ArticlePDF Available

Trajectory of the response to bronchodilator and respiratory outcomes in adults with asthma-like symptoms

Authors:

Abstract

In the real world, health professionals need to care for individuals with asthma-like symptoms who have a persistently negative bronchodilator response (BDR). Little is known about the evolution of symptoms and lung function of these individuals because they are usually excluded from studies on asthma. The aim of this study was to evaluate whether individuals with asthma-like symptoms but with a persistently negative BDR have a different evolution of symptoms and lung function compared to individuals with asthma proven by positive BDR. This prospective cohort study included adults with asthma-like symptoms. Individuals participated in two visits 12 months apart. They responded to questionnaires and underwent a spirometry test. In individuals without airway obstruction in the first visit, those with asthma-like symptoms and persistently negative BDR were less likely to lose forced expiratory volume in the first second during follow-up or progress to airway obstruction at the final visit compared to individuals with asthma proven by positive BDR. Among individuals with airway obstruction at baseline, those with asthma-like symptoms and persistently negative BDR were less likely to resolve the airway obstruction during follow-up compared to individuals with asthma proven by positive BDR. In individuals with proven asthma, the emergence or persistence of positive BDR during follow-up was accompanied by a worsening of asthma outcomes compared to the remission of positive BDR. Thus, BRD is an accessible marker of disease progression in individuals with asthma-like symptoms. In individuals with asthma proven by positive BDR, the trend in BDR was associated with the evolution of symptoms and lung function.
Note: The publisher is not responsible for the content or functionality of any supporting information supplied by the authors. Any queries
should be directed to the corresponding author for the article.
All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or
those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article or claim that may be made by its
manufacturer is not guaranteed or endorsed by the publisher.
Monaldi Archives for Chest Disease
eISSN 2532-5264 https://www.monaldi-archives.org/
Publisher's Disclaimer. E-publishing ahead of print is increasingly important for the rapid
dissemination of science. The Early Access service lets users access peer-reviewed
articles well before print / regular issue publication, significantly reducing the time it
takes for critical findings to reach the research community.
These articles are searchable and citable by their DOI (Digital Object Identifier).
The Monaldi Archives for Chest Disease is, therefore, e-publishing PDF files of an early
version of manuscripts that have undergone a regular peer review and have been
accepted for publication, but have not been through the typesetting, pagination and
proofreading processes, which may lead to differences between this version and the final
one.
The final version of the manuscript will then appear in a regular issue of the journal.
E-publishing of this PDF file has been approved by the authors.
All legal disclaimers applicable to the journal apply to this production process as well.
Monaldi Arch Chest Dis 2025 [Online ahead of print]
To cite this Article:
Gimenez da Rocha D, Burch MO, Aparecida Teixeira Soares L, et al. Trajectory of the
response to bronchodilator and respiratory outcomes in adults with asthma-like
symptoms. Monaldi Arch Chest Dis doi: 10.4081/monaldi.2025.3116
©The Author(s), 2025
Licensee PAGEPress, Italy
Trajectory of the response to bronchodilator and respiratory outcomes
in adults with asthma-like symptoms
Daniel Gimenez da Rocha,1 Monique Olivia Burch,1 Luciana Aparecida Teixeira Soares,1
Jessica Regina Bertolino,1 Ana Lúcia Bergamasco Galastri,2
Daniel Antunes,1 Ronei Luciano Mamoni,2 Eduardo Vieira Ponte1
1Department of Internal Medicine, Jundiaí School of Medicine; 2Department of Pathology,
Jundiaí School of Medicine, Brazil
Correspondence: Eduardo Vieira Ponte, Department of Internal Medicine, Jundiaí School of
Medicine, Rua Francisco Telles, 250, Vila Arens II, Jundiaí-SP, ZIP 13.202-550, Brazil.
Tel.: 55 (11) 3395-2133. E-mail: evponte@yahoo.com.br
Contributions: DGR, ALBG, conceptualization, data curation, investigation, methodology,
project administration, resources, supervision, validation, visualization, roles/writing - original
draft, writing - review and editing; MOB, conceptualization, data curation, investigation,
methodology, resources, supervision, validation, visualization, roles/writing - original draft,
writing - review and editing; LATS, JRB, data curation, investigation, methodology, project
administration, resources, supervision, validation, visualization, roles/writing - original draft,
writing - review and editing; DA, data curation, investigation, methodology, resources,
supervision, validation, visualization, roles/writing - original draft, writing - review and editing;
RLM, formal analysis, funding acquisition, investigation, methodology, supervision, validation,
visualization, roles/writing - original draft, writing - review and editing; EVP,
conceptualization, data curation, formal analysis, funding acquisition, investigation,
methodology, project administration, resources, software, supervision, validation,
visualization, roles/writing - original draft; writing - review and editing
Conflict of interest: the authors declare no conflict of interest
Ethics approval and consent to participate: the institutional review board of the Jundiaí School
of Medicine approved the study, approval number 5.221.754.
Informed consent: all individuals included in the study signed the informed consent.
Availability of data and materials: all data underlying the findings are fully available.
Funding: FAPESP grant 2023/07590-0. FAPESP was not involved in the design of the study,
data collection, data analysis, interpretation of the data, preparation, review, and approval of
the manuscript.
Abstract
In the real world, health professionals need to care for individuals with asthma-like symptoms
who have a persistently negative bronchodilator response (BDR). Little is known about the
evolution of symptoms and lung function of these individuals because they are usually
excluded from studies on asthma. The aim of this study was to evaluate whether individuals
with asthma-like symptoms but with a persistently negative BDR have a different evolution of
symptoms and lung function compared to individuals with asthma proven by positive BDR.
