Ari Caramanica’s research while affiliated with Vanderbilt University and other places

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Publications (9)


How societies respond to environmental stressors needs detailed studies
  • Article
  • Full-text available

June 2024

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82 Reads

Nature

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Ari Caramanica

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The Chicama Valley, north coast, Peru. Locations of the perennial Chicama river, Quebrada San Jose Alto, and Pampa de Mocan, labeled. (a) Inset of previous archaeological mapping of different field types identified in the Pampa de Mocan, including fields likely irrigated with floodwater (raised fields, embankment fields, border-strip, and rockpile fields). Google Earth Pro (2015) UTM 17M705664.97 E; 9157125 S.
Drone photography overlay on Google Earth Pro imagery of the Quebrada San Jose Alto. Drone photography dates to 2023, one month post Yaku rain event. Note the post-rainfall vegetation clustering around floodwater management features. Ground photo dates to 2019 (pre-rainfall event). Person for scale standing in a relic prehispanic agricultural field. Google Earth Pro (2019) UTM 17 M 703374.9 E; 9148571.46 S. Drone photography carried out by Fabian Brondi. Photograph by the author.
Quebrada San Jose. Floodwater management (FM) features and diversion feature labeled. Soil sample locations, and their ‘relatedness’ to the features also labeled. Google Earth Pro (2019) UTM 17 M 703374.9 E; 9148571.46 S.
Prehispanic Arid Zone Farming: Hybrid Flood and Irrigation Systems along the North Coast of Peru

February 2024

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70 Reads

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1 Citation

As arid lands expand across the globe, scholars increasingly turn to the archaeological record for examples of sustainable farming in extreme environments. The arid north coast of Peru was the setting of early and intensive irrigation-based farming; it is also periodically impacted by sudden, heavy rainfall related to the El Niño Southern Oscillation (ENSO) phenomenon. While the sociopolitical effects, technologies, and engineering expertise of these irrigation systems have been thoroughly examined and theorized, little is known about how farmers managed periods of water stress. The aim of this study is to test whether arid zone farming was supported by hybrid, intermittent flood and perennial water source systems in the prehispanic past. An arroyo in the Chicama Valley was selected for preliminary data collection, and these data are presented here: (1) drone photography of the arroyo capturing the aftermath of a recent (2023) rain event; and (2) potassium (K) soil test kit results from samples collected near suspected prehispanic check dam features in the same area. The paper combines these data with comparative examples from the literature to suggest that the prehispanic features functioned as water-harvesting infrastructure. The paper concludes that sustainable, arid zone farming can be supported by hybrid, intermittent flood and perennial water source systems.


