zoo. Tratz and Heck (1954) published their findings after World War II in a German-language paper that is still very much to the point. They reported on the bonobo’s uniquely high-pitched vocalizations, its variety of sexual habits, its gentle predisposition, and even details such as that they are more prone to kick each other with their feet than are chimpanzees.


The naturalistic approach to laughter in humans and other animals: towards a unified theory

September 2022

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162 Reads

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24 Citations

This opinion piece aims to tackle the biological, psychological, neural and cultural underpinnings of laughter from a naturalistic and evolutionary perspective. A naturalistic account of laughter requires the revaluation of two dogmas of a longstanding philosophical tradition, that is, the quintessential link between laughter and humour, and the uniquely human nature of this behaviour. In the spirit of Provine's and Panksepp's seminal studies, who firstly argued against the anti-naturalistic dogmas, here we review compelling evidence that (i) laughter is first and foremost a social behaviour aimed at regulating social relationships, easing social tensions and establishing social bonds, and that (ii) homologue and homoplasic behaviours of laughter exist in primates and rodents, who also share with humans the same underpinning neural circuitry. We make a case for the hypothesis that the contagiousness of laughter and its pervasive social infectiousness in everyday social interactions is mediated by a specific mirror mechanism. Finally, we argue that a naturalistic account of laughter should not be intended as an outright rejection of classic theories; rather, in the last part of the piece we argue that our perspective is potentially able to integrate previous viewpoints—including classic philosophical theories—ultimately providing a unified evolutionary explanation of laughter. This article is part of the theme issue ‘Cracking the laugh code: laughter through the lens of biology, psychology and neuroscience’.



Cracking the laugh code: laughter through the lens of biology, psychology and neuroscience

September 2022

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203 Reads

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1 Citation

Philosophical Transactions B

Laughter affects conversational schemes, supports speech production, establishes social bonds and is connected to playfulness. Despite the pervasiveness of this behaviour, research on laughter has long been underdeveloped, probably because it does not sound like a serious topic. Also, its social and expressive nature represents a major technical difficulty for both laboratory and naturalistic studies. The quest to uncover the processes underlying the production and perception of laughter is still in its early days, but a renewed interest in this behaviour has boosted the emergence of new ecological studies in a set of fields encompassing a broad spectrum of disciplines. This Theme Issue aims to tackle the biological, psychological, neural and cultural underpinnings of laughter in humans and other animals from a naturalistic and evolutionary perspective. A new naturalistic account of laughter has been boosted by the work of the psychologist Robert Provine (1943–2019) and the neuroscientist Jaak Panksepp (1943–2017), to whom this issue is dedicated. According to this view, laughter must be studied considering the behavioural intentions it conveys and the response it elicits in the recipient. Notably, such an approach shifts the focus of attention from the cognitive underpinnings of humour processing to the adaptive socio-emotional nature of laughter, which signals not only reward and amusement but also affiliation and benign intentions. The naturalistic study of human laughter is also supported by the wide acceptance that other species show a homologue of laughter. Playful laugh expressions of the great apes and other primates not only morphologically resemble human laughter but they share important social functions and neural substrates. However, similar play vocalizations have probably evolved multiple times in evolution, as in the case of play vocalizations in rats. This Theme Issue synthesizes existing knowledge on laughter in humans and other animals through the lens of an evolutionary approach. The great variety of contributions proposed in this issue includes new insights from ethology, anthropology, social psychology and cognitive and affective neuroscience, thus providing an overarching perspective of the laughter phenomenon.



Citations (67)


... Consistent with the hypothesis that empathic tendencies such as consolation are socially biased [55] previous studies including from bonobo groups housed at the site of the present study have revealed that social closeness and kinship predict consolation tendencies in bonobos and chimpanzees [24,56]. Orphans do not have the same opportunities to engage in such close social relationships as they would with their kin. ...

Reference:

Factors shaping socio-emotional trajectories in sanctuary-living bonobos: a longitudinal approach
Within-species variation eclipses between-species differences in Pan consolation
  • Citing Preprint
  • July 2024

... Adicionalmente, el estudio de las redes neuronales y el desarrollo tecnológico revelaron circuitos psicoemocionales y comportamentales específicos, a partir de los cuales se han identificado las redes que definen las emociones complejas y los procesos cognitivos vinculados al pensamiento crítico. [3][4][5][6][7] Estas redes han dado lugar al desarrollo de redes digitales basadas en algoritmos informáticos mediante la llamada inteligencia artificial, que han generado sistemas de aprendizaje, análisis de datos y toma de decisiones con cierta autonomía. Las implicaciones éticas de esta nueva dimensión de la neuroética, como una disciplina validada y vigente, no han sido ponderadas ni totalmente reguladas respecto a los desenlaces potenciales y sus efectos colaterales. ...

