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Irreducibility of Polynomials with Square Coefficients over Finite Fields

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Abstract

We study a random polynomial of degree n over the finite field Fq\mathbb{F}_q, where the coefficients are independent and identically distributed and uniformly chosen from the squares in Fq\mathbb{F}_q. Our main result demonstrates that the likelihood of such a polynomial being irreducible approaches 1/n+O(q1/2)1/n + O(q^{-1/2}) as the field size q grows infinitely large. The analysis we employ also applies to polynomials with coefficients selected from other specific sets.
arXiv:2410.16814v1 [math.NT] 22 Oct 2024
IRREDUCIBILITY OF POLYNOMIALS WITH SQUARE COEFFICIENTS
OVER FINITE FIELDS
LIOR BARY-SOROKER AND ROY SHMUELI
Abstract. We study a random polynomial of degree nover the finite field Fq, where the
coefficients are independent and identically distributed and uniformly chosen from the squares
in Fq. Our main result demonstrates that the likelihood of such a polynomial being irreducible
approaches 1/n +O(q1/2) as the field size qgrows infinitely large. The analysis we employ
also applies to polynomials with coefficients selected from other specific sets.
1. Introduction
Consider the random polynomial
(1) Pξ(x) = xn+ξ1xn1+ξ2xn2+···+ξn,
where the coefficients ξ1, . . . , ξnare independent random variables taking values in a ring R. The
main question of interest is what is the probability that Pξ(x) is irreducible over R.
When R=Z, one expects the probability to be close to 1. To clarify this, we focus on two
central models. The first, often called the large box model, assumes that the degree nis fixed and
the coefficients ξiare uniformly distributed within the interval {−H,...,H}as H . In this
case, not only is Pξ(x) asymptotically almost surely (a.a.s.) irreducible, but the Galois group is
also the full symmetric group a.a.s. The main challenge in this model is to bound the error term
and demonstrate that it arises from reducible polynomials (see [vdW36,Kno57,Che63,Gal73,
Kub09,Zyw10,Die13,CD20,AGO+21,CD23a,CD23b]). This problem remains open despite a
recent major breakthrough [Bha21].
In the second model, while the coefficients do not grow, the degree does—for example, when
ξiare Rademacher variables. Here, we always condition on ξn6= 0. In this context, [BV19]
proved that under the General Riemann Hypothesis (GRH), the polynomial is irreducible a.a.s.
Unconditional results [BSK20,BSKK23] show that the probability is bounded away from zero
in full generality and under mild restrictions tend to 1 (e.g., ξiare uniformly distributed on an
interval of length 35). See [BSG24] for a treatment of a hybrid model in which ξiare as in the
large box model, but nmay grow arbitrarily fast as a function of H.
In this work we assume that Ris a finite field. Let qbe a prime power and R=Fqthe finite
field with qelements. In this setting, the ring of polynomials Fq[x] is closely analogous to the
ring of integers Z, and therefore the irreducible polynomials are analogous to prime numbers.
And indeed, the first result is the prime polynomial theorem [Ros02, Theorem 2.2] which may be
interpreted as the statement that if the ξiare uniform on Fq, then
(2) PhPξ(x) irreducible over Fqi=1
n+Oqn/2,
as qn . There are variants when we fix some of the coefficients, see [Pol13,Ha16]. Moti-
vated by Maynard’s theorem [May19] on primes without the digit 7, Porritt [Por19] considered
polynomials with coefficients that are uniformly distributed in a subset S( Fq. He proved that if
#Sqq/2 then
PhPξ(x) irreducible over Fqiq
n(q1),
as n . See [Mos17] for generalizations.
1
2 LIOR BARY-SOROKER AND ROY SHMUELI
In the case that nis fixed, there are much stronger results. In [Coh72,BBSR15], one can fix
all coefficients but three, under very mild assumptions. A general criterion by Entin [Ent21] deals
with uniform coefficients in a subset SFn
qthat is “regular” in some precise sense:
(3) PhPξ(x) irreducible over Fqi=1
n+Onq1/2·irreg(S),
where irreg(S) is an explicit constant that depends on S, see (15). This asymptotic formula is
useful in several classical settings, such as when Sis a product of arithmetic progressions.
