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Integrating crop models and machine learning for projecting climate change impacts on crops in data-limited environments

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Abstract

Context: Accurately projecting crop yields under climate change is essential for understanding potential impacts and planning of agricultural adaptation in sub-Saharan Africa (SSA). Crop growth models and machine learning (ML) are often used, but their effectiveness is limited by data availability, precision, and geographic coverage in SSA. Objective: This study aimed to integrate ML with a process-based crop model to produce geographically continuous gridded crop yield projections while reducing uncertainties associated with standalone ML or crop growth models. As a case study, we implemented it to project the climate change impact on water-limited po�tential yield of maize across SSA. Methods: We developed an integrated system that combines ML with eco-physiological processes to estimate sowing dates and thermal times, ensuring that crop phenology is accounted for, thus improving potential rainfed yield simulations under varying environmental conditions. Random Forest and crop model-based algorithms are integrated in three steps: (i) RF1, a Random Forest model integrated with a sowing algorithm, designed to es�timate the sowing window and sowing date; (ii) RF2, a Random Forest model combined with a crop model algorithm to estimate cumulative thermal time during the growing season, used to determine the timing of phenological stages; and (iii) RF3, another Random Forest model, trained based on eco-physiological principles applied in phases (i) and (ii), employed to simulate water-limited potential yield. The outcomes of the different steps of the framework under historical conditions were tested against reported data across SSA. Results and conclusions: For maize and historical climatic conditions, the framework delivers yields which differ less than 20 % of those simulated with a crop model with high-quality inputs, in 95 % of the cases. Our approach thus shows value for generating crop yield projections in data-scarce regions under historical climate, and under future climatic conditions which already feature today somewhere in SSA and for which the framework has been trained. Significance: Our approach can also be applied to other major food crops in SSA, under both current and climate change conditions. It allows testing the effect of adaptation of crop cultivars in terms of maturity group. Thus, it can be used for different crops and with far less data requirements compared to process-based crop models. It has the potential for significant applications in assessing climate change impacts, guiding adaptation strategies, and supporting crop breeding programmes and policymaking efforts in SSA.

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We compare predictions of a simple process-based crop model (Soltani and Sinclair 2012), a simple statistical model (Schlenker and Roberts 2009), and a combination of both models to actual maize yields on a large, representative sample of farmer-managed fields in the Corn Belt region of the United States. After statistical post-model calibration, the process model (Simple Simulation Model, or SSM) predicts actual outcomes slightly better than the statistical model, but the combined model performs significantly better than either model. The SSM, statistical model and combined model all show similar relationships with precipitation, while the SSM better accounts for temporal patterns of precipitation, vapor pressure deficit and solar radiation. The statistical and combined models show a more negative impact associated with extreme heat for which the process model does not account. Due to the extreme heat effect, predicted impacts under uniform climate change scenarios are considerably more severe for the statistical and combined models than for the process-based model.
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Robust crop yield projections under future climates are fundamental prerequisites for reliable policy formation. Both process-based crop models and statistical models are commonly used for this purpose. Process-based models tend to simplify processes, minimize effects of extreme events, and ignore biotic pressures, while statistic al models cannot deterministically capture intricate biological and physiological processes underpinning crop growth. We attempted to integrate and overcome shortcomings in both modelling frameworks by integrating dynamic linear model (DLM) and random forest machine learning model (RF) with nine global gridded crop models (GGCM), respectively, in order to improve projections and reduce uncertainties of maize (Zea mays L.) and soybean (Glycine max [L.] Merrill) yield projections. Our results demonstrated substantial improvements in model performance accuracy by using RF in concert with GGCM across China’s maize and soybean belt. This improvement surpasses that achieved using DLM. For maize, the GGCM+RF models increased the r values from 0.15–0.61 to 0.64–0.77 and decreased nRMSE from approximately 0.20–0.50 to 0.13–0.17 compared with using GGCM alone. For soybean, the models increased r from 0.37–0.70 to 0.54–0.70 and decreased nRMSE from 0.17–0.35 to 0.17–0.20 compared with using GGCM alone. The main factors influencing maize yield changes included chilling days (CD), crop pests and diseases (CPDs), and drought, while for soybean the primary influencing factors included CPD, tropical days (based on exceeding a maximum temperature), and drought. Our approach decreased uncertainties by 33–78% for maize and by 56–68% for soybean . The main source of uncertainty for GGCM was the crop model. For GGCM+RF, the main source of uncertainty for the 2040–2069 period was the global climate model, while the main source of uncertainty for the 2070–2099 period was the climate scenario. Our results provide a novel, robust, and pragmatic framework to constrain uncertainties in order to accurately assess the impact of future climate change on crop yields. These results could be used to interpret future ensemble studies by accounting for uncertainty in crop and climate models, as well as to assess future emissions scenarios.