The expression of empathy in human's closest relatives, bonobos and chimpanzees: current and future directions
  • Citing Article
  • April 2024

Biological reviews of the Cambridge Philosophical Society

... Thus far, the largest body of research on empathy and its related components has focused on non-human primates (henceforth primates). This work is especially concentrated on our closest relatives, the great apes (Clay et al., 2021), with monkeys and prosimians understudied by comparison. Given their phylogenetic proximity to humans, studying empathy in primates can illuminate the social and ecological conditions promoting the evolution of empathy. ...

Comparative Perspectives of Empathy Development: Insights From Chimpanzees and Bonobos
  • Citing Article
  • January 2022

... In the context of social interaction, individuals may also engage in interpersonal emotion regulation or coregulation. This process corresponds to the dynamic alignment between interacting individuals towards a stable emotional state (Butler & Randall, 2013;Zaki & Williams, 2013). Previous research argued that emotion co-regulation, such as between infants and their caregivers, is the core mechanism of collective emotion (Krueger, 2015). ...

Cracking the laugh code: laughter through the lens of biology, psychology and neuroscience

Philosophical Transactions B

... In a sense, laughter continues to be privileged as a study topic over the humor that (often) provokes it. In 2022, even the Royal Society acknowledged the importance of laughter as a research topic by devoting a special issue of its Philosophical Transactions (Biological Sciences) to "cracking the laughter code" (Caruana et al., 2022). Perhaps laughter is more scientifically accessible than the complex notion of humoritself a word that has different meanings in different languages and is a recent neologism in many (Condren, 2021; see also Condren, this volume). ...

Cracking the laugh code: laughter through the lens of biology, psychology and neuroscience

... Furthermore, naive listeners can accurately discern tickling-induced laughter without access to any visual cues. Tickling is a form of play behaviour that has been observed across various animal species, including Barbary macaques and chimpanzees and serves as the closest link between human laughter and other mammalian play vocalizations [1,26,27]. In these species, tickling often elicits vocalizations akin to laughter, which share certain acoustic features [27]. ...

The naturalistic approach to laughter in humans and other animals: towards a unified theory

... Traditionally, horses have been employed as work animals and/or for meat production; however, this perception is evolving. Today, thanks to the study of cognitive ethology, horses are recognised as sentient beings capable of experiencing a wide range of emotions from pain to joy (De Waal, 2022;Kret et al., 2022;Mendl et al., 2022). This editorial aims to update the debate on the problem and importance of equine welfare in interactions with humans, and how addressing it can benefit both humans and horses, under the concept of 'one welfare'. ...

Sentience as part of emotional lives
  • Citing Article
  • January 2022

Animal Sentience

... Well before this declaration, veterinarians had been diagnosing and treating emotional conditions in animals also seen in humans, and with similar medications as for depression and separation anxiety, a field of veterinary care I helped establish in the early 1970s (8). Evidence of homologous and analogous human emotional responses in other animals, including insects, crabs, and lobsters, have been documented (9) and ethology applied to bridge our lack of empathy for invertebrate species (10). ...

The question of animal emotions
  • Citing Article
  • March 2022

Science

... Information can be obtained about feelings using studies of positive or negative preference. Other information giving indirect information about feelings can be obtained from studies of physiological and behavioral responses of animals (Dawkins, 2004;Paul et al., 2020;Kret et al., 2022). Feelings are aspects of an individual's biology that have evolved as a result of natural selection because they increase survival chances, just as aspects of anatomy, physiology, and behavior have evolved (Broom, 1998). ...

My Fear Is Not, and Never Will Be, Your Fear: On Emotions and Feelings in Animals

Affective Science

... L'empathie éthique fonde la confiance dans la relation médecin-malade. Il ne suffit donc pas de manipuler des schémas de parole ou de mimer des comportements qui semblent empathiques [54], le professionnel de santé ne peut avoir une préoccupation authentique [55] que s'il s'ouvre à la résonnance du monde [56]. L'empathie est avant tout une présence à soi et à autrui, faite d'éveil éthique, de disponibilité et d'écoute. ...

Empathy, the Umbrella Ter
  • Citing Article
  • July 2021

Neuroscience & Biobehavioral Reviews