This prospective cohort study included adults with asthma-like symptoms. Individuals
participated in two visits 12 months apart. They responded to questionnaires and underwent a
spirometry test. In individuals without airway obstruction in the first visit, those with asthma-
like symptoms and persistently negative BDR were less likely to lose forced expiratory volume
in the first second during follow-up or progress to airway obstruction at the final visit compared
to individuals with asthma proven by positive BDR. Among individuals with airway obstruction
at baseline, those with asthma-like symptoms and persistently negative BDR were less likely
to resolve the airway obstruction during follow-up compared to individuals with asthma
proven by positive BDR. In individuals with proven asthma, the emergence or persistence of
positive BDR during follow-up was accompanied by a worsening of asthma outcomes
compared to the remission of positive BDR. Thus, BRD is an accessible marker of disease
progression in individuals with asthma-like symptoms. In individuals with asthma proven by
positive BDR, the trend in BDR was associated with the evolution of symptoms and lung
function.
Key words: airway inflammation, bronchial hyperresponsiveness, airway remodeling, airway
smooth muscle, bronchodilator response.
Introduction
Studies indicate that the intrinsic contractility of human airway smooth muscle cells (ASM) is
not different between individuals with asthma and healthy individuals [1], but inflammatory
mediators produced in the airways of asthmatic individuals stimulate these cells to proliferate
[2,3]. The consequences of ASM hyperplasia and hypertrophy are bronchial hyper-
responsiveness (BHR), loss of lung function and irreversible airway obstruction [4].
Guidelines require evidence of BHR or bronchodilator response (BDR) for the diagnosis of
asthma [5]. More than 200 ml and 12% increase of Forced Expiratory Volume in the first
second (FEV1) after bronchodilator in the spirometry test is evidence of BDR, but 36 to 83% of
individuals with asthma have negative BDR in a single test [6-8]. Studies have shown that
asthmatics with negative BDR have less eosinophilic airway inflammation [9,10]. In these
individuals, the guidelines recommend repeating spirometry later to try to detect the presence
of immediate BDR; or perform a bronchoprovocation test with methacholine to investigate
BHR, but this last test is rarely available in clinical practice.
In the real world, health professionals need to care for individuals with asthma-like symptoms
who have a persistently negative BDR on repeated spirometry. Little is known, however, about
the evolution of symptoms and lung function of these individuals, because they are usually
excluded from studies on asthma. Therefore, the primary objective of this study was to evaluate
whether individuals with asthma-like symptoms but with a persistently negative BDR have a
different evolution of symptoms and lung function compared to individuals with asthma
proven by positive BDR. The secondary objective was to evaluate, in individuals with asthma
proven by a positive BDR, if the evolution of BDR during follow-up is associated with the
variation in the symptom score and lung function.
Materials and Methods
We conducted this prospective cohort study in Jundiaí, a 400,000-inhabitant city in southeast
Brazil. We screened consecutive individuals attending a scheduled spirometry test requested
by physicians from any of the 42 public health facilities in the municipality; therefore, the
sample is representative of the population of users of the public health service. The recruitment
period was from January 2021 to July 2022.
We included individuals aged 18 years or older reporting typical asthma symptoms for two
years or more. We excluded current smokers; smoking history above 5 pack-years; pregnant
women; history of tuberculosis treatment; thoracic surgery; exposure to indoor air pollution;
occupational risk factors for COPD or pneumoconiosis; and those unable to achieve American
Thoracic Society (ATS) requirements in the spirometry test. All individuals included in the study
signed the informed consent. The institutional review board of the Jundiaí School of Medicine
approved the study, approval number 5.221.754.
Individuals participated in two study visits twelve months apart. In each study visit, they
attended a consultation with a chest physician, responded study questionnaires and underwent
a spirometry test. Between study visits, individuals had one intermediate consultation with
their referring physician. The researchers did not inform the referring physician about the
hypothesis and purpose of the research.
Study procedures and definitions
In both study visits, the chest physician in charge of the research interviewed the volunteers,
obtained clinical and demographic information, reviewed prescriptions and inspected
medicines to record the drugs that individuals were taking during the preceding eight weeks.
The record of pharmacological treatment considered the drugs and the quantity actually used.
We instructed in advance that individuals bring to the study visit the prescriptions and
medications so that the chest physician in charge of the research could confirm the patient's
report. A trained healthcare professional applied the Asthma Control Test (ACT). This
questionnaire measures the severity of asthma symptoms in a scale from five to 25, highest
values indicating less symptomatology. The 19-point score discriminates controlled from
uncontrolled symptoms [11]. In each study visit, individuals underwent a spirometry test with
a Koko PDS® equipment and repeated the test twenty minutes after 400 mcg of salbutamol
administration to measure the immediate BDR. Salbutamol was administered through a spacer.
We advised individuals to discontinue bronchodilators in the 24 hours prior to carrying out
the study spirometry. The spirometer was calibrated daily with a 3-liter syringe. Trained
respiratory therapists executed the spirometry tests according to the ATS protocol. Briefly, all
tests had at least three reproducible curves; all curves would need to have retro-extrapolated
volume below 5% and end of the curve in a plateau. The researcher in charge evaluated all
spirometry exams for quality. Individuals who were unable to perform spirometry according
to ATS criteria were excluded from the study. The criteria for positive BDR in the spirometry
test were FEV1 variation after bronchodilator greater than 12% and 200 ml.
