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MRI-guided STN DBS in Parkinson's disease without microelectrode recording: Efficacy and safety

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  • HOSPITAL LA FE VALENCIA SPAIN

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Deep brain stimulation (DBS) of the subthalamic nucleus (STN) is a commonly employed therapeutic procedure for patients with Parkinson's disease uncontrolled by medical therapies. This series describes the outcomes of 79 consecutive patients that underwent bilateral STN DBS at the National Hospital for Neurology and Neurosurgery between November 2002 and November 2008 using an MRI-guided surgical technique without microelectrode recording. Patients underwent immediate postoperative stereotactic MR imaging. The mean (SD) error in electrode placement was 1.3 (0.6)&emsp14;mm. There were no haemorrhagic complications. At a median follow-up period of 12&emsp14;months, there was a mean improvement in the off-medication motor part of the Unified Parkinson's Disease Rating Scale (UPDRS III) of 27.7 points (SD 13.8) equivalent to a mean improvement of 52% (p<0.0001). In addition, there were significant improvements in dyskinesia duration, disability and pain, with a mean reduction in on-medication dyskinesia severity (sum of dyskinesia duration, disability and pain from UPDRS IV) from 3.15 (SD 2.33) pre-operatively, to 1.56 (SD 1.92) post-operatively (p=0.0001). Quality of life improved by a mean of 5.5 points (median 7.9 points, SD 17.3) on the Parkinson's disease Questionnaire 39 summary index. This series confirms that image-guided STN DBS without microelectrode recording can lead to substantial improvements in motor disability of well-selected PD patients with accompanying improvements in quality of life and most importantly, with very low morbidity.
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MRI-guided STN DBS in Parkinson’s disease without
microelectrode recording: efficacy and safety
T Foltynie,
1
L Zrinzo,
1,2
I Martinez-Torres,
3
E Tripoliti,
1
E Petersen,
4
E Holl,
1,5
I Aviles-Olmos,
1
M Jahanshahi,
1
M Hariz,
1,6
P Limousin
1
ABSTRACT
Deep brain stimulation (DBS) of the subthalamic nucleus
(STN) is a commonly employed therapeutic procedure for
patients with Parkinson’s disease uncontrolled by
medical therapies. This series describes the outcomes of
79 consecutive patients that underwent bilateral STN
DBS at the National Hospital for Neurology and
Neurosurgery between November 2002 and November
2008 using an MRI-guided surgical technique without
microelectrode recording. Patients underwent immediate
postoperative stereotactic MR imaging. The mean (SD)
error in electrode placement was 1.3 (0.6) mm. There
were no haemorrhagic complications. At a median
follow-up period of 12 months, there was a mean
improvement in the off-medication motor part of the
Unified Parkinson’s Disease Rating Scale (UPDRS III) of
27.7 points (SD 13.8) equivalent to a mean improvement
of 52% (p<0.0001). In addition, there were significant
improvements in dyskinesia duration, disability and pain,
with a mean reduction in on-medication dyskinesia
severity (sum of dyskinesia duration, disability and pain
from UPDRS IV) from 3.15 (SD 2.33) pre-operatively, to
1.56 (SD 1.92) post-operatively (p¼0.0001). Quality of
life improved by a mean of 5.5 points (median 7.9 points,
SD 17.3) on the Parkinson’s disease Questionnaire 39
summary index. This series confirms that image-guided
STN DBS without microelectrode recording can lead to
substantial improvements in motor disability of well-
selected PD patients with accompanying improvements
in quality of life and most importantly, with very low
morbidity.
In clinical practice, brain imaging can now be
divided in two parts: the diagnostic neuroradiology
and the preoperative stereotactic localisation
procedure. The latter is part of the therapeutic
procedure. It is the surgeons responsibility and
should be closely integrated with the operation.
Lars Leksell
1
.
Deep brain stimulation (DBS) of the subthalamic
nucleus (STN) is an accepted surgical treatment for
symptoms of Parkinsons disease (PD) inadequately
controlled by medical therapies.
2 3
PD is a chronic
neurodegenerative disease for which many medical
treatments are available; therefore, interventions
such as STN DBS that are neither life-saving nor
disease-modifying but are aimed at improving
quality of life must meet the very highest standards
of safety. Major risks associated with the surgical
procedure include intra-cerebral haemorrhage and
infection of the implanted material, while adverse
effects of stimulation are presumably related to
stimulation of non-motor regions within or outside
of the STN.
45
Factors that may potentially
improve safety and/or efcacy of the procedure for
individual patients and for the group as a whole are
of utmost importance.
The majority of centres currently use microelec-
trode recording (MER) from individual neurons to
identify the characteristic neuronal ring patterns
or physiological signatureof STN neurons during
surgery. Since the introduction and widespread
adoption of STN DBS for PD, there has been
a paucity of reports evaluating this procedure when
it is performed without MER.
6
This study presents
efcacy and safety outcomes of a large consecutive
prospective series of PD patients (n¼79) treated
with STN DBS in a single centre, using a stand-
ardised surgical technique based on individual
MRI-guided targeting without MER.
MATERIAL AND METHODS
Patients
Seventy-nine consecutive patients underwent STN
DBS at the National Hospital for Neurology and
Neurosurgery between November 2002 and
November 2008. All patients met UK Brain Bank
criteria for the diagnosis of PD and suffered from
disabling motor complications of the illness despite
optimal medical treatment. Before deciding on
suitability for surgery, a brain MRI was obtained to
exclude patients with advanced brain atrophy,
white matter changes or other abnormality contra-
indicating surgery. Baseline neuropsychological tests
identied patients with signicant cognitive
impairment and L-dopa equivalent doses calculated
for each patient.
7
An L-dopa challenge was
performed to conrm drug responsiveness using the
motor part of the Unied Parkinsons Disease Rating
Scale (UPDRS III). A numerical measure of L-dopa
response was derived as follows: (Off UPDRS III e
On UPDRS III score)/Off UPDRS III3100. The off-
medication state was practically dened as an
overnight period free of medication. Speech was
assessed using the Assessment of Intelligibility for
Dysarthric Speech.
8
Patients were asked to complete
the Parkinsons Disease Questionnaire 39 scale
(PDQ39).
9
The nal decision regarding the appro-
priateness of STN DBS surgery for each patient was
taken during a joint meeting of patient, immediate
family, neurologist(s) and neurosurgeon(s).
