C. L. Kane

University of Chicago, Chicago, Illinois, United States

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Publications (92)527.02 Total impact

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    Fan Zhang · C. L. Kane · E. J. Mele
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    ABSTRACT: We develop an effective bulk model with a topological boundary condition to study the surface states of topological insulators. We find that the Dirac point energy, the band curvature and the spin texture of surface states are crystal face-dependent. For a given face on a sphere, the Dirac point energy is determined by the bulk physics that breaks p-h symmetry in the surface normal direction and is tunable by surface potentials that preserve T symmetry. Constant energy contours near the Dirac point are ellipses with spin textures that are helical on the S/N pole, collapsed to one dimension on any side face, and tilted out-of-plane otherwise. Our findings identify a route to engineering the Dirac point physics on the surfaces of real materials.
    Preview · Article · Mar 2012 · Physical review. B, Condensed matter
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    ABSTRACT: In a Dirac semimetal, the conduction and valence bands contact only at discrete (Dirac) points in the Brillouin zone (BZ) and disperse linearly in all directions around these critical points. Including spin, the low energy effective theory around each critical point is a four band Dirac Hamiltonian. In two dimensions (2D), this situation is realized in graphene without spin-orbit coupling. 3D Dirac points are predicted to exist at the phase transition between a topological and a normal insulator in the presence of inversion symmetry. Here we show that 3D Dirac points can also be protected by crystallographic symmetries in particular space-groups and enumerate the criteria necessary to identify these groups. This reveals the possibility of 3D analogs to graphene. We provide a systematic approach for identifying such materials and present ab initio calculations of metastable \beta-cristobalite BiO_2 which exhibits Dirac points at the three symmetry related X points of the BZ.
    Full-text · Article · Nov 2011 · Physical Review Letters
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    Jeffrey C. Y. Teo · C. L. Kane
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    ABSTRACT: We formulate a theory of non-Abelian fractional quantum Hall states by considering an anisotropic system consisting of coupled, interacting one dimensional wires. We show that Abelian bosonization provides a simple framework for characterizing the Moore Read state, as well as the more general Read Rezayi sequence. This coupled wire construction provides a solvable Hamiltonian formulated in terms of electronic degrees of freedom, and provides a direct route to characterizing the quasiparticles and edge states in terms of conformal field theory. This construction leads to a simple interpretation of the coset construction of conformal field theory, which is a powerful method for describing non Abelian states. In the present context, the coset construction arises when the original chiral modes are fractionalized into coset sectors, and the different sectors acquire energy gaps due to coupling in "different directions". The coupled wire construction can also can be used to describe anisotropic lattice systems, and provides a starting point for models of fractional and non-Abelian Chern insulators. This paper also includes an extended introduction to the coupled wire construction for Abelian quantum Hall states, which was introduced earlier.
    Preview · Article · Nov 2011 · Physical Review B
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    ABSTRACT: The topological insulating phase results from inversion of the band gap due to spin-orbit coupling at an odd number of time-reversal symmetric points. In Bi2Se3, this inversion occurs at the Gamma point. For bulk Bi2Se3, we have analyzed the effect of arbitrary strain on the Gamma point band gap using density functional theory. By computing the band structure both with and without spin-orbit interactions, we consider the effects of strain on the gap via Coulombic interaction and spin-orbit interaction separately. While compressive strain acts to decrease the Coulombic gap, it also increases the strength of the spin-orbit interaction, increasing the inverted gap. Comparison with Bi2Te3 supports the conclusion that effects on both Coulombic and spin-orbit interactions are critical to understanding the behavior of topological insulators under strain, and we propose that the topological insulating phase can be effectively manipulated by inducing strain through chemical substitution.
