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Copyright © 2007 Thorne Research, Inc. All Rights Reserved. No Reprint Without Written Permission. Alternative Medicine Review Volume 12, Number 1, March 2007.
Alternative Medicine Review Volume 12, Number 1 2007
Review Article
Page 25
Abstract
The common cold is the leading cause of doctor visits in the
United States and annually results in 189 million lost school
days. In the course of one year the U.S. population contracts
approximately 1 billion colds. Influenza infection is still a
leading cause of morbidity and mortality, accounting for 20-
25 million doctor visits and 36,000 deaths per year in the
United States. Conventional therapies for colds and flu focus
primarily on temporary symptom relief and include over-the-
counter antipyretics, anti-inflammatories, and decongestants.
Treatment for influenza also includes prescription antiviral
agents and vaccines for prevention. This article reviews the
common cold and influenza viruses, presents the conventional
treatment options, and highlights select botanicals (Echinacea
spp., Sambucus nigra, larch arabinogalactan, Astragalus
membranaceous, Baptisia tinctoria, Allium sativa, Panax
quinquefolium, Eleutherococcus senticosus, Andrographis
paniculata, olive leaf extract, and Isatis tinctoria) and
nutritional considerations (vitamins A and C, zinc, high
lactoferrin whey protein, N-acetylcysteine, and DHEA) that
may help in the prevention and treatment of these conditions.
(Altern Med Rev 2007;12(1):25-48)
Colds and Influenza: A Review
of Diagnosis and Conventional,
Botanical, and Nutritional
Considerations
Mario Roxas, ND and Julie Jurenka, MT (ASCP)
Introduction
e common cold, also referred to as acute
viral nasopharyngitis, is a mild, self-limiting infectious
disease that can be caused by more than 100 different
viruses. Of these, rhinoviruses and coronaviruses are re-
sponsible for approximately 50-70 percent of all colds.1,2
Colds were known to man even in ancient Egypt where
they were depicted in hieroglyphs. e Greek physician
Hippocrates described the disease as early as the 5th
century BC. In 1914, Walter Kruse, a German profes-
sor, demonstrated that viruses, not bacteria, cause the
common cold,3 but the finding was not widely accepted
until the 1920s when Alphonse Dochez confirmed it
in chimpanzees and humans. e term “cold” was likely
derived from ancient physicians who described “cold
conditions” and “warm conditions” that were dependent
on or caused by cold or warm environments. In modern
times the misnomer has persisted, possibly due to the
viruses’ effect on thermogenesis. People are thought to
associate the shivering from a viral-induced fever with
shivering from being in a cold climate.4
Although generally benign in symptomol-
ogy, cold viruses are the most common infectious dis-
eases humans contract and result in significant costs to
the economy in lost workdays and school attendance.
Adults average 2-4 colds per year and children 6-10,
depending on age and exposure.5 A 2003 study found
common colds resulted in more than 100 million phy-
sician visits annually, at a cost of $7.7 billion. At least
Mario Roxas, ND – Technical Advisor, Thorne Research; Associate Editor,
Alternative Medicine Review; Private practice.
Correspondence address: Thorne Research, PO Box 25, Dover, ID 83825
Email: m.roxas@comcast.net
Julie S. Jurenka, MT (ASCP) – Associate Editor, Alternative Medicine Review;
Technical Assistant, Thorne Research, Inc.
Copyright © 2007 Thorne Research, Inc. All Rights Reserved. No Reprint Without Written Permission. Alternative Medicine Review Volume 12, Number 1, March 2007.
Alternative Medicine Review Volume 12, Number 1 2007
Colds and Influenza
Page 26
one-third of these patients received an antibiotic, even
though they have no effect on viral infections, not only
adding to the cost but also contributing to the devel-
opment of antibiotic resistance. e study also found
Americans spend nearly $3 billion annually on over-
the-counter drugs that may not provide any symptom
relief. In addition, an estimated 189 million school days
are missed due to colds, which consequently result in
126 million missed workdays by parents who stay home
to care for sick children.6
Influenza is an acute respiratory illness caused
primarily by the influenza virus (serotypes A and B).
It occurs worldwide and is responsible for considerable
morbidity and mortality. e first report of what was
likely an influenza epidemic was noted in 1173-1174,7
and the first definitive report occurred in 1694.8 During
the 18th century, data on flu epidemics increased con-
siderably, with comprehensive reports appearing in the
19th century.7,9-11 Influenza A viruses were first isolated
in the laboratory from human specimens in 1933,12
and in 1957 the virus was made available for labora-
tory analysis.13 Subsequent studies have demonstrated
the influenza virus mutates rapidly (antigenic drift),
creating difficulties each year for researchers trying to
develop effective vaccines.14
Influenza – usually more severe than the com-
mon cold – typically causes fever, headache, muscle
aches, and a more significant cough; however, mild cases
of influenza are similar to colds. Of the two serotypes,
influenza A occurs more frequently and is more dan-
gerous. Although most epidemics and pandemics are
caused by influenza A, both A and B serotypes fre-
quently co-circulate during yearly outbreaks. Although
influenza B is usually less severe, in children the clinical
presentation may be similar to that of influenza A.15 In-
fluenza-like illness is clinically similar to true influenza
but is caused by a virus other than influenza A or B
(e.g., the respiratory syncytial virus).16
In the United States, influenza epidemics typi-
cally occur during the winter months; the influenza “sea-
son” stretches from fall to spring in the Northern Hemi-
sphere, with peak activity from December through early
March. Between 1990 and 1999, 36,000 deaths per year
were attributed to influenza in the United States.17,18
In influenza epidemic years, 10 percent or more of the
population is typically infected, with about 50 per-
cent of those infected showing symptoms.19 Although
influenza viruses infect every age group, children have
the highest infection rates. Serious illness and death
rates are highest among the elderly, young children un-
der age two, and those with medical conditions placing
them at increased risk for influenza complications.17
Because of the potential severity and epidemic/
pandemic possibilities, the Advisory Committee on
Immunization Practices (ACIP) recommends annual
immunizations for persons at high risk for influenza-
related complications, persons who live with or care for
persons at high risk, and health care workers. e objec-
tive is that immunizations will prevent hospitalization
and/or death and reduce influenza-related respiratory
illnesses, decrease physician visits among all age groups,
prevent otitis media among children, and decrease work
absenteeism.17
Incidence and Etiopathology
Common Cold
Although acute upper respiratory tract infec-
tions can be attributed to several different viral agents,
over 50 percent are caused by rhinoviruses. Coronavi-
ruses account for 10-20 percent, followed by influenza
viruses (10-15%) and adenoviruses (5%).20,21
Rhinoviruses belong to the Picornaviridae
family, (i.e., “pico” for small and “RNA” because they
are RNA viruses). Other Picornaviridae family mem-
bers include enteroviruses and hepadnaviruses (such
as hepatitis A); there are over 100 different rhinovirus
serotypes.20
Rhinovirus infections are typically limited
to the nasopharynx but may also affect the middle
ear and sinuses. Rhinoviruses grow in a fairly narrow
temperature range (33-35° C/91.4-95° F), a range ac-
commodated by the upper respiratory tract. e lower
respiratory tract, however, is warmer and consequently
inhospitable to the virus. Because rhinoviruses cannot
tolerate an acidic environment, the warmer temperature
and acidic environment of the stomach render these vi-
ruses unlikely to cause gastrointestinal infections.
Although rhinovirus infections can occur any-
time, they are more prevalent in the fall and spring;
whereas, coronaviruses seem to occur more often in the
winter and early spring.20 Approximately 70-80 per-
cent of exposed individuals present with symptoms.20
e virus is spread by direct person-to-person contact,
Copyright © 2007 Thorne Research, Inc. All Rights Reserved. No Reprint Without Written Permission. Alternative Medicine Review Volume 12, Number 1, March 2007.
Alternative Medicine Review Volume 12, Number 1 2007
Review Article
Page 27
contact with contaminated surfaces (e.g., telephone re-
ceivers, stair rails, etc.), and inhalation of large-particle
aerosols.