Image acquisition and surgical procedure
Surgery was usually performed under local anaes-
thesia, in the off-medication condition, to allow
clinical evaluation during electrode placement. If
the patient was unable to tolerate prolonged
periods off medication, surgery was performed
under general anaesthesia (n¼12). The STN was
See Editorial Commentary,
p 356
1
Unit of Functional
Neurosurgery, Sobell
Department of Motor
Neuroscience, UCL Institute of
Neurology, Queen Square,
London, UK
2
Victor Horsley Department of
Neurosurgery, National Hospital
for Neurology and
Neurosurgery, Queen Square,
London, UK
3
Department of Neurology,
Hospital La Fe, Valencia, Spain
4
Department of Neurosurgery,
University of Texas,
Southwestern, Dallas, Texas,
USA
5
Department of Neurosurgery,
Medical University, Graz, Austria
6
Department of Neurosurgery,
University Hospital, Umea,
Sweden
Correspondence to
Thomas Foltynie, Unit of
Functional Neurosurgery, Sobell
Department of Motor
Neuroscience, Box 146,
National Hospital for Neurology
and Neurosurgery, Queen
Square, London WC1N 3BG,
UK; t.foltynie@ion.ucl.ac.uk
Received 12 January 2010
Revised 7 April 2010
Revised 12 April 2010
Published Online First
22 June 2010
358 J Neurol Neurosurg Psychiatry 2011;82:358e363. doi:10.1136/jnnp.2010.205542
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visualised in each patient using specically selected pre-operative
stereotactic MRI sequences
10 11
following Leksell frame attach-
ment (Elekta Instrument AB, Stockholm). Target selection for
placement of the deepest contact was performed at the level of
maximal rubral diameter (around 5 mm below the AC PC plane)
using commercially available planning software (FrameLink,
Medtronic, Minneapolis). The STN was visualised as the hypo-
intense signal lateral to the red nucleus. The entry point was
dened at or behind the coronal suture to ensure a trajectory
that would avoid sulci and the ventricular system. The exact
entry and target point were subsequently modied to maintain
a parenchymal trajectory while maximising the length of the
trajectory within the visible STN hypointensity from the
ACePC to target level.
12 13
This was best achieved by refor-
matting images along the planned trajectory. As a result, the
nal target point was often located a couple of millimetres
posterolateral to the target point described by Bejjani et al
14
(gure 1). Since the sensorimotor STN is thought to occupy the
supero-postero-lateral portion of the nucleus, this target point
may bring the electrode trajectory closer to the desired func-
tional target.
15
During surgery, brain shift was avoided in several ways.
Minimal CSF loss was achieved by placing the 14-mm burr hole
and 3e4 mm small dural opening on a gyrus rather than
a sulcus, ooding the burr hole with saline irrigation after dural
opening, limiting the time from dural opening to nal DBS
electrode implantation and sealing the dural defect with brin
glue as soon as the DBS electrode was in situ and before test
stimulation/and or local eld potential recording. Performing
surgery in a similar position to that adopted during image
acquisition, with only slight head-up tilt to encourage venous
drainage, may further limit shift by minimising postural
movement of intracranial structures.
Dynamic impedance monitoring was performed while intro-
ducing a 1.5- or 2.2-mm diameter, blunt-tip radiofrequency (RF)
electrode to the target (Leksell RF electrodes, Elekta, Stockholm).
Great care was taken to avoid electrode deviation by contact
with the burr hole or dural edges. A sharp tip probe would
theoretically result in less brain deformation; however, the
authors avoid this technique in view of the potential penetra-
tion, rather than displacement, of intraparenchymal vessels and
resulting haemorrhage. After withdrawal of the RF electrode,
a quadripolar DBS electrode (Model 3389 DBS lead, MedtronicÒ,
Minneapolis) was soft-passed down the same track. The depth
of implantation of the deepest electrode was controlled by
placing a depth stop a dened length along the electrode shaft.
In those patients undergoing surgery under local anaesthesia,
symptoms were assessed for the presence of a micro-lesion
introduction effect. Monopolar stimulation through the
contacts of the DBS electrode was then sequentially performed
to assess for additional therapeutic effect and/or the presence of
side effects (w10 min per side). The electrodes were secured in
place with a skull xation device (Medtronic burrhole cap or
Stimloc device). Immediately following implantation of the DBS
leads, all patients had a stereotactic MRI scan to conrm the
electrode positions before implantation of the pulse generator.
The perpendicular scalar (Euclidean) distance between the
intended MRI target and the actual position of the implanted
electrode was calculated on the immediate postoperative
stereotactic MRI for each patient. The surgery was not consid-
ered to be nished until the post-operative imaging had
conrmed acceptable placement of the electrodes. Prophylactic
systemic antibiotics (Cefuroxime 1.5 g) were administered intra-
operatively and three more times during the following 24 h.
Frame xation and imaging took approximately 45 min with an
additional 30e45 min for stereotactic calculations. The typical
duration of bilateral electrode implantation was 2 h for surgery
under general anaesthesia and 3 h under local anaesthesia. All
adverse events were recorded immediately post-operatively and
during subsequent follow-up assessments.
Follow-up
Selection of the optimal stimulation parameters was based on
the acute clinical response to stimulation during the rst post-
operative weeks, with further adjustment of parameters as
required, at follow-up visits typically at 1, 3, 6 and 12 months.
To ensure optimal stimulation parameters, all patients under-
went off- and on-medication assessments at their 6e12 months
post-operative visit and then annually thereafter, using the
UPDRS scale. Patients completed post-operative PDQ39 quality-
of-life scales and neuropsychological assessments at their 6e12-
month follow-up visit, and follow-up evaluation of speech was
performed in all patients after 2004.
Figure 1 Top panel: Preoperative stereotactic T2-weighted axial MRI
(1.5T, 2 mm thickness, no gap, TR 3500, TE 90.9) at the level of maximal
rubral diameter (around 5 mm below the ACePC plane). The
subthalamic nucleus (STN) was visualised as the hypointense signal
lateral to the red nucleus. Bottom left panel: The entry and target point
were selected to maintain a parenchymal trajectory while maximising
the length of the trajectory within the visible STN hypointensity from the
ACePC to target level. As a result, the final target point (open circle)
was typically located 2.5 mm posterolateral to the target point originally
described by Bejjani et al (solid circle). Bottom right panel: Post-
operative stereotactic T2-weighted axial MRI at equivalent level
revealing electrode artefact at intended target.
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Data presentation and analysis
The presentation of clinical outcome data includes the median,
the mean and the range of outcomes. Comparisons of baseline
and post-operative UPDRS and PDQ39 scores were performed
using two-sided sign tests to avoid assumptions regarding data
distribution. The motor response to DBS was calculated in two
ways:
1. Percentage improvement in UPDRS III motor score from
baseline to follow-up in the absence of medication¼(Baseline
off-med score)e(Post-operative off-med ON-stim score)/
(Baseline off-med score)3100.
2. Percentage improvement in UPDRS III motor score by
turning stimulation ON at follow-up assessment in the
absence of medication¼(Post-operative off-med, OFF-stim
score)e(Post-operative off-med, ON-stim score)/(Post opera-
tive offemed, OFF-stim score)3100.
Imputation of data was performed among eight patients who
requested not to be assessed in post-operative off-med, OFF-stim
condition, as equal to baseline off-medication score. Composite
sub-scores were derived from the sum of items 32e34 for total
dyskinesia severity.
RESULTS
Demographic data for the 79 consecutive patients are presented
in table 1.
Two patients had undergone unilateral pallidotomy before
their initial consultations with us. In one of the 79 patients, the
procedure was abandoned because of prolonged supercial
bleeding from a cortical vein, and the consequent CSF leakage
resulted in brain shift away from the skull. A decision was taken
not to implant the permanent electrode after haemostasis was
secured. Post-operative recovery was uneventful with no
evidence of haemorrhage on postoperative imaging.
The remaining patients all underwent bilateral STN DBS, 77
during the same operating session. One patient had an
unplanned staged bilateral procedure because of a complex
partial seizure that followed the insertion of the rst electrode.
