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The applications and prospects of big data in perioperative anesthetic management

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Abstract

Perioperative anesthetic management entails a multitude of decision-making processes within complex medical scenarios. These demand the continuous and dynamic execution of precise decisions which poses significant challenges. In the age of big data, the exponential growth in data volume from diverse sources has revolutionized many fields, including healthcare, finance, and marketing. Machine learning has emerged as a powerful tool for analyzing big data, enabling the handling of large datasets and uncovering intricate patterns and relationships. The application of big data and artificial intelligence algorithms is gradually being integrated, enabling effective task completion in various stages of perioperative management, including risk prediction, decision support, and auxiliary examination. Through in-depth analysis of big data, healthcare professionals can gain insights into patient prognoses. This review provides a comprehensive overview of the distinctive features of perioperative big data and its applications in anesthesia management during the perioperative period.
Zhuetal.
Anesthesiology and Perioperative Science (2024) 2:30
https://doi.org/10.1007/s44254-024-00068-0
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Anesthesiology and
Perioperative Scienc
e
The applications andprospects ofbig data
inperioperative anesthetic management
Yiziting Zhu1†, Xiang Liu1†, Yujie Li1 and Bin Yi1*
Abstract
Perioperative anesthetic management entails a multitude of decision-making processes within complex medical sce-
narios. These demand the continuous and dynamic execution of precise decisions which poses significant challenges.
In the age of big data, the exponential growth in data volume from diverse sources has revolutionized many fields,
including healthcare, finance, and marketing. Machine learning has emerged as a powerful tool for analyzing big data,
enabling the handling of large datasets and uncovering intricate patterns and relationships. The application of big
data and artificial intelligence algorithms is gradually being integrated, enabling effective task completion in various
stages of perioperative management, including risk prediction, decision support, and auxiliary examination. Through
in-depth analysis of big data, healthcare professionals can gain insights into patient prognoses. This review provides
a comprehensive overview of the distinctive features of perioperative big data and its applications in anesthesia man-
agement during the perioperative period.
Keywords Big data, Machine learning, Perioperative management, Prediction
1 Introduction
As computer processing capabilities have advanced and
information technology has undergone significant devel-
opment, the volume of data generated from diverse
sources has experienced exponential growth [1]. e
characteristics of big data can be defined in the form of
‘4V’, meaning volume (large volume), variety (different
methods), velocity (fast production), and value (high
quality with valuable insights) [2]. Consequently, big data
poses inherent challenges to conventional data process-
ing methodologies, mandating the adoption of special-
ized tools and analytical techniques for comprehensive
exploration. Machine learning is now commonly used for
analyzing big data because it can handle large datasets at
scale and automatically learn patterns and relationships
in the data without being explicitly programmed [1].
Moreover, it performs better in complex and non-linear
relationships than conventional statistical methods [35].
Perioperative management is a pivotal aspect of health-
care encompassing the comprehensive care provided to
patients in the preoperative, intraoperative, and post-
operative phases of surgery. Reasonable perioperative
management can reduce complications and postopera-
tive length of stay along with risks of readmission and
mortality [6, 7]; these have a profound effect on patients’
convalescence and overall well-being. Perioperative man-
agement encompasses a comprehensive continuum that
spans the preoperative, intraoperative, and postopera-
tive phases of medical care, necessitating multidiscipli-
nary collaboration taking account of individual patient
variations and the systematic evaluation of associated
risks. It is characterized by personalized management,
interdisciplinary cooperation, temporal constraints,
and the integration of multifarious information sources.
Notably, perioperative anesthesia management requires
anesthesiologists to continually formulate adaptive deci-
sions, drawing upon real-time monitoring data, clinical
Yiziting Zhu and Xiang Liu contributed equally to this work.
*Correspondence:
Bin Yi
yibin1974@163.com
1 Department of Anesthesiology, Southwest Hospital, Third Military
Medical University, Chongqing 400037, China
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Zhuetal. Anesthesiology and Perioperative Science (2024) 2:30
signs and surgical progress, to ensure patient safety and
surgical success. ese tasks in the dynamic periopera-
tive environment presents a formidable challenge. Con-
sequently, effective perioperative management relies on
the support of perioperative big data to realize personal-
ized decision-making, interdisciplinary coordination, and
dynamic adaptation.
rough the comprehensive analysis of big data, doc-
tors can derive insights into patient prognoses, identify
potential areas for enhancement, and develop more effec-
tive treatment strategies, thereby enhancing the overall
quality of patient care. is review summarizes the appli-
cation of big data in the perioperative period and deline-
ates prospects in this evolving field.
