Bridget M. Waller’s research while affiliated with Nottingham Trent University and other places

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Publications (129)


Fig. 2. Expressivity scores per participant across conditions. Note. Two participants were missing video data from one of the three conditions; they are not presented here.
Fig. 3. Expressivity measures across conditions with 95% confidence intervals. Note. Each y-axis represents different units: Rate (AUs per minute), Duration (combined percentage of frames that AUs are present – see 
Table 1
), Diversity score (see 
Table 1
 for calculation), Repertoire (number of unique AUs), Combination Repertoire (number of unique combinations of AUs), Corrected Repertoire (number of unique AUs in the first 25 AUs).
Fig. 4. Standardised beta coefficient for predictors of the difference scores across conditions. Note. Video (SV) = Video Call (self-visible), Video (SH) = Video Call (self-hidden). Reference groups: Age group (older adults); Gender category (males).
Fig. 5. Correlations between facial expressivity, confederate and rater assessments. Note. Confed Express = confederates' assessment of participant expressivity. Rater Express = raters' assessment of participant expressivity. ∗represent significant correlations at p < 0.05.
Facial behaviour and first impressions in computer mediated communication
  • Article
  • Full-text available

August 2024

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43 Reads

Computers in Human Behavior

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Alisa Balabanova

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[...]

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Bridget M. Waller

Online video social interaction is now commonplace following rapid technological advances and the Covid-19 pandemic. Whether computer mediated communication (CMC) fundamentally changes nonverbal behaviour and social responses from others is unknown. Here, we conducted a repeated measures experimental study (N = 66) comparing three types of dyadic social interactions: in person, online video call (with self-view) and online video call (no self-view). Facial videos were analysed using automated facial movement tracking (based on the Facial Action Coding System: FACS). Independent raters made first impression judgements across all conditions (N = 198). Overall, people were more facially expressive in person compared to CMC, but there were significant individual differences across participants. Agreeableness was associated with a particular increase in expressivity in person compared to online, while extroversion was associated with greater expressivity in online video calls, but only when self-view was visible. Older adults were most impacted by CMC and showed the greatest reduction in facial expressivity online compared to in person. The first impressions of observers did not differ as a function of CMC. These results suggest that CMC does alter facial expressivity during social interaction, but that there is an important interplay with individual differences.

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Facial expressivity in dominant macaques is linked to group cohesion

July 2024

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25 Reads

Social living affords primates (including humans) many benefits. Communication has been proposed to be the key mechanism used to bond social connections, which could explain why primates have evolved such expressive faces. We assessed whether the facial expressivity of the dominant male (quantified from the coding of anatomically based facial movement) was related to social network properties (based on social proximity and grooming) in nine groups of captive rhesus macaques (Macaca mulatta) housed in uniform physical and social environments. More facially expressive dominant male macaques were more socially connected and had more cohesive social groups. These findings show that inter-individual differences in facial expressivity are related to differential social outcomes at both an individual and group level. More expressive individuals occupy more beneficial social positions, which could help explain the selection for complex facial communication in primates.


Lorenz’s classic ‘baby schema’: a useful biological concept?

Konrad Lorenz introduced the concept of a ‘baby schema’, suggesting that infants have specific physical features, such as a relatively large head, large eyes and protruding cheeks, which function as an innate releaser to promote caretaking motivation from perceivers. Over the years, a large body of research has been conducted on the baby schema. However, there are two critical problems underpinning the current literature. First, the term ‘baby schema’ lacks consistency among researchers. Some researchers use the term baby schema to refer to infant stimuli (often faces) in comparison with adults (categorical usage), while others use the term to refer to the extent that features contribute to cuteness perception (spectrum usage). Second, cross-species continuity of the ‘baby schema’ has been assumed despite few empirical demonstrations. The evolutionary and comparative relevance of the concept is, therefore, debatable, and we cannot exclude the possibility that extreme sensitivity to the baby schema is a uniquely human trait. This article critically reviews the state of the existing literature and evaluates the significance of the baby schema from an evolutionary perspective.