The chest physician in charge of the research identified individuals with asthma-like symptoms
through an in-depth interview, physical examination and review of medical records. Some
clinical evidence of asthma-like symptoms were recurrent wheezing, cough or dyspnea lasting
longer than two years, lability of symptoms, symptoms improvement after ICS maintenance
therapy, and symptoms relief after bronchodilator. It was crucial for the individual's inclusion
in the study that there was evidence of typical asthma-like symptoms for at least 2 years.
Individuals with asthma-like symptoms and a positive BDR in at least one of the two spirometry
tests performed during the study were labeled as ¨Asthma¨. Individuals with a negative BDR in
both spirometry tests performed during the study were named “Asthma-like symptoms”. To
meet the main objective of the study, we compared the evolution of symptoms and lung
function between these two groups.
Subsequently, individuals with “Asthma” were grouped according to the evolution of their
BDR during follow-up in the study. Individuals with a positive BDR at the first study visit but
negative BDR at the second study visit were named “Remission of BDR”. Individuals with
negative BDR on the first study visit who presented positive BDR on the second visit were
labeled ¨Emergence of BDR¨. Individuals with positive BDR at both study visits were called
¨Persistently positive BDR¨. To meet the secondary objective of the study, we compared the
evolution of symptoms and lung function between the group “Remission of BDR” and the other
two groups.
We computed comorbidities whenever the individual reported current use of any
pharmacological therapy for the referred illnesses [12].
Statistical analyses
The primary outcome was loss of lung function. Loss of more than 200 ml in FEV1 between
the first and last study visits defined loss of lung function because this amount of loss is large
enough to ensure that it is not random according to data from two Brazilian cohorts. [13,14].
Secondary outcomes were variation in the intensity of respiratory symptoms (any improvement
or worsening of the ACT score) and airway obstruction at the final study visit. Criterion of
airway obstruction was FEV1/FVC ratio below the lower limit of normality.
We calculated a minimum sample of 93 individuals in each group considering that 70% of
individuals in the ¨Asthma¨ group would lose lung function over one year of follow-up; and
50% in the ¨Asthma like symptoms ¨ group. The basis for this estimate comes from a Brazilian
cohort, which showed that 70% of adults with asthma lose lung function over one year [13].
The alfa error was set in 0.05 and the power was 80%. It is relevant that the descriptive and
comparative analyses were stratified by the presence of pre-BD airway obstruction at baseline,
because individuals with airway obstruction are more likely to have positive BDR [15]. We
applied the Chi-Square test to compare nominal variables between two groups, while the
Mann-Whitney test compared ordinal and continuous variables. We used binary logistic
regression analyzes to measure the risk of loss of lung function (dependent variable) in
individuals with ¨Asthma-like symptoms¨ compared to individuals with ¨Asthma¨ (independent
variable). A similar model was used to assess whether the independent variable was associated
with the variation of symptoms score during follow-up (V2 ACT score - V1 ACT score) and
airway obstruction at the last study visit (SPSS 25, IBM, Armonk, New York). We adjusted the
analyzes for age, gender, lung function at baseline, symptoms score at baseline and asthma
maintenance therapy at baseline because these covariates might modify the relationship
between the dependent and independent variables [16-19]. In individuals with ¨Asthma¨,
binary logistic regressions assessed whether the groups with ¨Persistence¨ or ¨Emergence¨ of
BDR had worse asthma outcomes compared to the group with ¨Remission of BDR¨.
The method of data entry into the regression model was the Backward Likelihood Ratio. The
level of significance required for a given variable to remain in the model was 0.10. We used
the Hosmer-Lemeshow test (HL) to measure goodness-of-fit, and the Tolerance test (Tol) and
Variance Inflation Factor (VIF) to measure collinearity. Data and model fitted together (HL >
0.05) and we observed no collinearity (Tol > 0.10 and VIF < 10).
Results
We screened 3,626 individuals referred for spirometry test during the recruitment period.
Various respiratory and non-respiratory morbidities justified the request for spirometry by the
referring physician. We did not enroll 1,891 individuals without asthma-like symptoms and
341 individuals aged bellow 18 years old. Five hundred and twelve individuals were not
included because they met any exclusion criteria. Thus, we enrolled 882 individuals, but we
lost the follow-up of 182. Seven hundred individuals completed all study visits, of which 437
without airway obstruction in the first study visit (110 individuals with “Asthma” and 327 with
“Asthma-like symptoms”) and 263 with airway obstruction (133 individuals with “Asthma”
and 130 with “Asthma-like symptoms”).
Table 1 shows baseline characteristics of individuals without airway obstruction. Individuals
with ¨Asthma-like symptoms¨ had higher pre-BD lung function valuescompared to individuals
with ¨Asthma¨, whilst all other characteristics were similar between groups. Table 2 shows
that, among individuals with airway obstruction, those with ¨Asthma-like symptoms¨ were
older, had more comorbidities, used a greater amount of asthma maintenance therapy and had
a lower post-bronchodilator FEV1 value at baseline compared to individuals with ¨Asthma¨.
Among individuals without airway obstruction, the dose variation of inhaled corticosteroids
maintenance therapy from the first to the second study visit was similar (p 0.34) between
individuals with ¨Asthma-like symptoms¨ [0 (-320, 0) mcg per day] and those with asthma
proven by positive BDR [0 (-240, 200) mcg per day]. In individuals with airway obstruction,
the variation in inhaled corticosteroid dose was also similar between the groups [0 (0, 400) &
0 (0, 400) mcg per day; p 0.86].