2 Characteristics ofperioperative big data
e perioperative period encompasses the entirety of
the surgical journey, commencing with the decision to
pursue a surgical intervention and concluding with the
patient’s complete recuperation. Perioperative big data
refers to the massive, multivariate, high-frequency and
multi-dimensional medical data collected in this process.
e focus of perioperative management varies across
the distinct phases of the perioperative period. In concert
with the advancement of medical information technol-
ogy, each phase of this perioperative continuum engen-
ders a substantial volume of data. ese perioperative
data originate from diverse sources, spanning multiple
data platforms such as hospital information systems and
other datasets, as shown in Fig. 1. Within these data-
sets, structured and unstructured data coexist, contain-
ing multi-dimensional information including patient
demographics, medical history, laboratory test results,
imageological examinations, preoperative assessments,
intraoperative monitoring data, anesthesia-related infor-
mation, surgical details, and postoperative recovery met-
rics. Moreover, these data arise from various medical
devices and systems, often characterized by incongruent
data formats and standards.
Furthermore, a significant interrelationship exists
among perioperative data elements, such as the
Fig.1 Sources of perioperative big data
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underlying disease of the patient, the results of the pre-
operative examination and the complexity and risk asso-
ciated with the surgical procedure. Consequently, the
attributes of perioperative big data are typified by high
volume, diversity, high dimensionality, correlation, and
heterogeneity. Due to the diversity of surgery and anes-
thesia protocols, instances of missing values or vacant
data fields, referred to as ’data sparsity’, are commonplace
within these datasets. During intraoperative anesthesia
management, anesthesiologists are tasked with real-time
monitoring of multiple physiological parameters while
making consequential decisions. Continuous data gen-
eration stems from monitors, anesthesia apparatus, and
infusion pumps. Additionally, the data collection process
may introduce noise due to human errors, signal interfer-
ence, and imprecise equipment calibration. erefore,
perioperative big data is also characterized as dynamic,
temporal and with high levels of noise. Given the sensi-
tive nature of medical data, which frequently contains
private and confidential patient information, meticulous
attention must be devoted to ensuring secure data pro-
cessing, storage, and sharing.
Generally, perioperative big data exhibits character-
istics of high dimensionality, multimodality, dynamism,
strong correlations, significant mixed noise, and frequent
specific missing data [8]. ese characteristics not only
present challenges in terms of data storage, process-
ing and analysis, but also hold considerable promise for
advancing the realms of medical personalization and pre-
cision. To fully utilize the value of perioperative big data,
a synergistic fusion of medical domain expertise and cut-
ting-edge data science technology is imperative. is col-
laborative approach can facilitate in-depth analysis and
exploration, furnishing a scientific and precise founda-
tion to inform clinical decision-making.
3 Introduction toperioperative big data
algorithms
Machine learning constitutes a methodology for attain-
ing artificial intelligence (AI) by enabling computational
systems to acquire patterns and rules from data, thereby
automating the processing and decision-making of tasks.
Categorically, fundamental machine learning algorithms
can be delineated into four primary classifications based
on the nature of the tasks they are designed to address:
supervised learning, unsupervised learning, semi-super-
vised learning, and reinforcement learning (RL) [9, 10].
Supervised machine learning aims to predict desired
outputs based on input data, operating on the princi-
ple of identifying input–output associations during the
training phase and using these associations to predict
the correct output for new cases. Common algorithms
in this category include support vector machines, logistic
regression, random forests, and others. Unsupervised
machine learning aims to infer potential patterns within
unlabeled data; the common algorithms include K-means
clustering, principal component analysis, and Gaussian
mixture model [11]. Semi-supervised learning uses both
labeled and unlabeled data to improve model perfor-
mance; the common algorithms include semi-supervised
clustering and semi-supervised classification. Reinforce-
ment learning learns through the interaction between
agents and the environment to maximize cumulative
rewards. Algorithms in reinforcement learning encom-
pass Q-learning, deep reinforcement learning, policy gra-
dients, and more [12].