However, when qis odd and S=α2αFqnis the set of vector with square entries, the
error term in (3) is bigger than the main term: irreg(S)q1/21n, see (16). Thus (3) gives
no non-trivial information. Our main result says that the probability for irreducibility is still
asymptotically 1/n:
Theorem 1. Let PξFq[x]be a random polynomial as in (1)with ξ1,...,ξnuniformly distributed
in α2αFqFq. Then
PhPξ(x)irreducible over Fqi=1
n+Onq1/2,
as q .
If qis even, then ξiare uniform in Fq, hence it follows from (2). So from now on we assume q
is odd.
Theorem 1 follows from a more general result, in which the coefficients distribute uniformly in
subsets of the following form. For M > 0, we say that a subset UFqis of complexity Mif
there exist
f11,...f1k1,...,fm1,...,fmkmFq[x]
of positive degree such that
(4) U=
m
[
i=1
ki
\
j=1
fij (Fq) and max
i=1,...,m
j=1,...,ki
{m, ki,deg fij } M.
For example, the set of squares is of complexity 2. Note that every subset Uof Fqis of
complexity qsince
U=[
αU
fα(Fq) where fα(x) = xqx+α.
Theorem 2. Let qbe an odd prime power, and U1,...,UnFqnonempty subsets of complexity
M. Let PξFq[x]be a random polynomial as in (1)with ξ1,...,ξnuniformly distributed in
U1,...,Unrespectively. Then
PhPξ(x)irreducible over Fqi=1
n+On,M qn1/2·#U1
1···#U1
n,
as q .
The error term goes to zero if #UiMqfor all i(in the sense, #UiCMq). This happens in
many cases, for example, if Ui=fi(Fq), for 1 deg fiM. In some cases, e.g. U={α2}{−α2}
and q3 mod 4 we have #UM1. We discuss this further in section 6.
Acknowledgements. The authors thank Alexei Entin for helpful discussions.
This research was supported by the Israel Science Foundation (grant no. 366/23).
2. Preliminaries
This section establishes the notation and revisits foundational facts necessary for the principal
results.
IRREDUCIBILITY OF POLYNOMIALS WITH SQUARE COEFFICIENTS OVER FINITE FIELDS 3
2.1. Splitting types. Let Sndenote the set of n-tuples s= (s1,...,sn) of non-negative integers
si0 with the constraint s1+ 2s2+···+nsn=n. The splitting type of a permutation σ
in the symmetric group Sym(n) on nletters is defined as SplitType(σ) := s Snsuch that si
represents the number of cycles of length iin the disjoint cycle decomposition of σ. Therefore,
two permutations in Sym(n) are conjugate if and only if they share the same splitting type. For
s Sn, we denote by Csthe conjugacy class in Sym(n) comprising all permutations with splitting
type s. The size of Csis determined by Cauchy’s formula:
(5) #Cs=n! n
Y
i=1
isi·si!!1
.
Let kbe a field, and let Pk[x] be a polynomial of degree n. The splitting type of Pis
SplitType(P) := s Snwhere siis the number of irreducible factors of Pof degree i, counted
with multiplicity.
2.2. Discriminant. Let kbe a field and let Pk[x] be a separable polynomial. Denote by kP
the splitting field of Pover kand set G= Gal(kP/k). Let z1,...,znbe the roots of Pin kP, and
identify Gwith a subgroup of Sym(n) by the action of Gon the roots of P.
The discriminant of Pis defined as
DiscxP=Y
1i<jn
(zizj)2k×.
For σG, we have that σDiscxP= sgn(σ)DiscxPwhere sgn(σ) is the sign of the permu-
tation σ. Thus, the following statement is immediate from the fundamental theorem of Galois
theory:
Proposition 3. Let kbe a field of characteristic 6= 2. Then G6≤ Alt(n)if and only if DiscxPis
not a square in k.
2.3. Chebotarev’s Density Theorem. We briefly introduce an explicit and uniform version of
Chebotarev’s Density Theorem over finite fields. All proofs can be found in [ABSR15, Appendix
A] in the language of rings or in [Ent19,§4] in the language of schemes.