    Full-text · Article · Aug 2011 · Physical review. B, Condensed matter
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    ABSTRACT: The three-dimensional topological insulator (originally called "topological insulators") is the first example in nature of a topologically ordered electronic phase existing in three dimensions that cannot be reduced to multiple copies of quantum-Hall-like states. Their topological order can be realized at room temperatures without magnetic fields and they can be turned into magnets and exotic superconductors leading to world-wide interest and activity in topological insulators. One of the major challenges in going from quantum Hall-like 2D states to 3D topological insulators is to develop new experimental approaches/methods to precisely probe this novel form of topological-order since the standard tools and settings that work for IQH-state also work for QSH states. The method to probe 2D topological-order is exclusively with charge transport, which either measures quantized transverse conductance plateaus in IQH systems or longitudinal conductance in quantum spin Hall (QSH) systems. In a 3D topological insulator, the boundary itself supports a two dimensional electron gas (2DEG) and transport is not (Z$_2$) topologically quantized. In this paper, we review the birth of momentum- and spin-resolved spectroscopy as a new experimental approach and as a directly boundary sensitive method to study and prove topological-order in three-dimensions via the direct measurements of the topological invariants {$\nu_o$} that are associated with the Z$_2$ topology of the spin-orbit band structure and opposite parity band inversions, which led to the experimental discovery of the first 3D topological insulators. We also discuss how spectroscopic methods are leading to the identification of spin-orbit superconductors that may work as Majorana platforms and can be used to identify topological superconductors - yet another class of new state of matter.
    Full-text · Article · May 2011
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    Liang Jiang · Charles L Kane · John Preskill
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    ABSTRACT: We propose and analyze an interface between a topological qubit and a superconducting flux qubit. In our scheme, the interaction between Majorana fermions in a topological insulator is coherently controlled by a superconducting phase that depends on the quantum state of the flux qubit. A controlled-phase gate, achieved by pulsing this interaction on and off, can transfer quantum information between the topological qubit and the superconducting qubit.
    Full-text · Article · Apr 2011 · Physical Review Letters
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    M. Zahid Hasan · Charles L. Kane
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    ABSTRACT: Topological insulators are electronic materials that have a bulk band gap like an ordinary insulator but have protected conducted states on their edge or surface. These states are possible due to the combination of spin-orbit interactions and time-reversal symmetry. The two-dimensional (2D) topological insulator is a quantum spin Hall insulator, which is a close cousin of the integer quantum Hall state. A three-dimensional (3D) topological insulator supports novel spin-polarized 2D Dirac fermions on its surface. In this Colloquium the theoretical foundation for topological insulators and superconductors is reviewed and recent experiments are described in which the signatures of topological insulators have been observed. Transport experiments on HgTe/CdTe quantum wells are described that demonstrate the existence of the edge states predicted for teh quantum spin hall insulator. Experiments on Bi1-xSbx, Bi<2Se3, Bi2Te3 and Sb2Te3 are then discussed that establish these materials as 3D topological insulators and directly probe the topology of their surface states. Exotic states are described that can occur at the surface of a 3D topological insulator due to an induced energy gap. A magnetic gap leads to a novel quantum Hall state that gives rise to a topological magnetoelectric effect. A superconducting energy gap leads to a state that supports Majorana fermions and may provide a new venue for realizing proposals for topological quantum computation. Prospects for observing these exotic states are also discussed, as well as other potential device applications of topological insulators.
    Full-text · Article · Nov 2010 · Physics World
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    Jeffrey C. Y. Teo · C. L. Kane
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    ABSTRACT: We develop a unified framework to classify topological defects in insulators and superconductors described by spatially modulated Bloch and Bogoliubov de Gennes Hamiltonians. We consider Hamiltonians H(k,r) that vary slowly with adiabatic parameters r surrounding the defect and belong to any of the ten symmetry classes defined by time reversal symmetry and particle-hole symmetry. The topological classes for such defects are identified, and explicit formulas for the topological invariants are presented. We introduce a generalization of the bulk-boundary correspondence that relates the topological classes to defect Hamiltonians to the presence of protected gapless modes at the defect. Many examples of line and point defects in three dimensional systems will be discussed. These can host one dimensional chiral Dirac fermions, helical Dirac fermions, chiral Majorana fermions and helical Majorana fermions, as well as zero dimensional chiral and Majorana zero modes. This approach can also be used to classify temporal pumping cycles, such as the Thouless charge pump, as well as a fermion parity pump, which is related to the Ising non-Abelian statistics of defects that support Majorana zero modes.
