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The Impact of State Laws on Officer-Involved Deaths (OIDs)

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Abstract

While the public debates whether law enforcement has a problem with mis- or over-using force, the field lacks critical information concerning how often officers use force when interacting with citizens. Moreover, researchers have not examined how differences in how states restrict officers’ ability to use force affect the frequency of force used. Consequently, the various reforms proposed have little evidence supporting them. Using data from Mapping Police Violence combined with census data, we examined the impact of the incorporation of U.S. Supreme Court jurisprudence and the overall restrictiveness each state placed on law enforcement’s ability to use force when making an arrest and what constituted reasonable force within each state. We found that while the state’s population size and violent crime rate were strong predictors of the number and rate of officer-involved deaths (OIDs), state statutory restrictions on use of force had negligible effects. This has important implications for reforming state and national discussions around reforming use of force.

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The use of force by police has proven to be a challenging and divisive issue in the United States, and for good reason. Philosophically, the government’s use of violence against community members is in tension with basic democratic norms of individual liberty, personal security, and bodily autonomy. In practice, officers use force on hundreds of thousands of individuals every year. Police violence plays an important role in shaping public attitudes toward government generally and toward policing specifically. Community trust and confidence in policing has been undermined by the perception that officers are using force, including deadly force, unnecessarily, too frequently, or in problematically disparate ways. The use of force can also serve as a flashpoint, a spark that ignites long-simmering community hostility. There are, in short, compelling reasons to think critically about police uses of force. This book explores an essential, but largely overlooked, facet of the difficult and controversial issues of police violence and accountability: the question of how society evaluates police uses of force. The authors—a prominent legal scholar and former officer, a long-time police commander, and a distinguished criminologist—draw on their experience and decades of research to offer five different answers to that question, discussing in depth the rules established by constitutional law, state laws, agency policies, international law, and community expectations, and providing critical information about police tactics and force options to allow for the accurate application of those analytical frameworks.
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This paper draws on 79 in-depth interviews with police chiefs in Arizona, California, and Michigan to advance sociological understandings of race, masculinity, and policing. While the bulk of scholarship on public law enforcement focuses on urban settings, this paper juxtaposes police’s perceptions of urban, suburban, and rural gun violence. It details how police chiefs construct criminal gun violence according to two overarching tropes: (1) gang- and drug-related gun violence involving black and brown perpetrators and victims in urban spaces and (2) active shooting-related gun violence involving white perpetrators and victims in suburban and rural spaces. The analysis shows that police understand their own guns in part through reference to these tropes, embracing two racially distinct styles of police masculinity: the “warrior” and the “guardian.” Whereas the “warrior” brand of police masculinity emphasizes aggressive enforcement against (black and brown) perpetrators, the “guardian” brand of police masculinity emphasizes assertive protection on behalf of (white) victims. Detailing masculinity as a bifurcated axis along which racialized policing is enacted and amplified, this study broadens scholarly understandings of public law enforcement as a race-making institution and suggests the limitations of police reforms that fail to address whiteness as shaping public law enforcement.
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The aim of this study was to assess the association between state firearm legislation and law enforcement-related deaths (LEDs) and its modification by race. We used secondary data from an ecological cohort of 16 states (2010 to 2016), using the National Violent Death Reporting System (NVDRS), the State Firearm Law Database and additional public sources. Poisson regression with generalised estimating equations and inverse probability of exposure weights to account for time-varying confounding were used to quantify the association. LEDs were also disaggregated by race (Black vs non-Black). A total of 1593 LEDs took place during the 6-year study period. After adjusting for confounders, the IRR among non-Blacks was 0.48 (95% CI 0.26 to 0.89) and 1.53 (95% CI 0.93 to 2.54) among Blacks. Our findings highlight the fact that increased firearm provisions may decrease rates of LED among non-Black American individuals-an association not observed among Black Americans.