Rhinoviruses bind to intercellular adhesion
molecule 1 (ICAM-1) receptor sites on the epithelium
of the nasopharynx. Typically the infected areas tend to
be isolated, dispersed foci that account for a relatively
small portion of epithelium.22 Infected cells release
interleukin-8 (IL-8), a strong chemo-attractant that
stimulates the release of inflammatory mediators, such
as kinins and prostaglandins. Presence of these sub-
stances can increase vasodilation, vascular permeability,
and exocrine gland secretion, ultimately leading to clas-
sic cold symptoms such as nasal congestion, rhinorrhea,
and sneezing. Higher concentration of IL-8 translates
to greater intensity of symptoms.20
Medical evidence suggests that, despite com-
monly held beliefs, exposure to cold temperature or
getting chilled or overheated does not increase suscep-
tibility to infection. Furthermore, upper respiratory
tract abnormalities (e.g., enlarged tonsils or adenoids)
are not thought to place an individual at greater risk of
contracting a cold. However, studies have demonstrated
that psychological stress and allergic conditions affect-
ing the nose and throat influence susceptibility to infec-
tion.23
Influenza
Although there are three classified serotypes
of influenza viruses (A, B, and C), only the previously
mentioned A and B types are associated with the human
disease most commonly referred to as “the flu.” ese
viruses are divided into various subgroups based on an-
tigenic characteristics. For instance, influenza A viruses
are typically divided into two general subtypes that cor-
respond to two different antigens on the surface of the
virus: hemagglutinin and neuramidase. Hemagglutinin
antigen (HA) is a glycoprotein that allows the virus to
bind to cellular sialic acid and fuse with the host mem-
brane. Neuramidase antigen (NA), on the other hand,
breaks down sialic acid, allowing the virus to disperse
from the infected cell.
Point mutations occur in influenza A and B
viruses, resulting in the frequent emergence of new vi-
ral strains (antigenic drift). Consequently, antibodies
generated to the previous strain have limited protection
against an infection of a new variant, placing the body in
a constant game of “catch-up” with the virus.
Influenza epidemics are usually associated with
a single serotype. However, it is possible for different in-
fluenza viruses to appear sequentially in one location or
to have multiple influenza strains infect the same area
simultaneously.24 In the United States, an epidemic oc-
curs every 2-3 years, most often caused by influenza A
viruses.24 Influenza B viruses typically produce milder
disease and do not undergo antigenic drift as rapidly as
influenza A viruses.25
Signs and Symptoms
Common Cold
Cold symptoms occur within 1-2 days after
inoculation, and peak 2-4 days later, although some ac-
counts report symptoms presenting less than 24 hours
after exposure.20 Symptoms often start with a tickle or
soreness in the throat, followed by sneezing, runny nose,
nasal congestion, and general malaise. Temperature is
usually normal. Nasal discharge is clear, watery, and can
be quite profuse initially, subsequently turning more
mucoid and purulent. If a cough is present it is gener-
ally mild and may persist up to two weeks. A simple,
uncomplicated cold usually resolves within 10 days.
Influenza
e incubation period for an influenza infec-
tion is 1-4 days. Mild cases of the flu present very much
like a common cold (e.g., sore throat, rhinorrhea); mild
conjunctivitis may also occur. However, in a typical flu
presentation an individual rapidly experiences chills and
high fever, prostration, cough, body aches and pains,
headache (particularly behind the eyes), increased sen-
sitivity to light, and generalized malaise. Respiratory
symptoms include sore throat, coryza, and a productive
or non-productive cough. Children may also experience
nausea, vomiting, or abdominal pain; infants may pres-
ent with a sepsis-like syndrome.
Acute symptoms usually subside within 2-3
days, although fever may last up to five days. e illness
typically resolves after 3-7 days if no complications are
present. However, cough and general malaise can last
for weeks. Table 1 compares the characteristics of influ-
enza and the common cold.
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Alternative Medicine Review Volume 12, Number 1 2007
Colds and Influenza
Page 28
Potential Complications
Common Cold
Although most rhinovirus infections are self-
limiting, they can act as a secondary insult to the upper
respiratory tract in the presence of conditions such as
asthma, cystic fibrosis, chronic bronchitis, or any lower
respiratory tract illness in infants, elderly, smokers, or
immune-compromised patients. e presence of puru-
lent sputum or significant lower respiratory tract symp-
toms can be indications of more than a simple rhinovi-
ral infection.
One study of 533 individuals (ages 60-
90) revealed chronic medical conditions increased
the likelihood of lower respiratory complications
from rhinovirus infections by 40 percent. Smokers had
a 47-percent increased risk of developing complica-
tions.26 Diagnosis of bronchitis usually involves pulmo-
nary function tests, chest x-ray, and possibly a sputum
culture.27
Viral pneumonia is another potential com-
plication. Usually the pneumonia is mild and resolves
without treatment within a few weeks, but some cases
are more serious and can require hospitalization. As
with bronchitis, populations at risk for developing se-
vere viral pneumonia are those with impaired immune
systems, chronic medical conditions, impaired lung
function, young children (especially those with heart
defects), and the elderly. Diagnosis of viral pneumonia
Table 1. A Comparison of Common Cold and Influenza Characteristics
Feature
Etiological Agent
Site of Infection
Symptom Onset
Fever, chills
Headache
General aches, pains
Cough, chest congestion
Sore throat
Runny, stuffy nose
Fatigue, weakness
Extreme exhaustion
Season
Antibiotics helpful?
Colds
>100 viral strains; rhinovirus
most common
Upper respiratory tract
Gradual: 1-3 days
Occasional, low grade (<101˚ F)
Frequent, usually mild
Mild, if any
Mild-to-moderate, with
hacking cough
Common, usually mild
Very common, accompanied by
bouts of sneezing
Mild, if any
Never
Year around, peaks in
winter months
No, unless secondary bacterial
infection develops
Flu
3 strains of influenza virus: influenza
A, B, and C
Entire respiratory system
Sudden: within a few hours
Characteristic, higher (>101˚ F),
lasting 2-4 days
Characteristic, more severe
Characteristic, often severe and
affecting the entire body
Common, may become severe
Sometimes present
Sometimes present
Usual, may be severe and last
2-3 weeks
Frequent, usually in early
stages of illness
Most cases between
November and February
No, unless secondary
bacterial infection develops
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Alternative Medicine Review Volume 12, Number 1 2007
Review Article
Page 29
may require blood tests, chest x-ray, and possibly naso-
pharyngeal or sputum cultures.27
A viral infection can also travel to the sinus-
es or ears and cause excessive mucus secretion. Sinus
openings or ear canals can become blocked as mucus
accumulates, becoming a breeding ground for bacteria
and other organisms. Even if a bacterial infection does
develop, antibiotics may not speed recovery of an ear
or sinus infection and the infection will usually resolve
on its own. It is estimated 80 percent of children with
otitis media get better without antibiotics.28 ere is
minimal convincing evidence that children prescribed
antibiotics for otitis media have shorter symptom dura-
tion, fewer recurrences, or better long-term outcomes
than those who do not receive antibiotics.29 Despite
this, in the case of ear infections in young children who
are very uncomfortable and crying, physicians will often
prescribe an antibiotic to placate a stressed parent, even
if the physician suspects a viral agent. Unfortunately,
over-prescribing systemic antibiotics (particularly peni-
cillin derivatives such as amoxicillin) has resulted in sig-
nificant antibiotic resistance for the two bacterial patho-
gens most commonly isolated from the nasopharynx of
children with otitis media – Streptococcus pneumoniae
and Haemophilus influenza.30
Although bacterial sinus infections secondary
to the common cold usually resolve within two weeks
with self-care, antibiotics are often prescribed when a
bacterial infection develops. Diagnosis is typically via
exam of sinuses and ears with a fiber-optic scope, sinus
x-rays, or nasal swab cultures.27
Influenza
In addition to the complications observed with
the common cold, influenza can on rare occasions re-
sult in encephalitis. When the virus enters the blood-
stream it can localize in the brain, causing inflammation
of brain tissue and membranes. In an effort to fight off
the infection, white blood cells invade the brain tissue,
causing cerebral edema and destruction of nerve cells,
bleeding within the brain, and brain damage. Symp-
toms can include fever, severe headache, neck stiffness,
drowsiness, muscle weakness, or seizures.31
Certain population groups have been identi-
fied as high risk for influenza and its potential compli-
cations. ese groups are considered top priority for
attention when it comes to prophylactic and treatment
measures and are identified in Table 2.
Diagnosis
Because the signs and symptoms of the com-
mon cold occur so often, most people are familiar with
them and are able to self-diagnose. When a health care
provider is seen, diagnosis will likely be via recent pa-
tient history, fiber-optic scope examination of the ear,
nose, and throat, lymph node palpation, and stethoscope
evaluation of the lungs. e provider also determines
whether symptoms of more serious respiratory illnesses
such as pneumonia or bronchitis are present. Although
no laboratory tests are available to detect cold viruses
because of myriad viral agents, throat cultures, blood
tests, or x-rays can rule out a secondary infection.