Plan view of the Chicama Valley, with modern towns, the Panamerican Highway, irrigation canals, and the major modern irrigation development project, CHAVIMOCHIC, labelled
A1 and A2 features are labelled between the Pampa de Mocan and the town of Ascope.
A1 check-dam feature located near Ascope, La Libertad Peru
(1) Google Earth Imagery of A1 feature in 2016—pre El Niño Costero event. Arrow indicates the check-dam feature; (a) an irrigation canal, likely pre-Hispanic origin, but has been modified in modern times; (b) point on the bajada where erosional gullies have formed in the past; (c) location of Chimu burial ground. (2) Google Earth Imagery of A1 in April 2017, just after El Niño Costero rains. Note the bright water-soaked sediments between the berms of the check-dam and invasion of green vegetation, (a) and (b) points where debris flooding formed and breached the canal. (3) Drone image of A1 taken in May 2023, commissioned by Ari Caramanica, just after the Yaku Cyclone flood events. Same points labelled. Green is new vegetation. (4) Photograph of A1 by the author, taken in 2019; notebook in foreground for scale. Google Earth 2023 CNES/Airbus.
A2 check-dam feature located just northwest of A1, near Ascope, La Libertad Peru
(1) 1943 aerial photograph of the feature from the Servicio Aerofotográfico Nacional del Perú. Arrow indicating the A2 feature. (2) Google Earth Imagery of A2 feature in 2016—pre-El Niño Costero event; (a) downslope pre-Hispanic field; (b) point of moisture accumulation. (3) Google Earth Imagery of A2 feature in April 2017, just after El Niño Costero rains; (a) downslope pre-Hispanic field; (b) green vegetation clustered at the point of accumulation. (4a) Drone photograph taken in May 2023, commissioned by Ari Caramanica, just after the Yaku Cyclone flood event. (4b) detail of A2 segment with upslope vegetation clustered on the upper right corner and pre-Hispanic fields visible in left side of the photo (downslope of the feature). (5) Photograph of A2 by the Ari Caramanica, taken in 2019 from on top of the upslope berm of the feature. Google Earth 2023 CNES/Airbus.
Liangzhu Hydraulic construction investment intensity and normalized δ¹³C records from central and south China (reconstructed from Zhang et al. 2021)
Most construction and upkeep take place during the first several centuries of the Liangzhu culture, only limited upkeep is pursued from ~4600 BP, and none is documented after ~4500 BP. Note that the wet phase at ~4300 BP, when the Liangzhu culture ends, is not ‘higher’ in comparison to peak wet periods in the past.
Coping strategies for early vigorous growth (from right to left)
(a) Doing nothing could result in successful crop yield, if spring rains are weak, or doing nothing could lead to crop failure if rains are plentiful; (b) the opposite is the case if caprines allowed to graze, where plentiful rains will allow the crops to recover but weak rains will not be sufficient for a successful crop; (c) harvesting early, before the rainy season, circumvents the input of rains later in the season, but results in a small yield (note that trying to employ all three practices in a single field will result in lower yields as well and the first two strategies depend on opposite spring rain inputs to be successful).
Towards an antifragility framework in past human–environment dynamics

December 2023

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240 Reads

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3 Citations

Humanities and Social Sciences Communications

Scholarship on human–environment interactions tends to fall under two headings: collapse or resilience. While both offer valid explanatory frameworks for human–environment dynamics, both view stress as a net negative that, if unchecked, disrupts systems in equilibrium. Societies either succumb to stress (and collapse) or overcome stress and persist (demonstrate resilience). We re-evaluate the role of stress and advocate for a non-equilibrium approach to the study of past human–environment interactions. We draw inspiration from Nasim Taleb’s concept of ‘antifragility’, which posits a positive role of stress for increasingly complex systems. We apply antifragility as an explanatory framework to pre-Hispanic coastal Peru, where indigenous farmers adapted to the stresses of highly variable El Niño events through a variety of water management systems. Finally, we note that an antifragility approach highlights the beneficial role of stressors, and that avoiding stress altogether makes a system more fragile.



Building resilience from risk: Interactions across ENSO, local environment, and farming systems on the desert north coast of Peru (1100BC–AD1460)

September 2022

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48 Reads

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5 Citations

The Holocene

The arid desert coast of northern Peru has traditionally been viewed either as existing in stasis, or as experiencing punctuated change from sudden flood events, followed by a return to system equilibrium. Despite these environmental extremes, the region was home to agriculture-based societies for millennia, and the success of these farming systems is considered an early example of irrigation technology transforming marginal landscapes. However, a closer examination of the long-term human-environment history of the Chicama Valley, one of the largest valleys in the coastal region, demonstrates that this landscape is the product of protracted interactions across at least three systems: the local environment, El Niño Southern Oscillation (ENSO), and farming. Here, El Niño floods, typically considered high-risk events, are fundamental to local biodiversity and renewal, resulting in a desert ecosystem that is both robust and elastic. The prehispanic farmland known as the Pampa de Mocan (1100BC–AD1460), is presented as a case study to observe the co-evolution of agricultural technology and an ENSO-hyper-arid environment. This ancient farming system developed the capacity to toggle between sudden floodwater inputs and periods of water scarcity. Alongside water and soil conservation practices, prehispanic agriculturalists implemented technologies that were designed to mitigate El Niño flooding and incorporate its byproducts to supplement available resources. The convergence of these interacting systems on the Pampa de Mocan offers new insights into the role of risk in building resilience.