Table 3 presents the longitudinal data of individuals without airway obstruction at baseline.
Compared to individuals with ¨Asthma¨, those with ¨Asthma-like symptoms¨ were less likely
to lose FEV1 during follow-up or evolve to pre-BD airway obstruction at the final study visit.
Table 4 describes that, among individuals with airway obstruction at baseline, those with
¨Asthma-like symptoms¨ were less likely to resolve the airway obstruction during follow-up
compared to individuals with ¨Asthma¨.
In individuals with ¨Asthma¨, the emergence or persistence of positive BDR during follow-up
was accompanied by worsening of asthma outcomes compared to the remission of positive
BDR (Table 5).
Discussion and Conclusions
This study shows that, in the absence of airway obstruction at baseline, individuals with
asthma-like symptoms and persistently negative BDR had more favorable outcomes compared
to individuals with asthma proven by positive BDR. We are unaware of research that has
investigated the disease progression of these individuals who are not usually included in
studies on asthma. We did not perform a methacholine bronchoprovocation test to confirm
the diagnosis of asthma, therefore, we preferred to label individuals with persistently negative
BDR as ¨Asthma-like symptoms¨. It is meaningful that only individuals with typical asthma
symptoms, according to the careful assessment of experienced pulmonologists, were included
in the study; even so, we cannot rule out the possibility that few of them might have another
illness simulating asthma. This limitation does not reduce the importance of the results and
conclusions, as the intention of the study was to evaluate the disease progression of a
population that frequently presents to healthcare professionals. We believe this information
will help plan the management of the disease of these individuals.
In individuals with airway obstruction at baseline, those with asthma-like symptoms and
persistently negative BDR had worse lung function and greater use of maintenance therapy at
the initial study visit compared with individuals with asthma proven by positive BDR. During
follow-up, individuals with persistently negative BDR had a lower chance of resolving their
airway obstruction. We hypothesize that the persistently negative BDR in these individuals
results from the control of eosinophilic inflammation due to the use of a high dose of inhaled
corticosteroids, while the persistence of airway obstruction during follow-up might be due to
underlying airway remodeling. This hypothesis is supported by studies that demonstrated less
eosinophilic inflammation and greater concentration of biomarkers of airway remodeling in
the airways of asthmatic individuals with little response to BD when compared to asthmatic
individuals with an intense response to BD [9,10,15].
A cross-sectional study by Denlinger et al observed that the intensity of bronchodilator
response in individuals with severe asthma was associated with self-reported exacerbations in
the previous year [20]. We observed, in individuals with asthma proven by positive BDR, that
the ¨emergence¨ or ¨persistence¨ of positive BDR during follow-up was accompanied by
worsening of asthma outcomes compared to the remission of positive BDR. Compared to
Denlinger's study, our study has the quality of its prospective design and greater external
validity, as it included individuals from all spectrums of asthma severity. Studies would need
to investigate whether immediate BDR could be used as an additional information to guide the
titration of asthma maintenance therapy. The methacholine bronchoprovocation test is a useful
tool to guide asthma maintenance therapy in adults and children [21,22], but the lack of
availability of the broncoprovocation test makes its use in clinical practice unfeasible.
It is relevant that individuals with COPD probably did not contaminate the group with airway
obstruction and negative BDR because we excluded individuals exposed to risk factors for
COPD and the prevalence of alpha-1-antitrypsin deficiency is usually very low [23]. Positive
aspects of this study were the enrollment of individuals from various primary and secondary
outpatient health facilities, the prospective design and adjusting analyzes for confounding
variables. Individuals maintained regular follow-up of asthma with their referring physician
between the study visits; thus, the management of asthma during the study matches real life
experiences. At the baseline visit, the ¨Asthma¨ and ¨Asthma-like symptoms¨ groups differed
with regard to some variables such as age, maintenance therapy and values of some spirometry
test parameters. These differences, however, did not bias the conclusions because the binary
logistic regressions were adjusted for covariates that could interfere with the interpretation of
the results. The researchers carefully quantified maintenance therapy used by study individuals
during the eight weeks preceding each of the two study visits, but they did not monitor
maintenance therapy over the one year between visits. We do not foresee, however, any reason
to suspect that there was a bias in the management of asthma during the follow-up, because
the dozens of referring physicians who managed asthma maintenance therapy during the
period between study visits were not aware of the study hypothesis. Finally, we adopted the
criteria of BDR recommended in GINA, but some societies have recently proposed new
guidelines for BDR [5,24].
We conclude that, in the absence of airway obstruction at baseline, individuals with asthma-
like symptoms and persistently negative BDR have a more favorable evolution of lung function
compared to individuals with ¨Asthma¨ proven by positive BDR. In clinical practice, this
information may help plan disease management in this understudied population. In individuals
with airway obstruction at baseline, the presence of asthma-like symptoms and negative BDR
was associated with a lower chance of resolving the airway obstruction. Studies need to
investigate whether these individuals have asthma with dominance of airway remodeling and
little eosinophilic inflammation. Finally, in individuals with asthma proven by positive BDR,
the trend in immediate BDR during follow-up was associated with the evolution of symptoms
and lung function.
References
1. Ijpma G, Kachmar L, Matusovsky OS, et al. Human trachealis and main bronchi smooth
muscle are normoresponsive in asthma. Am J Respir Crit Care Med 2015;191:884-93.