Let Fbe a field which is a regular extension of the finite field Fq. Let OFbe an integrally
closed finitely generated Fq-algebra with fraction field F. Let K/F be a finite Galois extension
with Galois group G, let OKbe the integral closure of OFin K, and let Fqrbe the relative
algebraic closure of Fqin K. In particular, Fqris contained in OK. For each v0, we define
Gv=nσGσ(α) = αqvfor all αFqro.
Then G0Gis the kernel of the restriction map GFqr. If v1, then Gvis a set on which
G0acts by conjugation. Let C(Gv) denote the set of orbits.
Remark 4.If Kis regular over Fq, then r= 1, hence Gv=Gfor all v0.
Let Φ HomFqrOK,¯
Fqbe unramified over OF(in the sense that ker Φ is unramified). Then,
there exists a unique element in G, which we call the Frobenius element, and we denote by
OK/OF
ΦG,
such that for all u OF
(6) ΦOK/OF
Φu= Φ(u)q.
If we fix a surjective φHomFq(OF,Fqv) that is unramified in OK, then the set
OK/OF
φ=OK/OF
ΦΦHomFqOK,¯
Fqextends φGv,
4 LIOR BARY-SOROKER AND ROY SHMUELI
is invariant under conjugation from G0, since hOK/OF
Φiτ=hOK/OF
Φτi,τG0. Moreover, G0acts
transitively on OK/OF
φ, so OK/OF
φ C(Gv).
We use a complexity notion cmp(OF) = cmp(OF/OF) and cmp(OK/OF) as defined in [Ent19,
Section 4] in the language of schemes. In particular, the complexity of
Fqx1,...,xn, f 1
0/(f1(x1,...,xn),...,fm(x1,...,xn)),
is bounded by max(n, deg f0,...,deg fm), and the complexity of S/R is a bounded by a function
of cmp(R), cmp(S), and the degree of the extension S/R.
By the Lang-Weil’s estimates [LW54], the number of ramified φis Ocmp(OK/OF)(qn1). We
shall use this bound in the rest of the work multiple times.
In this language, Chebotarev’s theorem gives a quantitative equidsitribution of OK/OF
φin
C(Gv): For C C(Gv), we define
δCheb,v(C) = 1
qvd ·#(φHomFq(OF,Fqv)
φsurjective, unramified in OK
and OK/OF
φ=C).
By the Lang-Weil estimates [LW54], the number of surjective φHomFq(OF,Fqv) is equal to
qvd +O(qv(d1)), so δCheb,v(C) is the asymptotic density of such φ-s with OK/OF
φ=C.
Theorem 5 (Chebotarev’s Density Theorem).Let v1and C C(Gv). Then
(7) δCheb,v(C) = #C
#Gv
+Ocmp(OK/OF)q1/2.
Proof. See [ABSR15, Theorem A.4]1and [Ent19, Theorem 3].
Remark 6.In [ABSR15] the authors require that OK/OFis unramified. This requirement may
be added by localizing at the ramified locus, and by the Lang-Weil estimates [LW54] applied to
the discriminant of OK/OF. This will change the formula by Ocmp(OK/OF)q1, hence will not
affect (7).
Remark 7.Obviously, Theorem 5 generalizes to any G0-invariant subset of CGv. Indeed, such
Cis the disjoint union of elements in C(Gv). Note if C=, then δCheb,v (C) = 0.
We state and prove a well-known corollary that will be used in the sequel.
Corollary 8. In the notation above, assume that K=LM for L, M linearly disjoint Galois
extensions of F, and Lregular over Fq. Let A= Gal(L/F ),B= Gal(M/F ), let v0, let CA
be a conjugacy class, and D C(Bv). Then, C×D C(Gv)and
δCheb,v(C×D) = δCheb,1(C)·δCheb,v(D) + Ocmp(OK/OF)q1/2.