In addition, deep learning as a powerful machine learn-
ing algorithm, has made remarkable strides in processing
high-dimensional complex data and addressing intricate
tasks by constructing multi-layer neural networks to
learn complex data feature representation. Deep learning
includes a spectrum of algorithms, such as convolutional
neural networks (CNNs) and recurrent neural networks,
and has already been technically applied in computer
vision, natural language processing, reinforcement learn-
ing, and generalized deep learning [1]. Large language
model, based on deep neural networks, has emerged as
a technology that learns language patterns and rules of
massive text data to comprehend, generate, and process
textual information.
In recent years, the large language model has made
important achievements in text generation, machine
translation, sentiment analysis and other tasks [13]. In
the healthcare domain, large language model can be
used to extract medical knowledge [14] and assist clini-
cal decision-making [15]. Considering the characteristics
of perioperative multi-objective optimization and multi-
decision parallel, in the future, based on the deep learn-
ing structure and strong representation ability of large
language model, it can conduct in-depth analysis of com-
plex medical texts and patient data to complete multi-
task intervention decision-making. For the requirements
of continuous dynamic prediction and decision-making,
reinforcement learning can be combined with multiple
trials and iterations in the simulation environment to find
the optimal decision-making strategy.
4 Applications ofbig data inperioperative
anesthesia management
e application of perioperative big data requires a series
of processes including data collection, data preprocess-
ing, data annotation, model construction, and model
evaluation (Fig.2). Due to the characteristics of periop-
erative big data, collected data must undergo integration
and cleaning processes. Subsequently, feature engineer-
ing is conducted, wherein specific indicators are selected
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for model construction. Following model establishment,
validation and optimization procedures are undertaken
to enable clinical applicability. ese big data applications
are built upon comprehensive data collection and rigor-
ous analysis, serving as powerful tools to enhance vari-
ous aspects of perioperative care. is review will explore
the types of perioperative big data applications and how
they function across different scenarios and stages of the
perioperative period.
4.1 Perioperative risk prediction
Utilizing perioperative data such as demographic infor-
mation, vital signs and laboratory tests in conjunction
with machine learning algorithms, enables the develop-
ment of predictive models for early warning of adverse
events across different stages and scenarios. Given that
perioperative data integrates multiple sources and types
of data, it offers doctors a more comprehensive data per-
spective, allowing for the rapid and accurate identifica-
tion of high-risk patients. is enhances the efficiency,
quality, and safety of medical decision-making and surgi-
cal procedures.
Intraoperative management involves abundant surgi-
cal and anesthetic data, including physiological parame-
ters and drug usage among others. e application of big
data for predicting intraoperative adverse events enables
Fig.2 The process of big data application
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personalized risk assessment based on patient-specific
characteristics. is facilitates real-time alerts to doctors,
providing effective support for the safety of surgery and
anesthesia. Recent studies have indicated that leverag-
ing perioperative big data and AI algorithms can achieve
early prediction. For the monitoring of depth of anesthe-
sia (DoA), various studies have now established multiple
machine learning models for the classification of DoA
[1618]. In addition, corresponding predictive models
have been developed for intraoperative adverse events,
such as hypotension [19, 20], hypoxemia [21], bradycar-
dia [22], and massive transfusion events [23]. ese will
allow anesthesiologists to recognize risks at an early stage
and take measures to prevent their occurrence. Of note,
the best area under the receiver operating characteristic
curve (AUROC) in the external validated dataset among
these models can reach 0.943. In clinical practice, a high
AUROC value implies that the model can predict events
more accurately [24], thereby assisting physicians in mak-
ing timely interventions.
Postoperative complications have the potential to
impede patient recovery, prolong the length of hospital
stay, and increase mortality [25, 26]. Early identification
of high-risk patients plays a pivotal role in enabling clini-
cians to establish accurate diagnoses and treatment strat-
egies. In the domain of big data research, various studies
have yielded pertinent findings for diverse surgical proce-
dures and types of complications. In the fields of postop-
erative respiratory failure [27], acute kidney injury [28],
major adverse cardiac and cerebrovascular events [29],
and postoperative delirium [30], researchers have already
established predictive models for these complications.
