Caroline E. Foster’s research while affiliated with University of Auckland and other places

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Publications (26)


Due Regard for Future Generations? The No Harm Rule and Sovereignty in the Advisory Opinions on Climate Change
  • Article
  • Full-text available

September 2024

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27 Reads

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3 Citations

Transnational Environmental Law

Caroline E. Foster

States have long been understood to have an obligation to protect the international legal rights and interests of others, consistent with the maxim sic utere tuo ut alienum non laedas (use what is yours in such a manner as not to injure that of another). As the world's population becomes more interdependent, this no harm obligation becomes more significant. Further, as knowledge increases about the consequences of human activity for the climate and the environment, the no harm obligation takes on greater relevance vis-à-vis the interests of the Earth's future populations. Future generations’ legal interests have been recognized in the context of sustainable development and through the principle of intergenerational equity. The no harm rule requires that these interests be properly considered and addressed appropriately, commensurate with what is at stake. At a minimum, this may require avoidance of ‘manifestly excessive adverse impacts’.

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Why Due Regard Is More Appropriate than Proportionality Testing in International Investment Law

June 2022

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48 Reads

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3 Citations

The Journal of World Investment & Trade

Global regulatory standards of due diligence, regulatory coherence, and due regard are emerging in public international law. Investment law has been concerned to settle upon the most appropriate regulatory coherence tests for application in the arbitration of regulatory disputes. Candidates have included proportionality, rationality, and reasonableness tests. This article argues instead for reliance on the due regard standard in conjunction with reasonableness or rationality testing. This will more appropriately reflect the nature of investment treaties as inter-State bargains. Further, responding to arguments for the adoption of proportionality on the basis of comparative public law, the article demonstrates that proportionality is not established as a general head of review in common law jurisdictions including England, Australia, Canada, New Zealand and South Africa. At the same time, the application of the due regard standard can have much in common with procedural proportionality testing as seen among these domestic legal systems and elsewhere.



Climate Change Litigation in New Zealand

January 2021

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56 Reads

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2 Citations

The most notable climate change litigation in New Zealand to date is the case of Thomson v Minister for Climate Change Issues. Law student Ellen Thomson filed proceedings in the High Court in 2015, receiving in 2017 a ruling that the Government had been obliged to consider whether its previous greenhouse gas emissions reduction target needed resetting in light of the release of the IPCC’s Fifth Assessment Report. Further climate change litigation of importance and interest includes the Wai 2607 claim brought before the Waitangi Tribunal by the Mataatua Māori District Council. The claim asserts that in the light of the potential effects of climate change on Māori the Government must take action to fulfil its responsibilities to Māori under the Treaty of Waitangi. A change of government in New Zealand in the 2017 Parliamentary elections looks set to result in greater action on climate change than previously, changing the landscape for potential future climate change litigation.


The Problem with Public Morals

December 2019

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55 Reads

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4 Citations

Journal of International Dispute Settlement

Empirical study reveals that the methods employed for identifying public morals and societal values in international dispute settlement seldom capture them directly. Rather what we see are governmentally mediated representations of these morals and values. Accepting such representations masks diversity in moral views and societal values within populations, assumes that governments properly represent populations on matters of conscience, and may endorse the characterization of social policies as an embodiment of public morality even where they are in tension with accepted human rights. The underlying difficulty appears to be that public morals defences entered international economic law at a time predating the current highly legalized dispute settlement processes with which we are now familiar, and that they are unsuited by nature to international adjudication in its present form. Contrastingly, the idea of legitimate public policy objectives featuring in certain recently negotiated regional free trade agreements poses fewer concerns of this nature.


Respecting regulatory measures: Arbitral method and reasoning in the Philip Morris v Uruguay tobacco plain packaging case

November 2017

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11 Reads

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5 Citations

Review of European

The decision in the Philip Morris v Uruguay tobacco plain packaging case is important not only for its contribution in the health field but also more broadly for international environmental lawyers in light of the methodologies employed by the majority. The Philip Morris v Uruguay tribunal's willingness to place weight on international health law, embodying an openness to international law from beyond the investment field, was crucial to the decision. Additionally, the tribunal demonstrated a vital preparedness to engage with the scientific or technical question of whether Uruguay's tobacco measures would actually potentially be effective in reducing smoking, while accepting the inherent limitations in the available science. Notions of deference and margin of appreciation, as well as disproportionality or proportionality testing, may have eased the way for the majority decision, but were less crucial and ought not to be over-emphasized. Indeed, where there is broad international legal support for host States’ policies, it weakens international public policy to rest respect for States’ policies simply on a broad notion of deference or ‘margin of appreciation’. The Philip Morris v Uruguay tribunal was right to turn instead to international health law and the technical evidence on countering tobacco-related disease.