Proof. We may identify G
=A×Bvia the map σ7→ (σ|L, σ|M). Since Lis regular over Fqand
since L, M are linearly disjoint over F, it follows that the algebraic closures of Fqin Mand in K
coincide. Hence, Gv=A×Bvand C×D C(Gv). Finally, if φHomFq(F, Fqv) is surjective
and unramified in K, then by (6) one may readily deduce that
OK/OF
φ=OL/OF
φ,OM/OF
φ.
The assertion follows from Theorem 5 applied to each of the terms, and noting that cmp(OL/OF),
cmp(OM/OF) are bounded in terms of cmp(OK/OF) and that the number of φHomFq(F, Fqv)
that are ramified in any of the fields K, L, M is Ocmp(OK/OF)q1.
1The implied constant in loc.cit. is written to depend only on cmp(OF) and [K:F]. This is not true, and the
correct error term is as written here.
IRREDUCIBILITY OF POLYNOMIALS WITH SQUARE COEFFICIENTS OVER FINITE FIELDS 5
2.4. Two examples. We explicitly compute two examples that will be used in the proof of the
main result.
Example 9. Let t= (t1,...,tn) be an n-tuple of indeterminates. The generic polynomial of
degree nis defined to be
P(t;x) = xn+t1xn1+···+tnFq(t)[x].
Let F=Fq(t), let FPbe the splitting field of Pover F. Then G= Gal(FP/F )
=Sym(n)
and FP/Fqis regular. Moreover, φHomFq(F, Fq) is unramified in FPif and only if Pφ:=
P(φ(t); x)Fq[x] is separable.
From (6) it follows that if φHomFq(F, Fq) is unramified in FP, then
SplitTypePφ= SplitTypeOFP/OF
φ.
Since cmp(OFP/OF) is bounded by a function in nand since the number of ramified φis On(q1),
Theorem 5 and (5) imply that for any s Snwe have
1
qnφHomFq(F, Fq)SplitTypePφ=s
=1
qnφHomFq(F, Fq)φramified or SplitTypeOFP/OF
φ=s
= n
Y
i=1
isi·si!!1
+On(q1/2).
(8)
Example 10. Consider univariate polynomials fij (x)Fq[x] of degree >0, for i= 1,...,n and
j= 1,...,ki. Define
Si=
ki
\
j=1
fij (Fq)Fq.
We may assume without loss of generality that fij(x)tiis separable in x. If this is not the case,
fij (x) = ˜
fij (xpr) for some r > 0 and ˜
fij (x)tiseparable. Moreover, fij (Fq) = ˜
fij (Fq), so we may
replace fij by ˜
fij without altering the sets Si.
Let Kij be the extension of Fq(ti) generated by a root of fij (x)ti, let Nij the Galois closure of
Kij over Fq(ti), Ni=Qki
j=1 Nij , and N=N1···Nn. Then N/F is Galois. Let GN= Gal(N/F ),
Gij = Gal(Nij /Fq(ti)), Hij = Gal(Nij/Kij ), and πi,j :GNGij the restriction map.
Let φHomFq(OF,Fq) be unramified in ON. Then, φi=φ|Fq(ti)is unramified in Nij for
all i, j. We have that φ(ti) = φi(ti)fij (Fq) if and only if φiextends to Φij :ONij ¯
Fqwith
Φij (OKij ) = Fqif and only if φiextends to Φij :ONij ¯
Fqsuch that hONij /Fq[ti]
Φij iHij if and
only if OK/OF
φiHij 6=. In other words, φ(ti)fij (Fq) if and only if ON/OF
φπ1
ij (Hij )6=.
Therefore,
φ(t)S1× · ·· × Sn ON/OF
φπ1
ij (Hij )6=,i, j.
Now by Theorem 5 applied to the GN,0-invariant set
= {σGN,1:i, j, σ0GN,0such that σ0σσ1
0π1
ij (Hij )}
we get that
(9) δCheb,1(Ω) = #Ω
#GN,1
+OM(q1/2),
6 LIOR BARY-SOROKER AND ROY SHMUELI
where M= maxi,j {deg fij }and cmp(ON/OF) is bounded in terms of M. We finish this example
by adding the ramified homomorphisms.
