Alan D Lopez’s research while affiliated with The Mountain Institute and other places

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Publications (664)


Fig. 1. Estimated completeness and quality of mortality and cause of death data for WHO Member States, 2019
Criteria for the classification of mortality data from national vital registration systems
Completeness and quality of death registration and cause of death statistics by region; 2019
Distribution of WHO Member States according to completeness, availability and quality of cause of death, 2019
Assessing the policy utility of routine mortality statistics: a global classification of countries
  • Article
  • Full-text available

December 2023

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109 Reads

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15 Citations

Bulletin of the World Health Organization

Tim Adair

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Jessica Hooper

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Alan D Lopez

Objective To evaluate the utility and quality of death registration data across countries. Methods We compiled routine death and cause of death statistics data from 2015–2019 from national authorities. We estimated completeness of death registration using the Adair-Lopez empirical method. The quality of cause of death data was assessed by evaluating the assignment of usable causes of death among people younger than 80 years. We grouped data into nine policy utility categories based on data availability, registration completeness and diagnostic precision. Findings Of an estimated 55 million global deaths in 2019, 70% of deaths were registered across 156 countries, but only 52% had medically certified causes and 42% of deaths were assigned a usable cause. In 54 countries, which are mostly high-income, there is complete and high-quality mortality data. In a further 29 countries, located across different regions, death registration is complete, but cause of death data quality remains suboptimal. Additionally, 37 countries possess functional death registration systems with cause of death data of poor to moderate quality. In 30 countries, death registration ranges from limited to nascent completeness, accompanied by poor or unavailable cause of death data. Furthermore, 38 countries lack accessible data altogether. Conclusion By implementing more proactive death notification processes, expanding the use of digitized data collection platforms, streamlining data compilation procedures and improving data quality assessment, governments could enhance the policy utility of mortality data. Encouraging the routine application of automated verbal autopsy methods is crucial for accurately determining the causes of deaths occurring at home.

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Fig. 2. Completeness of civil registration and vital statistics for births in WHO Member States
Classification of countries by civil registration and vital statistics completeness or births
Global analysis of birth statistics from civil registration and vital statistics systems

November 2023

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200 Reads

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3 Citations

Bulletin of the World Health Organization

Objective To assess civil registration and vital statistics completeness for births in World Health Organization’s Member States and identify data completeness gaps. Methods For the 194 Member States, we sourced birth registration data from the United Nations Children’s Fund database of national surveys, and, where available, vital registration reports. We acquired publicly available vital statistics compiled by national authorities. We determined civil registration completeness as the percentage of living children younger than five years whose births have been reported as registered. We evaluated vital statistics completeness against the United Nations World Population Prospects' live birth estimates, and grouped countries into seven categories based on their civil registration and vital statistics completeness. Findings Globally, civil registration completeness for births was 77%, exceeding vital statistics completeness for births at 63%. Twenty countries had limited civil registration (25% to 74% completeness) and had nascent or no vital statistics data (completeness < 25%) for births. Five countries had nascent or no civil registration and vital statistics for births. Twenty countries had functional civil registration (75% to 94% completeness) but nascent or no available vital statistics. Approximately half (96) of the countries had complete civil registration and vital statistics for births, but contributed to only 22% of global births. Conclusion The gap in completeness between civil registration data and vital statistics for births is most pronounced in countries with lower civil registration completeness. Enhancing data transfer processes for birth registration, along with targeted investments to elevate registration rates, is crucial for yielding comprehensive fertility statistics for governmental planning.


Estimating causes of community death of adults in Myanmar from a nationwide population sample: Application of verbal autopsy

November 2023

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151 Reads

In Myanmar 84% of deaths occur in the community, of which half are unregistered and none have a reliable cause of death (COD) recorded. Since 2018, Myanmar has introduced improved registration practices and verbal autopsy (VA) to assess whether such methods can produce policy relevant information on community COD. Community health midwives and public health supervisors grade II collected VAs on over 80,000 deaths which occurred between January 2018 and December 2019 in a nationwide sample of 42 townships in Myanmar. Electronic methods were used to collect and consolidate data. The most probable COD was assigned using the SmartVA Analyze 2.0 computer algorithm. Completeness of VA death reporting increased to 71% in 2019. Most adult (12+ years) deaths (82%) were due to non-communicable diseases, primarily stroke, ischemic heart disease and chronic respiratory disease, for both men and women. VA results were consistent with Global Burden of Disease (GBD) Study estimates, except for cirrhosis in men, which was more common, and had a younger age distribution of death than the GBD. Large scale implementation of improved death registration practices and COD diagnosis using VA is feasible and provides plausible, timely, disaggregated and policy relevant information on the leading causes of community death. Addressing the burden of non-communicable diseases, particularly cirrhosis in young men, is an important public health priority in Myanmar. Improving completeness of VA death reporting in poorly performing townships and in neonates, children and women will further improve the policy utility of the VA data.