A new stratosphere? investment treaty arbitration as 'internationalized public law'

April 2015

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53 Reads

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8 Citations

International and Comparative Law Quarterly

The idea of investment treaty arbitration as public law is in tension with the concept of international law as a law between representative public agencies. This concept of international law is valuable for its capacity to progress a broad range of public policy aims in an integrated and coordinated manner, including aims extending beyond the economic sphere such as international social, environmental, cultural and related aims. The probable effect on this concept of international law of a radical ‘internationalized public law’ approach to investment treaty arbitration requires further thought, especially with regard to the potential implications of recognizing investor rights under international law.


Diminished Ambitions? Public International Legal Authority in the Transnational Economic Era

June 2014

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26 Reads

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7 Citations

Journal of International Economic Law

Ambition for employing public international legal authority as a means for the protection of human health and the environment appears to be diminishing in our transnationalist economic era. Practical and political challenges in defining the complex relationships between States and transnationally active commercial interests contribute to this. Emphasis on States’ domestic regulatory autonomy within contemporary international economic law is also a significant factor. This article canvasses three areas of international law and economic activity where the phenomenon of diminished ambition is manifest: responsibility, liability, and dispute settlement. Respectively, the article looks at developments in the three fields of law of the sea, international environmental law, and dispute settlement in the World Trade Organisation and through investment treaty arbitration. The article focuses on three specific topics within these three fields: the regulation of (i) deep seabed exploitation, (ii) possible risks associated with biotechnology, and (iii) tobacco regulation and public health. The article concludes that the result of our diminished ambition is to leave important areas of transnational economic activity unregulated, and encourages reflection on this phenomenon with a view to a strengthened approach in the areas where this will matter most.


New Clothes for the Emperor? Consultation of Experts by the International Court of Justice

February 2013

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31 Reads

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5 Citations

SSRN Electronic Journal

Calls for the International Court of Justice to be more ready to seek the advice of independent scientific experts under Article 50 of the Court’s Statute are gaining momentum following the Court’s judgment in the Case Concerning Pulp Mills (Argentina v Uruguay). The two cases Whaling in the Antarctic (Australia v Japan) and Aerial Herbicide Spraying (Ecuador v Colombia) will provide a lightning rod for determining the Court’s interest in seeking external expert scientific opinion. In each of these cases, the Court may need to take a view on matters to which scientific opinion is essential. The Court will need to ensure it has the capacity to achieve the sufficiently reliable insights into the science necessary for a sound resolution of both disputes, taking into account also the interests of the wider international community. Should the Court decide to make use of Article 50, the procedures employed should be designed in ways that will strengthen and enhance the international constituency’s confidence in the Court as well as producing judgments acceptable to disputing parties. The Court is recommended to consult experts in an individual capacity rather than as group, and to consider adopting an interactive consultation process in order to benefit more fully from their expertise.


Citations (14)


... 42 Caroline Foster concludes the Symposium by examining how international legal norms, particularly the no harm rule and the principle of state sovereignty, intersect with the emerging recognition of future generations' rights. 43 Through a detailed analysis of international case law, she argues that the concept of 'due regard' could operationalize the no harm rule in respect of future generations' interests. 44 Foster emphasizes that international courts can make transformative contributions in the context of advisory proceedings on climate change to protect the interests of future populations. ...

Reference:

Transnational Environmental Law and the Future
Due Regard for Future Generations? The No Harm Rule and Sovereignty in the Advisory Opinions on Climate Change

Transnational Environmental Law

... 72 Proportionality may rather be a concept to be reserved for application, with the consent of the parties and informed agreement of their citizenry, in the context of regional integration, as in the European Union, or in human rights law, as appropriate. 73 Moving away from the question of proportionality, one question arising is whether the requirement cast in these cases as the avoidance of unreasonableness applies only when a state is exercising a discretionary power under a treaty. In the 2020 case of Immunities and Criminal Proceedings (Equatorial Guinea v. France), 74 the ICJ emphasized that it has 'repeatedly stated that, where a state possesses a discretionary power under a treaty, such a power must be exercised reasonably and in good faith'. ...