2. Khan MA. Inflammation signals airway smooth muscle cell proliferation in asthma
pathogenesis. Multidiscip Respir Med 2013;8:11.
3. Regamey N, Ochs M, Hilliard TN, et al. Increased airway smooth muscle mass in
children with asthma, cystic fibrosis, and non-cystic fibrosis bronchiectasis. Am J Respir
Crit Care Med 2008;177:837-43.
4. Muniz IS, Ponte EV, Lima VB, Cruz ÁA. Irreversible airway obstruction in asthma: a risk
factor for severe exacerbations in spite of proper treatment. J Asthma 2016;53;801-7.
5. Reddel HK, Bacharier LB, Bateman ED, et al. Global Initiative for Asthma Strategy 2021:
executive summary and rationale for key changes. Eur Respir J 2021;59:2102730.
6. Janson C, Malinovschi A, Amaral AFS, et al. Bronchodilator reversibility in asthma and
COPD: findings from three large population studies. Eur Respir J 2019;54:1900561.
7. Cavallazzi RS, Polivka BJ, Beatty BL, et al. Current bronchodilator responsiveness
criteria underestimate asthma in older adults. Respir Care 2020;65:1104-11.
8. Currie GP, Fowler SJ, Lipworth BJ. Dose response of inhaled corticosteroids on
bronchial hyperresponsiveness: a meta-analysis. Ann Allergy Asthma Immunol
2003;90:194-8.
9. Puckett JL, Taylor RW, Leu SY, et al. An elevated bronchodilator response predicts large
airway inflammation in mild asthma. Pediatr Pulmonol 2010;45:174-81.
10. Goleva E, Hauk PJ, Boguniewicz J, et al. Airway remodeling and lack of bronchodilator
response in steroid-resistant asthma. J Allergy Clin Immunol 2007;120:1065-72.
11. Roxo JP, Ponte EV, Ramos DC, et al. Portuguese-language version of the asthma control
test. J Bras Pneumol 2010;36:159-66. [Article in Portuguese].
12. Theodoro EE, Rocha DGD, Bertolino JR, et al. Evaluating the effect of antidepressants
on the relationship between depression and asthma. Respir Med 2023;207:107099.
13. Silva JN, Rocha A, de Souza IA, et al. Does peripheral blood eosinophil count predict
lung function improvement in adult individuals with asthma? Ann Allergy Asthma
Immunol 2021;127:388-9.
14. Almeida PC, Ponte EV, Souza-Machado A, Cruz AA. Longitudinal trends in clinical
characteristics and lung function of patients with severe asthma under treatment in
Brazil. BMC Pulm Med 2016;16:141.
15. Wei J, Ma L, Wang J, et al. Airway reversibility in asthma and phenotypes of
Th2-biomarkers, lung function and disease control. Allergy Asthma Clin Immunol
2018;14:89.
16. Ponte EV, Lima A, Almeida PCA, et al. Age is associated with asthma phenotypes.
Respirology 2017;22:1558-63.
17. Ponte EV, Stelmach R, Franco R, et al. Age is not associated with hospital admission or
uncontrolled symptoms of asthma if proper treatment is offered. Int Arch Allergy
Immunol 2014;165:61-7.
18. Bezerra de Menezes M, Ponte EV, Bertagni Mingotti CF, et al. Provision of inhaled
corticosteroids is associated with decrease in hospital admissions in Brazil: a
longitudinal nationwide study. Respir Med 2020;166:105950.
19. Ponte EV, Rocha DGD, Guinossi RM, et al. Evaluating the relationship between the
type of rescue medication and the adequacy of asthma maintenance therapy. Respir
Med 2023;217:107364.
20. Denlinger LC, Phillips BR, Ramratnam S, et al. Inflammatory and Comorbid Features of
Patients with Severe Asthma and Frequent Exacerbations. Am J Respir Crit Care Med
2017;195:302-13.
21. Nuijsink M, Hop WC, Sterk PJ, et al. Long-term asthma treatment guided by airway
hyperresponsiveness in children: a randomised controlled trial. Eur Respir J
2007;30:457-66.
22. Sont JK, Willems LN, Bel EH, et al. Clinical control and histopathologic outcome of
asthma when using airway hyperresponsiveness as an additional guide to long-term
treatment. The AMPUL Study Group. Am J Respir Crit Care Med 1999;159:1043-51.
23. Ashenhurst JR, Nhan H, Shelton JF, et al. Prevalence of alpha-1 antitrypsin deficiency,
self-reported behavior change, and health care engagement among direct-to-consumer
recipients of a personalized genetic risk report. Chest 2022;161:373-81.
24. Stanojevic S, Kaminsky DA, Miller MR, et al. ERS/ATS technical standard on interpretive
strategies for routine lung function tests. Eur Respir J 2022;60:2101499.
Table 1. Baseline characteristics of individuals without pre-bronchodilator (BD) airway
obstruction in the first study visit grouped according to the trajectory of immediate response
to bronchodilator (BDR).