Fig. 1. Average adjusted overall assessment score of civil registration and vital statistics systems for all WHO Member States, 2019
Number of WHO Member States in each performance category and average adjusted overall assessment score of civil registration and vital statistics systems in each domain, 2019
Comparative performance of national civil registration and vital statistics systems: a global assessment

October 2023

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110 Reads

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3 Citations

Bulletin of the World Health Organization

Objective To assess the current state of the world’s civil registration and vital statistics systems based on publicly available data and to propose strategic development pathways, including priority interventions, for countries at different levels of civil registration and vital statistics performance. Methods We applied a performance assessment framework to publicly available data, using a composite indicator highly correlated with civil registration and vital statistics performance which we then adjusted for data incomparability and missing values. Findings Globally, civil registration and vital statistics systems score on average 0.70 (0–1 scale), with substantial variations across countries and regions. Scores ranged from less than 0.50 in emerging systems to nearly 1.00 in the most developed systems. Approximately one fifth of the world’s population live in the 43 countries with low system performance (< 0.477). Irrespective of system development, health sector indicators consistently scored lower than other determinants of civil registration and vital statistics performance. Conclusion From our assessment, we provide three main recommendations for how the health sector can contribute to improving civil registration and vital statistics systems: (i) enhanced health sector engagement in birth and death notification; (ii) a more systematic approach to training cause of death diagnostics; and (iii) leadership in the implementation of verbal autopsy methods. Four different civil registration and vital statistics improvement pathways for countries at different levels of system development are proposed, that can constitute a blueprint for regional civil registration and vital statistics strengthening activities that countries can adapt and refine to suit their capabilities, resources, and particular challenges.


Fig. 2 | Combined disability-adjusted life years (DALYs) in 2017 and decomposition. a Second administrative level estimates of combined DALYs. b For second administrative units where the combined DALYs per child per year exceeded 0.5 in 2017, the primary component of the local composition of burden is plotted. Units where the combined DALYs were less than 0.5 are plotted as white. Units with dark purple have greater than 60% of their combined burden attributable to malaria (e.g., areas of Burkina Faso). Units with dark blue have greater than 60% of their combined burden attributable to LRIs (e.g., areas of Nigeria). Units with dark green have greater than 60% of their combined burden attributable to diarrhoea
Fig. 3 | Counterfactual analysis in 2017. a Second administrative level reductions in combined DALY rates b Map of second administrative units in Nigeria whose averted combined DALYs exceeded 10,000, the primary component of the local composition of burden is plotted. Units where the combined DALYs averted were less than 10,000 are plotted as white. Units with dark purple have greater than 60% of their averted combined burden attributable to malaria. Units coloured light purple or blue have between 50% and 60% of their averted combined burden attributable to malaria or LRIs, respectively. Units coloured yellow have no dominant cause (no cause's contribution exceeds 50%). Units which are shaded dark brown have all causes represented in their averted combined burden with percentages between 20% and 40%. Maps were produced using ArcGIS Desktop 10.6.
The overlapping burden of the three leading causes of disability and death in sub-Saharan African children

December 2022

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1,005 Reads

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18 Citations

Despite substantial declines since 2000, lower respiratory infections (LRIs), diarrhoeal diseases, and malaria remain among the leading causes of nonfatal and fatal disease burden for children under 5 years of age (under 5), primarily in sub-Saharan Africa (SSA). The spatial burden of each of these diseases has been estimated subnationally across SSA, yet no prior analyses have examined the pattern of their combined burden. Here we synthesise subnational estimates of the burden of LRIs, diarrhoea, and malaria in children under-5 from 2000 to 2017 for 43 sub-Saharan countries. Some units faced a relatively equal burden from each of the three diseases, while others had one or two dominant sources of unit-level burden, with no consistent pattern geographically across the entire subcontinent. Using a subnational counterfactual analysis, we show that nearly 300 million DALYs could have been averted since 2000 by raising all units to their national average. Our findings are directly relevant for decision-makers in determining which and targeting where the most appropriate interventions are for increasing child survival. In this disease mapping study, the authors estimate disability-adjusted life year rates for three of the major causes of mortality for children under five 43 countries in sub-Saharan Africa. They identify significant heterogeneity at the subnational level, highlighting the need for a targeted intervention approach.