In addition to accomplishing static predictions, some
of these models can achieve dynamic forecasting [28],
thereby meeting the requirements for real-time monitor-
ing and assessment of patient condition during the perio-
perative period.
Regarding perioperative anesthesia management, the
majority of current research focuses on warning studies.
However, predictive models built on a single dataset are
gradually facing bottlenecks, including issues related to
data quality, model robustness and algorithms of periop-
erative big data. Given the characteristics of perioperative
big data, there is an urgent need for the use of multicenter
data for model construction and the implementation of
data quality enhancement techniques. For cross-hospital
multi-center databases, establishing standardized medi-
cal terminologies and data structures is crucial. Moreo-
ver, with the support of existing public databases such
as the Medical Information Mart for Intensive Care
(MIMIC) dataset [31] and eICU Collaborative Research
Database [32], external validation can be achieved to
address deficiencies in the current multi-center datasets.
Meanwhile, to address algorithm bottlenecks, innovation
and optimization of algorithm strategies are necessary to
enhance model performance.
4.2 Perioperative anesthesia decision‑making
Making accurate medical decisions is challenging, par-
ticularly within the dynamic and continuous context of
perioperative anesthesia management. is complexity
significantly escalates in decision-making studies com-
pared to predictive research. Consequently, there is an
imperative shift towards leveraging big data for research
to assist and enhance decision-making processes in this
critical domain. In the complexity of perioperative set-
tings, where patients may encounter adverse events at
any moment, perioperative decision models can recog-
nize and provide decision support in a timely manner,
ensuring optimal care pathways are promptly enacted.
4.2.1 Optimization ofanesthetic decisions inenhanced
recovery aftersurgery (ERAS)
Perioperative multi-objective optimization, which is an
optimization method that considers multiple compet-
ing goals or indicators in the decision-making problem,
needs to be implemented. is involves balancing mul-
tiple interrelated and sometimes conflicting objectives
during surgery to ensure patient safety. In the periopera-
tive period, multiple key factors need to be balanced to
ensure surgical success and patient recovery, such as the
dose of anesthetic drugs, fluid management, blood pres-
sure control, oxygenation status and antibiotic use [33].
ERAS represents an approach to perioperative care that
involves the implementation of multi-objective opti-
mization strategies. ERAS, built upon evidence-based
medicine, constitutes a strategic approach targeting sur-
gical and psychological stress to reduce complications,
decrease the duration of postoperative hospitalization
and lower risks of readmission and mortality [6, 7]. Given
the interrelated nature of ERAS measures spanning mul-
tiple departments, challenges persist in optimizing ERAS
interventions and enhancing decision-making in periop-
erative management.
Bayesian network (BN), originating from statistics,
computer science, and artificial intelligence was initially
proposed by Pearl [34]. BN [35, 36], a form of machine
learning, serves as a graphical model for describing rela-
tionships between variables. BN is particularly adept at
representing the joint probability distribution in a con-
cise and intuitive manner. Moreover, BN stands as one
of the most effective theoretical models in the realms of
uncertain knowledge and probability reasoning. Applying
BN to perioperative ERAS management holds the prom-
ise of developing a clinical decision support system tai-
lored for anesthesia perioperative management, thereby
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supporting ERAS teams in devising personalized reha-
bilitation plans for patients. In the domain of medical
decision-making, BN has already demonstrated its utility.
Hargrave etal. [37]. introduced a BN and complemen-
tary visualization tool designed for decision support in
online cone-beam computed tomography (CBCT)-based
image-guided radiotherapy for prostate cancer patients.
e study utilized relevant indicators in differences of
CBCT images as nodes to construct a BN, aiming to pro-
vide patients with recommendations regarding continued
treatment, similar to various decisions needed during the
perioperative period. In the future, BN for clinical prac-
tice could be established to optimize decision manage-
ment. Huang etal. [38] established and validated a BN
model using large-scale influenza post-marketing vaccine
surveillance data, identifying age, gender, and specific
adverse events as significant factors for the prediction
of Guillain-Barré syndrome risk. e BN model effec-
tively captures complex interactions among post-vacci-
nation symptoms and provides accurate risk estimates.