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“Wandering officers” are law-enforcement officers fired by one department, sometimes for serious misconduct, who then find work at another agency. Policing experts hold disparate views about the extent and character of the wandering-officer phenomenon. Some insist that wandering officers are everywhere—possibly increasingly so—and that they’re dangerous. Others, however, maintain that critics cherry-pick rare and egregious anecdotes that distort broader realities. In the absence of systematic data, we simply do not know how common wandering officers are or how much of a threat they pose, nor can we know whether and how to address the issue through policy reform. In this Article, we conduct the first systematic investigation of wandering officers and possibly the largest quantitative study of police misconduct of any kind. We introduce a novel data set of all 98,000 full-time law-enforcement officers employed by almost 500 different agencies in the State of Florida over a thirty-year period. We report three principal findings. First, in any given year during our study, an average of just under 1,100 officers who were previously fired—three percent of all officers in the State—worked for Florida agencies. Second, officers who were fired from their last job seem to face difficulty finding work. When they do, it takes them a long time, and they tend to move to smaller agencies with fewer resources in areas with slightly larger communities of color. Interestingly, though, this pattern does not hold for officers who were fired earlier in their careers. Third, wandering officers are more likely than both officers hired as rookies and those hired as veterans who have never been fired to be fired from their next job or to receive a complaint for a “moral character violation.” Although we cannot determine the precise reasons for the firings, these results suggest that wandering officers may pose serious risks, particularly given how difficult it is to fire a police officer. We consider several plausible explanations for why departments nonetheless hire wandering officers and suggest potential policy responses to each.
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Exploratory factor analysis (EFA) is widely used by researchers in the social sciences to characterize the latent structure underlying a set of observed indicator variables. One of the primary issues that must be resolved when conducting an EFA is determination of the number of factors to retain. There exist a large number of statistical tools designed to address this question, with none being universally optimal across applications. Recently, researchers have investigated the use of model fit indices that are commonly used in the conduct of confirmatory factor analysis to determine the number of factors to retain in EFA. These results have yielded mixed results, appearing to be effective when used in conjunction with normally distributed indicators, but not being as effective for categorical indicators. The purpose of this simulation study was to compare the performance of difference values for several fit indices as a method for identifying the optimal number of factors to retain in an EFA, with parallel analysis, which is one of the most reliable such extant methods. Results of the simulation demonstrated that the use of fit index difference values outperformed parallel analysis for categorical indicators, and for normally distributed indicators when factor loadings were small. Implications of these findings are discussed.
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Objectives: To evaluate the National Violent Death Reporting System (NVDRS) as a surveillance system for fatal shootings of civilians by law enforcement in the United States. Methods: We cross-linked individual-level mortality data from the 2015 NVDRS and 5 open-source data sets ( FatalEncounters.org , Mapping Police Violence, the Guardian's "The Counted," Gun Violence Archive, and The Washington Post's "Fatal Force Database"). Using the comprehensive cross-linked data set, we assessed the proportion of study-identified fatal police shootings that were captured by NVDRS, overall and by state, and by each open-source data set. Results: There were 404 unique study-identified fatal shootings by law enforcement in the 27 states for which data were available from NVDRS, 393 (97%) of which were captured in NVDRS. The proportion of shootings captured by NVDRS varied only slightly by state. Conclusions: The NVDRS provides a comprehensive count of fatal police shootings. Public Health Implications. Expanding NVDRS to all 50 states would provide comprehensive counts of fatal police shootings and detailed circumstantial information about these deaths at the national level. Open-source data can continue to provide real-time data collection as well as more complete information about nonfirearm officer-involved deaths. (Am J Public Health. Published online ahead of print February 21, 2019: e1-e7. doi:10.2105/AJPH.2018.304904).
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Rape victims can benefit from trauma-informed approaches when reporting rape to police. Police interviewing skill can prevent survivor re-victimization while eliciting useful crime statements. However, rape myth acceptance and police culture may pose obstacles to a trauma-informed approach. Client empowerment, demystification, trigger reduction, and expressed concern for victim safety can be implemented by police agencies. Interdisciplinary collaboration, combating sexual harassment, gender balancing, emotional debriefing of officers, accountability to victims, new reporting methods, and advanced training protocols are elements of a trauma-informed approach.
