Alan Schatzberg’s research while affiliated with Palo Alto University and other places

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Publications (52)


0561 Insomnia Treatment for Anti-Suicidal Response Is Associated with Lower Perceived Stigma and Posttreatment Improvements in Hope: An Open-Label Trial
  • Article

May 2025

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4 Reads

Sleep

Rebecca Bernert

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Savannah Pham

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Shamsi Soltani

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[...]

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Megan Chavez Tomlinson

Introduction Suicide has emerged as a public health emergency, but selective treatments remain scarce and unacceptable to those high in need. Perceived stigma represents a central barrier to treatment and thus prevention, but has yet to be evaluated in association with sleep, anti-suicidal treatment response, and other resiliency outcomes. Methods Comprehensive screening (n=310 participants screened, n=59 completed a full-battery eligibility assessment) for current suicide risk (CSSRS>1), DSM-V-defined MDD, and clinically-significant insomnia (ISI>10, PSQI>5) supported inclusion in an open-label suicide prevention clinical trial (iSleep: Insomnia Treatment for Improved Well-Being). A multi-component, non-pharmacological (5-week) treatment (integrating CBTi, IRT, and SRT interventions) was manualized according to session-by-session powerpoints, handouts, and therapist guide sheets. Measures: The Columbia Suicide Severity Rating Scale (CSSRS), Beck Scale for Suicide (BSS), Quick Inventory of Depressive Symptomatology (QIDS-SR), Insomnia Severity Index (ISI), Pittsburgh Sleep Quality Index (PSQI), Disturbing Dream and Nightmare Severity Index (DDNSI), Perceived Stigma Scale (PSS), and Rudd Hope Scale (RHS). Assessments occurred at Baseline, Treatment, and Posttreatment (2 weeks, 1,3 mos). Data and safety monitoring procedures supported risk assessment, triage, and outpatient safety planning. Results Thirty-five participants (aged 20-70; M=41 years) were allocated treatment. Perceived Stigma: Significant mean differences were observed in PSS scores at pretreatment among participants, indicating lower perceived stigma ratings toward sleep treatment (PSS-SLP) relative to mental health treatment (PSS-MH) [M=10.0, SD=4.4; M=13.3, SD=6.35, respectively]: t(34)=3.94, p<.001; CI=1.60-5.02. Hope Measures: Paired t-tests revealed significant improvements in RHS scores from pre- to posttreatment phases [M=13.23, SD=4.03; M=16.03, SD=4.4, respectively]: t(30)=-3.03, p<.01; CI=-4.69—0.91. This paralleled large, posttreatment reductions (87%) in suicidal ideation, alongside depression, insomnia, sleep-quality, and nightmare improvements (p<.001). Conclusion Lower perceived stigma was associated with sleep treatment compared to psychological treatment, further supporting the utility of sleep as a modifiable, non-stigmatizing therapeutic target for suicidal behaviors. In addition, use of a rapid-action insomnia intervention (iSleep Treatment) resulted in significant posttreatment improvements in hope and overall well-being. This is the first known report testing perceived stigma in the context of a suicide prevention clinical trial, while demonstrating therapeutic impact to hope and resiliency measures underlying anti-suicidal response. Support (if any) This work was supported by NIH funding (K23MH093490; Bernert).


631. Evaluating Augmentation of Anti-Suicidal Effects of Intravenous Ketamine by Low Oral Doses of Opioid Receptor Partial Agonism

May 2025

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4 Reads

Biological Psychiatry

Background: Our group demonstrated that opioid receptor antagonism attenuates ketamine's acute antidepressant effects. Others have found that low oral doses of a partial mu receptor agonist have antidepressant and anti-suicidal properties. To reduce the burden and risk of repeated ketamine dosing, we explored whether low dose opioid agonism with buprenorphine could extend the anti-suicidal and antidepressant properties of a single administration of intravenous ketamine. Methods: In an ongoing, double-blinded trial to be completed by the end of 2024, 42 participants to date with treatment resistant depression received IV ketamine (0.5mg/kg), followed by randomization two days later to receive either buprenorphine (0.2-0.8mg QOD) or placebo for 4 weeks. The primary outcome was change in the BSSI. Pre-defined secondary outcomes include changes in MADRS, and HAMD-21. Results: On day 3, 52.1% achieved ≥ 50% reduction of BSSI; response/remission rates were 35/17.5% on HAMD-21, and 37.5/25% on the MADRS respectively. By day 31, BSSI decreased from 15.81 to 7.15 (RM-ANOVA F4, 139=28.40, p < 0.0001), HAMD-21 from 24.88 to 16.94 (F4,128=20.98, p < 0.0001), and MADRS from 33.98 to 22.45 (F3, 117 = 18.56, p < 0.0001). Recruitment is ongoing and blinded to buprenorphine treatment. Conclusions: Single dose IV ketamine substantially reduced depression and suicidality with somewhat greater effect observed for suicidality than depression. The benefits were maintained up to date 45, beyond typically reported. While consistent with our hypothesis that opioid agonism will prolong the benefits of ketamine, we can only speculate until study completion. Unblinded results will be presented at SOBP for the first time.