    Preview · Article · Jun 2010 · Physical review. B, Condensed matter
  • Jeffrey C. Y. Teo · C. L. Kane
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    ABSTRACT: We develop a unified framework to classify topological defects in insulators and superconductors described by spatially modulated Bloch and Bogoliubov de Gennes Hamiltonians. We consider a Hamiltonian H(k,r) that varies slowly with adiabatic parameters r away from the defect. Band theories are grouped into ten classes according to the presence or absence of anti-unitary symmetries, time reversal 2ˆ=±1 and/or particle-hole 2ˆ=±1. Both send k-k and rr. Stable classification of topological band theories are characterized by a unified set of integral formulae for all the symmetry classes in any dimensions. Examples that fall into this framework include edge and surface states along an interface, 1D chiral, helical and Majorana modes along a line defect, bound charge and Majorana zero mode at a point defect. This approach also applies to time dependent phenomena, such as the Thouless charge pumb, the Z2 spin pumb and the exchange statistics of Majorana bound states in three dimensions.
    No preview · Article · Mar 2010
  • M. Z. Hasan · C. L. Kane

    No preview · Article · Feb 2010
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    Jeffrey C Y Teo · C L Kane
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    ABSTRACT: We show that three dimensional superconductors, described within a Bogoliubov de Gennes framework can have zero energy bound states associated with pointlike topological defects. The Majorana fermions associated with these modes have non-Abelian exchange statistics, despite the fact that the braid group is trivial in three dimensions. This can occur because the defects are associated with an orientation that can undergo topologically nontrivial rotations. A new feature of three dimensional systems is that there are "braidless" operations in which it is possible to manipulate the groundstate associated with a set of defects without moving or measuring them. To illustrate these effects we analyze specific architectures involving topological insulators and superconductors.
    Preview · Article · Jan 2010 · Physical Review Letters
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    ABSTRACT: A topologically ordered material is characterized by a rare quantum organization of electrons that evades the conventional spontaneously broken symmetry based classification of condensed matter. Exotic spin transport phenomena such as the dissipationless quantum spin Hall effect have been speculated to originate from a novel topological order whose identification requires a spin sensitive measurement. Using Spin-resolved-ARPES, we probe the spin degrees of freedom and demonstrate that topological quantum numbers are uniquely determined from spin-texture Berry Phase imaging measurements. Applying this method to pure antimony (Sb) and Bi-Sb, we identify the origin of its novel Topological Order and the negative value of the mirror Chern number. These results taken together constitute the first observation of surface electrons collectively carrying a topological Berry's phase and definite mirror Chern chirality in pure Antimony (Sb) which are the key electronic properties for realizing topological quantum computing via the interface Majorana fermion framework. This paper contains the details of the above mentioned previously reported (Science \textbf{323}, 919 (2009)) results. Comment: 6 Figures, 10 Pages, RevTex Format, Detailed version of Hsieh et.al., SCIENCE 323, 919 (2009)
    Full-text · Article · Sep 2009
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    Liang Fu · C L Kane
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    ABSTRACT: We propose two experiments to probe the Majorana fermion edge states that occur at a junction between a superconductor and a magnet deposited on the surface of a topological insulator. Combining two Majorana fermions into a single Dirac fermion on a magnetic domain wall allows the neutral Majorana fermions to be probed with charge transport. We will discuss a novel interferometer for Majorana fermions, which probes their Z_2 phase. This setup also allows the transmission of neutral Majorana fermions through a point contact to be measured. We introduce a point contact formed by a superconducting junction and show that its transmission can be controlled by the phase difference across the junction. We discuss the feasibility of these experiments using the recently discovered topological insulator Bi_2 Se_3.