Following surgery, two patients did not have follow-up assess-
ments because of (1) encephalopathy of unknown origin
(presumed to be allergic) following electrode implantation
requiring removal of all DBS hardware a few days later and (2)
death from previously undiagnosed asymptomatic carcinoma
9 months following surgery. The remaining 76 patients all
underwent formal re-evaluation of PD severity after at least
6 months of post-operative follow-up. Where patients had
multiple follow-up assessments available, data were used from
the assessment closest to the rst anniversary of their surgery
(median 12 months, mean 14 months (range 6e36 months).
All electrodes were implanted by means of a single brain
penetration, except one electrode where two passes were needed.
The median perpendicular targeting error between intended
stereotactic coordinates and electrode trajectory, calculated from
post-operative stereotactic MR images, was 1.3 mm (mean
1.3 mm, SD 0.6, range 0 to 2.7 mm). An example of one of our
patientspost operative stereotactic MRI scans is shown in
gure 1. The L-dopa equivalent dose at follow-up was reduced
by a mean of 633 mg (39%). The mean stimulation parameters
at follow-up were Left STN 3.0 V, 60
m
s, 139 Hz; Right STN 3.0
V, 6 2
m
s, 139 Hz. Bipolar stimulation was used in 3/152 elec-
trodes, monopolar stimulation for the remainder.
UPDRS
After a median follow-up time of 12 months, the median
improvement in UPDRS III comparing baseline off-medication
scores to follow-up off-medication, ON-stimulation scores was
56% (mean 52%, p<0.0001; see table 2).
There was no signicant change in UPDRS III on-medication
score. Comparison of baseline off-medication scores with follow-
up off-medication, OFF-stimulation scores shows a median
decline of 1.5 UPDRS points (mean 3 points, range 28 points
improvement to 35 points deterioration). Signicant improve-
ments were seen following STN DBS for UPDRS IV (compli-
cations of L-dopa treatment) as shown in table 3. The median
total dyskinesia severity score (sum of dyskinesia duration,
disability and pain) was 3 pre-operatively (mean 3.15, SD 2.33)
and 1 post-operatively (mean 1.56 SD 1.92) equivalent to
a reduction of 55% (p<0.0001).
PDQ39
Completed PDQ39 quality-of-life data were available from both
pre- and post-operative time periods in a subgroup of 49
consecutive individuals(table 4; these data were not routinely
collected for the rst 1 to 2 years of the period studied). For these
individuals, DBS led to a median improvement of 7.9 points
(mean 5.5 points, p¼0.04) in the PDQ39 summary index,
equivalent to an 18% improvement. There were improvements
in the sub-scores; ADL, stigma and bodily discomfort and
a trend towards worsening of communication.
Speech intelligibility
Pre- and post-operative assessments of speech intelligibility were
performed for 49 consecutive patients. The pre-operative mean
on medicationintelligibility score was 97.3 (SD 7.8). The
follow-up score on medication and ON stimulation, had
deteriorated to 84.4 (SD 27.2; p¼0.0003).
Procedure and hardware related adverse events
Among this consecutive series of 79 patients, supercial bleeding
from a cortical vein was encountered in one patient during
surgery. Once haemostasis had been achieved, a substantial
quantity of CSF had leaked from the dural opening, the brain
had fallen away from the skull and a decision was taken not to
implant the permanent electrode. The procedure was, therefore,
abandoned. Post-operative recovery was uneventful with no
new neurological decit and no haemorrhage visible on post-
procedure scan. A further patient had their electrodes removed
within the rst 2 weeks post-operatively due to the develop-
ment of a uctuating encephalopathy with widespread white
matter signal changes bilaterally following the course of the
electrodes. The remaining surgicaladverse events are docu-
mented in table 5. One patient died from disseminated malig-
nancy within 9 months of surgery and did not have follow-up
scoring performed. Three patients underwent further surgery
for their PD due to insufcient response from the rst operation:
re-positioning of one of the two STN electrodes in one patient
with improvement in clinical effect, and additional bilateral
globus pallidus internus (GPi) electrode placement in two
patients more than 1 year after their STN DBS procedure
Table 1 Demographic data of patients undergoing bilateral STN DBS
Median (Mean, SD, Range)
Sex distribution 49 men, 30 women
Age at surgery 58.9 years, (57.3, 7.7, 34.5e70.2)
Duration of PD symptoms 11.5 years, (13.4, 7.0, 3.8e42.2)
L-dopa equivalent dose 1620 mg per day (1620, 641, 0e3260)
First degree relative diagnosed with PD 12/79 (15%)
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because of persisting severe painful dyskinesias/dystonias.
Neither of these patients has achieved good symptomatic
control despite the additional surgery.
DISCUSSION
To the best of our knowledge, this is the largest published series
of STN DBS performed in a single centre. Baseline patient
demographics in the present study are similar to those operated
in other series in terms of severity and duration of disease.
16e18
Median overall improvement from baseline in the UPDRS III
off-medication motor score was 56% (mean 52%) and median
improvement in PDQ39 Summary index was 7.9 points (mean
5.5 points). The low morbidity of the MRI-guided approach to
surgery employed in this series demonstrates a high standard of
safety while maintaining therapeutic efcacy.
There have been two large randomised controlled trials that
evaluated the outcomes following DBS surgery in comparison to
best medical treatment, one involving patients with STN DBS
16
and the other with patients having DBS in either the STN or
GPi.
17
Among 78 patients with STN DBS aged <75 years, there
was a mean improvement in the off-medication UPDRS III
motor score of 19.6 points (15.1), equivalent to a 41%
improvement, comparing baseline to post operative scores at
6 months.
16
In parallel with this there was a 9.5-point (15.3)
improvement in the PDQ39 summary index, equivalent to an
overall mean improvement of 25% at 6 months, which is
broadly similar to the overall mean improvement of 18%
(median improvement 23.5%) in our patients after 1 year of
follow-up. This trial was conducted across 10 centres in
Germany with STN targeting using either stereotactic MRI,
ventriculography, MER or a combination of these techniques
according to local surgical protocols. Adverse events in this series
included one death from an intra-cerebral haematoma, one
suicide 5 months after surgery and two infections at the stim-
ulator site. The mean improvements in the clinical outcomes
conrm the overall efcacy of the technique, although the wide
SD in mean outcome, as in the current series, suggests
substantial inter-patient variability in response.
The second large randomised controlled trial of DBS
17
included 121 patients who received either STN DBS (n¼60) or
GPi DBS (n¼61). Of note is that this trial included at least 25%
of the patients aged >70 years. All 13 participating sites were
selected because they used MER to help in targeting. Among the
group of patients as a whole, there was a 12.3-point improve-
ment (95% CI 14.3 to 10.3, SD not stated) in the UPDRS III
off medication score at 6 months compared with baseline,
equivalent to 29% improvement in scores. In addition, there was
a 7.7-point improvement in the PDQ39 summary index with
improvements in 7/8 sub-domains. Among this group of
patients, there was one patient death from intracerebral
haemorrhage following the surgery and 16 infections related to
the electrodes or neurostimulator requiring removal of the
hardware.