A Stratified Precision Medicine Trial Targeting Selective Mechanisms of Alpha 2A Agonism as a Treatment for the Cognitive Biotype of Depression: The BIomarker Guided (BIG) Study for Depression
  • Preprint
  • File available

January 2025

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70 Reads

Cognitive impairments contribute significantly to psychosocial dysfunction in major depressive disorder (MDD), yet mechanistically selective treatments targeted to these impairments are lacking. We evaluated guanfacine immediate release (GIR), an alpha 2A receptor agonist, as a novel treatment for selectively improving cognitive control circuit function and behavioral performance in a subtype of depression, the cognitive biotype. Seventeen MDD participants of this biotype completed 6–8 weeks of GIR treatment (target dose: 2mg/night), meeting our per protocol criteria. GIR significantly increased activation and connectivity within the cognitive control circuit. The clinical response rate was 76.5% (defined by ≥ 50% improvement on the 17-item Hamilton Rating Scale for Depression (HRSD-17), exceeding conventional antidepressant rates, and 64.7% achieved remission (HRSD-17 score of ≤ 7). GIR significantly improved cognitive control performance, quality of life, and global life satisfaction. This study is the first to demonstrate both efficacy and target engagement of GIR as a mechanistically selective treatment specifically for the cognitive biotype of depression.

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0976 A Brief Non-Pharmacological Insomnia Treatment for Military Suicidal Behaviors: A Sham-Controlled, Randomized Trial

April 2024

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20 Reads

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1 Citation

Sleep

Introduction Suicide represents a public health emergency among veterans, who die by suicide at alarming rates and show elevated sleep disturbances. Selective interventions for military suicide indication are scarce, and available treatments remains mismatched to the acute nature of a suicidal crisis. We sought to develop and test preliminary efficacy of a fast-acting, behavioral insomnia intervention for antisuicidal response in the context of a sham-controlled, randomized trial among veterans. Methods A multicomponent behavioral sleep intervention was developed, integrating: CBT for Insomnia (CBTi) and Imagery Rehearsal Treatment (IRT) within a rapid (4-session) format (SERVE: Sleep Enhancement for Returning Veterans). This was compared to active control, Arousal-Based Treatment of Insomnia (ABTI). Treatments were manualized and matched for therapist contact, materials (manuals, powerpoints, guidesheets), and passage of time. Raters were blind to treatment assignment. Inclusion criteria: (a) age>18, (b) clinically-significant sleep disturbance (Insomnia Severity Index (ISI>10)), (c) DSM-V-Defined Depression, or (d) current suicidal ideation (Columbia Suicidal Severity Rating Scale (CSSRS>1)). A comprehensive data and safety monitoring plan supported standardized risk assessment, safety planning, and triage. Outcomes were assessed at Baseline and Posttreatment (1,3 mos) according to primary (suicidal ideation), secondary (sleep indices), and exploratory (mood, stress indices) outcomes. Results Recruitment occurred by way of comprehensive military partnerships, clinic referrals, and community flyering. Of n=753 new contacts, n=436 participants were screened for inclusion. Of these, n=112 were interviewed by full-battery eligibility assessment, resulting in n=77 veterans enrolled and randomized to: Active Treatment (n=39) vs. Active Control (n=38). Feasibility analyses supported high rates of acceptance, tolerability, and safety. For the full sample, t-tests revealed large posttreatment reductions in suicidal ideation (CSSRS, p<.001; Depressive Symptom Inventory Suicidality Subscale (DSISS)), p<.001), sleep, mood, and stress outcomes (ISI, p<.01; DDNSI, p<.01; QIDS-SR, p<.01; PCL, p<.001). Effects were significant compared to control (DSISS, p<.01; ISI, p<.01). Conclusion A brief, non-pharmacological insomnia intervention resulted in antisuicidal response and large posttreatment improvements in sleep and well-being. This is the first known report testing non-medication insomnia treatment within a sham-controlled, randomized trial for military suicidal behaviors, where results support feasibility, safety, and therapeutic impact to suicidal risk. Support (if any) Work was supported by NIH (K23MH093490), DOD/MOMRP/MSRC funding (W81XWH-10-2-0178)