    Preview · Article · Jun 2009 · Physical Review Letters
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    Jeffrey C. Y. Teo · C. L. Kane
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    ABSTRACT: We study a quantum point contact in a quantum spin Hall insulator. It has recently been shown that the Luttinger liquid theory of such a structure maps to the theory of a weak link in a Luttinger liquid with spin with Luttinger liquid parameters g_\rho = 1/g_\sigma = g < 1. We show that for 1/2<g<1, the pinch-off of the point contact as a function of gate voltage is controlled by a novel quantum critical point, related to a nontrivial intermediate fixed point found previously in the Luttinger liquid model. We predict that the dependence of the conductance on gate voltage and temperature near the pinch-off transition collapses onto a universal curve described by a crossover scaling function. We compute the conductance, the critical exponents and the scaling function in solvable limits, which include g=1-\epsilon, g=1/2+\epsilon and g=1/\sqrt{3}. These results, along with a general scaling analysis provide an overall picture of the critical behavior as a function of g. In addition, we analyze the structure of the four terminal conductance of the point contact in the weak tunneling and weak backscattering limits. We find that different components of the conductance can have different temperature dependence. We identify a skew conductance G_{XY}, which we predict vanishes as T^\gamma with \gamma\ge 2. This behavior is a direct consequence of the unique edge state structure of the quantum spin Hall insulator. Finally, we show that for g<1/2 the presence of spin non conserving spin orbit interactions leads to a novel time reversal symmetry breaking insulating phase. In this phase, the transport is carried by spinless chargons and chargeless spinons. These lead to nontrivial correlations in the low frequency shot noise. Implications for experiments on HgCdTe quantum well structures will be discussed. Comment: 23 pages, 11 figures
    Preview · Article · Apr 2009 · Physical review. B, Condensed matter
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    Liang Fu · C. L. Kane
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    ABSTRACT: We study junctions between superconductors mediated by the edge states of a quantum spin Hall insulator. We show that such junctions exhibit a fractional Josephson effect, in which the current phase relation has a 4\pi, rather than a 2\pi periodicity. This effect is a consequence of the conservation of fermion parity - the number of electrons modulo 2 - in a superconducting junction, and is closely related to the Z_2 topological structure of the quantum spin Hall insulator. Inelastic processes, which violate the conservation of fermion parity, lead to telegraph noise in the equilibrium supercurrent. We predict that the low frequency noise due these processes diverges exponentially with temperature T as T -> 0. Possible experiments on HgCdTe quantum wells will be discussed.
    Preview · Article · Apr 2009 · Physical review. B, Condensed matter
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    ABSTRACT: A topologically ordered material is characterized by a rare quantum organization of electrons that evades the conventional spontaneously broken symmetry–based classification of condensed matter. Exotic spin-transport phenomena, such as the dissipationless quantum spin Hall effect, have been speculated to originate from a topological order whose identification requires a spin-sensitive measurement, which does not exist to this date in any system. Using Mott polarimetry, we probed the spin degrees of freedom and demonstrated that topological quantum numbers are completely determined from spin texture–imaging measurements. Applying this method to Sb and Bi1–xSbx, we identified the origin of its topological order and unusual chiral properties. These results taken together constitute the first observation of surface electrons collectively carrying a topological quantum Berry's phase and definite spin chirality, which are the key electronic properties component for realizing topological quantum computing bits with intrinsic spin Hall–like topological phenomena.
    Full-text · Article · Mar 2009 · Science
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    [Show abstract] [Hide abstract]
    ABSTRACT: A topologically ordered material is characterized by a rare quantum organization of electrons that evades the conventional spontaneously broken symmetry based classification of condensed matter. Exotic spin transport phenomena such as the dissipationless quantum spin Hall effect have been speculated to originate from a novel topological order whose identification requires a spin sensitive measurement, which does not exist to this date in any system (neither in Hg(Cd)Te quantum wells nor in the topological insulator BiSb). Using Mott polarimetry, we probe the spin degrees of freedom of these quantum spin Hall states and demonstrate that topological quantum numbers are uniquely determined from spin texture imaging measurements. Applying this method to the Bi{1-x}Sb{x} series, we identify the origin of its novel order and unusual chiral properties. These results taken together constitute the first observation of surface electrons collectively carrying a geometrical quantum (Berry's) phase and definite chirality (mirror Chern number, n_M =-1), which are the key electronic properties for realizing topological computing bits with intrinsic spin Hall-like topological phenomena. Our spin-resolved results not only provides the first clear proof of a topological insulating state in nature but also demonstrate the utility of spin-resolved ARPES technique in measuring the quantum spin Hall phases of matter.