In a meta-analysis of open label studies including 21 patient
populations,
18
the mean improvement following STN DBS in
the UPDRS motor subscale was 27.6 points (equivalent to 52%
improvement from baseline), and the mean improvement in
quality-of-life was 34.5%. These patients sustained intracranial
haemorrhage in 3.9%, infection in 1.7% and seizures in 1.5%. In
a further meta-analysis including 31 STN studies and totalling
565 patients, an overall improvement of 54% in the UPDRS III
score was identied.
19
The mean improvement in UPDRS III off-
medication scores in the current series is thus in the average
range when compared to that seen in either of the two large
multi-centre trials
16 17
and the meta-analyses of published
data.
18 19
Image-guided surgery and surgical adverse events
The optimal target point within the visualised STN is as yet
undened. Our targeting strategy often resulted in the nal
target point being located a couple of millimetres posterolateral
to the target point described by Bejjani et al
14
(gure 1). Since
the sensorimotor STN is thought to occupy the most superior,
posterior and lateral portion of the nucleus, a more posterolat-
eral target point within the STN may bring the electrode
trajectory closer to the functional target.
15
Table 2 Comparisons of UPDRS III motor scores pre-operatively off- and on-medication, and post-operatively off and on medication/stimulation.
UPDRS-Unified Parkinson’s disease rating scale
Baseline
Mean (SD)
Median
Range
Follow-up
OFF Stim
Mean (SD)
Median
Range
Follow-up
ON Stim
Mean (SD)
Median
Range
Improvement from
Baseline to follow-up ON Stim
Mean (SD)
Median
Range
Mean Per cent (SD)
Median Per cent
Range
Summary data
(p value)
Improvement from
follow-up OFF stim to ON stim
Mean (SD)
Median
Range
Mean Per cent (SD)
Median Per cent
Range
Summary data
(p value)
UPDRS III motor score
off-medication
51.5 (14.9)
51
19 to 88
54.7 (17.6)
51
27 to 100
23.8 (11.2)
21
7to59
27.7 (13.8)
27
3to67
52.0% (20.9)
56.3%
15.8% to 88.5%
Improved n¼75
Worsened n¼1
(p<0.0001)
31.0 (14.5)
30
2to71
55.5% (16.8)
57.7%
7.4% to 87.9%
Improved 76
Worsened 0
(p<0.0001)
UPDRS III motor score
on-medication
14.6 (7.7)
14
2to39
Not assessed 14.5 (8.3)
12
2to41
0.0 (7.97)
1.0
27 to 21
23.4% (91.2)
3.0%
400% to 75%
Improved 37
Unchanged 4
Worsened 33
(p¼0.72)
Not assessed
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Post-operative MRI conrmation of electrode location
conrms the reliability of MRI-guided electrode placement
without MER. There is a paucity of publications that report on
outcome of STN DBS using image-guided techniques.
6
Our data
demonstrate that MER may not be a pre-requisite to ensure
well-placed electrodes that deliver a satisfactory clinical
outcome. Importantly, the adverse event prole seen in this
series compares very favourably with that reported in neuro-
surgical series that used MER,
17 18 20e28
with no infection,
haemorrhage or mortality associated with surgery, in the current
series. The risk of symptomatic haemorrhage inevitably rises
with increasing numbers of micro- or macro-electrode brain
penetrations.
20 21 23 29
Furthermore, since MER signicantly
prolongs the procedure, we have been concerned that this
potentially increases the risk of brain shift due to CSF leakage,
which may paradoxically lower the precision of electrode
placement as well as potentially increasing the risk of infection.
None of the patients in this series had visible haemorrhage on
their post-operative imaging. The single patient that suffered
a pulmonary embolus was treated with a vena cava lter, made
a complete recovery and has an excellent response to DBS. Of
the two patients that had peri-operative seizures, one had
a history of previous seizures and the other did not. Neither
patient is on long-term antiepileptic medication or has had
seizures subsequently.
The number of surgical adverse events in our patients is very
low. Nevertheless, the patient that required removal of elec-
trodes warrants further discussion. Post-implant MR images
revealed edema surrounding the entire intra-cerebral course of
both electrodes. This lady had no history of allergy and did not
show any evidence of nickel allergy when subsequently tested.
The early post-operative course was unremarkable for the rst
few days but was followed by a uctuating encephalopathy that
did not respond to oral steroids. The electrodes were removed
and were negative for Gram stain and fungal culture. Subse-
quent management of PD symptoms has been with medical
therapies alone. We are unaware of any previous publications of
this type of reaction to DBS surgery.
Table 3 Comparison of UPDRS part IV sub-scores pre-operatively and
post-operatively
UPDRS IV Baseline
Mean (SD)
Median
Range
Follow-up ON Stim
Mean (SD)
Median
Range
Improvement from
baseline to follow-up
ON stim
Mean (SD)
Median
Range
(p value)
Summary data
Dyskinesia Duration
0¼None
1¼1e25% of day
2¼26e50% of day
3¼51e75% of day
4¼76e100% of day
1.49 (0.85)
1
0to4
0.81 (0.84)
1
0to4
0.69 (0.9)
1
3to1
(p<0.0001)
41 improved
25 unchanged
4 worse
Dyskinesia Disability
0¼not disabling
1¼mildly disabling
2¼moderately disabling
3¼severely disabling
4¼completely disabling
1.11 (1.11)
1
0to4
0.44 (0.81)
0
0to3
0.65 (1.2)
0
3to2
(p¼0.0003)
31 improved
31 unchanged
8 worsened
Dyskinesia Pain
0¼No painful dyskinesias
1¼slight
2¼moderate
3¼marked
4¼severe
0.55 (0.93)
0
(0 to 3)
0.32 (0.72)
0
(0 to 3)
0.23 (1.2)
0
3to3
(p¼0.05)
Improved¼19
Unchanged¼43
Worsened¼8
Early morning dystonia No¼35
Yes¼40
No¼46
Yes¼27
(p¼0.06)
Improved¼24
Unchanged¼35
Worsened¼12
Predictable ‘offs’ No¼4
Yes¼70
No¼37
Yes¼36
(p<0.0001)
Improved¼33
Unchanged¼38
Worsened¼0
Unpredictable “offs” No¼22
Yes¼52
No¼57
Yes¼16
(p<0.0001)
Improved¼35
Unchanged¼34
Worsened¼2
Sudden “offs” No¼34
Yes¼40
No¼62
Yes¼11
(p<0.0001)
Improved¼30
Unchanged¼37
Worsened¼4
Proportion time off
0¼None
1¼1e25% of day
2¼26e50% of day
3¼51e75% of day
4¼76e100% of day
1.82 (0.72)
2
1to4
0.77 (0.81)
1
0to3
1.1 (1.1)
1
4to2
(p<0.0001)
Improved¼49
Unchanged¼19
Worsened¼3
Table 4 Comparison of PDQ39 quality of life scores pre-operatively
and post operatively
Baseline
Mean (SD)
Median
Range
Follow-up (ON-stim)
Mean (SD)
Median
Range
Difference from baseline
to follow-up ON-stim
Mean (SD)
Median
p value
PDQ39 SI 30.2 (13.0)
28.2
5.7 to 59.8
24.7 (15.0)
23.8
5.9 to 78.2
5.5 points (17.3)
7.9 points
p¼0.04
Mobility 50.8 (22.0)
52.5
0to95
40.1 (25.1)
40.0
2.5 to 100
10.7 points (25.6)
12.5
p¼0.08
ADL 38.5 (20.5)
37.5
4.2 to 75
26.2 (19.6)
20.8
0 to 87.5
12.3 points (23.6)
12.5
p¼0.002
Cognition 24.7 (17.8)
18.8
0 to 68.8
21.4 (18.9)
18.75
0 to 87.5
3.3 points (20.1)
6.3
p¼0.12
Communication 23.0 (19.6)
16.7
0 to 66.7
28.9 (21.7)
25
0 to 83.3
5.9 points (21.8)
8.3
p¼0.08
Emotional 21.5 (15.1)
16.7
0 to 62.5
21.3 (18.1)
20.8
0 to 83.3
0.2 points (22.3)
4.2
p¼0.37
Stigma 26.4 (23.0)
25.0
0 to 87.5
14.9 (17.5)
12.5
0to75
11.5 points (26.4)
6.3
p¼0.009
Social Support 12.9 (16.3)
8.3
0 to 66.7
13.7 (19.8)
8.3
0 to 83.3
0.8 points (17.2)
0
p¼0.33
Bodily discomfort 43.5 (24.5)
41.7
0to75
31.0 (22.9)
25
0 to 100
12.5 points (30.2)
8.3
p¼0.0009
SI, Summary Index¼sum of change in each PDQ39 dimension/8; ADL, Activities of Daily Living.