0977 A Non-Pharmacological Insomnia Treatment for Suicidal Behavior in High-Risk Civilians: An Open-Label Clinical Trial

April 2024

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17 Reads

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1 Citation

Sleep

Introduction Suicide has emerged as a public health crisis, where interventions remain scarce, unacceptable, and inaccessible to those high in need. By comparison, poor sleep is non-stigmatizing, visible, and highly treatable as a risk factor and transdiagnostic intervention target in suicide prevention. Aim 1: To develop, manualize, and test feasibility of a sleep-oriented treatment for suicidal behaviors within an open label clinical trial. Aim 2: To test antisuicidal response and indications of efficacy posttreatment across primary (suicidal ideation), secondary (sleep indices), and exploratory (mood indices) outcomes. Methods A multicomponent selective treatment was developed integrating: CBT for Insomnia (CBTi), Imagery Rehearsal Treatment (IRT), and Social Rythyms Treatment (SRT) (to address insomnia, nightmares, sleep variability) within an abbreviated (5-session) format (iSleep: Insomnia Treatment for Improved Well-Being). Treatment was manualized across session-by-session materials (powerpoints, homework, therapist guidesheets). Participants were enrolled based on screening and inclusion criteria: (a) age >18, (b) clinically-significant sleep disturbance (Insomnia Severity Index (ISI>10)); Pittsburgh Sleep Quality Index (PSQI>5)), (c) DSM-V-Defined Major Depressive Disorder, (d) current suicidal ideation (Columbia Suicidal Severity Rating Scale (CSSRS>1)). Comprehensive data and safety monitoring procedures were used to support risk assessment, triage, and outpatient safety planning. Outcomes were assessed at Baseline, Treatment, and Posttreatment (1,3 mos) timepoints. Results Of n=590 new contacts, n=310 participants were screened for high suicide risk. Fifty-nine participants were interviewed by full-battery eligibility assessment, resulting in n=35 participants enrolled for treatment allocation. Feasibility analyses demonstrated high rates of acceptance, tolerability, and safety. Paired t-tests revealed large posttreatment reductions in suicidal ideation (CSSRS, p<.001), in addition to secondary outcomes of sleep disturbance (ISI, p<.001; DDNSI, p<.001) and depression (QIDS-SR, p<.001). Effects were large and sustained through study follow up. Conclusion A non-pharmacological insomnia intervention (iSleep Treatment) resulted in antisuicidal symptom response and posttreatment improvements in sleep and overall well-being. Effects were large and observed across primary, secondary, and exploratory outcomes. This is the first known report testing use of a newly-developed, multicomponent insomnia treatment within an open label suicide prevention clinical trial, demonstrating excellent feasibility, safety, and therapeutic impact to suicidal risk. Support (if any) Work was supported by NIH (K23MH093490) and DOD/MOMRP/MSRC funding (W81XWH-10-2-0178)


Citations (30)


... Panelists highlighted the relevant anti-suicidal effect of lithium, considering that the management of patients with suicidal ideation/suicidal behavior/suicidal risk is one of the most challenging tasks for healthcare clinicians (Cipriani et al. 2013(Cipriani et al. , 2005Perna et al. 2024). Lithium is effective in reducing the risk of suicide in patients with affective disorders over the long-term course (Cipriani et al. 2013;Pompili et al. 2022;Kotzalidis et al. 2024;Joffe 2002). ...

Reference:

Prescribing lithium for the management of persons suffering from bipolar disorders: expert consensus based on a Delphi study
Advancements, challenges and future horizons in personalized psychiatry
  • Citing Article
  • October 2024

World psychiatry: official journal of the World Psychiatric Association (WPA)

... Even in well-designed clinical trials, strong correlations between clinical outcomes and aspects of the acute psychedelic experience do not provide evidence for causal claims, leaving open epiphenomenal and other accounts (Olson, 2021). Various research approaches are being sought to clarify the role of subjective experience in the therapeutic effects of psychedelics, including the administration of psychedelics to people under anaesthesia (Heifets et al., 2024), and the development of psychedelic-like drugs designed to have minimal subjective effects (Olson, 2021). Similarly, more robust support for the causal role of psychedelic-catalysed insight in therapeutic benefit, will require studies that go beyond associating therapeutic outcomes with the degree of acute insightfulness experienced. ...