Being facially expressive is socially advantageous

June 2024

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155 Reads

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2 Citations

Individuals vary in how they move their faces in everyday social interactions. In a first large-scale study, we measured variation in dynamic facial behaviour during social interaction and examined dyadic outcomes and impression formation. In Study 1, we recorded semi-structured video calls with 52 participants interacting with a confederate across various everyday contexts. Video clips were rated by 176 independent participants. In Study 2, we examined video calls of 1315 participants engaging in unstructured video-call interactions. Facial expressivity indices were extracted using automated Facial Action Coding Scheme analysis and measures of personality and partner impressions were obtained by self-report. Facial expressivity varied considerably across participants, but little across contexts, social partners or time. In Study 1, more facially expressive participants were more well-liked, agreeable, and successful at negotiating (if also more agreeable). Participants who were more facially competent, readable, and perceived as readable were also more well-liked. In Study 2, we replicated the findings that facial expressivity was associated with agreeableness and liking by their social partner, and additionally found it to be associated with extraversion and neuroticism. Findings suggest that facial behaviour is a stable individual difference that proffers social advantages, pointing towards an affiliative, adaptive function.


Occurrence of pseudoreplicated data in primate communication articles across time and according to GLMM usage. For visualization purposes, datapoints before 1980 have been omitted as for many years only a single article was published. Each data point represents the proportion for a single year. (Left) All data regardless of statistical approach. (Right) A breakdown of recent data, split into those who incorporated GLMMs (green) and those who did not (red)
Impact of (a) methods, (b) research environment, (c) subject species, and (d) communicative modality on pseudoreplication in primate communication research
Pseudoreplication in Primate Communication Research: 10 Years On

October 2023

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67 Reads

International Journal of Primatology

Pseudoreplication is the statistical error of collecting numerous datapoints from a single unit (such as an individual), which are not independent, and applying statistical methods that assume independence of data. Importantly, pseudoreplication increases the chances of Type 1 errors (i.e., false positives), bringing findings and conclusions based on pseudoreplicated analyses into question. Ten years ago, Waller et al. (2013) published a paper highlighting the prevalence of statistical pseudoreplication throughout the nonhuman primate communication literature. In this current study, we examined the literature published since the original publication (between 2009 and 2020; 348 papers) to assess whether pseudoreplication is still as widespread as it was, if it has become more problematic, or if the field is beginning to overcome this issue. We find that there has been a significant decrease in pseudoreplication over the past ten years (38.6% then, compared with 23.0% now). This reduction in pseudoreplication appears to be associated with an increase in the use of multilevel models throughout primatology (which allow for nonindependent data to be nested appropriately). Pseudoreplication was historically more prevalent in research using observational (vs. experimental) methods and those working with wild (vs. captive) primates. However, these biases do not seem to exist in more recent literature with a more comparable likelihood of pseudoreplication seen across the field regardless of methods. Although these current findings relate specifically to primate communication research, we think they will translate broadly across nonhuman communication research, and throughout biology. We continue to emphasise the need to monitor these issues, as although now seen at much lower rates, pseudoreplication is still present and therefore potentially impacting the accuracy of findings.


Figure 1. Bootstrapped entropy ratio of facial behavior across social contexts for three species of macaques. The entropy ratio was calculated on 100 bootstrapped samples of the data by dividing the observed entropy by the expected entropy if Action Units were used randomly for each social context. The entropy ratio ranges from 0 to 1, with higher values indicating higher uncertainty. Symbols and whiskers indicate mean and range of bootstrapped values.
Figure 3. Specificity of Action Unit combinations that were used in at least 1% of observations per species per social context. Specificity ranges from 0 (indicating an Action Unit is never observed in a context) to 1 (indicating an Action Unit is only observed in one context). (A) Distribution of Action Unit combination specificity. Width of violin plots indicate the relative density of the data. Colored symbols indicate unique Action Unit combinations. White symbols indicate mean specificity. (B) Proportion of Action Unit combinations used with high (>0.8), moderate (0.4-0.8), or low (<0.4) specificity. Context abbreviations: agg = aggressive, aff = affiliative, sub = submissive.
Figure 4. Calculating context specificity on an imbalanced dataset. Specificity was calculated on a simulated dataset with an imbalanced number of observations per context. The calculated specificity values deviated from the true specificity such that they were higher in the context with most observations and lower in the context with fewest observations (green circles). Randomly upsampling observations from the minority contexts (B and C) such that they have the same number of observations as the majority context (A) prior to calculating specificity minimized the bias in the calculated specificity values (purple triangles).
Higher social tolerance is associated with more complex facial behavior in macaques