Table 5 Adverse events arising as a result of surgery in
this series
Symptomatic haemorrhage Nil
Asymptomatic haemorrhage Nil
Pulmonary Embolus 1
Misplaced electrode 1
Pneumonia 1
Transient confusion/delirium 7
Seizure 2
Suicide Nil
Scalp erosion 1
Infection Nil
DBS Malfunction Nil
Lead fracture Nil
Lead migration Nil
362 J Neurol Neurosurg Psychiatry 2011;82:358e363. doi:10.1136/jnnp.2010.205542
Research paper
group.bmj.com on April 15, 2011 - Published by jnnp.bmj.comDownloaded from
Several patients in our series developed dysarthria limiting
stimulation settings to those that provide more modest motor
improvements. Outcome measures of improvement in motor
disability using optimalstimulation parameters are thus also
inuenced by other confounders. In a previous analysis of speech
outcomes following STN DBS, we have reported that speech
intelligibility deteriorates with stimulation among patients with
electrodes situated in a more medial position.
5
We, therefore,
advocate imaging strategies that may further reduce the
observed targeting error and improve reproducibility of electrode
location with respect to the individual radiological anatomy.
This series conrms that MRI-guided STN DBS can lead to
substantial mean improvements in motor disability of PD
patients with improvement in quality of life. Reducing the risk
associated with surgery through meticulous patient selection and
optimal practice should serve as reassurance to patients with PD
who may stand to benet from this intervention but remain
appropriately cautious about taking risks with their health.
Acknowledgements This work was supported by the Parkinson’s Appeal
registered charity 263064. The work was undertaken at UCLH/UCL who received
a proportion of funding from the UK Department of Health’s NIHR Biomedical
Research Centres funding scheme.
Funding Other Funders: Parkinson’s Appeal.
Competing interests The authors have no competing interests in the publication of
this article.
Provenance and peer review Not commissioned; externally peer reviewed.
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J Neurol Neurosurg Psychiatry 2011;82:358e363. doi:10.1136/jnnp.2010.205542 363
Research paper
group.bmj.com on April 15, 2011 - Published by jnnp.bmj.comDownloaded from
doi: 10.1136/jnnp.2010.205542
online June 22, 2010 2011 82: 358-363 originally publishedJ Neurol Neurosurg Psychiatry
T Foltynie, L Zrinzo, I Martinez-Torres, et al.
and safety
without microelectrode recording: efficacy
MRI-guided STN DBS in Parkinson's disease
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... Parkinson's disease (PD) is a common neurodegenerative condition which is characterised by nigrostriatal dopamine depletion and the emergence of stereotyped patterns of oscillatory synchrony within cortico-basal ganglia circuits 1,2 . Excessive synchronisation across the beta (13)(14)(15)(16)(17)(18)(19)(20)(21)(22)(23)(24)(25)(26)(27)(28)(29)(30) frequency range characterises the parkinsonian dopamine depleted state and is believed to relate directly to motoric impairment 3,4 . Therapeutic approaches such as both STN DBS and dopaminergic medication lead to a suppression of basal ganglia beta oscillatory synchrony, with the degree of suppression correlating positively with motor improvements [5][6][7][8] . ...
... for further clinical details). Further details of the surgical procedure can be found in other reports 23,24 . PD diagnoses were made in accordance with the Queen Square Brain Bank Criteria 25 . ...
... The squared magnitude of the resulting complex spectrum was computed and averaged across all time windows for visualisation between frequencies of 1 and 100 Hz (with a resolution of 1 Hz; see Error! Reference source not found.A for an exemplar spectrum). For each participant the single bipolar LFP channel with the highest amplitude peak within the beta frequency range (13)(14)(15)(16)(17)(18)(19)(20)(21)(22)(23)(24)(25)(26)(27)(28)(29)(30) Hz) -which we term the beta channel -was selected for further analysis. ...
Preprint
Full-text available
The cortico-basal ganglia network in Parkinson’s disease (PD) is characterised by the emergence of transient episodes of exaggerated beta frequency oscillatory synchrony known as bursts. Although beta bursts of prolonged duration and amplitude are well recognised to have a detrimental effect on motor function in PD, the neurophysiological mechanisms leading to burst initiation remain poorly understood. Related to this is the question of whether there exist features of basal ganglia activity which can reliably predict the onset of beta bursts. Current state-of-the-art adaptive Deep Brain Stimulation (aDBS) algorithms for PD involve the reactive delivery of stimulation following burst detection and are unable to stimulate proactively so as to prevent burst onset. The discovery of a predictive biomarker would allow for such proactive stimulation, thereby offering further potential for improvements in both the efficacy and side effect profile of aDBS. Here we use deep neural networks to address the hypothesis that beta bursts can be predicted from invasive subthalamic nucleus (STN) recordings in PD patients. We developed a neural network which was able to predict bursts 31.6ms prior to their onset, with a high sensitivity and a low false positive rate (mean performance metrics: sensitivity = 84.8%, precision = 91.5%, area under precision recall curve = 0.87 and false positive rate = 7.6 per minute). Furthermore, by considering data segments that our network labelled as being predictive, we show that a dip in the beta amplitude (a fall followed by a subsequent rise) is a predictive biomarker for subsequent burst occurrence. Our findings demonstrate proof-of-principle for the feasibility of beta burst prediction and inform the development of a new type of intelligent DBS approach with the capability of stimulating proactively to prevent beta burst occurrence.
... Of note, the exact procedural pipelines are not well standardised and may vary according to the centre-specific experience of the neurosurgical and neurological teams. For instance, DBS surgery can be performed without additional microelectrode recording and the overall discussion on conducting asleep DBS vs awake DBS is intrinsically associated with the future role of neurophysiology during DBS surgery [13][14][15][16]. For the purpose of the argument treated here, it is important to emphasise that performing DBS surgery under general anaesthesia does however not preclude the use of microelectrode recording, as it still provides sufficient neurophysiological information to delineate the DBS target, and studies to optimise and standardise the anaesthetic regimens are currently ongoing [14,17,18]. ...