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Provisioning a sufficient stable source of food requires sound knowledge about current and upcoming threats to agricultural production. To that end machine learning approaches were used to identify the prevailing climatic and soil hydrological drivers of spatial and temporal yield variability of four crops, comprising 40 years yield data each from 351 counties in Germany. Effects of progress in agricultural management and breeding were subtracted from the data prior the machine learning modelling by fitting smooth non-linear trends to the 95th percentiles of observed yield data. An extensive feature selection approach was followed then to identify the most relevant predictors out of a large set of candidate predictors, comprising various soil and meteorological data. Particular emphasis was placed on studying the uniqueness of identified key predictors. Random Forest and Support Vector Machine models yielded similar although not identical results, capturing between 50% and 70% of the spatial and temporal variance of silage maize, winter barley, winter rapeseed and winter wheat yield. Equally good performance could be achieved with different sets of predictors. Thus identification of the most reliable models could not be based on the outcome of the model study only but required expert's judgement. Relationships between drivers and response often exhibited optimum curves, especially for summer air temperature and precipitation. In contrast, soil moisture clearly proved less relevant compared to meteorological drivers. In view of the expected climate change both excess precipitation and the excess heat effect deserve more attention in breeding as well as in crop modelling.
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Understanding the dynamics and physics of climate extremes will be a critical challenge for twenty-first-century climate science. Increasing temperatures and saturation vapor pressures may exacerbate heat waves, droughts, and precipitation extremes. Yet our ability to monitor temperature variations is limited and declining. Between 1983 and 2016, the number of observations in the University of East Anglia Climatic Research Unit (CRU) T max product declined precipitously (5900 → 1000); 1000 poorly distributed measurements are insufficient to resolve regional T max variations. Here, we show that combining long (1983 to the near present), high-resolution (0.05°), cloud-screened archives of geostationary satellite thermal infrared (TIR) observations with a dense set of ~15 000 station observations explains 23%, 40%, 30%, 41%, and 1% more variance than the CRU globally and for South America, Africa, India, and areas north of 50°N, respectively; even greater levels of improvement are shown for the 2011–16 period (28%, 45%, 39%, 52%, and 28%, respectively). Described here for the first time, the TIR T max algorithm uses subdaily TIR distributions to screen out cloud-contaminated observations, providing accurate (correlation ≈0.8) gridded emission T max estimates. Blending these gridded fields with ~15 000 station observations provides a seamless, high-resolution source of accurate T max estimates that performs well in areas lacking dense in situ observations and even better where in situ observations are available. Cross-validation results indicate that the satellite-only, station-only, and combined products all perform accurately ( R ≈ 0.8–0.9, mean absolute errors ≈ 0.8–1.0). Hence, the Climate Hazards Center Infrared Temperature with Stations (CHIRTS max ) dataset should provide a valuable resource for climate change studies, climate extreme analyses, and early warning applications.