1
qn
n
Y
i=1
#SiδCheb,1(Ω)1
qn#φHomFq(OF,Fq)φramified in Nand
φ(t)S1× · ·· × Sn
=OM(q1).
(10)
3. General Theorem
Our most general theorem is stated below. We begin by showing how Theorem 1 and Theorem 2
follow from it. The remainder of the paper focuses on proving this theorem.
Theorem 11. Let qbe an odd prime power, s Sn, and let U1,...,UnFqbe subsets of
complexity M. Let PξFq[x]be a random polynomial as in (1)where ξ1,...,ξnare uniformly
distributed in U1,...,Unrespectively. Then
PhSplitTypePξ=si= n
Y
i=1
isi·si!!1
+On,M qn1/2·#U1
1···#U1
n,
as q .
Proof of Theorem 2.As Pξis irreducible if and only if SplitTypePξ= (0,...,0,1), and in this
case (Qn
i=1 isi·si!)1= 1/n, we see that Theorem 2 is a special case of Theorem 11.
Proof of Theorem 1.As mentioned above, if qis even, then the coefficients are uniform, hence
we are done by (2). If qis odd, then Theorem 1 follows from Theorem 2 applied to the sets
U1=···=Un=α2αFqwhich have complexity 2. (Note that #Ui= (q+ 1)/2 for all i,
hence the error term is On(q1/2).)
4. Linearly Disjoint Extensions
The goal of this section is Proposition 13 which asserts that the splitting field of the generic
polynomial is linearly disjoint of any extension that decomposes to extensions of one variable.
This is a technical but crucial point in our proof of Theorem 11.
Definition 12. An extension N/k(t) is called univariate-decomposable or simply decomposable if
there exist finite extensions Ni/k(ti), i= 1,...,n, such that N=N1···Nn.
Proposition 13. Let qbe an odd prime power. Let P(t;x) = xn+t1xn1+···+tnbe the
generic polynomial of degree nover Fq, let FPbe its splitting field over Fq(t), and let N/Fq(t)be
a decomposable extension. Then FPand Nare linearly disjoint over Fq(t).
We start with some auxiliary lemmas, keeping the notation and assumptions of the proposition.
We also set
tˆ
i= (t1,...,ti1, ti+1,...,tn)
and we let L=N¯
Fqand Li=Ni¯
Fq(ti), where ¯
Fqis the algebraic closure of Fq. Then, L/¯
Fq(t) is
decomposable, since L=L1···Ln.
Lemma 14. Let Lube a finite extension of ¯
Fq(u). Then there exists α¯
Fqsuch that uαis
not a square in Lu.
Proof. As E=¯
Fq(u)uαα¯
Fqis an infinite extension of ¯
Fq(u), and Luis a finite exten-
sion, it follows that E6⊆ Lu. In particular, there exists α¯
Fq(u) such that uα6∈ Lu.
Lemma 15. Assume n2. Then DiscxPis not a square in L.
IRREDUCIBILITY OF POLYNOMIALS WITH SQUARE COEFFICIENTS OVER FINITE FIELDS 7
Proof. Recall that L=L1···Ln, where Li/¯
Fq(ti) are finite extensions, i= 1,...,n. For each
i= 1,...,n, let OLibe the integral closure of ¯
Fq[ti] in Liand let OLbe the integral closure of
¯
Fq[t] in L.
We proceed by induction on n2. Assume n= 2. Then we have that
DiscxP= Discx(x2+t1x+t2) = t2
14t2.
Since L2/¯
Fq(t2) is finite, by Lemma 14 there exists α¯
Fqsuch that t2αis not a sqaure in
L2. Extend the specialization (t1, t2)7→ (2α, t2) to a homomorphism ϕ:OLL2. Then,
φ(DiscxP) = 4(t2α) which is not a square in L2. This implies that DiscxPis not a square in
L, as needed.
Next let n > 2. Consider the polynomials
ˆ
P(tˆn;x) = P(tˆn,0; x) = xn+t1xn1+···+tn1x, and
Q(tˆn;x) = ˆ
P(tˆn;x)/x =xn1+t1xn2+···+tn1.