In perioperative management, this type of BN model can
also be used to screen high-risk factors and explore the
relationships between these risk factors. Based on the
characteristics of BN algorithms, our team conducted
an application attempt of BN in the ERAS field, and
achieved decision recommendations in anesthetic deci-
sions for gynecological surgeries [39]. We developed a
method for optimizing anesthetic decisions in ERAS and
then investigated the relationship between these anes-
thetic decisions and outcomes. Subsequently, pivotal
decisions were identified and composite recommenda-
tions for these decisions were provided. erefore, BN
can be employed to establish a network of relationships
between decisions and outcomes, elucidating connec-
tions among indicators. By utilizing conditional prob-
ability tables, key decisions can be identified, and optimal
combination strategies can be explored, thereby achiev-
ing the goal of multi-objective optimization.
4.2.2 Anesthetic decision‑making incritically ill patients
For the anesthesia of critically ill patients, the adoption of
advanced decision-making techniques has become a piv-
otal point in this field. Markov decision processes (MDPs)
stand out as a structured and systematic approach within
this context. MDPs provide a mathematical framework
for modeling sequential decision-making under uncer-
tainty [40]. In the intricate landscape of critical care,
where patient conditions are dynamic and uncertain,
MDPs offer an invaluable tool for doctors. e utilization
of MDPs in anesthesia decision-making allows for con-
sideration of the stochastic nature of patient responses
and the unpredictable evolution of medical condi-
tions. is comprehensive approach enables clinicians
to optimize decisions based on the evolving state of the
patient’s health. Whether it involves adjusting anesthetic
dosages, ventilation parameters, or anticipating potential
complications, MDPs facilitate a nuanced decision-mak-
ing strategy. By incorporating probabilistic transitions
between different states, MDPs offer a forward-looking
perspective, allowing for anticipatory interventions tai-
lored to individual patient needs.
Complementing the role of MDPs, RL introduces a
dynamic and adaptive dimension to anesthesia decision-
making for critically ill patients. RL, a subset of machine
learning, focuses on training agents to make sequential
decisions through interactions with the environment. In
RL, the interaction between the agent’s task and the envi-
ronment can be modeled as an MDP. MDP provides a
structured framework for describing state transitions and
rewards, and reinforcement learning algorithms leverage
this information to learn the optimal strategy. In critical
care scenarios characterized by rapid changes, RL algo-
rithms continuously refine their strategies based on real-
time feedback. For instance, in the context of sedative
administration, Padmanabhan etal. [41] proposed a RL
based optimal adaptive control approach for the continu-
ous infusion of a sedative to maintain a required level of
sedation. For the use of vasoactive drugs and fluid man-
agement, some research teams have conducted research
in the field of sepsis. Komorowski et al. [42] used the
MIMIC-III to develop a computational model based on
reinforcement learning and to test it through the eICU
Research Institute Database. is model can dynamically
suggest optimal treatments for adult patients with sep-
sis in the intensive care unit. e results of this research
support the strategy of early use of low-dose vasopres-
sor in the management of sepsis, potentially avoiding
administration of excessive amounts of fluids. Further-
more, the model facilitates personalized treatment plan-
ning for each patient, thereby contributing to enhanced
patient outcomes. In the context of mechanical ventila-
tion and extubation [43, 44], some related studies have
also employed modeling and used reinforcement learning
to find strategies.
4.2.3 Closed‑loop anesthetic management
Closed-loop anesthetic management represents a trans-
formative approach in the administration of anesthesia,
characterized by real-time monitoring and automated
adjustments. Closed-loop systems leverage continuous
feedback from monitoring devices to dynamically regu-
late anesthetic drug dosages, ensuring that the depth of
anesthesia aligns with predefined parameters. Existing
closed-loop systems include both single and multi-system
approaches. ese encompass the regulation of propo-
fol using the bispectral index [4551] and the control of
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propofol, remifentanil, and rocuronium from the per-
spectives of sedation, analgesia, and muscle relaxation
[5254]. Additionally, closed-loop systems involving
fluid therapy [5558] and vasopressor [5963] are also
present. However, these closed-loop systems exhibit rela-
tively singular input parameters, lacking a more extensive
array of input parameters, which makes them unable to
implement the complete anesthesia process. Additionally,
conventional anesthesia delivery systems are typically
based on fixed mathematical formulae and algorithms.
ese systems utilize physiological models and predeter-
mined rules to regulate the administration of anesthetics.