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Accurately assessing the impacts of extreme climate events (ECEs) on crop yield can help develop effective agronomic practices to deal with climate change impacts. Process-based crop models are useful tools to evaluate climate change impacts on crop productivity but are usually limited in modelling the effects of ECEs due to over-simplification or vague description of certain process and uncertainties in parameterization. In this study, we firstly developed a hybrid model by incorporating the APSIM model outputs and growth stage-specific ECEs indicators (i.e. frost, drought and heat stress) into the Random Forest (RF) model, with the multiple linear regression (MLR) model as a benchmark. The results showed that the APSIM + RF hybrid model could explain 81% of the observed yield variations in the New South Wales wheat belt of south-eastern Australia, which had a 33% improvement in modelling accuracy compared to the APSIM model alone and 19% improvement compared to the APSIM + MLR hybrid model. Drought events during the grain-filling and vegetative stages and heat events immediately prior to anthesis were identified as the three most serious ECEs causing yield losses. We then compared the APSIM + RF hybrid model with the APSIM model to estimate the effects of future climate change on wheat yield. It was interesting to find that future yield projected from single APSIM model might have a 1–10% overestimation compared to the APSIM + RF hybrid model. The APSIM + RF hybrid model indicated that we were underestimating the effects of climate change and future yield might be lower than predicted using single APSIM informed modelling due to lack of adequately accounting for ECEs-induced yield losses. Increasing heat events around anthesis and grain-filling periods were identified to be major factors causing yield losses in the future. Therefore, we conclude that including the effects of ECEs on crop yield is necessary to accurately assess climate change impacts. We expect our proposed hybrid-modelling approach can be applied to other regions and crops and offer new insights of the effects of ECEs on crop yield.
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The WOFOST cropping systems model has been applied operationally over the last 25 years as part of the MARS crop yield forecasting system. In this paper we provide an updated description of the model and reflect on the lessons learned over the last 25 years. The latter includes issues like system performance, model sensitivity, spatial model setup, parameterization and calibration approaches as well as software implementation and version management. Particularly for spatial model calibrations we provide experience and guidelines on how to execute calibrations and how to evaluate WOFOST model simulation results, particularly under conditions of limited field data availability. As an open source model WOFOST has been a success with at least 10 different implementations of the same concept. An overview is provided for those implementations which are managed by MARS or Wageningen groups. However, the proliferation of WOFOST implementations has also led to questions on the reproducibility of results from different implementations as is demonstrated with an example from MARS. In order to certify that the different WOFOST implementations and versions available can reproduce basic sets of inputs and outputs we make available a large set of test cases as appendix to this publication. Finally, new methodological extensions have been added to WOFOST in simulating the impact of nutrients limitations, extreme events and climate variability. Also, a difference is made in the operational and scientific versions of WOFOST with different licensing models and possible revenue generation. Capitalizing both on academic development as well as model testing in real-world situations will help to enable new applications of the WOFOST model in precision agriculture and smart farming.
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Climate change implies higher frequency and magnitude of agroclimatic extremes threatening plant production and the provision of other ecosystem services. This review is motivated by a mismatch between advances made regarding deeper understanding of abiotic stress physiology and its incorporation into ecophysiological models in order to more accurately quantifying the impacts of extreme events at crop system or higher aggregation levels. Adverse agroclimatic extremes considered most detrimental to crop production include drought, heat, heavy rains/hail and storm, flooding and frost, and, in particular, combinations of them. Our core question is: How have and could empirical data be exploited to improve the capability of widely used crop simulation models in assessing crop impacts of key agroclimatic extremes for the globally most important grain crops? To date there is no comprehensive review synthesizing available knowledge for a broad range of extremes, grain crops and crop models as a basis for identifying research gaps and prospects. To address these issues, we selected eight major grain crops and performed three systematic reviews using SCOPUS for period 1995-2016. Furthermore, we amended/complemented the reviews manually and performed an in-depth analysis using a sub-sample of papers. Results show that by far the majority of empirical studies (1631 out of 1772) concentrate on the three agroclimatic extremes drought, heat and heavy rain and on the three major staples wheat, maize and rice (1259 out of 1772); the concentration on just a few has increased over time. With respect to modelling studies two model families, i.e. CERES-DSSAT and APSIM, are clearly dominating for wheat and maize; for rice, ORYZA2000 and CERES-Rice predominate and are equally strong. For crops other than maize and wheat the number of studies is small. Empirical and modelling papers don't differ much in the proportions the various extreme events are dealt with-drought and heat stress together account for approx. 80% of the studies. There has been a dramatic increase in the number of papers, especially after 2010. As a way forward, we suggest to have very targeted and well-designed experiments on the specific crop impacts of a given extreme as well as of combinations of them. This in particular refers to extremes addressed with insufficient specificity (e.g. drought) or being under-researched in relation to their economic importance (heavy rains/storm and flooding). Furthermore, we strongly recommend extending research to crops other than wheat, maize and rice.