Figure 2. Map of the Inca Empire. (After D'Altroy 2015, figure 1.1.)
Chronology of Mesopotamia during the third millennium BCE.
Chronology of the central Andes.
The Political Economy of Livestock in Early States

August 2022

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311 Reads

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5 Citations

Cambridge Archaeological Journal

Animals were central elements in many early state political economies. Yet the roles of livestock in building and financing the state generally remain under-theorized, particularly in comparison with other major elements such as crop intensification and bureaucratic technologies. We compare the political economies of two highly centralized and expansive states—the Inca in the central Andes and Ur III in southern Mesopotamia—through a deliberately animal-focused perspective that draws attention to the unique social and economic roles of the livestock that underpinned both imperial financing and household resilience. Despite important differences in the trajectories of the two case studies, attention to the roles played by animals in early states highlights several underlying dynamics of broader interest including the translation between modes of production and accumulation, the interplay between animal-based mobilities and territorial integration, and the functions of livestock in state regimes of value and political subjectivity.


El Niño resilience farming on the north coast of Peru

September 2020

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255 Reads

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45 Citations

Proceedings of the National Academy of Sciences

Ari Caramanica

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[...]

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Significance Disaster management policies are aimed at system resistance: Maintaining or quickly returning to operations established during normal periods. The Peruvian approach to El Niño follows this model, but the cost of reconstruction rises with each event. Meanwhile, archaeological evidence demonstrates that El Niño events were successfully managed by prehispanic farmers, who developed resilient hybrid canal systems that utilized both river water and floodwater for agricultural production. Ancient farmers treated the El Niño phenomenon as part of the norm, and likewise accounted for floodwaters in their irrigation technology. This study calls for a conceptual shift as effective disaster management policy is developed in the context of the global climate crisis.


Micro-remains, ENSO, and environmental reconstruction of El Paraíso, Peru, a late preceramic site

February 2018

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203 Reads

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10 Citations

Journal of Archaeological Science Reports

The transition from the Middle Preceramic (8000–4500 cal BP) to the Late Preceramic Period (4450–3800 cal BP) in coastal Perú witnessed a dramatic change in both resource management and subsistence practices: lomas environments were abandoned in favor of riparian and littoral ecozones, while hunting and gathering was increasingly replaced by agriculture. The reason behind this transition remains a subject of debate; it has been attributed to population pressure, the development of domesticates, especially maize, environmental degradation or climate change. A recent regional study (Beresford-Jones et al., 2015) supports the 1960s Edward Lanning hypothesis that a combination of environmental and climate change forced Middle Preceramic occupants to move toward the river estuaries on the South Coast. Here, microbotanical data from the Late Preceramic site of El Paraíso on the Central Coast of Peru tests the Lanning hypothesis at the site-scale. The data demonstrate that inhabitants practiced a seasonal, Broad-Spectrum strategy by taking advantage of an ENSO-related florescence. Meanwhile, a trend toward increased salinity of nearby marshlands impacted the continued occupation of the site.


Dating the Ascope Canal System: Competition for Water during the Late Intermediate Period in the Chicama Valley, North Coast of Peru

October 2017

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251 Reads

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26 Citations

Journal of Field Archaeology

Here we present the first ¹⁴C ages for the Ascope Canal System (ACS), a large prehispanic hydraulic network in the Chicama Valley on the north coast of Peru. Composed of multiple alignments that irrigated areas north of the river, our results indicate that the ACS was constructed and operated in the Late Intermediate Period, ca. a.d. 1000–1400. This overlaps in time with the Chicama-Moche Intervalley Canal that diverted water on the south side of the Chicama River and extended to the city of Chan Chan. Conservative estimates of discharge capacity indicate that the combined flow through the canals would have exceeded stream flow in the Chicama River during half of the year. The ACS appears to have functioned for several centuries and would have been in direct competition with the Intervalley Canal. There was, apparently, insufficient water for both systems and other Chicama Valley canals during most of the year. This study underscores the complexities of understanding the operations and histories of irrigation systems in complex societies.