    Preview · Article · Feb 2009
  • E. J. Mele · C. L. Kane
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    ABSTRACT: Graphene is an extended two-dimensional (2D) sheet of carbon atoms bound by strong nearest neighbor sp2 bonds and ordered in the form of a 2D honeycomb lattice. Stacked sheets of graphene occur naturally in the mineral graphite, an extremely well studied form of carbon that historically has attracted attention because of its unique electronic and structural properties. The chapter discusses the physical properties of single-layer graphene and the practical experimental methods for isolating macroscopic single- and few-layer samples. The chapter presents a class of remarkable quantum electronic transport phenomena in ultrathin one- and few-layer samples at room temperature; the related effects are quickly suppressed when the graphene layers are stacked to form a three-dimensional (3D) material. It is possible that some of these phenomena will be harnessed to develop a new family of submicron electronic devices based on their 2D physics. The chapter presents a relatively simple model for the electronic structure.
    No preview · Article · Dec 2008 · Contemporary Concepts of Condensed Matter Science
  • Charles L. Kane
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    ABSTRACT: Experiment has now proved the existence of the predicted three-dimensional 'topological insulator' in the semiconducting alloy Bi1-xSbx.
    No preview · Article · May 2008 · Nature Physics
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    Jeffrey C. Y. Teo · Liang Fu · C. L. Kane
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    ABSTRACT: We study the electronic surface states of the semiconducting alloy bismuth antimony (Bi1−xSbx). Using a phenomenological tight-binding model, we show that the Fermi surface for the 111 surface states encloses an odd number of time-reversal-invariant momenta (TRIM) in the surface Brillouin zone. This confirms that the alloy is a strong topological insulator in the (1;111) Z2 topological class. We go on to develop general arguments which show that spatial symmetries lead to additional topological structure of the bulk energy bands, and impose further constraints on the surface band structure. Inversion-symmetric band structures are characterized by eight Z2 “parity invariants,” which include the four Z2 invariants defined by time-reversal symmetry. The extra invariants determine the “surface fermion parity,” which specifies which surface TRIM are enclosed by an odd number of electron or hole pockets. We provide a simple proof of this result, which provides a direct link between the surface-state structure and the parity eigenvalues characterizing the bulk. Using this result, we make specific predictions for the surface-state structure for several faces of Bi1−xSbx. We next show that mirror-invariant band structures are characterized by an integer “mirror Chern number” nM, which further constrains the surface states. We show that the sign of nM in the topological insulator phase of Bi1−xSbx is related to a previously unexplored Z2 parameter in the L point k⋅p theory of pure bismuth, which we refer to as the “mirror chirality” η. The value of η predicted by the tight-binding model for bismuth disagrees with the value predicted by a more fundamental pseudopotential calculation. This explains a subtle disagreement between our tight-binding surface-state calculation and previous first-principles calculations of the surface states of bismuth. This suggests that the tight-binding parameters in the Liu-Allen model of bismuth need to be reconsidered. Implications for existing and future angle-resolved photoemission spectroscopy (ARPES) experiments and spin-polarized ARPES experiments will be discussed.
    Preview · Article · Apr 2008 · Physical review. B, Condensed matter

Publication Stats

18k Citations
527.02 Total Impact Points

Institutions

  • 2015
    • University of Chicago
      Chicago, Illinois, United States
  • 2007-2015
    • William Penn University
      Filadelfia, Pennsylvania, United States
  • 1993-2015
    • University of Pennsylvania
      • • Department of Physics and Astronomy
      • • Laboratory for Research on the Structure of Matter
      Filadelfia, Pennsylvania, United States
    • Indiana University Bloomington
      • Department of Physics
      Bloomington, Indiana, United States
  • 2010
    • Princeton University
      • Department of Physics
      Princeton, New Jersey, United States
  • 1997
    • University of California, Santa Barbara
      Santa Barbara, California, United States