Article
Impacts of climate change on European agricultural production, land use and the environment depend on its impact on crop yields. However, many impact studies assume that crop management remains unchanged in future scenarios, while farmers may adapt their sowing dates and cultivar thermal time requirements to minimize yield losses or realize yield gains. The main objective of this study was to investigate the sensitivity of climate change impacts on European crop yields, land use, production and environmental variables to adaptations in crops sowing dates and varieties' thermal time requirements. A crop, economic and environmental model were coupled in an integrated assessment modelling approach for six important crops, for 27 countries of the European Union (EU27) to assess results of three SRES climate change scenarios to 2050. Crop yields under climate change were simulated considering three different management cases; (i) no change in crop management from baseline conditions (NoAd), (ii) adaptation of sowing date and thermal time requirements to give highest yields to 2050 (Opt) and (iii) a more conservative adaptation of sowing date and thermal time requirements (Act). Averaged across EU27, relative changes in water-limited crop yields due to climate change and increased CO2 varied between −6 and +21% considering NoAd management, whereas impacts with Opt management varied between +12 and +53%, and those under Act management between −2 and +27%. However, relative yield increases under climate change increased to +17 and +51% when technology progress was also considered. Importantly, the sensitivity to crop management assumptions of land use, production and environmental impacts were less pronounced than for crop yields due to the influence of corresponding market, farm resource and land allocation adjustments along the model chain acting via economic optimization of yields. We conclude that assumptions about crop sowing dates and thermal time requirements affect impact variables but to a different extent and generally decreasing for variables affected by economic drivers.
Article
To reduce the dependence on local expert knowledge, which is important for large-scale crop modelling studies, we analyzed sowing dates and rules for maize (Zea mays L.) and sorghum (Sorghum bicolor (L.)) at three locations in Burkina Faso with strongly decreasing rainfall amounts from south to north. We tested in total 22 methods to derive optimal sowing dates that result in highest water-limited yields and lowest yield variation in a reproducible and objective way. The WOFOST crop growth simulation model was used. We found that sowing dates that are based on local expert knowledge, may work quite well for Burkina Faso and for West Africa in general. However, when no a priori information is available, maize should be sown between Julian days 160 and 200, with application of the following criteria: (a) cumulative rainfall in the sowing window is ≥3 cm or available soil moisture content is >2 cm in the moderately dry central part of Burkina Faso, (b) cumulative rainfall in this period is ≥2 cm or available soil moisture content is >1 cm in the more humid regions in the southern part of Burkina Faso. Sorghum should also be sown between Julian days 160 and 200 with application of the following criteria: (a) in the dry northern part of Burkina Faso he long duration sorghum variety should be sown when cumulative rainfall is ≥2 cm in the sowing window, nd the short duration sorghum variety should be sown later when cumulative rainfall is ≥3 cm, (b) in central urkina Faso sowing should start when cumulative rainfall in this period is ≥2 cm or when available soil oisture content is >1 cm. Sowing date rules are shown to be generally crop and location specific and are not eneric for West Africa. However, the required precision of the sowing rules appears to rapidly decrease with increasing duration and intensity of the rainy season. Sowing delay as a result of, for example, labour nstraints, has a disastrous effect on rainfed maize and sorghum yields, particularly in the northern part of West Africa with low rainfall. Optimization of sowing dates can also be done by simulating crop yields in a time window of two months around a predefined sowing date. Using these optimized dates appears to esult in a good estimate of the maximal mean rainfed yield level.