October 2023

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74 Reads

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4 Citations

eLife

The social complexity hypothesis for communicative complexity posits that animal societies with more complex social systems require more complex communication systems. We tested the social complexity hypothesis on three macaque species that vary in their degree of social tolerance and complexity. We coded facial behavior in >3000 social interactions across three social contexts (aggressive, submissive, affiliative) in 389 animals, using the Facial Action Coding System for macaques (MaqFACS). We quantified communicative complexity using three measures of uncertainty: entropy, specificity, and prediction error. We found that the relative entropy of facial behavior was higher for the more tolerant crested macaques as compared to the less tolerant Barbary and rhesus macaques across all social contexts, indicating that crested macaques more frequently use a higher diversity of facial behavior. The context specificity of facial behavior was higher in rhesus as compared to Barbary and crested macaques, demonstrating that Barbary and crested macaques used facial behavior more flexibly across different social contexts. Finally, a random forest classifier predicted social context from facial behavior with highest accuracy for rhesus and lowest for crested, indicating there is higher uncertainty and complexity in the facial behavior of crested macaques. Overall, our results support the social complexity hypothesis.


Higher social tolerance is associated with more complex facial behavior in macaques

August 2023

·

25 Reads

The social complexity hypothesis for communicative complexity posits that animal societies with more complex social systems require more complex communication systems. We tested the social complexity hypothesis on three macaque species that vary in their degree of social tolerance and complexity. We coded facial behavior in >3000 social interactions across three social contexts (aggressive, submissive, affiliative) in 389 animals, using the Facial Action Coding System for macaques (MaqFACS). We quantified communicative complexity using three measures of uncertainty: entropy, specificity, and prediction error. We found that the relative entropy of facial behavior was higher for the more tolerant crested macaques as compared to the less tolerant Barbary and rhesus macaques across all social contexts, indicating that crested macaques more frequently use a higher diversity of facial behavior. The context specificity of facial behavior was higher in rhesus as compared to Barbary and crested macaques, demonstrating that Barbary and crested macaques used facial behavior more flexibly across different social contexts. Finally, a random forest classifier predicted social context from facial behavior with highest accuracy for rhesus and lowest for crested, indicating there is higher uncertainty and complexity in the facial behavior of crested macaques. Overall, our results support the social complexity hypothesis.


Picture of the apparatus (source: Louise Loyant) and schematic representation of the battery of inhibitory control tasks. a The Distraction task (inhibition of a distraction, a testing block of six trials is presented, a session is composed of 6 blocks with 3 different types of pictures as distractors), b the Go/No-go task (inhibition of an action), and c the Reversal learning task (inhibition of a cognitive set) are presented
Mean Distraction control score (not normalised) between the low, medium and high tolerance species for session 1 of the Distraction task. Low tolerance species had a lower Distraction control score than the medium tolerance species and the high tolerance species. The red dot represents the mean per tolerance degree. Horizontal lines represent the 25th, 50th and 75th percentile and whiskers extend to 1.5 times the interquartile range. Black dots represent the mean for each individual *P < 0.05 (from the Tukey Post Hoc test) (color figure online)
Mean proportion of success in a No-go trial in the Go/No-go task for each session in low, medium and high tolerance species. 95% CI are represented, red dots represent the mean per species, the mean for each individual is also represented: yellow dot (low tolerance species), orange triangle (medium tolerance species), purple square (high tolerance species). *P < 0.05 (from the Tukey Post Hoc test) (color figure online)
Number of trials to learn the rules (acquisition or reversed rules for each tolerance degree (Low, medium and high tolerance species). Low tolerance species needed more trials to learn the acquisition rule. Horizontal lines represent the 25th, 50th and 75th percentile and whiskers extend to 1.5 times the interquartile range. Black dots represent the mean for each individual. *P < 0.05, **P < 0.01 (from the pairwise comparison and the model comparisons) (color figure online)
of the results of the 3 tasks for low, medium and high tolerance species (average (M), standard deviation (S.D.))
Tolerant macaque species are less impulsive and reactive