The field implementation procedures for this study.
Validation metrics comparing initial diagnosis or post-VA diagnosis with Medical Record Review (MRR) underlying cause of death (UCOD) (top 15 specific UCOD).
Assessing the Diagnostic Accuracy of Physicians for Home Death Certification in Shanghai: Application of SmartVA

June 2022

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66 Reads

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3 Citations

Approximately 30% of deaths in Shanghai either occur at home or are not medically attended. The recorded cause of death (COD) in these cases may not be reliable. We applied the Smart Verbal Autopsy (VA) tool to assign the COD for a representative sample of home deaths certified by 16 community health centers (CHCs) from three districts in Shanghai, from December 2017 to June 2018. The results were compared with diagnoses from routine practice to ascertain the added value of using SmartVA. Overall, cause-specific mortality fraction (CSMF) accuracy improved from 0.93 (93%) to 0.96 after the application of SmartVA. A comparison with a “gold standard (GS)” diagnoses obtained from a parallel medical record review investigation found that 86.3% of the initial diagnoses made by the CHCs were assigned the correct COD, increasing to 90.5% after the application of SmartVA. We conclude that routine application of SmartVA is not indicated for general use in CHCs, although the tool did improve diagnostic accuracy for residual causes, such as other or ill-defined cancers and non-communicable diseases.


Validation of physician certified verbal autopsy using conventional autopsy: a large study of adult non-external causes of death in a metropolitan area in Brazil

April 2022

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76 Reads

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5 Citations

BMC Public Health

Background Reliable mortality data are essential for the development of public health policies. In Brazil, although there is a well-consolidated universal system for mortality data, the quality of information on causes of death (CoD) is not even among Brazilian regions, with a high proportion of ill-defined CoD. Verbal autopsy (VA) is an alternative to improve mortality data. This study aimed to evaluate the performance of an adapted and reduced version of VA in identifying the underlying causes of non-forensic deaths, in São Paulo, Brazil. This is the first time that a version of the questionnaire has been validated considering the autopsy as the gold standard. Methods The performance of a physician-certified verbal autopsy (PCVA) was evaluated considering conventional autopsy (macroscopy plus microscopy) as gold standard, based on a sample of 2060 decedents that were sent to the Post-Mortem Verification Service (SVOC-USP). All CoD, from the underlying to the immediate, were listed by both parties, and ICD-10 attributed by a senior coder. For each cause, sensitivity and chance corrected concordance (CCC) were computed considering first the underlying causes attributed by the pathologist and PCVA, and then any CoD listed in the death certificate given by PCVA. Cause specific mortality fraction accuracy (CSMF-accuracy) and chance corrected CSMF-accuracy were computed to evaluate the PCVA performance at the populational level. Results There was substantial variability of the sensitivities and CCC across the causes. Well-known chronic diseases with accurate diagnoses that had been informed by physicians to family members, such as various cancers, had sensitivities above 40% or 50%. However, PCVA was not effective in attributing Pneumonia, Cardiomyopathy and Leukemia/Lymphoma as underlying CoD. At populational level, the PCVA estimated cause specific mortality fractions (CSMF) may be considered close to the fractions pointed by the gold standard. The CSMF-accuracy was 0.81 and the chance corrected CSMF-accuracy was 0.49. Conclusions The PCVA was efficient in attributing some causes individually and proved effective in estimating the CSMF, which indicates that the method is useful to establish public health priorities.


Figure 1. Age-standardized death rates (ASDRs) (number of deaths per 100,000 persons) for deaths with dementia reported as an underlying cause of death (UCOD) and dementia reported as one of multiple causes of death (MCOD) among individuals aged ≥50 years, by sex, Australia (2006-2016) (A) and United States (2006-2017) (B). Death rates were age-standardized to the 2006 Australian population of both sexes.
Figure 2. Age-standardized death rates (ASDRs) (number of deaths per 100,000 persons) for deaths with dementia reported as an underlying cause of death and cardiovascular disease (CVD) reported as an underlying cause of death (percentage of dementia multiple-cause-of-death (MCOD) cases) among persons aged ≥50 years, by sex, Australia (2006-2016) (A) and United States (2006-2017) (B).
Figure 3. Age-standardized death rates (ASDRs) (number of deaths per 100,000 persons) for deaths with dementia reported as an underlying cause of death among persons aged ≥50 years, observed, adjusted to the most recent year (2016 in Australia, 2017 in the United States), and adjusted to the most recent year while assuming constant dementia multiple-cause-of-death (MCOD) ASDRs, by sex, Australia (2006-2016) (A) and United States (2006-2017) (B).
Annual Rate of Change (%) in the Age-Standardized Rate of Deaths With Dementia Reported as an Underlying Cause of Death- Observed, Adjusted to 2016/2017 Certification Practices, and Adjusted to 2016/2017 Certification Practices While Assuming a Constant Age- Standardized Death Rate for Deaths With Dementia Listed as One of Multiple Causes of Death-Among Persons Aged ≥50 Years, by Sex, Australia (2006-2016) and United States (2006-2017)
Is the Rise in Reported Dementia Mortality Real? Analysis of Multiple Cause of Death Data for Australia and the United States