Then, by the definition of discriminants and resultants we have
Discxˆ
P= Discx(xQ) = Res(x, Q)2DiscxQ=t2
n1DiscxQ.
Set L=L1···Ln1. The induction hypothesis for n1 implies that DiscxQis not a square
in L, hence Discxˆ
Pis not a square in L. Since Discxˆ
Pis obtained by substituting tn= 0 in
DiscxP, we deduce that DiscxPis not a square in L.
Lemma 16. The Galois group of Pover Lis Sym(n).
Proof. Let F=¯
Fq(t). Let ˆ
Lbe the normal closure of L/F , then ˆ
Lis also decomposable (since if
L=L1···Ln, then ˆ
L=ˆ
L1···ˆ
Ln), with ˆ
Lithe normal closure of L1/Fq(ti). As the Galois group
ˆ
Gof Pover ˆ
Lis a subgroup of its Galois group over L, it suffices to prove that ˆ
G= Sym(n).
Hence, without loss of generality, we may assume that L/F is normal.
Let FPand LPbe the splitting fields of Pover Fand L, respectively. We set GF= Gal(FP/F )
and GL= Gal(LP/L). Then GF
=Sym(n) since Pis the generic polynomial.
Since FP/F and L/F are normal, so is E=FPL. Identifying GL= Gal(FP/E) via the
restriction map, gives that GLis a normal subgroup of GF= Sym(n).
LP
FPL
E=FPL
F
GL
=GL
GF
=Sym(n)
Since all the proper normal subgroups of Sym(n) are contained in Alt(n), it suffices to prove
that GL6≤ Alt(n) to deduce that GL= Sym(n). And indeed, Lemma 15 and Proposition 3 imply
that GL6≤ Alt(n), so GL
=Sym(n).
Proof of Proposition 13.Set K=Fq(t). Let KP,NPand LPbe the splitting fields of Pover
K,N, and L, respectively, and let GK, GN, GLbe the Galois groups of KP/K,NP/N, and
LP/L. We identify these groups with their images under the restriction of automorphism map:
8 LIOR BARY-SOROKER AND ROY SHMUELI
GN
=Gal(KP/N KP) and GL
=Gal(KP/L KP), so that GLGNGK
=Sym(n). By
Lemma 16,GL= Sym(n), hence GN= Sym(n) = GK. In particular, NKP=K, and so N
and KPare linearly disjoint.
5. Proof of Theorem 11
We first treat a special case, and then deduce the theorem.
Definition 17. Let M > 0. We say that a subset SFqis of π-complexity Mif it has a
representation as in (4) with m= 1.
There are some obvious connections between the π-complexity and complexity of sets. First, if
the π-complexity is M, then so is the complexity. Second, if Uis of complexity Mthen it is
a union of at most Msets of π-complexity M. Another immediate property that will be used
later is that if Siis of π-complexity Mi,i= 1,...r, then
(11)
r
\
i=1
Siis of π-complexity
r
X
i=1
Mi.
Lemma 18. Let qbe an odd prime power. Let S1,...,SnFqbe nonempty and of π-complexity
M. Let PξFq[x]be a random polynomial as in (1)where ξ1,...,ξnare uniformly distributed
in S1,...,Snrespectively. Then for all s Snwe have that
PhSplitTypePξ=si= n
Y
i=1
isi·si!!1
+On,M qn1/2·#S1
1···#S1
n,
as q .
Proof. Let F=Fq(t) and OF=Fq[t]. Let P(t;x) = xn+t1xn1+···+tnbe the generic
polynomial, FPits splitting field over F, and OFPthe integral closure of OFin FP. In particlar,
FP/Fqis regular.
By assumption, there exist f11 ,...,f1k1,...,fn1,...,fnknFq[x] such that kiM, 1
deg fij Mfor all i, j such that
Si=
ki
\
j=1
fij (Fq), i = 1,...,n.