While such systems may offer high reliability and predict-
ability due to their reliance on established mathematical
principles, they are often less flexible compared to AI-
based systems. AI-based systems can leverage advanced
algorithms and machine learning techniques to adapt and
optimize anesthesia delivery in real-time, offering greater
flexibility in response to patient-specific factors and
dynamic surgical conditions.
Recent advancements in closed-loop anesthetic
management systems focus on refining algorithms,
enhancing adaptability to individual patient needs,
and incorporating additional monitoring parameters.
For instance, Ren etal. [64] established an "AI anesthe-
siologist" model tailored for intraoperative dosing of
personalized anesthetic drugs (propofol and remifen-
tanil) based on a convolutional neural network, com-
bined with both sliding window sampling method and
residual learning module. e results revealed that
the medication distribution predicted by the model
could be equivalent to the actual medication distribu-
tion provided by the clinical anesthesiologist. With
the assistance of AI algorithms and the integration of
multidimensional information, including patients’ vital
signs, comorbidities, medications, and contextual inter-
actions, the future development of anesthesia robots is
anticipated. In addition to drug regulation, considera-
tion must be given to various perioperative scenarios.
Furthermore, the integration of expert knowledge
during model construction is essential. Only then can
anesthesia robots assist anesthesiologists in decision-
making, facilitating the accomplishment of true closed-
loop anesthesia management.
4.3 Perioperative auxiliary examination
4.3.1 Ultrasound positioning
Ultrasound imaging serves as a noninvasive modality
for the visualization of anatomical structures, includ-
ing nerves, musculoskeletal structures, needles used and
anesthetics injected. Ultrasound images have the charac-
teristics of real-time, dynamic, large and complex data.
AI technology has been harnessed to establish models
rooted in source data, thereby assisting doctors in the
identification and localization of pertinent anatomi-
cal structures. is application of AI holds the potential
to reduce complications, such as hematoma formation
and nerve injuries. For regional nerve blocks, Berggreen
et al. [65] proposed an approach using a deep learn-
ing semantic segmentation model with U-net architec-
ture to identify the femoral nerve in ultrasound images.
Concurrently, specialized AI-based devices, like Scan-
Nav Anatomy Peripheral Nerve Block (Intelligent Ultra-
sound, Cardiff, UK), have been developed [66]. Bowness
etal. [67] have evaluated the accuracy of the artificial-
intelligence color overlay and its perceived influence on
the risk of adverse events or block failure. e artificial
intelligence models identified the structure of inter-
est in 93.5% of cases (1519/1624), with a false-negative
rate of 3.0% (48/1624) and a false-positive rate of 3.5%
(57/1624). In terms of spinal anesthesia, Chan etal. [68]
developed an ultrasound-guided automated spinal land-
mark identification program to assist anesthetists on spi-
nal needle insertion point with a graphical user interface
for spinal anesthesia. ere is a good correlation between
program recorded and clinician measured depth of the
skin to posterior complex of dura mater. Pesteie et al.
[69] proposed a deep network architecture along with a
feature augmentation technique, designed for automatic
identification of the anatomical landmarks of the epidural
space in ultrasound images. is could help automatically
localize the needle target for epidural needle placement.
4.3.2 Airway management
Airway management is critical in ensuring the safety and
quality of anesthesia. An unpredicted difficult airway
can result in failed intubation and, if ventilation is diffi-
cult, can evolve to a "cannot ventilate, cannot oxygenate"
scenario, with risk of hypoxic-ischemic brain injury, and
death [70]. erefore, it is important to identify poten-
tially difficult airways. Tavolara etal. [71] proposed an
ensemble of convolutional neural networks which lever-
ages a database of celebrity facial images to learn robust
features of multiple face regions. And a deep learning
model was constructed to identify difficult-to-intubate
patients using frontal face images, which both exceeds
the sensitivity and specificities of conventional bedside
tests as well as common deep learning methods. As for
difficult mask ventilation, Pei etal. [72] developed a pre-
diction model with morphometric data and machine
learning (ML) algorithms, while the logistic regression
model performed best among the 10 ML models achiev-
ing an AUROC of 0.825.