Influenza diagnosis based on clinical symptoms
alone can be difficult because infections caused by other
viral agents, including adenovirus, respiratory syncytial
virus, rhinovirus, and parainfluenza viruses, can pres-
ent with the same early symptoms. Diagnosis involves
a recent patient history, checking body temperature,
fiber-optic examination of ears, nose and throat, and
stethoscopic evaluation of the lungs. During outbreaks
of respiratory illnesses in nursing homes, dormitories,
Table 2. Populations at High Risk for Developing
Influenza Complications
Adults ≥65 years
Children under age 2 years
Pregnant women
Residents of long-term care facilities
Individuals with cardiovascular disease
Individuals who required regular medical follow-up
or hospitalization during the preceding year due to
chronic metabolic disorders (e.g., diabetes mellitus),
renal dysfunction, hemoglobinopathies, or
immunosuppression (e.g., HIV)
Individuals suffering from any condition that may
compromise respiratory function, the handling of
respiratory secretions, or that can increase the risk
of aspiration
Children and adolescents on long-term aspirin
therapy (due to risk of Reye’s Syndrome)
•
•
•
•
•
•
•
•
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Alternative Medicine Review Volume 12, Number 1 2007
Colds and Influenza
Page 30
or other closed communities, laboratory testing for in-
fluenza can help confirm influenza as the cause of the
outbreak.32
Preferred samples for influenza testing include
nasopharyngeal swab or nasal swab, wash, or aspirate;
sample collection should take place within a few days
of symptom onset. Results from rapid influenza tests
are available in 30 minutes or less, but viral culture can
take 3-10 days. Most of the rapid tests are >70-percent
sensitive for detecting influenza and >90-percent spe-
cific. Viral culture of respiratory samples is the only way
to determine which influenza A or B strain is causing
illness. Viral culture also allows researchers and epide-
miologists to watch for outbreaks of influenza and in-
fluenza-like illness in order to develop vaccines for the
coming year.32
Conventional Prevention and Treatment
Over-the-Counter Treatments
Because colds and influenza are usually self-
limiting, treatment tends to focus on reducing symptom
duration and intensity and minimizing risk of compli-
cations.
For the common cold, a warm and comfort-
able environment and rest and hydration are often all
that is needed. If additional intervention is necessary,
over-the-counter anti-inflammatory agents, analgesics,
and nasal/oral decongestants can be used for temporary
symptom relief.
Potential drawbacks do exist to symptom sup-
pression by over-the-counter medications. For instance,
nasal decongestants (e.g., pseudoephedrine, phenyleph-
rine) dry nasal secretions. Although this is the desired
effect, an excessively dry mucosa can increase risk of
infection, not only in the nasopharynx but the sinuses
as well. In addition, when nasal decongestants are used
for an extended period of time (more than five consecu-
tive days) and then discontinued, a rebound effect of
worsened symptoms can occur due to mucosal depen-
dence on the drug.33 Furthermore, use of decongestants
are contraindicated in patients with cardiovascular dis-
ease, hypertension, diabetes, prostatic hypertrophy, and
thyroid conditions because decongestants can increase
blood pressure, exacerbate thyroid symptoms, and cause
difficulty in urination.
Because influenza is often accompanied by a fe-
ver, an antipyretic (most frequently aspirin or acetamin-
ophen) is often added to over-the-counter analgesics,
antihistamines, and anti-inflammatory agents used for
symptom relief. When treating children, however, using
aspirin should be avoided because of concerns linking
its use to Reye’s syndrome.
Fever is an important clinical indicator and is
generally a healthy reaction by the body to combat in-
fection and regain homeostasis. Although a low-grade
fever (37.2-38.3° C/99-101° F) can facilitate healing, fe-
vers are commonly suppressed for the purpose of patient
comfort. Body temperature can rise to 41° C/105.8° F
without harm.34 ere are, however, instances when a
fever can place the patient at risk and use of antipyretics
may be indicated. Several non-pharmacological thera-
pies, such as tepid baths and body sponging, may be
employed as alternatives.
Antiviral Agents
Antiviral drugs limit the ability of the influ-
enza virus to infect respiratory epithelial cells and can
offer modest symptomatic relief. Although treatment
is generally recommended for high-risk patients who
develop influenza-like symptoms, there is no evidence
these drugs decrease the risk of serious complications in
these patients.24,35 Furthermore, they must be adminis-
tered within 48 hours of symptom onset to be effective.
Although antiviral medications can be used to prevent
influenza infection, immunization is the preferred mea-
sure for prophylaxis in the conventional medical model.
In the United States, four antiviral agents are available
for use against influenza: amantadine (Symmetrel®),
rimantadine (Flumadine®), zanamivir (Relenza®), and
oseltamivir (Tamiflu®).
Amantadine and Rimantadine
Amantadine and rimantadine reduce the dura-
tion of uncomplicated influenza A infection by inhibit-
ing virus penetration or uncoating. Adamantine deriva-
tives were the first effective antiviral agents for treatment
of influenza. Although some reports claim amantadine
or rimantadine can prevent 70-90 percent of influenza
A illness, the drugs must be taken from 10 days to six
weeks for effectiveness,36 and are not effective against
influenza B infections.
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Alternative Medicine Review Volume 12, Number 1 2007
Review Article
Page 31
Resistance to amantadine and rimantadine
can develop rapidly, rendering the drugs ineffective.
Approximately 30 percent of treated individuals start
shedding resistant variants 2-5 days after beginning
treatment.36 Although the drug resistance that develops
during treatment does not affect the efficacy of treat-
ment for the patient, it can result in transmission of a
resistant virus to contacts.21 To reduce the potential for
drug resistance, treatment should be stopped after 3-5
days (or 1-2 days after symptoms resolve).
Side effects such as nervousness and/or insom-
nia occur in 10 percent of individuals receiving aman-
tadine and two percent receiving rimantadine, and are
more prominent in the elderly and in those with CNS
disease or impaired renal function. Other possible ad-
verse effects include anorexia, nausea, and constipa-
tion.24 In patients with impaired renal function, dosage
is decreased according to creatinine clearance. Rimanta-
dine dosage should not exceed 100 mg/day in patients
with hepatic dysfunction.
Zanamivir and Oseltamivir
Zanamivir and oseltamivir are newer anti-in-
fluenza drugs that can reduce the duration of uncom-
plicated influenza A and B infections. ese drugs are
neuramidase inhibitors, meaning they essentially block
the activity of the neuramidase enzyme on the surface of
the influenza virus, consequently preventing the spread
of the virus to uninfected cells.
Drug resistance with neuramidase inhibitors is
also a concern, although not to the same extent as the
adamantine derivatives. Fewer adverse side effects are
associated with neuramidase inhibitors compared to
the adamantine counterparts. Clinical trials on zana-
mivir and oseltamivir show headache and gastrointes-
tinal disturbance to be the most common side effects
(oseltamivir produced occasional nausea and vomiting),
with occurrence comparable to that of placebo.37-40 Al-
though neuramidase inhibitors work on both influenza
A and B and are associated with fewer side effects, they
are significantly more expensive than adamantine de-
rivatives. Because zanamivir is only available as an orally
inhaled powder, it can cause bronchospasm and should
be avoided in patients with underlying reactive airway
disease.24,36,41
Influenza Vaccinations
Although antiviral medications offer preven-
tive support, conventional medicine regards vaccination
as the standard of care for preventing influenza and its
complications.25
Vaccines are typically modified each year to
include the most prevalent strains from the previous
season: usually two influenza A viruses (e.g., H3N2
and H1N1) and one B virus, as the vaccine is only effec-
tive against three particular strains in any given season.
When the vaccine contains the same hemagglutinin an-
tigen and/or neuramidase antigen as the strains in the
community, vaccination can decrease infections by 70-
90 percent in healthy adults under age 65.24 ere are,
however, several hundred strains of influenza circulat-
ing at any time, and healthy adults are not the popula-
tion in most need of vaccination.
Interestingly, vaccines appear to be less effec-
tive in institutionalized elderly patients. According to
the Centers for Disease Control (CDC), even when the
match between the vaccine and the circulating virus is
close, the efficacy rate of the flu vaccination drops to
30-40 percent for institutionalized individuals over age
65.32
A report on the influenza vaccination effect on
seasonal mortality in the elderly revealed that, although
in the United States the number of individuals age 65
and older getting flu vaccinations increased from 15-50
percent before 1980 to 65 percent in 2001, the actual
rate of flu-related deaths did not decline.42
Vaccine-induced immunity decreases with an-
tigenic drift; therefore, prior vaccinations provide less
or no protection as the viruses mutate. Furthermore,
vaccination offers no protection against antigenic shift,
which occurs when two different strains of influenza
combine to form a new subtype having a mixture of the
surface antigens of the two original strains.