Why Due Regard Is More Appropriate than Proportionality Testing in International Investment Law

The Journal of World Investment & Trade

... Cases such as Thomson vs. The Minister for Climate Change Issues and the Wai 2607 claim to the Waitangi Tribunal highlight the importance of legal frameworks in recognising and addressing indigenous rights and facilitating inclusive decision-making processes (Foster 2021). Fa'Amatuainu (2023) discusses self-represented litigation and meaningful access to justice in New Zealand and Samoa, stressing the need for cultural sensitivity in the justice system, particularly for Pacific communities. ...

Climate Change Litigation in New Zealand
  • Citing Chapter
  • January 2021

... They further underlined that the state might utilise Article XX (d) rather than Article XX (a) GATT as justification if it is challenged in the WTO forum for halal certification policy. Meanwhile, Diebold (2007) and Foster (2019) discovered that members of the WTO may determine their concepts of public morals in accordance with Article XX(a) of the GATT based on religious values. However, they must justify their claims with concrete evidence. ...

The Problem with Public Morals
  • Citing Article
  • December 2019

Journal of International Dispute Settlement

... Evidence has been crucial for informing plain packaging policies, encouraging policy adoption by other countries (particularly low-income and middle-income countries), 71 understanding the impacts and defending litigation. 72 73 However, key gaps in the literature remain. Given the absence of published research in low-income and lower middle-income countries, formative studies here would be of value. ...

Respecting regulatory measures: Arbitral method and reasoning in the Philip Morris v Uruguay tobacco plain packaging case
  • Citing Article
  • November 2017

Review of European

... 383 Similar to other international courts and tribunals, arbitral tribunals have to settle disputes in conformity with international law. 384 The presumption is to consider international investment law and arbitration as a product of international law and that "IIAs are viewed as contributing to the governance of international relations between states". 385 ...

A new stratosphere? investment treaty arbitration as 'internationalized public law'
  • Citing Article
  • April 2015

International and Comparative Law Quarterly

... En particular, todo señala que la Corte está ahora dispuesta a tomar medidas para evitar que se repitan situaciones pasadas, en las cuales la prolongada demora en organizar la incidencia procesal sobre compensación pudo haber resultado en un detrimento de los derechos de la parte favorecida por la sentencia. , Cambridge, 1996, p. 528; Foster, C., " i) interrogatorio principal (examination-in-chief), adelantado por la parte que cita al testigo o experto; ii) contrainterrogatorio (cross-examination), adelantado por la con- traparte; iii) reinterrogatorio (re-direct o re-examination), adelantado nuevamente por la parte que cita al testigo o experto; 80 iv) preguntas por la Corte o por jueces individuales. 81 ...

New Clothes for the Emperor? Consultation of Experts by the International Court of Justice
  • Citing Article
  • February 2013

SSRN Electronic Journal

... For these reasons, the Supplementary Protocol has been criticized as reflecting a 'diminished ambition' in the development of international law in the field of environmental liability. 89 On the other hand, and more positively, from an international law perspective the provisions on response measures and environmental restoration in the Supplementary Protocol can be welcomed as a further step in the direction of moving international law away from a compensation-based approach limited to the reasonable measures of reinstatement, which are quantifiable in monetary terms, to a restoration-based approach encompassing more comprehensively the values of environmental components. Further developments in this direction have been made, although in a non-legally binding form, with the adoption of the Guidelines for the Determination of Liability and Compensation for Damage Resulting from Pollution of the Marine Environment in the Mediterranean Sea Area. ...

Diminished Ambitions? Public International Legal Authority in the Transnational Economic Era
  • Citing Article
  • June 2014

Journal of International Economic Law

... How HRCs navigate scientific fact-finding could have far-reaching implications [2,9,10]. For example, in the recently decided Duarte Agostinho and Others v Portugal and 32 Other Member States ('Duarte Agostinho') case before the ECtHR, Ireland (one of the defendants) argued on the basis of an expert report that their 'contribution to overall warming over the 2020-2050 period would be either close to zero or negative' [11]. ...

Science and the Precautionary Principle in International Courts and Tribunals: Expert Evidence, Burden of Proof and Finality
  • Citing Article
  • April 2011

... In international arbitral proceedings, most rules state that each party must demonstrate the facts with sufficient evidence (Moses: 174-174, 2012;Foster, 2010;American Arbitration Association: 81, 2010). For example, Article 27(1) of the UNCITRAL Model Law states: "Each party shall have the burden of proving the facts relied on to support its claim or defence" (UNCITRAL Arbitration Rules, 2010). ...

Burden of Proof in International Courts and Tribunals
  • Citing Article
  • January 2010

The Australian Year Book of International Law Online