March 2022

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115 Reads

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18 Citations

American Journal of Epidemiology

Official statistics in Australia and the United States report large recent increases in dementia mortality rates. This study assesses whether these trends are biased by an increasing tendency of medical certifiers (predominantly physicians) to report on the death certificate that dementia was a direct cause of death. Regression models of multiple cause of death data in Australia (2006-16) and the US (2006-17) were constructed to adjust dementia mortality rates for changes in death certification practices. Compared with official statistics, the recent increase in adjusted age-standardized dementia death rates was less than half as large in Australia and about two-thirds as large in the US. Further adjustment for changes in reporting of dementia anywhere on the death certificate implied even lower dementia mortality increases. Declines in reporting of cardiovascular diseases as co-morbid conditions also contributed to dementia mortality rate rises. The increasing likelihood of dementia reported as directly leading to death largely explains recent increases in dementia mortality rates in both countries. However, studies find that reported dementia on death certificates remains low compared to clinical evaluations of its prevalence. Improved guidance and training for certifiers in reporting dementia on death certificates will help standardize mortality statistics within and between countries.


Fig 6 | ten leading causes of total years lived with disability (YlDs) with ratio of observed to expected YlDs in 2019 by location for population aged ≥70, both sexes. causes are ranked according to global estimates of YlDs and colour coded based on ratio of observed to expected rates. shades of blue represent lower observed YlDs than expected rates based on sociodemographic index whereas red indicates observed YlDs exceeded expected rates. ratios are listed in each cell; ratios greater than one indicate that observed levels exceeded expected levels based on sociodemographic index. cOPD=chronic obstructive pulmonary disease
Global, regional, and national burden of diseases and injuries for adults 70 years and older: systematic analysis for the Global Burden of Disease 2019 Study

March 2022

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1,978 Reads

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165 Citations

BMJ: British Medical Journal

Objectives To use data from the Global Burden of Diseases, Injuries, and Risk Factors Study 2019 (GBD 2019) to estimate mortality and disability trends for the population aged ≥70 and evaluate patterns in causes of death, disability, and risk factors. Design Systematic analysis. Setting Participants were aged ≥70 from 204 countries and territories, 1990-2019. Main Outcomes Measures Years of life lost, years lived with disability, disability adjusted life years, life expectancy at age 70 (LE-70), healthy life expectancy at age 70 (HALE-70), proportion of years in ill health at age 70 (PYIH-70), risk factors, and data coverage index were estimated based on standardised GBD methods. Results Globally the population of older adults has increased since 1990 and all cause death rates have decreased for men and women. However, mortality rates due to falls increased between 1990 and 2019. The probability of death among people aged 70-90 decreased, mainly because of reductions in non-communicable diseases. Globally disability burden was largely driven by functional decline, vision and hearing loss, and symptoms of pain. LE-70 and HALE-70 showed continuous increases since 1990 globally, with certain regional disparities. Globally higher LE-70 resulted in higher HALE-70 and slightly increased PYIH-70. Sociodemographic and healthcare access and quality indices were positively correlated with HALE-70 and LE-70. For high exposure risk factors, data coverage was moderate, while limited data were available for various dietary, environmental or occupational, and metabolic risks. Conclusions Life expectancy at age 70 has continued to rise globally, mostly because of decreases in chronic diseases. Adults aged ≥70 living in high income countries and regions with better healthcare access and quality were found to experience the highest life expectancy and healthy life expectancy. Disability burden, however, remained constant, suggesting the need to enhance public health and intervention programmes to improve wellbeing among older adults.


Citations (68)


... However, from more than half the nations, the quality of the reported statistics is poor or, at best, moderate. 5,6 This has been attributed, largely, to under-resourcing, under-availability of physicians to certify deaths and/or inadequate skills, training and organisation of administrative officers tasked with responsibility for gathering relevant information about deaths in their nation. To compare mortality statistics around the world (for public health and other purposes), nations are required to use the ICD when coding diseases and causes of death. ...