... Additional papers analyzed the ability to perform DBS without traditionally used microelectrode recording (MER) for lead placement (Foltynie et al., 2010) or stereotactic frame for stabilization (Zahos and Shweikeh, 2013), finding efficacious placement with low rates of complications. However, neither paper compared results to that of a control group using traditional DBS lead placement procedures. ...
Article
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Introduction Parkinson’s disease (PD) is a progressive and debilitating neurological disorder. While dopaminergic medication improves PD symptoms, continued management is complicated by continued symptom progression, increasing medication fluctuations, and medication-related dyskinesia. Deep brain stimulation (DBS) surgery is a well-accepted and widespread treatment often utilized to address these symptoms in advanced PD. However, DBS may also lead to complications requiring hospitalization. In addition, patients with PD and DBS may have specialized care needs during hospitalization. Methods This systematic review seeks to characterize the complications and risk of hospitalization following DBS surgery. Patient risk factors and modifications to DBS surgical techniques that may affect surgical risk are also discussed. Results It is found that, when candidates are carefully screened, DBS is a relatively low-risk procedure, but rate of hospitalization is somewhat increased for DBS patients. Discussion More research is needed to determine the relative influence of more advanced disease vs. DBS itself in increased rate of hospitalization, but education about DBS and PD is important to insure effective patient care within the hospital.
... The tentative implantation location in each hemisphere was initially determined by conventional image-based direct targeting of the STN using preoperative MRI (T2weighted and/or SWI) (31). Patients were withdrawn from antiparkinsonian medications overnight, and on the day of surgery electrophysiological recordings of single-unit and/or local field potential activities were used to confirm the target location in each hemisphere. ...
Preprint
Full-text available
Background Deep brain stimulation (DBS) of the subthalamic nucleus (STN) in Parkinson's disease (PD) that is more precisely focused to the desired target structure may avoid nearby structures that are responsible for undesired side effects. Objective Comparing the long-term effects of STN-DBS with segmented or ring contacts on motor and non-motor symptoms in akinetic-rigid PD patients. Methods This study was a prospective randomized clinical trial. At 6-months postoperatively, the optimal omnidirectional (OS) and directional (DS) stimulation contacts were compared in MedOFF within a double-blind cross-over design, both acutely (within one day) and chronically, i.e., after 3-week stimulation blocks of each condition. The examination included motor and non-motor evaluations (e.g., cognition, mood and quality of life). Importantly, the stimulation intensity of the optimal DS was adjusted such that the total electrical energy delivered (TEED) was equivalent to the TEED of the optimal OS. Results There were no significant differences between OS and DS with regard to all outcome parameters, with 30% less stimulation intensity of the latter. Notably, OS scored (non-significantly) better than DS in all motor and non-motor measures apart from the cognitive evaluation, where OS led to a deterioration of executive functions. However, in 3 of 19 patients, the stimulation intensity of DS needed to be increased above the TEED-estimated values to reach the motor benefits of OS. Conclusions Reliable comparisons between OS and DS require long-term clinical evaluations. A potential differential influence on motor and non-motor symptoms needs to be investigated in future confirmatory studies. Registration: ClinicalTrials.gov: NCT03548506
... DBS leads were implanted under general anesthesia using a stereotactic magnetic resonance imaging (MRI)-guided and MRI-verified approach without microelectrode recording (using a Leksell frame model G, Elekta Instrument AB, Stockholm, Sweden), as previously reported. 14,15 All patients had bilateral surgery. Electrodes were connected either to a Medtronic (Activa PC, Kinetra) or Boston Scientific (Gevia RC, Vercise RC, or Vercise PC) device. ...
Article
Background Tremor in Parkinson's disease (PD) has an inconsistent response to levodopa and subthalamic deep brain stimulation (STN‐DBS). Objectives To identify predictive factors of PD tremor responsiveness to levodopa and STN‐DBS. Material and Methods PD patients with upper limb tremor who underwent STN‐DBS were included. The levodopa responsiveness of tremor (overall, postural and rest sub‐components), was assessed using the relevant UPDRS‐III items performed during the pre‐operative assessment. Post‐surgical outcomes were similarly assessed on and off stimulation. A score for the Rest/Postural tremor ratio was used to determine the influence of rest and postural tremor severity on STN‐DBS outcome. Factors predictive of tremor responsiveness were determined using multiple linear regression modelling. Volume of tissue activated measurement coupled to voxel‐based analysis was performed to identify anatomical clusters associated with motor symptoms improvement. Results 165 patients were included in this study. Male gender was negatively correlated with tremor responsiveness to levodopa whereas the ratio of Rest/Postural tremor was positively correlated with both Levodopa responsiveness and STN‐DBS tremor outcome. Clusters corresponding to improvement of tremor were in the subthalamic nucleus, the Zona Incerta and the thalamus while clusters corresponding to improvement for akinesia and rigidity were located within the subthalamic nucleus. Conclusion More severe postural tremor and less severe rest tremor were associated with both poorer levodopa and STN‐DBS response. The different locations of clusters associated with best correction of tremor and other parkinsonian features suggest that STN‐DBS effect on PD symptoms is underpinned by the modulation of different networks. This article is protected by copyright. All rights reserved.
... Reliance solely on image-based targeting -for DBS targets that are visible -would eliminate the need for MER and allow for patients to be placed under general anesthesia for the duration of the DBS surgery. These studies focused on the use of magnetic resonance imaging (MRI) or computed tomography (CT) to optimize electrode placement in the operating room with results that are comparable to MER based procedures [9][10][11][12]. MRI and CT are noninvasive and widely available in hospital settings, but they have a limited resolution and do not allow for real-time imaging during the procedure. ...
Article
Full-text available
We demonstrate a gradient refractive index (GRIN) microendoscope with an outer diameter of ∼1.2 mm and a length of ∼186 mm that can fit into a stereotactic surgical cannula. Two photon imaging at an excitation wavelength of 900 nm showed a field of view of ∼180 microns and a lateral and axial resolution of 0.86 microns and 9.6 microns respectively. The microendoscope was tested by imaging autofluorescence and second harmonic generation (SHG) in label-free human brain tissue. Furthermore, preliminary image analysis indicates that image classification models can predict if an image is from the subthalamic nucleus or the surrounding tissue using conventional, bench-top two-photon autofluorescence.
... However, the necessity of operations with the patient awake has been challenged early on [2] and an increasing number of implantations nowadays is performed under general anesthesia, guided by anatomical targeting alone or in combination with microelectrode (MER) recordings. Publications concerning the usefulness of intra-operative clinical testing show heterogeneous results [33] [6] [14][20] [13] [8]. In fact, a prospective, randomized clinical trial [19] and several meta-analyses did not reveal significant differences concerning the improvement of motor symptoms when comparing the outcome of awake versus asleep DBS procedures [22] [9] [18,27,37]. ...