Two forms of influenza vaccines are available
for administration, an inactivated influenza vaccine and
a live attenuated influenza vaccine (LAIV), both of
which are antigenically equivalent to the annually rec-
ommended strains. Because both vaccines use influenza
viruses initially grown in embryonated hens eggs, they
may contain trace amounts of residual egg protein and
are contraindicated in patients with a history of anaphy-
lactic reactions to chicken or egg protein.24,25
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Alternative Medicine Review Volume 12, Number 1 2007
Colds and Influenza
Page 32
Although inactivated influenza vaccines con-
taining killed viruses do not produce signs or symptoms
of influenza virus infection, LAIV has the potential to
produce mild flu-like signs or symptoms. In the United
States, the LAIV is administered intranasally to healthy
individuals, ages 5-50 years. e vaccine should not be
given to patients in high-risk groups, pregnant women,
household contacts of immune-deficient patients, or
children receiving chronic aspirin therapy. Children,
ages 5-8 years, not previously vaccinated with the LAIV,
should receive a second dose at least six weeks after the
first dose.
e most common adverse effects associated
with flu vaccines range from localized pain at the injec-
tion site (for the inactivated vaccine) to rhinorrhea, fe-
ver, fatigue, painful joints, and headache.24,25,43 Guillain-
Barre syndrome has been reported as a possible serious
adverse effect occurring within two weeks of vaccina-
tion.43 Although some studies assess the risk at 10 cases
per million persons vaccinated,44 it is recommended
that individuals with a history of Guillain-Barre syn-
drome not be vaccinated.32
In an interesting blend of conventional treat-
ment and alternative therapies, a small randomized,
controlled, eight-week study was conducted on 41 adult
participants exploring the alterations in brain and im-
mune function produced by mindfulness meditation.
Brain activity was measured before, immediately after,
and four months after an eight-week clinical training
program in mindfulness meditation. At the end of the
eight-week period, subjects in both the experimental
and control groups were inoculated with influenza vac-
cine. Results of the study revealed significant increases
in left-sided anterior brain activation and antibody ti-
ters to the influenza vaccine in meditators versus non-
meditators, indicating meditation might improve one’s
response to flu vaccines.45
Alternative Treatments for Cold and Flu
Nutritional Considerations
Vitamin C
Since the 1940s, numerous studies have sug-
gested high doses of vitamin C both prevent and reduce
the effects of the common cold. And, ever since Linus
Pauling – a highly respected, two-time Nobel prize
winner – advocated large doses of vitamin C in his 1970
bestseller, Vitamin C and the Common Cold, interest in
vitamin C for treating colds and other viruses has sky-
rocketed.
A meta-analysis of 29 controlled trials investi-
gated the benefits of ≥200 mg vitamin C daily for the
common cold in 11,077 subjects.46 e meta-analysis
revealed vitamin C prophylaxis does appear to reduce
the duration and severity of colds, but not the incidence.
However, regarding incidence, in a subgroup of six
studies in which subjects were under significant physi-
cal stress from exercise training in cold northern cli-
mates (soldiers, skiers, or marathon runners), subjects
on vitamin C prophylaxis demonstrated a 50-percent
reduction in incidence of the common cold.47 e 29-
trial meta-analysis also examined the effect of vitamin
C prophylaxis on cold duration (n=9,676 colds). Doses
of ≥200 mg daily shortened cold duration in children
by 14 percent and eight percent in adults. e effect of
prophylactic vitamin C on cold severity was examined
in several of the trials, (7,045 respiratory episodes) and
those taking vitamin C experienced slightly fewer “at
home” days than those not taking vitamin C, suggesting
a less severe infection.46 Table 3 summarizes the preven-
tion studies from this meta-analysis for which full text
was available.
e meta-analysis also evaluated the efficacy
of vitamin C taken at the onset of cold symptoms (for
treatment rather than prevention) and found no statis-
tically significant benefit in cold duration or severity,46
with the exception of one large trial that reported a
reduction in duration with 8 g vitamin C at symptom
onset.55 Table 4 summarizes the treatment studies from
this meta-analysis for which full text was available.
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Page 33
Table 3. Summary of Vitamin C Studies for Prevention of the Common Cold48-65
1942
1944
1956
1961
1972
1972
1973
1974
1974
1975
1975
1976
1976
1977
1977
1979
1981
1998
Cowan
Dahlberg
Franz
Ritzel
Anderson
Charleston
Wilson
Anderson
Coulehan
Carson
Karlowski
Coulehan
Elwood
Ludvigsson
Miller
Pitt
Carr
Himmelstein
363 college students
2,525 Army
personnel
89 medical students
& nurses
279 children at ski
school
818 adults
90 adults
421 boarding-school
children
2,349 adults
641 Navaho children
263 adults
190 adults
868 Navaho children
688 adults
615 school children
44 twin children
674 Marines
95 pairs of adult &
adolescent twins
92 marathon runners
& sedentary controls
SBC
SBC
SBC
RCT
RCT
SBC
RCT
RCT
RCT
RCT
RCT
RCT
RCT
RCT
RCT
RCT
RCT
RCT
2 years
57 days
3 months
2 weeks
3 months
15 weeks
9 months
3 months
14 weeks
40 days
9 months
15-18 weeks
100 days
3 months
5 months
8 weeks
100 days
2 months
200 mg daily
200 mg daily for 24
days, then 50 mg daily
205 mg daily
1 g daily
4 g daily for 3 days,
then 1 g daily
1 g daily
200 mg daily
250 mg-2 g daily; 3
dosage arms
1-2 g daily; 2 dosage
arms
1 g daily
3 g daily
1 g daily
1 g daily
1 g daily
500 mg-1 g daily;
3 dosage arms
2 g daily
1,070 mg daily
1 g daily
Duration of Trial Year Authors Subjects Type of Study Dosage
incidence
incidence, duration
incidence
incidence, duration
incidence, duration,
severity
incidence, duration
duration, severity
incidence, duration,
severity
incidence, duration
incidence
duration
incidence, duration
incidence, duration
incidence, duration,
severity
duration, severity
incidence, duration,
severity
incidence, duration,
severity
incidence, duration,
severity
Outcome Measured
No effect on incidence
No effect on incidence or duration
No effect on incidence
Decreased incidence; no effect on
duration
Significantly decreased incidence and
severity
Decreased incidence; slightly decreased
duration
Decreased severity in girls only
No effect on incidence; small effect on
duration and severity
No effect on incidence; shortened
duration
No effect on incidence
Slightly decreased duration
No effect on incidence; shortened
duration
Slight decrease in incidence and duration
No effect on incidence; shortened
duration and severity
Significantly decreased duration in a
subgroup; no effect overall
No effect on incidence or duration;
possible decrease in severity
Significantly decreased incidence,
duration, and severity
No benefit on any parameter in marathon
runners
Outcome
* Trials shown are those for which full text was available in English. Several other trials were included in the Douglas meta-analysis.
SBC = Single-blind, randomized, controlled
RCT = Double-blind, randomized, controlled
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Colds and Influenza
Page 34
Cold incidence: Among all trials
included in the meta-analysis (29 total
with 11,077 participants) the pooled
relative risk (RR) of developing
a cold while taking prophylactic
vitamin C was 0.96 (95% CI 0.92-
1.00) – not a significant difference
when compared to placebo. However,
in a subgroup of six trials involving
642 soldiers, skiers, and marathon
runners exercising in cold climates,
individuals on vitamin C prophylaxis
had only a 50-percent chance of
developing a cold compared to
subjects exercising in cold climates
and not taking vitamin C (pooled
RR: 0.50).
Cold duration: In trial comparisons
involving 9,676 respiratory episodes,
adults on vitamin C prophylaxis
experienced an eight-percent
reduction in cold duration compared
to placebo, while children on
prophylaxis experienced a 15-percent
reduction in cold duration compared
to placebo.
Cold severity: Pooled analysis of
trial comparisons involving 7,045
respiratory episodes among adults
and children revealed a modest, yet
statistically significant, decrease in
cold severity in those taking vitamin
C prophylaxis. e main outcomes
measured were missed school or
work days and mean symptom
severity score. However, results were
inconsistent and parameters used
to measure severity varied greatly
among the trials.
Table 4. Summary of Vitamin C Studies for Treatment of the Common Cold
55,58,66-70
e following is a summary of meta-
analysis conclusions.46
Prophylaxis trials (vitamin C given to prevent
colds):
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Page 35
One drawback to trials using high-dose vitamin
C is that gastrointestinal side effects make it difficult to
keep the trials double-blind. Consequently, any effective
trial using therapeutic doses of 2-10 g daily is met with
skepticism by the conventional medical community.71
Some of the studies in the meta-analysis showing little
or no effect used vitamin C dosages considered “small”
by vitamin C advocates (100-500 mg per day).
Another factor is the plasma half-life of high-
dose vitamin C, which is approximately 30 minutes.72
is suggests most studies are methodologically flawed
because vitamin C, when not dosed frequently enough,
would be expected to show only minimal benefit. e
Vitamin C Foundation (formed by a group of highly-
regarded physicians and researchers specializing in or-
thomolecular medicine and headed by Abram Hoffer,
MD, PhD) recommends very high doses of vitamin C
for the common cold – an initial dosage of up to 8 g
every 20-30 minutes.73 Unfortunately, oral doses of this
magnitude are not feasible for most people due to gas-
trointestinal symptoms, with supplementation often be-
ing discontinued. Vitamin C supplementation in large,
divided doses over several days is likely to be the most
effective at alleviating symptoms or shortening cold du-
ration.