Article
Crop models are essential tools for assessing the threat of climate change to local and global food production1. Present models used to predict wheat grain yield are highly uncertain when simulating how crops respond to temperature2. Here we systematically tested 30 different wheat crop models of the Agricultural Model Intercomparison and Improvement Project against field experiments in which growing season mean temperatures ranged from 15 °C to 32 °C, including experiments with artificial heating. Many models simulated yields well, but were less accurate at higher temperatures. The model ensemble median was consistently more accurate in simulating the crop temperature response than any single model, regardless of the input information used. Extrapolating the model ensemble temperature response indicates that warming is already slowing yield gains at a majority of wheat-growing locations. Global wheat production is estimated to fall by 6% for each °C of further temperature increase and become more variable over space and time.
Article
Dependence on uncertain rainfall and exposure to unmitigated climate risk are major obstacles in efforts to sustainably intensify agricultural production and enhance rural livelihoods. There is generally enough seasonal total rainfall; the challenge is its poor distribution over time and across the season. The amount of water available to plants strongly depends on the rainy season's onset, length, temporal distribution and cessation and can indirectly indicate the climatic suitability of the crop and its chances of success or failure in a season. Thus, the objective was to determine rainfall pattern; temporal distribution, onset, cessation and length of growing seasons in the tropical sub-humid and a semi-arid regions with contrasting rainfall patterns and agricultural potential in central highlands of Kenya. The study was carried out in Maara and Meru South Sub-Counties in Tharaka Nithi County and Mbeere North and South Sub-Counties in Embu County of the central highlands of Kenya (CHK). Central highlands of Kenya cover both areas with high potential for crop production and low potential, attributed to rainfall differences. Meteorological data were sourced from Kenya Metrological Department (KMD) headquarters and research stations within the study areas. Length of growing season, onset and cessation dates for both Long (LR) and short (SR) rains seasons were determined based on historical rainfall data using RAIN software and derived using various spatial analysis tools in ArcGIS software and presented spatially. Generally there was high frequency of dry spells of at least 5 days length in all the sites with Kiamaogo site having the highest (84 occurrences during LR season) and Kiambere having the least (44 occurrences during LR season) in 10 years. The occurrence of dry spells longer than 15 days in a season was more rampant in the lower altitude parts (semi-arid regions) of the study area as reflected by the Kiambere, Kiritiri, Machang’a and Kamburu sites in both seasons. For the higher altitude regions, average LR onset, representative of the normal/conventional growing period, ranged from 22nd to 26th March to end of April in the region. For the lower altitude region, it ranged from 16th to 30th March. For SR, onset was generally earlier in the high altitude areas with Kiamaogo having the earliest on 13th October. In the low altitude region, onset was comparatively late compared to the higher potential region, but unlike the LR season, spatial and temporal variation was narrower. The high frequency of dry spells more than 15 days long, coupled with the generally low total amount of rainfall receive per season makes agriculture a risk venture. Homogeneity test revealed that the generated onset and cessation dates for the two rain seasons were homogeneous over the 10 years for each of the seven stations. This indicates that, there has been no shift in onset and cessation within the period under consideration. Dynamic derivation of the spatial onset and cessation data at a local scale can be useful in monitoring shifts in onset dates and hence advice small scale farmers and other stakeholders in agriculture sector accordingly in the quest for enhanced agricultural productivity.