Article
Full-text available
Background Several meta-analyses comparing the outcome of awake versus asleep deep brain stimulation procedures could not reveal significant differences concerning the postoperative improvement of motor symptoms. Only rarely information on the procedural details is provided for awake operations and how often somnolence and disorientation occurred, which might hamper the reliability of intraoperative clinical testing. The aim of our study was to investigate possible influencing factors on the occurrence of somnolence and disorientation in awake DBS procedures. Methods We retrospectively analyzed 122 patients with Parkinson's disease having received implantation of a DBS system at our centre. Correlation analyses were performed for the duration of disease prior to surgery, number of microelectrode trajectories, AC-PC-coordinates of the planned target, UPDRS-scores, intraoperative application of sedative drugs, duration of the surgical procedure, perioperative application of apomorphine, and the preoperative L-DOPA equivalence dosage with the occurrence of intraoperative somnolence and disorientation. Results Patients with intraoperative somnolence were significantly older (p=0.039). Increased duration of the DBS procedure (p=0.020), delayed start of the surgery (p=0.049), higher number of MER trajectories (p=0.041), and the patients’ % UPDRS improvement (p=0.046) also correlated with the incidence of intraoperative somnolence. We identified the main contributing factor to intraoperative somnolence as the use of sedative drugs applied during skin incision and burr hole trepanation (p=0.019). Perioperatively applied apomorphine could reduce the occurrence of somnolent phases during the operation (p=0.026). Conclusion Several influencing factors were found to seemingly increase the risk of intraoperative somnolence and disorientation, while the use of sedative drugs seems to be the main contributing factor. We argue that awake DBS procedures should omit the use of sedatives for best clinical outcome. When reporting on awake DBS surgery these factors should be considered and adjusted for, to permit reliable interpretation and comparison of DBS study results.
Article
Patient specific targeting of the Ventral intermediate nucleus (Vim) of the thalamus can be achieved with MR connectivity. Nevertheless, there are several drawbacks to using tractography based targeting methods to visualise distinct thalamic nuclei (e.g., subjective region of interest selection, and thresholding of resulting tracts and clusters). Fractional anisotropy (FA) mapping, another product of diffusion MRI (dMRI), does not rely on tractography, and could thus be clinically more viable for discerning thalamic anatomy for stereotactic surgery. The aim of this study is to develop and present a hybrid, high resolution and high-fidelity imaging modality that combines contrast from FA maps as well as anatomical T1 sequences (FAT1 imaging); and to evaluate FAT1 based Vim-target definition. Imaging and outcome data of 35 consecutive refractory tremor patients who had undergone 43 connectivity guided deep brain stimulation (DBS) and/or radiofrequency thermocoagulation (RF-T) between 2013 and 2021 were included. First, the pre-operatively acquired dMRI and MPRAGE sequences were used to create FAT1 maps in retrospect. Then, a FAT1 based Vim-target was planned by an experienced functional neurosurgeon who was blinded for patient outcome. Finally, to investigate FAT1 based targeting, a post-hoc analysis was carried out of the degree of overlap between the newly created FAT1 based Vim-target, and the volume of tissue activation (VTA, in case of DBS) or lesion volume (in case of RF-T). This degree of overlap was compared between favourable and unfavourable outcome groups: outcomes were measured by experts blinded for imaging data at the last follow-up using a Clinical Global Impression-Improvement score (CGI-I), where a CGI-I score of 1-2 (i.e. FTMTRS improvement of ≥50%) was considered favourable. In 36 of the 43 (84%) performed surgeries (24 DBS and 19 RF-T), FAT1 based Vim-targeting was possible. For the group showing favourable outcome (71% of the patients at a median follow-up of 13 months), the mean amount of overlap between the FAT1 based Vim-target and the VTA or lesion was 42% (±13), versus 17% (±15) for patients with an unfavourable outcome (MD 25%, 95% CI 14— 35, p<0.0001). Retrospective use of FAT1 based Vim-targeting as a tool to predict outcome had a sensitivity of 90%, specificity of 80%, positive predictive value of 90% and negative predictive value of 80%. In conclusion, FAT1 imaging is a new, high resolution and high-fidelity modality that combines diffusion and anatomical MRI. It provides a fast and efficacious way of targeting the ventral intermediate nucleus of the thalamus. In this study, FAT1 based targeting was highly accurate in predicting outcomes after deep brain stimulation and radiofrequency thalamotomy
Article
OBJECTIVE To assess the effect of bilateral subthalamic nucleus deep brain stimulation (B/L STN DBS) on the progression of dyskinesia and the levodopa equivalent daily dose (LEDD) in advanced Parkinson’s disease (APD) patients 6 months postoperatively. METHODS Seventeen APD patients aged 21–80 years with the minimum modified Hoen & Yahr score of 2 while off medication and poor motor function underwent B/L STN DBS from January 2021 to December 2021. They were assessed preoperatively and 6 months postoperatively using the Unified dyskinesia rating scale (UDysRS) and Unified Parkinson’s Disease Rating Scale Part IV (UPDRS IV) for dyskinesia and LEDD dosage. RESULTS Significant improvement was observed postoperatively in both UDysRS (pre-op 66.53 ± 24.59, post-op 30.88 ± 12.01; P = 0.000) and UPDRS IV (pre-op 9.24 ± 1.75, post-op 5.76 ± 1.39; P = 0.000) scores. The overall clinical improvement using UDysRS was 52.23 ± 16.23%. Each subscale of UDysRS showed significant improvement postoperatively: ON dyskinesia (pre-op 21 ± 7.7, post-op 13.76 ± 5.79; P < 0.05); OFF dystonia (pre-op 8.53 ± 3.26, post-op 4.94 ± 2.70; P < 0.05); impairment (face, pre-op 2.47 ± 2.52, post-op 0.29 ± 0.98, P < 0.05; neck and trunk, pre-op 6.29 ± 4.55, post-op 0.59 ± 0.87, P < 0.05; arms, pre-op 13.06 ± 5.86, post-op 5.76 ± 3.7, P < 0.05; and legs, pre-op 7.18 ± 5.12, post-op 1.29 ± 1.57, P < 0.05); and disability (pre-op 8 ± 3.46, post-op 4.24 ± 2.25; P < 0.05), suggesting high clinical significance. LEDD (pre-op 673.41 ± 212.69 mg, post-op 386.82 ± 133.01 mg; P = 0.000) showed significant reduction in dosage 6 months postoperatively. LEDD reduction and dyskinesia improvement showed mild-to-moderate positive correlation (r = 0.404). CONCLUSION B/L STN DBS helps in improving dyskinesia by reducing LEDD in APD patients.