In the case of influenza, few clinical trials have
examined the efficacy of vitamin C. In a controlled trial
of 226 patients with influenza A, 114 patients received
300 mg vitamin C daily, while 112 patients served as
controls; outcomes measured were development of
pneumonia and duration of hospital stay. Pneumonia
was reported in two cases in the treatment group and
10 in the control group, while hospital stays for influ-
enza or related complications averaged nine days in the
vitamin C group and 12 days in the control group.74
A two-year, controlled trial of 715 students
(ages 18-32) examined the effect of high-dose vitamin
C in preventing and relieving the symptoms of viral-in-
duced respiratory infections (colds and flu). In the con-
trol group of 463 students, those reporting symptoms
were treated with decongestants and pain relievers. e
252 students in the treatment group were divided into
those reporting symptoms and those who were asymp-
tomatic. Symptomatic individuals were given hourly
doses of 1 g vitamin C for the first six hours, and then 1 g
three times daily until symptoms subsided; asymptom-
atic students received 1 g three times daily throughout
the test period. In the test group, vitamin C administra-
tion resulted in an 85-percent decrease in cold and flu
symptoms compared to the control group. e results
of this study are difficult to interpret, however, as the
study period was not clearly defined and data did not
separate the incidence of colds versus the flu.75
Zinc
Zinc plays an important role in maintaining
healthy immune function. Human studies have ob-
served even a mild zinc deficiency can elicit changes in
immune status, such as defective natural killer (NK)
cell function, decreased interleukin-2 production, and
anergy.76
Zinc supplementation has long been considered
an effective means of reducing the duration of the com-
mon cold. In a randomized study, 200 healthy children
were assigned to receive either oral zinc sulfate (15 mg
elemental zinc) or placebo daily for seven months, with
an increase to 15 mg twice daily at the onset of a cold.
e mean number of colds in the zinc group was sta-
tistically significantly fewer than the placebo group (1.2
versus 1.7 colds per child, respectively; p=0.003), while
mean cold-related school absences was 0.9 days for the
zinc group versus 1.3 days in the placebo group.77
Several trials have examined the use of zinc
lozenges for colds, with mixed results (Table 5).78-84 One
placebo-controlled, seven-day study observed 65 indi-
viduals who took either a loading dose of 46 mg zinc
(two zinc gluconate lozenges) followed by 23 mg zinc
(one lozenge) or placebo every two wakeful hours until
symptoms were absent for six hours. After seven days
86 percent of the zinc group were symptom-free com-
pared to 46 percent of the placebo group (p=0.0005).78
Cold duration: In an analysis of seven trials
involving 3,294 respiratory episodes, vitamin
C provided no significant benefit to duration
of cold symptoms compared to placebo.
Cold severity: No statistically significant effect
of vitamin C on cold severity was observed in
treatment groups compared to placebo when
four trials involving 2,753 respiratory episodes
were analyzed.
erapeutic trials (vitamin C given at onset of a cold):
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Colds and Influenza
Page 36
Table 5. Zinc Lozenges for Treatment of the Common Cold
Kurugol Z, et al.
(2006)
McElroy BH,
Miller SP (2003)
McElroy BH,
Miller SP (2002)
Prasad AS, et al.
(2000)
Turner RB,
Cetnarowski WE
(2000)
Macknin ML, et
al. (1998)
Eby GA, et al.
(1984)
200 (n=100 in tx
group) school-age
children
134 (n=134 in tx
group) school-age
children; retro. data
used as placebo
496 (n=119 in tx
group) school-age
children
48 (n=25 in tx
group) adults
273 (n=204 in tx
groups)* adults w/
induced colds
281 (n=208 in tx
groups)** adults
w/ natural colds
249 (n=124 in tx
groups) school-age
children
65 (n=37 in tx
group) adults and
school-age children
zinc sulfate syrup
zinc gluconate
glycine lozenges
zinc gluconate
glycine lozenges
zinc acetate
lozenges
zinc gluconate
glycine lozenges;
zinc acetate
lozenges (two
different potencies)
zinc gluconate
glycine lozenges;
zinc acetate
lozenges (two
different potencies)
zinc gluconate
glycine lozenges
zinc gluconate
glycine lozenges
15 mg daily prophylactic; 15 mg twice
daily after onset of cold and until
symptoms resolved
13.3 mg (1 lozenge) daily as a prophylactic
measure; 53.2 mg (4 lozenges) daily at
onset of cold signs and/or until symptoms
resolved
13.3 mg (1 lozenge) daily as a prophylactic
measure
12.8 mg (1 lozenge) every 2-3 hours
13.3 mg (1 zinc gluconate lozenge) x 6/d
(n=69);
11.5 mg (1 zinc acetate lozenge) x 6/d
(n=70);
5 mg (1 zinc acetate lozenge) x 6/d (n=65)
*n=69+70+65=204
13.3 mg (1 zinc gluconate lozenge) x 6/d
(n=68);
11.5 mg (1 zinc acetate lozenge) x 6/d
(n=68);
5 mg (1 zinc acetate lozenge) x 6/d (n=72)
** n=68+68+72=208
10 mg (1 lozenge) three times daily during
school hours; Children grades 1-6: 20 mg
(2 lozenges) on school nights and 100 mg
(5 lozenges) per day on weekends Children
grades 7-12: 30 mg (3 lozenges) on school
nights and 110 mg (6 lozenges) per day on
weekends
46 mg (2 lozenges) loading dose followed
by 23 mg (1 lozenge) every 2 wakeful
hours until symptoms absent for 6 hours
7 months
10/2001-05/2002;
pre-1999 records used as
placebo data
review of cases from
01/1998-08/2001
Initiated within 24 hours
of onset and continued
until symptoms resolved
From onset of cold up to
14 days
From onset of cold up to
14 days
From within 24 hours of
onset of cold until
symptoms absent for 6
hours
7 days
Mean no. colds per child:
1.2 (Z) vs 1.7 (P); (p=0.003)
Mean no. cold-related absences per child:
0.9 days (Z) vs 1.3 days (P); (p=0.04)
Shorter duration of cold symptoms in zinc group vs
placebo; (p<0.0001)
Mean no. of colds per child:
1.28 (±1.03) (Z) vs 1.7 (±1.9) (P); (p<0.05)
Mean duration (days) of cold per child:
6.9 (±3.1) (Z) vs 9.1 (±3.5) (P); (p=0.001)
Median no. of colds per year:
0.0 vs 1.3; (p<0.001)
Mean duration (in days) of cold:
4.5 (±1.6) (Z) vs 8.1 (±1.8) (P); (p<0.01)
Median duration (in days) of cold:
zinc gluconate lozenges: 2.5 (Z) vs 3.5 (P); (p=0.035)
zinc acetate lozenges: Neither potency had any
significant effect.
Effect on severity of cold:
No difference between zinc preparations and placebo
Effect on duration or severity of cold: No difference
between zinc preparations and placebo
No significant difference between zinc group and
placebo
After 7 days, 86% of zinc group were asymptomatic
vs 46% of placebo group; (p=0.0005). Zinc lozenge
shortened the duration of cold by 7 days.
Study Length
Study (year) Sample Size Zinc Form Dosage of Zinc Findings
One study involving 48 adults found zinc acetate loz-
enges (12.8 mg zinc per lozenge) taken every 2-3 hours
while awake reduced the duration of cold symptoms
compared to placebo (4.5 versus 8.1 days).84
In a seven-month, phase IV trial, 134 school
children were given 13.3 mg zinc (one zinc gluconate
lozenge) daily as a preventive and 53.2 mg zinc (four zinc
gluconate lozenges) daily at cold onset until symptoms
resolved. Previously collected data was used as a control.