May 2023

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152 Reads

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6 Citations

Animal Cognition

Inhibitory control, the inhibition of impulsive behaviours, is believed to be key in navigating a complex social environment. Species characterised by higher social tolerance, living in more complex groups, with more diverse relationships, face higher uncertainty regarding the outcome of social interactions and, therefore, would benefit from employing more inhibitory strategies. To date, little is known about the selective forces that favour the evolution of inhibitory control. In this study, we compared inhibitory control skills in three closely related macaque species which differ in their social tolerance style. We tested 66 macaques from two institutions ( Macaca mulatta , low tolerance; M. fascicularis , medium tolerance; and M. tonkeana , high tolerance) using a battery of validated inhibitory control touchscreen tasks. Higher social tolerance was associated with enhanced inhibitory control performances. More tolerant species were less impulsive and less distracted by pictures of unknown conspecifics. Interestingly, we did not find evidence that social tolerance degree was associated with performance in reversal learning. Overall, our results support the hypothesis that evolution has promoted the development of socio-cognitive skills to cope with the demands related to the complexity of the social environment.


Higher social tolerance is associated with more complex facial behavior in macaques

May 2023

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32 Reads

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7 Citations

eLife

The social complexity hypothesis for communicative complexity posits that animal societies with more complex social systems require more complex communication systems. We tested the social complexity hypothesis on three macaque species that vary in their degree of social tolerance and complexity. We coded facial behavior in >3000 social interactions across three social contexts (aggressive, submissive, affiliative) in 389 animals, using the Facial Action Coding System for macaques (MaqFACS). We quantified communicative complexity using three measures of uncertainty: entropy, specificity, and prediction error. We found that the relative entropy of facial behavior was higher for the more tolerant crested macaques as compared to the less tolerant Barbary and rhesus macaques across all social contexts, indicating that crested macaques more frequently use a higher diversity of facial behavior. The context specificity of facial behavior was higher in rhesus as compared to Barbary and crested macaques, demonstrating that Barbary and crested macaques used facial behavior more flexibly across different social contexts. Finally, a random forest classifier predicted social context from facial behavior with highest accuracy for rhesus and lowest for crested, indicating there is higher uncertainty and complexity in the facial behavior of crested macaques. Overall, our results support the social complexity hypothesis.


Figure 2:
Figure 3: Specificity of Action Unit combinations that were used in at least 1% of observations per species per social context. Specificity ranges from 0 (indicating an Action Unit is never observed in a context) to 1 (indicating an Action Unit is only observed in one context). (A) Distribution of Action Unit combination specificity. Width of violin plots indicate the relative density of the data. Colored symbols indicate unique Action Unit combinations. White symbols indicate mean specificity. (B) Proportion of Action Unit combinations used with high (>0.8), moderate (0.4-0.8) or low (<0.4) specificity. Context abbreviations: agg = aggressive, aff = affiliative, sub = submissive.
Higher social tolerance is associated with more complex facial behavior in macaques

May 2023

·

30 Reads

The social complexity hypothesis for communicative complexity posits that animal societies with more complex social systems require more complex communication systems. We tested the social complexity hypothesis on three macaque species that vary in their degree of social tolerance and complexity. We coded facial behavior in >3000 social interactions across three social contexts (aggressive, submissive, affiliative) in 389 animals, using the Facial Action Coding System for macaques (MaqFACS). We quantified communicative complexity using three measures of uncertainty: entropy, specificity, and prediction error. We found that the relative entropy of facial behavior was higher for the more tolerant crested macaques as compared to the less tolerant Barbary and rhesus macaques across all social contexts, indicating that crested macaques more frequently use a higher diversity of facial behavior. The context specificity of facial behavior was higher in rhesus as compared to Barbary and crested macaques, demonstrating that Barbary and crested macaques used facial behavior more flexibly across different social contexts. Finally, a random forest classifier predicted social context from facial behavior with highest accuracy for rhesus and lowest for crested, indicating there is higher uncertainty and complexity in the facial behavior of crested macaques. Overall, our results support the social complexity hypothesis.


Citations (65)


... From the AU data, we calculated six facial expressivity measures for each condition: rate, duration, repertoire, combination repertoire, corrected repertoire, and diversity score. Table 1, outlines how these variables are calculated, a more detailed description is available in (Kavanagh, Whitehouse, & Waller, 2024). ...