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Background Increased neuronal activity in the subthalamic nucleus and the pars interna of the globus pallidus is thought to account for motor dysfunction in patients with Parkinson's disease. Although creating lesions in these structures improves motor function in monkeys with induced parkinsonism and patients with Parkinson's disease, such lesions are associated with neurologic deficits, particularly when they are created bilaterally. Deep-brain stimulation simulates the effects of a lesion without destroying brain tissue. Methods We performed a prospective, double-blind, crossover study in patients with advanced Parkinson's disease, in whom electrodes were implanted in the subthalamic nucleus or pars interna of the globus pallidus and who then underwent bilateral high-frequency deep-brain stimulation. We compared scores on the motor portion of the Unified Parkinson's Disease Rating Scale when the stimulation was randomly assigned to be turned on or off. We performed unblinded evaluations of motor function preoperatively and one, three, and six months postoperatively. Results Electrodes were implanted bilaterally in 96 patients in the subthalamic-nucleus group and 38 patients in the globus-pallidus group. Three months after the procedures were performed, double-blind, crossover evaluations demonstrated that stimulation of the subthalamic nucleus was associated with a median improvement in the motor score (as compared with no stimulation) of 49 percent, and stimulation of the pars interna of the globus pallidus with a median improvement of 37 percent (P<0.001 for both comparisons). Between the preoperative and six-month visits, the percentage of time during the day that patients had good mobility without involuntary movements increased from 27 percent to 74 percent (P<0.001) with subthalamic stimulation and from 28 percent to 64 percent (P<0.001) with pallidal stimulation. Adverse events included intracranial hemorrhage in seven patients and infection necessitating removal of the leads in two. Conclusions Bilateral stimulation of the subthalamic nucleus or pars interna of the globus pallidus is associated with significant improvement in motor function in patients with Parkinson's disease whose condition cannot be further improved with medical therapy.
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We sought to define the influence of ageing in clinical, cognitive, and quality-of-life outcomes after subthalamic nucleus deep brain stimulation (STN-DBS) in Parkinson's disease (PD). We performed motor assessment (UPDRS), mood tests, cognitive, and quality of life evaluation (PDQ-39) on PD patients before surgery, and 12 and 24 months after, and we recorded adverse events. The variations of these parameters after surgery were correlated with age using regression statistical tests. Cerebral bleeding risk was evaluated by a nonparametric test. We enrolled 45 patients (mean age 60 ± 9 years, range 40–73). No significant correlation was found between age and motor scores and PDQ-39 improvements at 12 months. At 24 months, there was a significant negative correlation between age and the improvement of three dimensions of PDQ 39 (mobility, activities of daily life, and cognition). Cognitive impairment showed no correlation, but apathy and depression were positively correlated with age. Significant statistical difference was observed between cerebral bleeding and age. STN-DBS is an effective treatment for elderly patients with advanced PD. A longer follow-up duration and a larger population seem necessary to better assess the quality of life perception in elderly patients and to determinate the real risk of hemorrage. © 2007 Movement Disorder Society
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Hemorrhage is an infrequent but potentially devastating complication of deep brain stimulation (DBS) surgery. We examined the factors associated with hemorrhage after DBS surgery and evaluated a modified microelectrode design that may improve the safety of this procedure. All microelectrode-guided DBS procedures performed at our institution between January 2000 and March 2008 were included in this study. A new microelectrode design with decreased diameter was introduced in May 2004, and data from the 2 types of electrodes were compared. We examined 246 microelectrode-guided lead implantations in 130 patients. Postoperative imaging revealed 7 hemorrhages (2.8%). Five of the 7 (2.0%) resulted in focal neurological deficits, all of which resolved within 1 month with the exception of 1 patient lost to follow-up. The new microelectrode design significantly decreased the number of hemorrhages (P = 0.04). A surgical trajectory traversing the ventricle also contributed significantly to the overall hemorrhage rate (P = 0.02) and specifically to the intraventricular hemorrhage rate (P = 0.01). In addition, the new microelectrode design significantly decreased the rate of intraventricular hemorrhage, given a ventricular penetration (P = 0.01). The mean age of patients with hemorrhage was significantly higher than that of patients without hemorrhage (P = 0.02). Hypertension, sex, and number of microelectrodes passed did not significantly contribute to hemorrhage rates in our population. The rate of complications after DBS surgery is not uniformly distributed across all cases. In particular, the rates of hemorrhage were increased in older patients. Importantly, transventricular electrode trajectories appeared to increase the risk of hemorrhage. A new microelectrode design minimizing the volume of brain parenchyma penetrated during microelectrode recording leads to decreased rates of hemorrhage, particularly if the ventricles are breached.
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The authors analyzed deep brain stimulation electrode trajectories on MR images to identify risks of cerebrovascular complications associated with the number of electrode insertions, traversal of a sulcus, and penetration of the ventricle. Pre- and postoperative MR volumes were fused to determine the proximity of electrodes to a sulcus or ventricle and whether there were cortical, subcortical, or intraventricular complications. Complications were further classified as hemorrhagic or nonhemorrhagic and symptomatic or asymptomatic. The authors examined 258 electrode implantation for deep brain stimulation. There were 4 symptomatic events (1.6% incidence): 3 hemorrhagic and 1 nonhemorrhagic, all within the cortex. Asymptomatic events included cortical hemorrhage in 1 patient, nonhemorrhagic cortical changes in 6, pallidal hemorrhage in 1, thalamic infarction in 1, and intraventricular hemorrhage (IVH) in 5 patients. Proximity to a sulcus was a significant risk factor for hemorrhagic and nonhemorrhagic cortical complications (p = 0.001). There was a complication rate of 10.1% within the trajectories penetrating or adjacent to a sulcus, and a 0.7% rate with trajectories clearly positioned within the gyrus. Asymptomatic IVH was observed in 5% of ventricular penetrations. A history of hypertension was a risk factor for cortical hemorrhage (p = 0.019), but not for cortical ischemic/edematous events (p = 0.605). The number of electrode penetrations did not differ between patients with and without complications (p = 0.868), and the sequence of electrode insertions was not a risk factor in bilateral surgeries. Symptomatic cortical complications occur when electrodes traverse close to a sulcus. Asymptomatic IVH occurs infrequently with ventricular penetration. Despite intraoperative efforts to avoid cortical sulci, a higher than expected incidence of electrode proximity to the sulci was identified on careful postoperative trajectory analysis. This finding emphasizes the importance of assiduously planning trajectories and reviewing cases with thorough MR analysis.
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Subthalamic nucleus deep brain stimulation (STN-DBS) is particularly effective in improving limb symptoms in Parkinson's disease. However, speech shows a variable response. Contact site and amplitude of stimulation have been suggested as possible factors influencing speech. In this double blind study, we assessed 14 patients post bilateral STN-DBS, without medication. Six conditions were studied in random order as follows: stimulation inside the STN at low voltage (2 V) and at high voltage (4 V); above the STN at 2 V and at 4 V, at usual clinical parameters, and off-stimulation. The site of stimulation was defined on the postoperative stereotactic MRI data. Speech protocol consisted of the assessment of intelligibility of the dysarthric speech, maximum sustained phonation, and a 1-minute monologue. Movement was assessed using the UPDRS-III. Stimulation at 4 V significantly reduced the speech intelligibility (P = 0.004) independently from the site of stimulation. Stimulation at 4 V significantly improved the motor function. Stimulation inside the nucleus was significantly more effective than outside the nucleus (P = 0.0006). The significant improvement in movement coupled with significant deterioration in speech intelligibility when patients are stimulated inside the nucleus at high voltage indicates a critical role for electrical stimulation parameters in speech motor control.
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An articulatory inventory was administered to 19 dysarthric adults and scored using two judging formats--phoneme identification and traditional testing. Results indicated that samples judged using the traditional testing format, in which the judge knew the target phoneme, were consistently scored more accurately than those that had been judged using a phoneme identification format, in which the target was not known. Although overall both judging formats were characterized by high inter-rater reliability, the traditional testing format was less reliable than phoneme identification with samples obtained from severely involved speakers. Potential uses of articulatory inventories for dysarthric adults are described.