Benjamin Straumann’s research while affiliated with University of Zurich and other places

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Publications (51)


Justice and Republicanism
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March 2024

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1 Citation

Benjamin Straumann

This handbook is currently in development, with individual articles publishing online in advance of print publication. At this time, we cannot add information about unpublished articles in this handbook, however the table of contents will continue to grow as additional articles pass through the review process and are added to the site. Please note that the online publication date for this handbook is the date that the first article in the title was published online. For more information, please read the site FAQs.


Enforceable Duties: Cicero and Kant on the Legal Nature of Political Order
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October 2023

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65 Reads

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1 Citation

Jus Cogens

This article seeks to show the importance of Cicero for Kant by pointing out the systematic relationship between their respective views on ethics and law. Cicero was important to Kant because Cicero had already elaborated an imperative, “quasi-jural” conception of duty or obligation. Cicero had also already prefigured the distinction between ethical duties and duties of justice. The article does not establish any direct historical influence, but points out interesting systematic overlaps. The most important in the realm of ethics are a universal rationalism; a rule-based normative framework of duty; and skepticism about (Cicero), or rejection of (Kant), eudaimonism. In the realm of political theory, it is the centrality of law and of property that unites both thinkers; both reject voluntarism in thinking that consensus flows from the right external laws, not the other way around, and thus creates a juridical community; and lastly, both Cicero and Kant believe that transparence, or publicity, is a key ideal that might be presupposed by both the ethical and the juridical domain. The article thus shows that both Cicero and Kant separate ethics from law, but there are indications that neither has given up the aspiration to bridge the two realms on a higher plane. This reading of Kant yields both a more Ciceronian Kant and allows us to perceive Kantian aspects of Cicero.

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On the liberties of the ancients: licentiousness, equal rights, and the rule of law

April 2023

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20 Reads

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4 Citations

History of European Ideas

In this article, we discuss Greek and Roman conceptions of liberty. The supposedly ‘neo-Roman’ view of liberty as non-domination is really derived from negative Greek models, we argue, while Roman authors devised an alternative understanding of liberty that rested on the equality of legal rights. In this ‘paleo-Roman’ model, as long as the law was the same for all, you were free; whether or not you participated in making the law was not a constitutive feature of liberty. In essence, this Roman theory was a theory of freedom as the rule of law and the guarantee of equal rights, especially due process rights. For this Roman concept of ‘legal liberty,’ as we call it, political participation was neither necessary nor sufficient. Theorized by Cicero and historicized by Livy, the Roman understanding of freedom flourished in early-modern times, proving important to paradigmatic republican authors such as Machiavelli and Rousseau as well as to Hobbes, whose work we discuss as a helpful point of comparison.


Roman rights talk: subjective rights in Cicero and Livy

November 2022

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11 Reads

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4 Citations

History of Political Thought

While most scholars today recognize that Roman writers occasionally used ius to denote a subjective right, the extent and reasons for this usage have not been well studied. In this article, we offer an analysis, based on a statistical survey, of how Cicero and Livy used ius to designate a range of subjective rights. We also trace this usage back to the basic Ciceronian metaphor of the populus as a kind of societas . Rights, in the Roman context, emerged out of this legal-commercial comparison, in which citizens (or even members of different nations) are entitled to equal rights in their common venture.


Thucydides, Hobbes, and the Melian Dialogue

November 2021

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3 Citations

Thucydides and Hobbes are often interpreted as ‘realists’. States vis-à-vis each other remain in the state of nature and are conceptualized in analogy with individuals in the state of nature. States are therefore seen as engaging in the kind of self-interested behavior that makes cooperation elusive. In this chapter I argue that Thucydides’s Melian Dialogue might have shown Hobbes that the analogy between individuals and states does not really go all the way. For Hobbes, states are the artificial structures within which individuals may satisfy their subjective desires; once the Melian commonwealth could no longer guarantee its citizens’ safety, it would have been rational for the Melians to surrender, rather than risk an overwhelmingly probable catastrophe. States and individuals are also distinct in that the former may develop better knowledge of the laws of nature than individuals ever could. This fissure in the individual-state analogy is the lesson Hobbes drew from the Melian Dialogue, as can be seen in his analysis of sovereignty by acquisition in the Leviathan. Thucydides was important because his history, Hobbes thought, was true and could therefore provide useful examples of reason and its defects in action; the Melians might thus in addition have provided an illustration for what Hobbes believed was wrong with the Foole’s reasoning. Accordingly, Thucydides can be seen to have provided a foundation for Hobbes’s argument for peace and individual self-preservation.