Asthma *
(N = 110)
Asthma-like
Symptoms
**
(N = 327)
p
Age in years – median (IQ)
56 (44-67)
56 (42-66)
0.39
Female gender - n (%)
88 (80)
265 (81)
0.76
Body mass index – median (IQ)
31 (27-35)
30 (26-34)
0.14
Smoking history, pack-years – median (IQ)
0 (0-0)
0 (0-0)
0.65
Diabetes mellitus and/or systemic arterial
hypertension - n (%)
53 (48)
165 (51)
0.64
Depression - n (%)
18 (16)
49 (15)
0.74
Asthma maintenance therapy according to the GINA,
n (%)
Step 1 or 2
Step 3 or 4
Step 5
36 (33)
56 (51)
18 (16)
93 (28)
165 (51)
69 (21)
0.47
Controlled symptoms of asthma, ACT > 19 – n (%)
48 (44)
154 (48)
0.45
FVC % predict, pre-BD – median (IQ)
84 (75-95)
90 (80-101)
<
0.01
FVC % predict, post BD – median (IQ)
92 (83-103)
91 (81-103)
0.85
FEV1 % predict, pre-BD – median (IQ)
80 (70-90)
85 (76-99)
<
0.01
FEV1 % predict, post BD – median (IQ)
88 (78-102)
89 (78-103)
0.59
* Individuals with asthma-like symptoms and positive BDR in any of the spirometry tests
performed during the study. ** Individuals with asthma-like symptoms and persistently
negative BDR on spirometry performed during the study.
Table 2. Baseline characteristics of individuals with pre-bronchodilator (BD) airway
obstruction in the first study visit grouped according to the trajectory of immediate response
to bronchodilator (BDR).
Asthma *
(N =133)
Asthma-
like
Symptoms
**
(N = 130)
p
Age in years – median (IQ)
53 (40-63)
59 (47-71)
< 0.01
Female gender - n (%)
95 (71)
83 (64)
0.19
Body mass index – median (IQ)
28 (24-34)
28 (24-31)
0.23
Smoking history, pack-years – median (IQ)
0 (0-0)
0 (0-0)
0.14
Diabetes mellitus and/or systemic arterial hypertension
- n (%)
47 (35)
66 (51)
0.01
Depression - n (%)
21 (16)
19 (15)
0.79
Asthma maintenance therapy according to the GINA,
n (%)
Step 1 or 2
Step 3 or 4
Step 5
34 (26)
64 (48)
35 (26)
19 (15)
51 (39)
60 (46)
< 0.01
Controlled symptoms of asthma – n (%)
52 (40)
58 (46)
0.38
FVC % predict, pre-BD – median (IQ)
81 (68-96)
86 (71-
100)
0.12
FVC % predict, post BD – median (IQ)
91 (80-103)
89 (74-
102)
0.10
FEV1 % predict, pre-BD – median (IQ)
59 (46-74)
63 (51-77)
0.30
FEV1 % predict, post BD – median (IQ)
73 (58-86)
66 (53-81)
0.03
* Individuals with asthma-like symptoms and positive BDR in any of the spirometry tests
performed during the study. ** Individuals with asthma-like symptoms and persistently
negative BDR on spirometry performed during the study.
ResearchGate has not been able to resolve any citations for this publication.
Article
Full-text available
Background Appropriate interpretation of pulmonary function tests (PFTs) involves the classification of observed values as within/outside the normal range based on a reference population of healthy individuals, integrating knowledge of physiologic determinants of test results into functional classifications, and integrating patterns with other clinical data to estimate prognosis. In 2005, the American Thoracic Society and the European Respiratory Society jointly adopted technical standards for the interpretation of PFTs. We aimed to update the 2005 recommendations and incorporate evidence from recent literature to establish new standard for PFT interpretation. Methods This technical standards document was developed by an international joint task force, appointed by the European Respiratory Society and the American Thoracic Society with multidisciplinary expertise in conducting and interpreting pulmonary function tests, and developing international standards. A comprehensive literature review was conducted, and published evidence was reviewed. Results Recommendations for the choice of reference equations and limits of normal of the healthy population to identify individuals with unusually low or high results, respectively are discussed. Interpretation strategies for bronchodilator responsiveness testing, limits of natural changes over time and severity are also updated. Interpretation of measurements made by spirometry, lung volumes and gas transfer are described as they relate to underlying pathophysiology with updated classification protocols of common impairments. Conclusions PFTs interpretation must be complemented with clinical expertise and consider the inherent biological variability of the test and the uncertainty of the test result to ensure appropriate interpretation of an individual's lung function measurements.
Article
Full-text available
The Global Initiative for Asthma (GINA) Strategy Report provides clinicians with an annually updated evidence-based strategy for asthma management and prevention, which can be adapted for local circumstances (e.g., medication availability). This article summarizes key recommendations from GINA 2021, and the evidence underpinning recent changes. GINA recommends that asthma in adults and adolescents should not be treated solely with short-acting beta2-agonist (SABA), because of the risks of SABA-only treatment and SABA overuse, and evidence for benefit of inhaled corticosteroids (ICS). Large trials show that as- needed combination ICS-formoterol reduces severe exacerbations by >60% in mild asthma compared with SABA alone, with similar exacerbation, symptom, lung function and inflammatory outcomes as daily ICS plus as-needed SABA. Key changes in GINA 2021 include division of the treatment figure for adults and adolescents into two tracks. Track 1 (preferred) has low-dose ICS-formoterol as the reliever at all steps: as-needed only in Steps 1-2 (mild asthma), and with daily maintenance ICS-formoterol (maintenance-and-reliever therapy, MART) in Steps 3-5. Track 2 (alternative) has as-needed SABA across all steps, plus regular ICS (Step 2) or ICS-long-acting beta2-agonist (LABA) (Steps 3-5). For adults with moderate-to-severe asthma, GINA makes additional recommendations in Step 5 for add-on long-acting muscarinic antagonists and azithromycin, with add-on biologic therapies for severe asthma. For children 6-11 years, new treatment options are added at Steps 3-4. Across all age-groups and levels of severity, regular personalized assessment, treatment of modifiable risk factors, self-management education, skills training, appropriate medication adjustment and review remain essential to optimize asthma outcomes.