Reference:

Hidden suicides: focus on England and Wales - comparison with other nations
Assessing the policy utility of routine mortality statistics: a global classification of countries

Bulletin of the World Health Organization

... One article provides a detailed overview of the performance, strengths and weaknesses of civil registration and vital statistics systems in countries, based on a standardized and comparable assessment framework that synthesizes all available information from previous global assessments. 6 The two other articles assess in more detail the availability and quality of vital statistics on births and deaths separately, focusing on indicators likely to be of greatest relevance for public policy. 7,8 Their analyses provide a comprehensive account of the state of the world's vital statistics. ...

Comparative performance of national civil registration and vital statistics systems: a global assessment

Bulletin of the World Health Organization

... 6 The two other articles assess in more detail the availability and quality of vital statistics on births and deaths separately, focusing on indicators likely to be of greatest relevance for public policy. 7,8 Their analyses provide a comprehensive account of the state of the world's vital statistics. ...

Global analysis of birth statistics from civil registration and vital statistics systems

Bulletin of the World Health Organization

... The GBD study is overseen by the Institute for Health Metrics and Evaluation (IHME) at the University of Washington in Seattle, with nancial backing from diverse institutions including the World Bank, the National Institutes of Health, and the Bill & Melinda Gates Foundation [18,19]. ...

Global age-sex-specific fertility, mortality, healthy life expectancy (HALE), and population estimates in 204 countries and territories, 1950–2019: a comprehensive demographic analysis for the Global Burden of Disease Study 2019

The Lancet

... Monitoring the burden of viral skin diseases through DALYs provides a crucial resource for governments, donor agencies, international organizations, and civil society groups. This metric helps to pinpoint and prioritize emerging areas of concern, guiding targeted interventions and resource allocation (2,28,29). Our study underscores the substantial burden of these diseases among young children, with molluscum contagiosum particularly prevalent in this age group. ...

The overlapping burden of the three leading causes of disability and death in sub-Saharan African children

... Globally, the incidence of the disease increased from 20,900,510 cases in 1990 (95% UI: 18 In the analysis of 204 countries and territories, the Republic of Korea, Singapore, and Brunei Darussalam consistently ranked among the top three for both ASIR and ASYR in 1990 and 2021 ( Figure S3). The Republic of Korea held the first position for ASIR in both 1990 and 2021, while its ASYR ranking rose from second in 1990 to first in 2021. ...

Burden of injury along the development spectrum: associations between the Socio-demographic Index and disability-adjusted life year estimates from the Global Burden of Disease Study 2017.

... Automated algorithms can also be used to determine the cause of deaths at home or of patients whose medical records are limited or unreliable. For example, the SmartVA software for computerized VA certification uses interview results as input data from which it outputs estimated causes of death at the individual and population levels 36 . In a Brazilian study of 3,139 deceased individuals, SmartVA showed acceptable accuracy in predicting death compared to conventional autopsy for cardiovascular disease (46.8 vs. 54.0%), ...

Assessing the Diagnostic Accuracy of Physicians for Home Death Certification in Shanghai: Application of SmartVA

... 6 Studies have validated the accuracy of VA at the population level by comparing its results to medical records, demonstrating its ability to generate meaningful mortality statistics that are crucial for public health policymaking. [7][8][9] However, VA implementation is resource-intensive, primarily due to personnel costs driven by interviewer time for contacting respondents and travelling to communities. [10][11][12] Despite VA interviews typically lasting 30-40 min, a study on a Tanzanian VA pilot revealed that interviewers spent an average of 42 hours gathering information about next-of-kin (NoK) and 47 hours on travel per VA. 13 This prolonged process was attributed to an inefficient death notification system and multiple trips to remote areas, imposing a significant burden on already strained healthcare professionals and hindering the scalability and integration of VA into routine mortality information systems. ...

Validation of physician certified verbal autopsy using conventional autopsy: a large study of adult non-external causes of death in a metropolitan area in Brazil

BMC Public Health

... ResNet has also been enhanced using residual learning techniques to handle the vanishing gradient issue. Deep learning models taught on complex medical datasets as those utilised in Alzheimer's research [13,14] often suffer with this problem. ...

Is the Rise in Reported Dementia Mortality Real? Analysis of Multiple Cause of Death Data for Australia and the United States

American Journal of Epidemiology

... In 2020, depression ranked second among all causes of disability worldwide. According to the Global Burden of Disease Study, roughly 7% of individuals over 60 years old exhibit clinically depressive symptoms [3]. However, this estimate likely underestimates the actual prevalence, especially among older age groups. ...

Global, regional, and national burden of diseases and injuries for adults 70 years and older: systematic analysis for the Global Burden of Disease 2019 Study

BMJ: British Medical Journal