Big data analysis has also been applied in the process of
intubation. Matava etal. [73] devised a model capable of
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real-time classification of vocal cords and tracheal airway
anatomy during video laryngoscopy or bronchoscopy,
leveraging three convolutional neural networks. e
overall confidence of classification for the vocal cords
and tracheal rings for ResNet, Inception and MobileNet
CNNs were as follows: 0.84, 0.78, and 0.64 for vocal
cords, respectively, and 0.69, 0.72, 0.54 for tracheal rings,
respectively.
5 Future perspectives
e prospects for big data in perioperative management
are promising, encompassing all phases from preopera-
tive to intraoperative and postoperative periods, which
can bring benefits from multiple perspectives (Fig. 3).
It offers the capability to predict perioperative risks and
provides valuable support during perioperative proce-
dures. By leveraging big data analytics, doctors can attain
a deeper comprehension of patient outcomes, thereby
facilitating the formulation of more efficacious treat-
ment strategies. is, in turn, leads to an enhancement
in the overall quality of healthcare delivery to patients.
Furthermore, the integration of big data has the capacity
to yield cost reductions and foster improved communi-
cation between doctors and their patients, thereby aug-
menting the overall patient experience. In the context of
the evolving landscape of big data research, the field of
perioperative management has gained a fresh perspec-
tive and novel methodologies. As a result, the discipline
of anesthesiology is poised to achieve breakthrough
advancements.
Currently, the majority of AI research in the fields of
anesthesiology and critical care medicine remain at the
stage of retrospective analysis or prototype development,
with only a few applications successfully integrated into
clinical practice. ere are several reasons for this. Firstly,
the lack of multi-center and high-quality datasets severely
constrains the robustness of models. Secondly, the appli-
cation of big data research requires interdisciplinary
collaboration, necessitating the integration of expertise
from various fields, overcoming communication barriers,
and standardizing terminology and methodologies across
different domains, which poses challenges. Additionally,
clinicians require transparent and easily understand-
able models to trust and incorporate AI-driven insights
into patient care decisions, yet most AI algorithms lack
interpretability. Data security and privacy concerns are
also significant challenges, demanding stringent protec-
tive measures to safeguard patient information. Ethical
considerations, including bias, responsibility and unin-
tended consequences, further complicate the process
of integrating AI into clinical practice. Finally, the lack
of standardized processes for utilizing AI in healthcare
has hindered the translation of AI research findings into
routine patient care. Addressing these challenges will be
critical in fully harnessing the potential of big data and AI
technology to enhance perioperative anesthesia manage-
ment and critical care medicine.
"Garbage in, garbage out" underscores the fundamen-
tal truth that high-quality data is indispensable for the
successful deployment of big data and machine learning
models. To ensure stability and robustness, the model
needs to identify the authentic underlying relationships
within the data. However, noise inherent in low-quality
data can disrupt these connections. Perioperative big
data, characterized by high dimensionality, heterogene-
ous sources, and high noise, necessitates the use of data
governance techniques such as outlier detection, miss-
ing value imputation, feature selection, and dimensional-
ity reduction to enhance data quality, thereby improving
the accuracy and robustness of models. Furthermore,
conducting multicenter collaborative research to enrich
data diversity and volume has also become one of the
methods to improve model accuracy and robustness. In
addition to cross-center data issues, there is also a need
to address interdisciplinary collaboration. To tackle the
challenge of integrating expertise from different domains,
entity extraction and relationship recognition techniques
Fig.3 Benefits from the application of big data in the perioperative period
Page 9 of 11
Zhuetal. Anesthesiology and Perioperative Science (2024) 2:30
can be employed to extract professional knowledge from
literature, expertise, and other data sources for the con-
struction of a cross-domain knowledge graph. When
dealing with specific perioperative scenarios, traditional
methods may not fully meet the requirements, necessi-
tating algorithmic innovation. For example, optimizing
perioperative drug therapy involves numerous dosage
combinations that traditional machine learning methods
struggle with, making reinforcement learning or deep
reinforcement learning a superior alternative [74, 75].
Furthermore, in the aspect of data security, the imple-
mentation of data encryption technologies is essential.
is includes algorithms such as Message Digest Algo-
rithm5 [76], as well as access control and anonymization
techniques [77]. Additionally, the adoption of distributed
machine learning technologies, such as federated learn-
ing, is vital. is approach enables local data processing,
thereby ensuring the secure and efficient deployment
of big data technologies. Achieving robust data security
is crucial for the widespread adoption of perioperative
applications.