Sociability

August 2021

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35 Reads

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3 Citations

The Cambridge Companion to Grotius offers a comprehensive overview of Hugo Grotius (1583–1645) for students, teachers, and general readers, while its chapters also draw upon and contribute to recent specialised discussions of Grotius' oeuvre and its later reception. Contributors to this volume cover the width and breadth of Grotius' work and thought, ranging from his literary work, including his historical, theological and political writing, to his seminal legal interventions. While giving these various fields a separate treatment, the book also delves into the underlying conceptions and outlooks that formed Grotius' intellectual map of the world as he understood it, and as he wanted it to become, giving a new political and religious context to his forays into international and domestic law.



Leaving the State of Nature: Polybius on Resentment and the Emergence of Morals and Political Order

January 2020

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4 Citations

Polis The Journal for Ancient Greek and Roman Political Thought

The possibility of cooperation and the stability of political order are long-standing problems. Polybius, well known for his Histories analysing the expansion of Rome and his description of the Roman constitution, also offers an intriguing social and political theory that covers ground from psycho-anthropological micro-foundations to institution-based political order, providing a genealogy of morals and political order that is best understood in game-theoretical terms. In this paper I try to give such an interpretation. Polybius’ naturalistic, proto-game theoretical views show similarities with Hume, Smith and especially Hobbes’ doctrine of sovereignty by acquisition. However, Polybius is original in crucial regards, giving a motivationally plausible account of institutional and especially constitutional solutions to moral and political problems. Constitutional order, for Polybius, embodies and makes possible in the first place a kind of political reason that cannot be had individually. Polybian political theory thus offers interesting solutions to problems concerning moral motivation, collective action, and the conditions for political order, as well as the explanation and character of institutions.


Citations (16)


... This conception of liberty, as Annelien de Dijn recently characterizes it, "depends on the limitation of state power" and implies the protection of individuals' lives from "government encroachment" (2020,2,4). While scholars have long scrutinized how this notion evolved from the Graeco-Roman tradition and laid the foundation for modern democratic societies (Constant 1820, 238;Edelstein and Straumann 2023;Schmidtz and Brennan 2010), my proposal is that this Enlightenment notion of liberty represents only one of the many outcomes of the medieval global network. This network includes at least two ideal-type approaches to valorizing this concept. ...

Reference:

The Global Network of Liberty: Toward a New Framework for Understanding the History of Political Concepts
On the liberties of the ancients: licentiousness, equal rights, and the rule of law
  • Citing Article
  • April 2023

History of European Ideas

... For Cicero's worries regarding the reliability of virtue as a constraint, see Cicero, On the Commonwealth 2.43/Cicero (2017) (rule based on virtue is liable to be arbitrary and unfair) and ibid. 1.44 (rule based on virtue is unstable); see also Edelstein and Straumann (2022) and Straumann (2016), ch. 4. 40 Cicero, On Duties 1.20. Trans. ...

Roman rights talk: subjective rights in Cicero and Livy
  • Citing Article
  • November 2022

History of Political Thought

... En développant une approche de la justice des guerres au départ d'une théorie individualiste du juste et de l'injuste, Grotius peut élaborer dans le détail le parallélisme entre l'action judiciaire et la guerre. Il le fait d'une manière élégante qui connaîtra un certain succès 33 . Dans le chapitre VII du Mémoire 34 , Grotius discute les justae causae de la guerre et critique ceux qui n'en reconnaissent que trois : defensio, recuperatio, punitio. ...