Article
Introduction: Current guidelines incorporate the option of a rapid onset bronchodilator (ROB) plus an inhaled corticosteroid (ICS) for the relief of asthma symptoms, but there is doubt whether the combined therapy for relief could lead to suboptimal maintenance therapy since individuals might prefer it to the maintenance therapy. The objective of this study was to assess whether the type of rescue medication that the individual with asthma has available is associated with suboptimal maintenance therapy. Methods: This cross-sectional study included non-smokers with asthma, ≥12 years old. The individuals attended an appointment with a physician, responded questionnaires and performed a spirometry. Adjusted regression analysis evaluated whether the type of rescue medication was associated with suboptimal maintenance therapy. Results: We enrolled 953 individuals, of which 221 reported having no rescue medication, 171 carried any ROB + ICS for symptoms relief and 561 carried SABA alone to rescue. The frequency of suboptimal maintenance therapy was not different between individuals carrying the combination and those carrying SABA alone for symptoms relief, but individuals who reported having no rescue medication had less suboptimal maintenance therapy (P < 0.01). Conclusions: The frequency of suboptimal maintenance therapy for asthma was similar between individuals carrying any ROB + ICS for symptoms relief and those carrying SABA alone to rescue, whilst it was less frequent in the group that reported not having any reliever medication. Data from this study indicate that recent changes in asthma guidelines regarding the use of rescue medication have little risk of impairing maintenance therapy.
Article
Background: It is unclear if depression is associated with impaired lung function in subjects with asthma, while few studies evaluated the effect of antidepressants on the relationship between depression and asthma. We designed this study to investigate if subjects with concomitant asthma and depression not taking antidepressants have worse asthma outcomes compared to asthmatic subjects without depression, and to evaluate whether antidepressants modify this association. Methods: This is a cross-sectional study. We included non-smokers with asthma, 18 years old or above. Study subjects attended an appointment with a chest physician, answered study questionnaires and underwent a spirometry test. We performed crude and adjusted binary logistic regression analyses. Results: We enrolled 309 subjects with asthma, of whom 48 with depression taking antidepressants, 52 with depression not taking antidepressants, and 209 without depression (control group). Asthmatic subjects with depression who had not used antidepressants before enrollment were more likely to have uncontrolled symptoms of asthma [adjusted OR 3.10, 95CI (1.56-6.15)] and airway obstruction [adjusted OR 2.41, 95CI (1.24-4.69)] compared to the control group. Subjects who had used antidepressants had higher odds of uncontrolled symptoms of asthma [adjusted OR 3.02, 95CI (1,50-6.07)], but similar odds of airway obstruction [adjusted OR 1.24, 95CI (0.87-1.77)] compared to the control group. Conclusions: Non-treated depression is associated with airway obstruction in subjects with asthma, but antidepressants modify this association. Thus, we recommend regular screening of depression in subjects with asthma, and prescription of antidepressants whenever depression symptoms justify pharmacological therapy.
Article
The Global Initiative for Asthma (GINA) Strategy Report provides clinicians with an annually updated evidence-based strategy for asthma management and prevention, which can be adapted for local circumstances (e.g., medication availability). This article summarizes key recommendations from GINA 2021, and the evidence underpinning recent changes. GINA recommends that asthma in adults and adolescents should not be treated solely with short-acting beta2-agonist (SABA), because of the risks of SABA-only treatment and SABA overuse, and evidence for benefit of inhaled corticosteroids (ICS). Large trials show that as-needed combination ICS-formoterol reduces severe exacerbations by ≥60% in mild asthma compared with SABA alone, with similar exacerbation, symptom, lung function and inflammatory outcomes as daily ICS plus as-needed SABA. Key changes in GINA 2021 include division of the treatment figure for adults and adolescents into two tracks. Track 1 (preferred) has low-dose ICS-formoterol as the reliever at all steps: as-needed only in Steps 1-2 (mild asthma), and with daily maintenance ICS-formoterol (maintenance-and-reliever therapy, MART) in Steps 3-5. Track 2 (alternative) has as-needed SABA across all steps, plus regular ICS (Step 2) or ICS-long-acting beta2-agonist (LABA) (Steps 3-5). For adults with moderate-to-severe asthma, GINA makes additional recommendations in Step 5 for add-on long-acting muscarinic antagonists and azithromycin, with add-on biologic therapies for severe asthma. For children 6-11 years, new treatment options are added at Steps 3-4. Across all age-groups and levels of severity, regular personalized assessment, treatment of modifiable risk factors, self-management education, skills training, appropriate medication adjustment and review remain essential to optimize asthma outcomes.