As in Example 10 we may assume that fij(x)tiis separable in x. We also assume the notation of
Example 10. In particular, as N=N1···Nn, we have that Nis decomposable. By Proposition 13,
Nand FPare linearly disjoint over F. Let CsGal(FP/F )
=Sym(n) be the conjugacy class of
all permutations with splitting type sand let Gal(N /F )1be the G0-invariant subset defined
in Example 10. Then, by Corollary 8, (8), and (9), we have
δCheb,1(Cs×Ω) = n
Y
i=1
isi·si!!1
·#Ω
#GN,1
+On,M q1/2.
By (10) and since (Qn
i=1 isi·si!)11, we get that
δCheb,1(Cs×Ω) = n
Y
i=1
isi·si!!1
·#S1···#Sn
qn+On,M q1/2.
We identify HomFq(Fq[t],Fq)
=Fn
qby the bijection φ7→ α:= φ(t). For φunramified in FPN,
We have OFpN/OF
φCs× if and only if OFp/OF
φ=Csand ON/OF
φΩ. The former
condition is equivalent to SplitType(P(α;x)) = sby Example 9 and the latter to αS1×···×Sn
IRREDUCIBILITY OF POLYNOMIALS WITH SQUARE COEFFICIENTS OVER FINITE FIELDS 9
by Example 10. Since there are at most On,M (qn1) many ramified φ, we deduce that
n
Y
i=1
isi·si!!1
=δCheb,1(Cs×Ω)
#S1···#Sn/qn+On,M (qn1/2#S1
1···#S1
n)
=#{αFn
q: SplitType(P(α;x)) = sand αS1× · ·· × Sn}
#S1···#Sn
+On,M (qn1/2#S1
1···#S1
n).
This finishes the proof as the coefficients Pξare sampled uniformly from S1× · · · × Sn.
Proof of Theorem 11.For each i= 1,...,n, the set Uiis of complexity M. This means that
there exists miMand there exist Si1,...,SimiFqof π-complexity Msuch that Ui=
Smi
j=1 Sij .
If we set
F=nˆ
S=S1j1× · ·· × Snjn1jimio,
then ˆ
U:= U1× · ·· × Un=[
ˆ
S∈F
ˆ
S.
Let Ebe the event that SplitType(Pξ) = s. Also, for simplicity we identify subsets ˆ
SFn
qwith
the event that ξˆ
S. By the inclusion-exclusion principle we get
P[E] =
#F
X
i=1
(1)i1X
ˆ
S1,..., ˆ
Si∈F
distinct
P"E
i
\
k=1
ˆ
Sk#
(12)
To ease notation, we fix for a moment one tuple ( ˆ
S1,..., ˆ
Si) of distinct elements of F, and write
ˆ
S=Ti
k=1 ˆ
Sk. Since ˆ
Sˆ
Uand ξis uniform on ˆ
U, we have that
(13) Phˆ
Si=#ˆ
S
#ˆ
U.
Also, if we condition on ξto be in ˆ
S, then it distributes uniformly on ˆ
S. Hence, we may apply
Lemma 18, noting that by (11), the π-complexity of each factor of ˆ
Sis #F · M=OM(1) and
using (13):
(14) PhEˆ
Si=PhEˆ
SiPhˆ
Si=C·Phˆ
Si+On,M (q1/2#ˆ
U1)).
where C= (Qn
i=1 isi·si!)1. Plugging (14) into (12) and noting that the sum in the latter has
On,M (1) terms, we deduce that
P[E] = C
#F
X
i=1
(1)i1X
ˆ
S1,..., ˆ
Si∈F
distinct
P"i
\
k=1
ˆ
Sk#+On,M q1/2#ˆ
U1=C+On,M q1/2#ˆ
U1,
where in the last equation we used the inclusion-exclusion principle for the event ˆ
U.
6. Examples of large size sets of bounded complexity
In Theorem 2 and Theorem 11, the error term may be larger than the main term. This happens
if #UiMq1/2for at least one i. One the other hand, if #UiMqfor all i, then the error term
is of size OM(q1/2) and it tends to zero as q .
Let Ube a set of complexity M. The goal of this section is to show that if #U6≫Mq, then
#UM1, and to give a sufficient condition for #UMq.
Since Uis a union of sets Sof π-complexity M, we restrict the discussion to the latter sets.