The right to punish as a just cause of war in Hugo Grotius’ natural law
  • Citing Article
  • February 2006

... Political cosmopolitanism slowly returned to the fore during the Renaissance and the Enlightenment. First, within Italian city-states (Held 1992), and later, in the writings of social theorists, who laid the foundations for international law (Kingsbury and Straumann 2010). Immanuel Kant saw all rational beings as members of a single moral community (Kleingeld 2011), and future citizens of sovereign states, who belonged to a 'league of nations'. ...

State of nature versus commercial sociability as the basis of international law: reflections on the Roman foundations and current interpretations of the international political and legal thought of Grotius, Hobbes, and Pufendorf
  • Citing Chapter
  • January 2010

... Beyond merely incidental references 21 , most of the authors who ascribe the notion of state of nature to scholastic theologians repeat the arguments of Skinner (Salmon, 1991) or Strauss (Straumann, 2015), or use the concept in a loose sense (Tuck, 1979;Tierney, 1997;Zorrilla, 2010) or else identify the modern state of nature with one of the other states of nature, (such as Castilla (1995), with the state of innocence). ...

Roman law in the state of nature: the classical foundations of Hugo Grotius’ natural law
  • Citing Article
  • January 2015

... The emergency powers commonly referred as the Roman dictatorial powers, allowed the emperors to go out of the peacetime legal trajectory and acquire absolute power for crisis governance. The three main instruments of emergency powers were the dictatorship, the last decree of the senate (senatus consultum ultimum), and extraordinary commands (imperia exraordinaria) (Straumann 2016). The triggering factors for the crisis were wars, internal conflicts, and natural catastrophes but the reach and impact of plague would have penetrated the crisis definition either directly or indirectly. ...

Crisis and constitutionalism: Roman political thought from the fall of the Republic to the age of revolution
  • Citing Article
  • January 2016

... True, battle lines arrayed under military standards were only one of the many manifestations violence can adopt in a bellum ciuile; 43 and it may also be true that every civil war is necessarily a stasis, but not every stasis amounts to a civil war, as Straumann points out. 44 Nevertheless, conceding this does not detract from the main argument that differentiates stasis from bellum ciuile not only as a matter of quantity but also of quality: that of legitimacy. ...

Roman ideas on the loose, review essay for book forum on David Armitage, Civil wars (Penguin, 2016)
  • Citing Article
  • November 2017

Critical Analysis of Law

... The idea of shared globalization seems similar to the "Peace of Westphalia" that advocate for the system of equal and peaceful coexistence of sovereign states by the safeguarding the interest of the "Other" (Straumann, 2008). The shared globalization is based on two main components (shared development and shared future) and both are interconnected with each other (See Figure 1). ...

The Peace of Westphalia (1648) as a Secular Constitution
  • Citing Article
  • January 2007

SSRN Electronic Journal

... С связи с фактом историчности явления национального государства (как и государства вообще) стоит отметить, что идея суверенитета, во всяком случае, в близком к современному понимании, отнюдь не имманентна представлениям людей о свойствах политической организации и прямо связана с десакрализацией власти и права к концу Средневековья -началу Нового времени в Европе (Monod 2001;Hunter I., Saunders 2002;Грачев 2009: 225-284;Salvatore 2013;Ивонина 2015;Straumann 2015;см. на примере Англии: Innes 1911;Greenleaf 1983;Burgess G. 1992;Pocock 1993;Bertelli 2001;Asch 2014). ...

Early Modern Sovereignty and Its Limits
  • Citing Article
  • July 2015

Theoretical Inquiries in Law

... 32) 12 . También lo afirmaStraumann (2011), para quien ni la escrituración ni la revisión judicial de sus principios, son requisitos de su existencia. Para 11 Para la evolución de esta dicotomía, puede verseVergara (2014). ...

Constitutional Thought in the Late Roman Republic
  • Citing Article
  • June 2011

History of Political Thought