Citations (6)


... While archaeologists and historians have long recognized the impact of climate-as well as local environmental conditions-on human societies, direct collaboration with climate scientists, and vice versa, has been rare [14]. In some cases, this lack of collaboration has resulted in an inadvertent return to environmental determinism, a theoretical paradigm that archaeologists have largely rejected [15][16][17][18]. In a recent paper [14], our bibliometric analysis revealed that studies connecting climatic, environmental, and archaeological data in research on early China (i.e., prehistoric and early historic periods from the Paleolithic to the early states) predominantly appear in ...

Reference:

The Evolving Landscape of Inquiry: Climate’s Growing Importance in Reconstructing Ancient China
Towards an antifragility framework in past human–environment dynamics

Humanities and Social Sciences Communications

... One of the novelties in SGHAS is the sunken nature of the plot. Sunken plots or gardens were first reported for the tectonically active, arid, central Peruvian coast where a high groundwater table, coupled with diverted floodwaters has been hypothesised to irrigate resilient, embankment-bound and sunken, agricultural plots (Caramanica 2022;Moseley and Feldman 1984;Rowe 1969;Smith 1979). ...

Building resilience from risk: Interactions across ENSO, local environment, and farming systems on the desert north coast of Peru (1100BC–AD1460)
  • Citing Article
  • September 2022

The Holocene

... Early mobile pastoralism could have been practiced in this form of herd-following, but we know that camelids before Spanish colonization were of particular significance for wealth and status in Inca society (Bonavia 1996;Brotherston 1989). The continued use of camelids despite the subjugation of Indigenous communities to Spanish colonization further reinforces the value of camelids to Andean societies (Corcoran-Tadd, Price, and Caramanica 2023;deFrance 2016;deFrance, Wernke, and Sharpe 2016). ...

The Political Economy of Livestock in Early States

Cambridge Archaeological Journal

... The climate record suggested that the environmental changes likely included a mega El Niño that caused 30 years of intense rain and flooding on the coast, followed by 30 years of drought [39,41]. These extreme weather phenomena disrupted the Moche way of life and damaged field and irrigation systems [42][43][44][45]. Consequently, the combined effects of environmental changes and weakened political authority may have resulted in the collapse of the Moche civilisation [39]. ...

El Niño resilience farming on the north coast of Peru
  • Citing Article
  • September 2020

Proceedings of the National Academy of Sciences

... Además, se evidencia que en algunos años se pierde la temporalidad por falta de humedad, igualmente, los patrones de distribución de la cobertura vegetal no son homogéneos, ni tienen la misma extensión, ello puede deberse a la variabilidad en las precipitaciones en el marco actual del cambio climático que representan una amenaza para estos ecosistemas (Sotomayor y Jiménez, 2008). La ocurrencia de este fenómeno excede los objetivos del presente proyecto, no obstante, a partir de estos resultados, será necesario incluir otras variables como: características físico-químicas del suelo, la posición de la capa de inversión térmica y la cantidad, y conectividad de las precipitaciones que son clave para entender la respuesta biológica ante aportes de agua al sistema desértico (Caramanica et al., 2018;Nano y Pavey, 2013;Reynolds et al., 2004). ...

Micro-remains, ENSO, and environmental reconstruction of El Paraíso, Peru, a late preceramic site
  • Citing Article
  • February 2018

Journal of Archaeological Science Reports

... Los conflictos basados en el agua podrían haber contribuido en particular a los cambios de asentamiento del Periodo Intermedio Temprano y pudieron haber sido un problema crónico en el Horizonte Medio (Billman 2002). Incluso con el uso contemporáneo de los sistemas de canales de La Cumbre y Ascope del Periodo Intermedio Tardío, ambos derivados del río Chicama, la escasez de agua era aguda y potencialmente conflictiva durante la mayor parte del año (Huckleberry et al. 2017). Pero en lugar de una competencia por el agua en tiempos de escasez, también pudieron haber casos en los que, por ejemplo, acuerdos para un riego sincronizado y programado (Lansing et al. 2017: 6504) habrían permitido una distribución uniforme del agua. ...

Dating the Ascope Canal System: Competition for Water during the Late Intermediate Period in the Chicama Valley, North Coast of Peru
  • Citing Article
  • October 2017

Journal of Field Archaeology