Clinical Outcomes and Biomarkers From a Randomized Trial of Ketamine Masked by Surgical Anesthesia in Depressed Patients
  • Citing Article
  • May 2024

Biological Psychiatry

... Depression has become the leading cause of burden worldwide, characterized by significant cognitive deficits and neural circuit dysfunction (1,2). Cognitive biotype of depression was proposed with distinct neural correlates, and functional clinical profile that responds to therapies specifically targeting cognitive dysfunction (3). Therefore, assessment and treatment of cognitive biotype of depression is of great importance which would lead to improved functional outcomes (4). ...

A Cognitive Biotype of Depression and Symptoms, Behavior Measures, Neural Circuits, and Differential Treatment Outcomes A Prespecified Secondary Analysis of a Randomized Clinical Trial

JAMA Network Open

... Childhood depression is a major mental health concern that can significantly affect a child's overall quality of life and future outcomes [11,12]. Pediatric depression has been associated with impaired social functioning, lower academic performance, and an increased risk of developing lifelong mental health disorders [13,14]. While the relationship between asthma and depression has been recognized in clinical settings, most of the previous research have primarily focused on the prevalence of depressive symptoms in individuals with asthma and the potential impact of these symptoms on asthma outcomes [15][16][17][18]. ...

Childhood maladaptive coping mechanisms and the subsequent development of depression

... Our findings are also significant in that they allow for identifying what subset of patients may benefit from ASAT. In the clinical trial, the ketamine + ASAT combination significantly extended antidepressant effects in the entire group of patients randomized to this arm, but some patients may be more susceptible to alterations of implicit associations than others, thereby responding more significantly to the implicit training paradigm [28]. Notably, individual differences in implicit self-worth immediately following ASAT when given in the absence of any drug (i.e., the saline+ASAT arm) were also predictive of relatively prolonged depression relief in this arm, even though this group (on average) showed poorer depression outcomes in the parent trial. ...

An Innovative Approach to Extending the Antidepressant Effects of Intravenous Ketamine in Major Depression
  • Citing Article
  • December 2022

American Journal of Psychiatry

... Consistent global data from the past several decades confirm that most victims of suicide have a mental disorder and various studies report such in as many as 90% of all cases (4). Beyond that inference, however, factors determining acute and chronic suicide risk are still poorly understood (5). ...

Anxiety, depression, and suicide: epidemiology, pathophysiology, and prevention
  • Citing Chapter
  • September 2014

... The recently FDA-approved drug for MDD, dextromethorphan-bupropion (Auvelity), presents a promising concept for maintenance treatment, as mechanistically it is similar to ketamine-an oral NMDA receptor antagonist. 46 However, currently, there are no studies reporting on this approach to switch from esketamine/ketamine to dextromethorphan-bupropion. This warrants investigation in future studies. ...

Understanding the Efficacy and Mechanism of Action of a Dextromethorphan-Bupropion Combination: Where Does It Fit in the NMDA Versus mu-Opioid Story?
  • Citing Article
  • July 2022

American Journal of Psychiatry

... Perioperative monitoring confirmed the absence of clinically significant bradycardia or hypotension in either group. This hemodynamic stability may arise from esketamine's dose-dependent sympathomimetic effects-mediated through central vagal inhibition and peripheral catecholamine reuptake blockade-which counteract propofol-induced par-asympathetic dominance [13,14]. Furthermore, the synergistic sedative-analgesic properties of esketamine and propofol likely reduced intraoperative propofol rescue doses, thereby mitigating cardiovascular depression [15]. ...

Mechanisms of Action of Ketamine and Esketamine
  • Citing Article
  • December 2021

American Journal of Psychiatry

... The identification of AvPD traits in parents to predict AvPD traits in their offspring is consistent not only with the high heritability of AvPD (Reich & Schatzberg, 2021) but also with the view that this risk stemming from parental AvPD may, in part, be mediated through parenting practices that increase the risk of a range of psychosocial outcomes in offspring, which might, in turn, increase their risk of developing AvPD traits (Wichstrøm et al., 2023;Wilson, Stroud, & Durbin, 2017). ...

Prevalence, Factor Structure, and Heritability of Avoidant Personality Disorder

The Journal of nervous and mental disease

... Despite its high incidence and prevalence, clinical symptoms are the primary basis for a diagnosis of MDD, and there is little evidence at the molecular level [2]. In addition, current drug therapy for MDD is not effective, with only 27% of patients in remission after the first treatment and 67% in remission after four complete treatments [3]. These considerations imply that the currently available antidepressants that target the monoaminergic system are insufficient for therapeutic use. ...

Can Target Engagement Studies Miss Their Targets and Mislead Drug Development?
  • Citing Article
  • May 2021

American Journal of Psychiatry