Average cold duration of the zinc group was 6.9±3.1
days versus 9.0±3.5 days for the control group.80
Several studies have concluded, however, that
zinc lozenges fare no better than placebo.81-83 One study
involving two arms (273 adults with induced colds;
281 adults with natural colds) examined the effects of
zinc gluconate (13.3 mg zinc) or zinc acetate (5 or 11.5
mg zinc) lozenges compared to placebo. e treatment
groups took six lozenges daily of their respective prepa-
ration from cold onset until symptoms resolved, for a
maximum of 14 days. e subjects with induced colds
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taking zinc gluconate demonstrated a median duration
of illness of 2.5 days compared to 3.5 days in the pla-
cebo group (p=0.35); no significant change was noted
in symptom severity compared to placebo. e zinc ac-
etate group yielded no significant change in cold dura-
tion or symptom severity compared to placebo. In the
experimental arm involving subjects with natural colds,
none of the zinc groups yielded any significant change
in duration of cold and/or severity of symptoms com-
pared to placebo.82
In another study, the efficacy of zinc gluconate
lozenges (10 mg zinc per lozenge) compared to placebo
was examined in 249 school children. Lozenges were
dosed at one lozenge five times daily (grades 1-6) or six
times daily (grades 7-12) from cold onset until symp-
toms were absent for six hours. No significant differen-
ces were noted between the zinc and placebo groups.83
A meta-analysis of the effect of zinc gluconate
lozenges for the common cold analyzed eight random-
ized, clinical trials. Although the researchers cited limi-
tations to their analysis (e.g., dependence on the validity
of the studies and the fact that their analysis was limited
to a single variable [presence of “any” cold symptom af-
ter seven days of treatment]), the authors found weak
evidence for the efficacy of zinc gluconate lozenges in
reducing cold duration.81
Differences in zinc preparations, including form
(zinc gluconate versus zinc acetate), amount (elemental
zinc per lozenge; ranges from 5-23 mg), and composi-
tion of the lozenge have been identified as possible ex-
planations why study results are inconsistent.79,85
Intranasal zinc preparations are often sold as
over-the-counter cold remedies. However, studies have
not shown this route of administration to be as effec-
tive as lozenges. Two placebo-controlled trials found in-
tranasal zinc gluconate slightly reduced the duration of
cold symptoms.86,87 In one study, 78 adults took 2.1 mg
zinc daily (one spray in each nostril four times daily) or
placebo for 10 days from cold onset. Mean duration of
cold was 4.3 days in the zinc group versus six days in the
placebo group (p=0.002).86 Similarly, another study ob-
served 213 adults taking either 2.1 mg zinc (one spray
in each nostril every four hours) or placebo from cold
onset until symptoms resolved. Duration of cold was
2.3 days in the zinc group versus nine days in the pla-
cebo group (p<0.05).87
ese findings contrast with two other placebo-
controlled studies that found no benefit from zinc nasal
spray.88,89 One study followed 91 individuals with in-
duced colds using either zinc gluconate nasal spray (one
spray in each nostril five times daily) or placebo for three
days before the challenge and six days after.88 e sec-
ond study involved 160 adult participants taking 0.044
mg zinc (zinc sulfate nasal spray) or placebo daily from
cold onset until symptoms resolved or up to 14 days.89
In both cases, the respective researchers concluded that
changes in cold duration or symptom severity were no
different between the zinc and placebo groups. Table 6
summarizes the studies of zinc nasal spray.
In an interesting footnote, several cases report
individuals experiencing loss of the sense of smell (an-
osmia) after using intranasal zinc as a cold remedy.90
Zinc at doses of 30 mg and above can cause
stomach upset, nausea, and/or vomiting, which can be
reduced when taken with food. Prolonged excessive zinc
intake can result in copper deficiency, as documented in
a case of zinc gluconate supplementation at 850-1,000
mg per day for one year. Signs and symptoms included
fatigue, dyspnea on exertion, anemia, neutropenia, pal-
lor, and orthostatic pulse changes.91
Vitamin A
Clinical trials examining vitamin A to boost
immunity and treat respiratory infections have yielded
conflicting results. e majority of studies have been
conducted in children malnourished, underweight,
and/or deficient in vitamin A. No consistent benefit has
been observed in healthy children or adults with viral-
induced respiratory infection.92,93 One study analyzed
the effect of 50,000-100,000 IU vitamin A given as a
single dose to children under age five years with pneu-
monia, a potential cold/flu complication. No significant
differences were reported between the treatment and
placebo groups with respect to duration of respiratory
symptoms.94
N-acetylcysteine
N-acetylcysteine (NAC), an ester of the amino
acid L-cysteine, is a potent antioxidant.95 It has been
used for over 30 years to treat bronchitis and other
lung conditions due to its expectorant and mucolytic
properties.96,97 In a 1988 randomized controlled trial,
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Colds and Influenza
Page 38
91 patients with chronic bronchitis were given 300 mg
NAC or placebo twice daily for six months. Over the
four winter months, subjects in the NAC group expe-
rienced a 65-percent reduction in sick leave days from
bronchitis exacerbation (173 days versus 456 days in
the placebo group), indicating less severe infection in
the NAC group.98
A larger trial involving 262 elderly subjects
investigated the effect of oral NAC prophylaxis on
the occurrence and severity of influenza-like episodes
and influenza A infection during the cold and flu sea-
son. Subjects received 600-mg NAC tablets or placebo
twice daily for six months. Over the six-month period,
the number of subjects with influenza-like episodes in
the NAC group averaged 29 percent, compared to 51
percent in the placebo group. In regard to severity of
influenza-like episodes, 72 percent of those in the NAC
group who became ill reported mild episodes, 26 percent
reported moderate episodes, and two percent reported
severe episodes. In the placebo group 48 percent re-
ported mild episodes, 47 percent moderate episodes,
and six percent severe episodes, indicating that a greater
percent of the placebo group experienced a severe infec-
tion. Of the 262 subjects in the study, 65 became in-
fected with influenza A virus. Although infection rates
between placebo and NAC groups were similar, only 25
percent of the NAC group who became infected with
influenza A was symptomatic compared to 79 percent
in the placebo group.99
Dehydroepiandrosterone (DHEA)
Influenza is particularly dangerous to older
people with weakened immune systems. Age-associ-
ated DHEA deficiency may be partially responsible for
an age-related decline in immune function.100,101 One
study demonstrated a metabolite of DHEA enhanced
Table 6. Zinc Nasal Spray for Treatment of the Common Cold
Mossad SB
(2003)
Belongia EA,
et al. (2001)
Turner RB
(2001)
Hirt M, et al.
(2000)
78 (n=40 in tx
group) adults
160 (n=81 in tx
group) adults
91 (n=41 in tx
group) adults w/
induced colds
213 (n=108 in tx
group) (adults)
zinc gluconate
nasal spray
(33mmol/L)
zinc sulfate nasal
spray
zinc gluconate
nasal spray
(33mmol/L)
zinc gluconate
nasal spray
(33 mmol/L)
2.1 mg/day (1 spray
in each nostril
4x/day)
0.044 mg/day (2
sprays in each
nostril 4x/day)
2.1 mg/day (1 spray
in each nostril q4h
5x/day)
2.1 mg/day (1 spray
in each nostril q4h)
Initiated 24-48 hrs
from onset of cold
until symptoms
resolved or up to 10
days
Initiated at onset of
cold until
symptoms resolved
or up to 14 days
Initiated 3 days
before viral
challenge and for 6
days after
Initiated within 24
hrs from onset of
cold until
symptoms resolved
Mean duration (in days) of cold:
4.3 (Z) vs 6 (P); (p = 0.002)
Signicant reduction of total
symptom scores started from
second day of the study;
Adverse eects (mainly nasal
stinging) similarly reported in both
zinc and placebo groups
Eect on duration or severity of
cold: No dierence between zinc
preparations and placebo
No eect on total symptom score,
rhinorrhea, nasal obstruction, or
proportion of infected volunteers
who developed colds compared to
placebo
Shorter time to resolution of
symptoms in zinc group vs
placebo: 2.3 days (Z) vs 9.0 days
(P); p<0.05
Study Length
Study (year) Sample Size Zinc Form Dosage of Zinc Findings
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Page 39
T-helper cell activation and protected mice from a le-
thal influenza virus infection.102 Other studies have
shown DHEA and its metabolites have powerful im-
mune-enhancing and antiviral effects.103-105 In elderly
men, administration of 50 mg DHEA daily resulted
in significant increases in number of monocytes and
B-lymphocytes, a 62-percent increase in B-cell activ-
ity, a 40-percent increase in T-cell activity, and signifi-
cant increases in both NK-cell numbers and activity.101
DHEA may be a hormone to consider for prevention
of colds and flu, particularly in the elderly; most studies
of DHEA for immune enhancement in the elderly used
50 mg daily.