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This Article seeks to contribute to the national conversation on reforming police practices by evaluating the current law on police use of deadly force, identifying problems with that law, and suggesting a modest change to that law in the form of model legislation governing police use of deadly force. Existing statutes on police use of deadly force tend to focus on the reasonableness of the officer's belief in the need to use force. This Article suggests that the law should be reformed to explicitly include a focus on the reasonableness of the officer's actions. Under the proposed model statute, to be considered a justifiable shooting, the jury must find that both the officer's beliefs and actions were reasonable. To provide better guidance to juries than that provided by current use-of-force statutes, the model statute specifies three factors that the fact finder must consider when deciding whether the officer's actions were reasonable: (1) whether the victim/suspect had or appeared to have a weapon (and whether he or she refused orders to drop it), (2) whether the officer engaged in de-escalation measures prior to using deadly force, and (3) whether the officer engaged in any preseizure conduct that increased the risk of a deadly confrontation. It also borrows from imperfect self-defense law in civilian homicide cases, permitting the jury to find an officer charged with murder not guilty of murder, but guilty of voluntary manslaughter, if the officer's belief in the need to use deadly force was honest but unreasonable or if the officer's belief was reasonable, but his actions were unreasonable. © 2018 University of Illinois College of Law. All rights reserved.
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This Article reports the findings of the largest and most comprehensive study to date of the role qualified immunity plays in constitutional litigation. Qualified immunity shields government officials from constitutional claims for money damages so long as the officials did not violate clearly established law. The Supreme Court has described the doctrine as incredibly strong—protecting “all but the plainly incompetent or those who knowingly violate the law.” Legal scholars and commentators describe qualified immunity in equally stark terms, often criticizing the doctrine for closing the courthouse doors to plaintiffs whose rights have been violated. The Court has repeatedly explained that qualified immunity must be as powerful as it is to protect government officials from burdens associated with participating in discovery and trial. Yet the Supreme Court has relied on no empirical evidence to support its assertion that qualified immunity doctrine shields government officials from these assumed burdens. This Article is the first to test this foundational assumption underlying the Supreme Court’s qualified immunity decisions. I reviewed the dockets of 1,183 Section 1983 cases filed against state and local law enforcement defendants in five federal court districts over a two-year period and measured the frequency with which qualified immunity motions were brought by defendants, granted by courts, and dispositive before discovery and trial. I found that qualified immunity rarely served its intended role as a shield from discovery and trial in these cases. Across the five districts in my study, just thirty-eight (3.9%) of the 979 cases in which qualified immunity could be raised were dismissed on qualified immunity grounds. And when one considers all the Section 1983 cases brought against law enforcement defendants—each of which could expose law enforcement officials to burdens associated with discovery and trial—just seven (0.6%) were dismissed at the motion to dismiss stage and thirty-one (2.6%) were dismissed at summary judgment on qualified immunity grounds. My findings enrich our understanding of qualified immunity’s role in constitutional litigation, belie expectations about the policy interests served by qualified immunity, and show that qualified immunity doctrine should be modified to reflect its actual role in constitutional litigation.
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Research on police officers has found that they tend to associate African Americans with threat. Little is known however about the stability of implicit racial bias in police officers, whose attitudes could be expected to fluctuate based on their day-to-day encounters or from internal stressors such as fatigue. To investigate, this study tested 80 police officers using the Weapons Implicit Association Test (IAT) on four separate occasions. Officers’ sleep was also monitored using wrist actigraphy. Officers’ IAT scores varied significantly across the testing days (f¼2.36; df¼1.468; p<.05), and differences in IAT scores were associated with officers’ sleep (f¼6.49; df¼1.468; p<.05). These findings indicate that implicit racial bias was not stable among officers, and that when officers slept less prior to testing they demonstrated stronger association between Black Americans and weapons. The implications of these findings within the current climate of police–citizen unrest are discussed.
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Responding to the problems of mass incarceration, racial disparities in justice, and wrongful convictions, scholars have focused on prosecutorial overcharging. They have, however, neglected to address undercharging-the failure to charge in entire classes of cases. Undercharging can similarly undermine the efficacy and legitimacy of the criminal justice system. While few have focused on this question in the domestic criminal law context, international law scholars have long recognized the social and structural cost for nascent democratic states when they fail to charge those responsible for the prior regime's human rights abuses. This sort of impunity threatens the rule of law and misses the opportunity to reinforce important democratic values. This Article draws on international law scholarship to argue that there is a duty to investigate and a limited duty to charge crimes that implicate core democratic principles of equality and fairness. Police use of excessive force against unarmed African-American suspects is just this sort of crime.