Article
Background Alpha-1 antitrypsin deficiency (AATD) is an autosomal co-dominant condition that predisposes to emphysema, cirrhosis, panniculitis, and vasculitis. Under-recognition has prompted efforts to enhance early detection and testing of at-risk individuals. Direct-to-consumer (DTC) genetic testing represents an additional method of detection. Research Question The study addressed three questions: 1) Does a DTC testing service identify previously undetected individuals with AATD? 2) What was the time interval between initial AATD-related symptoms and initial diagnosis of AATD in such individuals? and 3) What was the behavioral impact of learning about a new diagnosis of AATD through a DTC test? Study Design and Methods In this cross-sectional study, 195,014 individuals responded to a survey within the 23andMe, Inc. research platform. Results Among 195,014 study participants, the allele frequency for either the PI*S and PI*Z AATD variants was 21.6% (6.5% for PI*Z and 15.1% for PI*S); 0.63% were PI*ZZ, half of whom reported having a physician confirm the diagnosis. Approximately 27% of those with physician-diagnosed AATD reported first becoming aware of AATD through the DTC test. Among those newly-aware participants, the diagnostic delay interval was 22.3 years. Participants frequently shared their DTC test results with healthcare providers (HCPs) and the reported impact of learning a diagnosis of AATD was high. For example, 51.1% of PI*ZZ individuals shared their DTC result with an HCP. The odds ratio for PI*ZZ smokers to report smoking reduction as a result of receiving the DTC result was 1.7 [CI 1.4, 2.2] compared to those without a Z allele and for reduced alcohol consumption was 4.0 [CI 2.6, 5.9]. Interpretation In this largest available report on DTC testing for AATD, this test, in combination with clinical follow-up, can help to identify previously undiagnosed AATD patients. Moreover, receipt of the DTC AATD report was associated with positive behavior change, especially among those with risk variants.
Article
Objective To describe trends of hospital admissions due to asthma from 2008 to 2015 and to evaluate their relationship with trends of inhaled corticosteroids (ICS) provision by the government in Brazil. Methods We used Brazilian Government data to calculate hospital admission rates due to asthma, number of physicians, number of hospital beds, number of subjects that received ICS per 100,000 inhabitants in Brazil and in each of its municipalities for each year of the study. We performed Poisson Multilevel Regression Analyses to evaluate the relationship between the trends of hospital admission rates due to asthma with the trends of the number of subjects that had been receiving ICS during the study period. The analyses were adjusted for the number of physicians and hospital beds. Findings The number of patients who received ICS/100,000 inhabitants increased from 2008 to 2015 (943.9–1988.5). Hospital admissions/100,000 inhabitants decreased in patients aged 5–14 years (148.3–110.9) and in patients aged 15–39 years (59.9–32.3); the reduction was greater in municipalities in which ICS provision increased. The number of physicians/100,000 inhabitants increased and the number of hospital beds/100,000 inhabitants decreased in the study period. The increase in the number of physicians and in the number of subjects that received ICS were associated with reduction in hospital admissions. Conclusion We found that provision of ICS by the Brazilian Government was associated with a decrease of hospital admissions for asthma in the municipalities and country levels from 2008 to 2015.
Article
Background: Asthma is common in older adults and is confirmed by demonstration of variable expiratory air-flow limitations, typically evaluated by spirometric assessment of bronchodilator responsiveness. However, many patients with clinically suspected asthma and documented air-flow obstruction do not exhibit a post-bronchodilator response that meets or exceeds current established guidelines. We investigated if extending the time from bronchodilator administration to assessment of bronchodilator response increases the yield of spirometry for the diagnosis of asthma in older adults. Methods: This was a cross-sectional study. The subjects were non-smokers, ≥ 60 y old, and with suspected asthma. Subjects were characterized as (1) those with a positive bronchodilator response on the 30-min post-bronchodilator spirometry, (2) those with a positive bronchodilator response on the 60-min post-bronchodilator spirometry, and (3) those without a positive bronchodilator response but with a positive methacholine challenge test. Factors associated with a late response to bronchodilator were evaluated by using bivariate analysis and by multivariate analysis by using a logistic regression model. Results: This study enrolled 165 subjects. Of these, 81 (49.1%) had a positive bronchodilator response on 30-min post-bronchodilator spirometry; 25 (15.2%) had a positive bronchodilator response on the 1-h post-bronchodilator spirometry; and 59 (35.8%) had no positive bronchodilator response but had a positive methacholine challenge test. On multivariable regression analysis, those with a higher baseline percentage of predicted FEV1, higher scores on a standard asthma control test, and wheezing and/or cough after exercise were more likely to either have a late bronchodilator response or no bronchodilator response. Conclusions: Our study showed that a late positive response to bronchodilator use was more common than previously presumed in older subjects with suspected asthma. Pulmonary function testing laboratories should consider routinely reassessing spirometry at 1 h after bronchodilator use if the earlier assessment did not reveal a significant response.
Article
Background: Airway inflammation stimulates proliferation of airway smooth muscle cell, which contributes to the development of hyperplasia and hypertrophy of smooth muscle cell. The increase in airway smooth muscle cell mass is believed to be due to an up-regulation of inflammatory mediators in the airway. It is now well recognized that chronic inflammation as well as airway hyper-responsiveness and remodeling of airway during inflammation, are crucial to asthma. Airway hyper-responsiveness is caused by increased cell proliferation or by hypertrophy of airway smooth muscle cell depending on the nature of the inflammatory stimulation. Airway smooth muscle cell proliferation in asthma is regulated by the proinflammatory cytokines including IL-1β and TNF-α. These proinflammatory cytokines have been shown to influence human airway smooth muscle cell proliferation in vitro, which is due to cyclooxygenase-2 expression, production of prostaglandin E2, and increased cAMP levels. Conclusions: This review highlights the role of different proinflammatory cytokines in regulating airway smooth muscle cell growth and also focuses on regulation of differential gene expression in airway smooth muscle cell by growth factors and cytokines, also to bestow unique insight into the effects of conventional asthma therapies on airway smooth muscle cell proliferation and development of new therapeutic strategies to control asthma.