High Lactoferrin Whey Protein
Whey protein supplementation appears to en-
hance the immune system,106 scavenge free radicals,107
and exhibit antimicrobial activity.108 Lactoferrin is a
peptide fraction of whey with documented antibacteri-
al, antimycotic, antiviral,109 and immune-modulating ef-
fects. Studies have shown lactoferrin is an iron-binding
protein110 that is present in exocrine secretions, includ-
ing tears, nasal exudates, saliva, and bronchial mucus.111
Lactoferrin is also a major constituent of circulating
polymorphonuclear neutrophils (PMNs)112 and is re-
leased on degranulation in septic areas.113
To date, no clinical trials have been conducted
on the use of high lactoferrin whey protein to prevent
or treat colds or flu, but because of its demonstrated
antiviral, antibacterial, and anti-inflammatory proper-
ties, it may be of benefit in alleviating the symptoms
or complications of these viral infections. e primary
function of lactoferrin is to scavenge free iron in fluids
and inflamed areas,114 suppressing free radical-mediated
damage and decreasing the availability of the metal to
invade microbial and neoplastic cells. Lactoferrin has
also been shown to bind to viral receptor sites and in-
hibit in vitro growth of several viruses, including HIV,
Herpes simplex 1 and 2, hepatitis C, and human cyto-
megalovirus.112
Botanicals for the Prevention and
Treatment of Colds and Flu
Echinacea (Echinacea spp)
Various species of Echinacea have been iden-
tified for generations by traditional herbalists as in-
valuable medicinal plants.115,116 Although traditional
herbalists used Echinacea for various conditions, from
alopecia to cancer, its modern application is primarily
for immune support. Today, Echinacea is arguably the
most recognized herbal supplement for prevention and
treatment of colds and flu. Despite this long history in
traditional herbal medicine, or perhaps because of it,
Echinacea has come under much scientific scrutiny to
determine its effectiveness for colds and flu.
Different species of Echinacea demonstrate
immuno-supportive properties. Both Echinacea pur-
purea and Echinacea angustifolia appear to activate non-
specific cellular and humoral immunity and the comple-
ment system.117-121 Polysaccharides from E. purpurea
have been shown in vitro to preferentially stimulate the
mononuclear immune system and release of interleu-
kin-1 (IL-1).117 Similarly, in vitro studies on arabinoga-
lactans from E. purpurea have been observed to induce a
dose-dependent release of tumor necrosis factor-alpha
(TNF-α) from peritoneal macrophages.117 In another
study, glycoproteins known as arabinogalactan-proteins
isolated from E. pallida demonstrated marked immuno-
modulatory effects by stimulating IgM production and
proliferation of lymphocytes in mice.122
A randomized, double-blind, placebo-
controlled trial observed 48 adult female participants
over a period of four weeks to determine the immuno-
logical activity of various Echinacea preparations and
larch arabinogalactan versus placebo.123 Of the various
preparations used in the study, complement properdin
(a protein in serum used as a marker for assessing im-
mune response) increased by 21 percent over placebo in
participants taking a combination extract of E. purpurea
and E. angustifolia and by 18 percent in subjects taking
a combination of E. purpurea, E. angustifolia, and larch
arabinogalactan. e other forms did not provoke a sig-
nificant response.
Clinical studies have shown mixed results re-
garding Echinacea’s effect on reduction and duration of
symptoms associated with common cold, influenza, and
other acute respiratory infections. One randomized,
double-blind, placebo-controlled study involving 282
Copyright © 2007 Thorne Research, Inc. All Rights Reserved. No Reprint Without Written Permission. Alternative Medicine Review Volume 12, Number 1, March 2007.
Alternative Medicine Review Volume 12, Number 1 2007
Colds and Influenza
Page 40
adults examined the effect of an Echinacea formulation
(0.25 mg/mL alkamides, 2.5 mg/mL chicoric acid, and
25 mg/mL polysaccharides=1 unit) or placebo for sev-
en days from cold onset. e dosage was 10 units on the
first day of cold symptoms, followed by four units per
day for the next seven days. Total daily symptom sever-
ity scores, recorded on a 10-point scale (0=minimum;
9=maximum), were 23.1-percent lower in the Echina-
cea group compared to placebo (p<0.01).124
In a related placebo-controlled trial on 150
adults using the same Echinacea formula (dosage=eight
5-mL units on the first day and three units daily on subse-
quent days for the next seven days), researchers observed
decreased daily symptom scores and increases in the num-
ber of total white blood cells, monocytes, neutrophils, and
NK cells in the Echinacea group versus placebo.125
In another placebo-controlled, blinded study
assessing changes in cold duration, 80 adult participants
were randomly assigned to take E. purpurea herb extract
or placebo at the onset of cold symptoms until symp-
toms subsided. e median duration of illness was six
days in the Echinacea group compared to nine days in
the placebo group (p=0.0112).126
Conversely, some studies have reported no sta-
tistically significant improvement from Echinacea for
the common cold.127-130 For example, in a randomized,
double-blind, placebo-controlled trial, 148 college stu-
dents were given an encapsulated mixture of unrefined
E. purpurea herb (25%) and root (25%) and E. angus-
tifolia root (50%) or placebo; 1 g doses were taken six
times on the first day of a cold and three times daily on
each subsequent day for a maximum of 10 days. ere
were no significant differences in severity or duration of
symptoms between the Echinacea and placebo groups.131
In another placebo-controlled trial, 128 adults were ad-
ministered 100 mg E. purpurea or placebo three times
daily until cold symptoms were relieved, up to a maxi-
mum of 14 days, with no statistical difference observed
between the two groups.130
ere is a clear controversy within the estab-
lished scientific community regarding the efficacy of
Echinacea. Differences in study results might be associ-
ated with the preparation used in a given study (E. pur-
purea, E. angustifolia, or E. pallida, or a combination),
the part of the plant used, and the method of extraction.
Nevertheless, there is sufficient evidence to warrant fur-
ther investigation of Echinacea for immune support.
Elderberry (Sambucus nigra)
Sambucus nigra is a member of the Caprifolia-
ceae or honeysuckle family. Extracts of the berries are
used primarily as antiviral agents for colds, influenza,
and Herpes virus infections. Research demonstrates
Sambucus nigra possesses immune-modulating and an-
tioxidant properties.132,133 Constituents of the berries
include the flavonoids quercetin and rutin, anthocya-
nins identified as cyanidin-3-glucoside and cyanidin-3-
sambubioside,134 the hemagglutinin protein Sambucus
nigra agglutinin III (SNA-III),135 cyanogenic glycosides
including sambunigrin,136,137 viburnic acid, and vitamins
A and C.133
e antiviral properties of elderberry were
first studied by Mumcuoglu, an Israeli virologist, who
demonstrated elderberry constituents neutralize the
activity of the hemagglutinin spikes found on the sur-
face of several viruses, including influenza A and B and
the Herpes virus. When these hemagglutinin spikes are
deactivated, the viruses can no longer pierce cell walls
or enter the cell and replicate.138 Elderberry extracts
also exert an immune-modulating effect by enhanced
cytokine production, which activates phagocytes and
facilitates movement to inflamed tissues.139 Elderberry
anthocyanin flavonoids also possess significant antioxi-
dant potential.140 Although no clinical trials have been
conducted, the German Commission E reports that
constituents of Sambucus provide effective relief for
colds, fevers, and catarrh.141 Anecdotal reports indicate
elderberry extracts can shorten the duration or lessen
the severity of the common cold, particularly when used
in combination with vitamin C and zinc.