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We investigated links between police brutality and poor health outcomes among Blacks and identified five intersecting pathways: (1) fatal injuries that increase population-specific mortality rates; (2) adverse physiological responses that increase morbidity; (3) racist public reactions that cause stress; (4) arrests, incarcerations, and legal, medical, and funeral bills that cause financial strain; and (5) integrated oppressive structures that cause systematic disempowerment. Public health scholars should champion efforts to implement surveillance of police brutality and press funders to support research to understand the experiences of people faced with police brutality. We must ask whether our own research, teaching, and service are intentionally antiracist and challenge the institutions we work in to ask the same. To reduce racial health inequities, public health scholars must rigorously explore the relationship between police brutality and health, and advocate policies that address racist oppression.
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Killings of civilians by police officers have become a matter of intense public concern in the United States. High-profile deaths, especially those of black citizens, have caused outrage and sparked the Black Lives Matter movement with calls for dramatic changes in how police agencies operate. However, little systematic research exists to answer questions about which policies should be ended or put in place to reduce these deaths. The authors leverage a large data set of gun deaths by police officers in the United States, combined with agency-level policy data and community demographic data, to examine whether certain policies are associated with lower or higher rates of officer-involved gun deaths. Findings show that one policy—the requirement that officers file a report when they point their guns at people but do not fire—is associated with significantly lower rates of gun deaths.
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We analyzed 990 police fatal shootings using data compiled by TheWashington Post in 2015. After first providing a basic descriptive analysis of these shootings, we then examined the data for evidence of implicit bias by using multivariate regression models that predict two indicators of threat perception failure: (1) whether the civilian was not attacking the officer(s) or other civilians just before being fatally shot and (2) whether the civilian was unarmed when fatally shot. The results indicated civilians from “other” minority groups were significantly more likely than Whites to have not been attacking the officer(s) or other civilians and that Black civilians were more than twice as likely as White civilians to have been unarmed.
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Reports often claim a widespread use of excessive force on the part of American law enforcement officers. Although documented cases of excessive force do occur, this presumption of widespread force may be overstated. This paper reports the findings of a survey questionnaire administered by the authors to 295 sworn, active police officers across the USA regarding their experiences related to the use of force. The results of the study indicate that approximately 70 per cent of the police officers sampled had been in a situation where they could have legally used their firearm but chose not to. Furthermore, police officers exercised restraint in deadly force in 93 per cent of the situations in which they could have legally fired their weapon. Rather than an excessive use of force on the part of these officers, great restraint on their part was displayed. The interchange between the law enforcement officer and the offender in high-risk situations in which deadly force can be used legally and ethically is complex, dynamic and rapidly changing. To understand why officers in these situations very frequently choose not to use deadly force is examined within the context of ‘the deadly mix’.
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Objectives This study examines UCR and NCVS serious violence crime trends in urban, suburban, and rural areas, and assesses the extent to which discrepancies in the two data series are due to victim reporting or police crime-recording practices. Particular attention is paid to the dynamics of the rural data series. Methods NCVS data for 1973-2010 are used to estimate subnational rates of serious violence and comparable rates for crimes that victims said were reported to police, and these estimates are compared to subnational UCR data. Time-series cointegration analysis is used to assess convergence in the NCVS and UCR series along with descriptive comparative analyses. Results The degree of convergence in UCR and NCVS trends was found to vary across areas; however this was not due to differences in rates of reporting to police. Suburban and urban UCR and NCVS trends converged with and without adjustment for police reporting. Little evidence of NCVS/UCR series convergence was found in rural areas even after victim reporting was taken into account. Conclusion The recording and production of crime data by the police appears to contribute to subnational differences in the convergence between the UCR and NCVS series. The findings suggest rural crime trend analysis should not be based solely on UCR data. To illustrate the difference between conclusions based on UCR and NCVS rural violence trends, we find that poverty rates have a large, significant association with rural violence as measured in the NCVS, but are unrelated to UCR rates.