Proposition 19. Let SFqbe a set of π-complexity M. Then either #SM1or #SMq.
10 LIOR BARY-SOROKER AND ROY SHMUELI
Proof. We use Example 10 and its notation, taking n= 1, t=t1=t,πj=πij . Moreover, we
identify φ:Fq[t]Fqwith φ(t)Fq. For an unramified φ:Fq[t]Fqwe have that φ(t)Sif
and only if ON/OF
φπ1
j(Hj)6=.
Hence if GN ,16=, then the assertion follows from (9). Otherwise, φ(t)6∈ S. In the latter
case, only ramified φmay satisfy φ(t)S, and hence #S=OM(1).
Remark 20.The proof of Proposition 19 gives that for large qwe have #SMqif and only if
GN,16=.
We give a geometric sufficient condition for #Sto be large.
Proposition 21. Let M > 0, let kM, let fjFq[x]be polynomials of positive degree M,
j= 1,...,k. Let Cj={fj(x)t}and πj:CjA1the projection πj(x, t) = t. Assume that the
fiber product D=C1×A1· ·· ×A1Ckis absolutely irreducible. Then,
#
k
\
j=1
fj(Fq)Mq.
Proof. Let π:DA1be the natural pro jection map. Then, deg π=Qdeg πj=Qdeg fjM1.
Since πfactors through πj, for each j, we have π(D(Fq)) Tjπj(Cj(Fq)) = Tjfj(Fq). It
remains to prove that π(#D(Fq)) Mq. And indeed, by the Lang-Weil estimates, #D(Fq) =
q+OM(q1/2). Hence, #π(D(Fq)) 1
deg πq+OM(q1/2)Mq.
7. Comparison with Entin’s theorem
For a set ˆ
SFn
q, the irregularity of ˆ
Sas defined in [Ent21, eq. (4)] is:
(15) irregˆ
S=qn
#ˆ
SX
βFn
qc
1
ˆ
Sβ.
Let S={α2|αFq}. We compute irreg(Sn) and show that
(16) irreg(Sn)(q1)n.
This implies that the error term in Entin’s theorem (3) is q(n1)/2, hence it does not imply
Theorem 1.
Computation of (16).By [Ent21, Lemma 5.1], irreg(Sn) = irreg(S)n. Hence, its suffice to show
that irreg(S)q1.
Consider the quadratic multiplicative character χ2:FqCdefined by
χ2(α) =
1 if βF×
qsuch that β2=α,
0 if α= 0,
1 otherwise.
So for α6= 0 we have that
1
S(α) = (1 + χ2(α))/2. Thus, for βF×
q,
c
1
S(β) = 1
qX
αFq
1
S(α)eq(αβ) = 1
qX
αF×
q
1 + χ2(α)
2·eq(αβ) + 1
q
=1
2qX
αF×
q
eq(αβ) + 1
2qX
αF×
q
χ2(α)eq(αβ) + 1
q.
By orthogonality of characters, PαF×
qeq(αβ) = 1. By the classical theory of Gauss sums (see
e.g. [IR90, Propostion 8.2.2]), X
αF×
q
χ2(α)eq(αβ)=q.
IRREDUCIBILITY OF POLYNOMIALS WITH SQUARE COEFFICIENTS OVER FINITE FIELDS 11
Thus by the reverse triangle inequality, we have that
(17) c
1
S(β)1
2q1
q=q1
2q.
Finally, since #S= (q+ 1)/2, we substitute (17) in (15) to get that
irreg(S) = 2q
q+ 1 X
βFqc
1
S(β)
=2q
q+ 1 X
βF×
qc
1
S(β)+2q
q+ 1 2q
q+ 1
(q1)(q1)
2q+2q
q+ 1
=q1 + 2q2q+ 2
q+ 1 q1.
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Raymond and Beverly Sackler School of Mathematical Sciences, Tel Aviv University, Tel Aviv
Email address:barylior@tauex.tau.ac.il
Raymond and Beverly Sackler School of Mathematical Sciences, Tel Aviv University, Tel Aviv
Email address:royshmueli@mail.tau.ac.il
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