Two randomized, double-blind, placebo-con-
trolled studies demonstrate the elderberry extract,
Sambucol, effectively inhibits both influenza A and B
strains when given orally to patients in the first 48 hours
of influenza symptoms. In one study, 27 individuals (23
with laboratory confirmation of influenza B) experienc-
ing typical early flu symptoms were given Sambucol
(n=15) or placebo (n=12) daily for three days – two ta-
blespoons (30 mL) for children or four tablespoons (60
mL) for adults – and symptoms were monitored for six
days. Serum from all subjects was analyzed for antibod-
ies to influenza A and B at the initial dose and during
the convalescent phase. While differences in antibody
titers between the two groups did not reach statistical
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Alternative Medicine Review Volume 12, Number 1 2007
Review Article
Page 41
significance, a trend in favor of the treatment group was
observed. Clinically however, significant improvement
in flu symptoms was observed in 14 of 15 subjects in
the treatment group two days after initial dosing, with
complete symptom resolution in 13 of 15 subjects af-
ter three days. In the placebo group, complete symptom
resolution was only achieved by 4 of 12 subjects within
three days and 5 of 12 subjects after five days.142
In a second study, 60 patients (ages 18-54
years) experiencing early influenza symptoms were
given 15 mL (1 tablespoon) Sambucol or placebo syrup
four times daily for five days; symptoms were monitored
for eight days. In the treatment group, the majority of
patients reported “pronounced improvement” after an
average of 3-4 days, while the placebo group required
7-8 days to reach the same level of improvement.143
Garlic (Allium sativa)
Although clinical research examining garlic’s
effect on colds and flu is minimal, one study did evalu-
ate an allicin-containing garlic supplement on cold inci-
dence and duration in 146 volunteers. Subjects received
one capsule daily for 12 weeks between November and
February, and symptoms were assessed via a symptom
diary using a five-point scale. In the garlic-supplemented
group, 24 colds were reported compared to 65 in the
placebo group; the treatment group experience shorter
duration of cold symptoms compared to placebo – 1.5
versus 5.0 days, respectively.144
Panax quinquefolium
Panax quinquefolium (North American
ginseng) has been shown in controlled trials to reduce
the incidence, duration, and severity of colds and flu in
both ill and healthy individuals. A four-month study
that commenced at the beginning of cold and flu season
evaluated 323 healthy adults (ages 18-65 years) with a
history of at least two colds the previous year. ose in
the treatment group received two 200-mg capsules daily
of a standardized extract of P. quinquefolium containing
80-percent poly-furanosyl-pyranosyl-saccharides, while
the placebo group received 200 mg rice powder (encap-
sulated) twice daily. Outcomes measured were number
of colds, symptom severity, and total number of symp-
tomatic days. In patients taking the ginseng extract the
mean number of reported colds was reduced by 9.2
percent, and the risk of developing a cold was reduced
by 12.8 percent compared to the placebo group. In ad-
dition, the ginseng group reported a 31-percent lower
symptom score (severity) and 34.5-percent fewer symp-
tom days (duration) than the placebo group.145
In a second study using a proprietary extract
containing highly concentrated poly-furanosyl-pyrano-
syl-saccharides, 43 community-dwelling elderly adults
were given 200-mg capsules of the extract or placebo
twice daily for four months. One month into the study,
all participants received an influenza vaccination. Dur-
ing the first two months, incidence and duration of re-
spiratory infections did not differ significantly between
the two groups. During the last two months, however,
32 percent of subjects taking the herbal formula report-
ed an upper respiratory tract infection compared to 62
percent in the placebo group. In addition, the treatment
group reported average symptom duration of 5.6 days
compared to 12.6 days in the placebo group.146
A Combination of Eleutherococcus senticosus and
Andrographis paniculata
A combination of Eleutherococcus senticosus and
Andrographis paniculata was found effective for influ-
enza infections. e combination formula, also known
as Kan Jang®, was studied in a pilot trial involving 540
adults with influenza. Subjects (n=71) were given two
tablets containing standardized extracts of Androgra-
phis (88.8 mg) and Eleutherococcus (10.0 mg) three
times daily for 3-5 days, while individuals using con-
ventional antiviral medications (n=469) – amantadine
or other physician-preferred medication – served as the
control group. Primary outcome measures were severity
of disease (measured by development of complications)
and disease duration (measured by number of days on
sick leave). In the herbal formula group, 30.1 percent
progressed to complicated influenza compared to 67.8
percent in the control group. Likewise, those in the
herbal group experienced a shorter duration of symp-
toms (approximately 6-7 days) compared to 9-10 days
in the control group.147
A second phase of the trial, involving 66 influ-
enza patients (n=31 herbal treatment; n=35 controls
[conventional treatment]) using the same protocol, re-
vealed comparable results. Days on sick leave were sig-
nificantly fewer in the herbal group (7.2 days) than in
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Alternative Medicine Review Volume 12, Number 1 2007
Colds and Influenza
Page 42
the control group (9.2 days). In addition, 31.4 percent
of patients in the herbal-treatment group developed
post-influenza complications, while that rate more than
doubled to 71.0 percent in the control group. ese
studies appear to indicate Kan Jang extract is an effec-
tive herbal therapy that may be superior to conventional
antiviral medications for reducing severity and duration
of influenza infections.147
Larch Arabinogalactans
Larch arabinogalactans, polysaccharides de-
rived from the wood of Larix occidentalis (Western
larch), stimulate the immune system by activating
phagocytosis and potentiating the effect of the reticu-
loendothelial system. Because of these properties, larch
arabinogalactans may be an effective adjunct for the
treatment of colds and flu.148,149
Recurrent otitis media is common in pediatric
populations and a frequent complication of colds. Im-
proving immune system function might lead to a de-
crease in both frequency and severity of this common
complication. Research has demonstrated larch and
other arabinogalactans enhance the immune response
to bacterial infection via stimulation of phagocytosis,
competitive binding of bacterial fimbriae, or bacterial
opsonization. D’Adamo reports a decrease in occur-
rence and severity of otitis media in pediatric patients
supplemented prophylactically with larch arabinogalac-
tan.148 Larch arabinogalactan’s mild taste and excellent
solubility in water and juice make it a relatively easy
therapeutic tool to employ in pediatric populations.148
Olive Leaf Extract
Constituents of the olive tree, Olea europaea,
have been studied and utilized in folk medicine for
centuries. Olive leaf extract, derived from the leaves of
the olive tree, contains phenolic compounds, specifi-
cally oleuropein, that have demonstrated potent anti-
microbial, antioxidant, and anti-inflammatory activity.
Oleuropein and derivatives such as elenolic acid have
been shown to be effective in in vitro and animal studies
against numerous microorganisms, including retrovi-
ruses, coxsackie viruses,150 influenza, and parainfluenza
3,150,151 as well as some bacteria.152 Research suggests
that olive leaf constituents interact with the protein of
virus particles and reduce the infectivity and inhibit rep-
lication of viruses known to cause colds, influenza, and
lower respiratory infection.150,151,153 Olive leaf extract
has also been shown to stimulate phagocytosis, thereby
enhancing the immune response to viral infection. An-
ecdotal reports indicate olive leaf extract taken at the
onset of cold or flu symptoms prevents or shortens the
duration of the disease. For viral sore throats, gargling
with olive leaf tea may alleviate symptoms, possibly by
decreasing inflammation and viral infectivity.
Astragalus (Astragalus membranaceus)
Astragalus membranaceus has traditionally been
used as a tonic and treatment for colds and flu, either
alone or in conjunction with other herbs.154 Astraga-
lus is rich in polysaccharides, flavonoids, multiple trace
minerals, and amino acids, all of which contribute to its
immuno-supportive properties. Animal studies demon-
strated oral administration of Astragalus root extract to
mice infected with Japanese encephalitis virus increased
survival rates by 30-40 percent compared to 20 percent
in the untreated control group.155 e researchers attri-
bute this to increased phagocytic activity.
In a small, double-blind, placebo-controlled
trial participants took oral extracts of Echinacea pur-
purea, Astragalus membranaceus, or Glycyrrhiza glabra
singly, a combination of the three herbs, or placebo
twice daily for seven days, to determine whether intake
of the herbal tinctures (singly and/or in combination)
stimulated activation and/or proliferation of immune
cells. Of the herbs tested, Astragalus demonstrated the
strongest activation and proliferation of immune cells,
particularly CD8 and CD4 T-cells, compared to place-
bo. Furthermore, the combination herbal formula dem-
onstrated an additive effect regarding activation, but not
proliferation, of T-cells.156
Baptisia (Baptisia tinctoria) in Combination with
other Herbs
A randomized, double-blind, placebo-con-
trolled trial of 238 subjects with acute cold symptoms
demonstrated that a formula of Baptisia tinctoria root
(30 mg), Echinacea purpurea root (22.5 mg), and uja
occidentalis leaf (6 mg) three times daily for 7-9 days
significantly reduced intensity and duration of symp-
toms compared to placebo. In subjects who suffered
from moderate-symptom intensity at baseline, at least
50-percent improvement by day 5 was experienced in
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Alternative Medicine Review Volume 12, Number 1 2007
Review Article
Page 43
55.3 percent of the treatment group compared to 27.3
percent of the placebo group (p=0.017).157 erapeu-
tic benefit of the herbal formula was noted on day 2,
reached significance (p=0.05) on day 4, and continued
to improve until the end of the treatment.157
Isatis (Isatis tinctoria; Isatis indigotica)
Both the leaf and root of Isatis have been used
for centuries in traditional medicine for the treatment
of various infections, including upper respiratory in-
fections, influenza, encephalitis, and gastroenteritis.158
Isatis is listed in both old and new Chinese pharma-
copoeias, and is considered an effective antipyretic and
anti-inflammatory.159 e antimicrobial action of the
root is similar in action to berberine.159 In vitro and hu-
man studies from China have shown Isatis root extract
to be antibacterial, antiviral, and antiparasitic.158
Animal studies indicate Isatis polysaccharide
increases total white blood cell and lymphocyte counts
in peripheral blood, and antagonizes the immuno-sup-
pressive actions induced by hydrocortisone, indicating
Isatis is capable of increasing humoral and cellular im-
mune function.160
Conclusion
Common cold viruses and influenza infections
are leading causes of doctor visits in the United States,
afflicting a significant portion of the population. e
common cold, although relatively mild in symptomolo-
gy and severity, accounts for a significant number of lost
work or school days. Influenza, although considered a
preventable disease, accounts for 36,000 deaths annu-
ally in the United States. Although vaccinations and an-
tiviral drugs can be helpful in prevention and treatment
of influenza, their scope and effectiveness are limited.
Consequently, most conventional interventions for colds
and flu involve symptomatic relief with over-the-coun-
ter medications. Natural therapeutics in the form of nu-
tritional supplementation and immune-stimulating and
antiviral botanicals can support the body’s natural de-
fenses, potentially decreasing the incidence of colds and
flu, shortening the duration and decreasing the intensity
of symptoms, and preventing complications.
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