Reference:

Facial behaviour and first impressions in computer mediated communication
Being facially expressive is socially advantageous

... Our findings recapitulate through ontogeny the potential diversification of snapping from its ancestral state in horses as a signal observed only in foals, into its more productive form seen in plains zebras, first emerging in its original appeasing or arousal-mediating function and then taking on additional forms as the social world of juveniles expands and individuals are more equipped to face its risks. Plains zebras inhabit a more complex and dynamic social environment than horses, and snapping may represent a signal which was co-opted over evolutionary time to meet the new communicative needs that emerged in the multi-level society of plains zebras 5,7,61 . Future studies combining the patterns derived from our network-based methods with detailed behavioural observations across development will allow us to better crystalize how its function develops and diversifies into adulthood. ...

Higher social tolerance is associated with more complex facial behavior in macaques

eLife

... One promising approach in this context is to compare the species or groups with varying degrees of social tolerance. Recent evidence suggests that species exhibiting higher social tolerance outperform less tolerant ones in certain cognitive domains, particularly those related to communication and cooperation 36,58,59 . Japanese macaques would be an important model species in this line of research; they exhibit significant inter-group differences in social tolerance levels [60][61][62] , which provides an ideal opportunity for intergroup comparisons. ...

Tolerant macaque species are less impulsive and reactive

Animal Cognition

... Via FACS it is possible to associate an unequivocal code to a specific morphological change in the face (AU). Therefore, FACS helps not only to quantify the complexity of a single facial expression objectively (e.g., number of AUs present in a given display, Waller, Caeiro, and Davila-Ross 2015), but also the diversity and numerosity of the facial displays of certain species thus favouring objective comparisons (Parr et al. 2007;Rincon et al. 2023). Yet, determining the exact number of facial displays is not as easy as it sounds, because of the graded nature of facial expressions (Thierry et al. 1989;Clark et al. 2020;Clark et al. 2022). ...

Higher social tolerance is associated with more complex facial behavior in macaques

eLife

... However, empirical investigations on non-human animals have only recently begun. For instance, Kawaguchi et al. [24] remains the only study to examine the interspecific similarities and differences in infantile facial features among primates. They compared the facial morphologies of great apes, including humans, and revealed the following conserved facial features in infants: expanded facial width (round and short faces), a prolonged forehead (eyes positioned lower on the face), enlarged eyes, and an inverted triangular configuration. ...

Revisiting the baby schema by a geometric morphometric analysis of infant facial characteristics across great apes

... Santana et al. [32] and Santana et al. [33] find that while more social primate species tend to have more facial coloration, additional research finds that among those species, individuals with plainer faces display a broader repertoire of facial expressions ("plain face phenomenon") [34]. This pattern among fixed traits likely evolved to aid the conspecific comprehension of information contained in those more flexible, productive features of facial communication, gestures, and expressions [35]. Dogs, however, have developed highly expressive facial behaviors, including paedomorphic expressions that potentially increase the likelihood of receiving human care [36] due to social interactions with humans [21,37,38] more so than with other dogs. ...

Socially tolerant macaques use more complex facial behavior than intolerant macaques

... Therefore, FACS helps not only to quantify the complexity of a single facial expression objectively (e.g., number of AUs present in a given display, Waller, Caeiro, and Davila-Ross 2015), but also the diversity and numerosity of the facial displays of certain species thus favouring objective comparisons (Parr et al. 2007;Rincon et al. 2023). Yet, determining the exact number of facial displays is not as easy as it sounds, because of the graded nature of facial expressions (Thierry et al. 1989;Clark et al. 2020;Clark et al. 2022). ...

Crested macaque facial movements are more intense and stereotyped in potentially risky social interactions

... From here, we move to a consideration of other animals besides ourselves. Kavanagh et al. (2022) evaluate the evidence for a shared anatomical basis for facial expressions in humans and other primates, while Albuquerque and Resende (2022) tackle the issue of inter-species emotional communication, asking whether domestic dogs can use human emotional expressions in a functional way. ...

Revisiting Darwin's comparisons between human and non-human primate facial signals

Evolutionary Human Sciences

... The level of pleasure remained at approximately the same level (median stays at value 5), the excitement level decreased a bit after the game (from 3.9 to 3.75 points as a mean, but the median increases), the control level remained unchanged (3.15 points, but the median is higher after the game). The observers did not note typical psychical signs of the stress (Whitehouse et al., 2022), such as groom, hand-to-face, hand-to-mouth, scratching, yawning, fumbling, twisting the mouth, licking lips and biting lips. To see the impact of initial states (mood, activation, control) on performance, group means of SAM scores and performance were explored (see Table 6). ...

Signal value of stress behaviour

Evolution and Human Behavior