Multi-objective optimization faces challenges such as
objective conflicts, complexity in non-dominated solu-
tion sets, high dimensionality, computational costs, con-
vergence of solutions, problem representation, and weight
settings. Most of the existing models rely on data within
specific time frames or event scope for modeling and lack
dynamic data, yet dynamic monitoring, real-time pre-
diction, and intervention recommendation are clinical
requirements. Future advancements will involve leverag-
ing technologies like reinforcement learning and large
language model to mine big data, continuously enhance
application functionalities, expand perioperative process
tasks, and further develop artificial intelligence applications
or intelligent robots for doctors.
Abbreviations
AI Artificial intelligence
AUROC Area under the receiver operating characteristic curve
BN Bayesian network
CBCT Cone-beam computed tomography
CNNs Convolutional neural networks
DoA Depth of anesthesia
ERAS Enhanced recovery after surgery
MDPs Markov decision processes
MIMIC Medical information mart for intensive care
ML Machine learning
RL Reinforcement learning
Authors’ contributions
Conceptualization: Bin Yi; Literature search: Yiziting Zhu, Xiang Liu; Literature
summary: Yiziting Zhu; Writing—original draft preparation: Yiziting Zhu, Xiang
Liu, Yujie Li; Writing—review and editing: Yujie Li, Bin Yi; Funding acquisition:
Yujie Li, Bin Yi.
Funding
This study was funded by National Key R&D Program of China (No.
2018YFC0116702), National Science Foundation of China (No. 82100658, No.
82070630), Chongqing Talents Project (No. CQYC202103080), Chongqing
Talents Project (No. 4139Z2396), special support for Chongqing postdoctoral
research project in 2020 (missing the grant number?) and Natural Science
Foundation of Chongqing (Key Project) (No. CSTB2023NSCQ-ZDJ0005).
Availability of data and materials
Not applicable.
Declarations
Ethics approval and consent to participate
Not applicable.
Competing interests
On behalf of all authors, the corresponding author states that there is no
conflict of interest.
Received: 29 December 2023 Revised: 1 August 2024 Accepted: 4 August
2024
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... In particular, anaesthesia management requires constant monitoring of numerous patient-specific variables, and thus reaps significant benefit from the individually tailored advice machine learning provides. With a focus on artificial intelligence (AI) based systems, Zhu et al. [1] summarised the current standards in utilising big data to assist anaesthetic management. Here, the potential and obstacles of big data applications in anaesthetic management, in both clinical practice and developing prototypes, are discussed. ...
... In this article [1], the diverse nature of perioperative data was highlighted extensively. The high dimensionality of perioperative data resulting from diverse sources including hospital and laboratory information systems, electronic record systems, scientific literature and monitoring apparatus offer a comprehensive profile of patients' characteristics with over 40 parameters commonly generated per dataset as documented previously [2]. ...
... Although various models for perioperative big data analysis have been discussed [1], inclusion of more objective data would fortify the promising potential of big data applications. There was overall very little quantitative data to support the effectiveness of AI-based strategies such as Bayesian networks, Markov decision processes and reinforcement learning. ...
... As ML models improve, they will enhance our ability to anticipate perioperative complications and optimize drug dosages, leading to more personalized care protocols [1]. While AI may streamline routine tasks, its ultimate aim is to support, not replace, anesthesiologists, allowing them to focus on complex decision-making and patient care [18]. This shift will also require adjustments in medical training, as future practitioners will need proficiency in AI. ...
... General anesthesia is integral to modern cardiac surgery, providing unconsciousness, muscle relaxation, and hemodynamic stability, all essential for successful surgical outcomes (2). Innovations in anesthetic agents, monitoring techniques, and multimodal anesthetic approaches have significantly advanced perioperative care, improving patient outcomes (3). The increased focus on personalized anesthesia management, including tailored drug selection and hemodynamic monitoring, is key to enhancing recovery and minimizing complications for patients undergoing complex cardiovascular procedures (4). ...
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This study explores advancements in general anesthesia techniques for cardiac surgery, focusing on their impact on patient safety, surgical outcomes, and alignment with modern patient-centered care. A narrative review synthesizing recent literature and clinical guidelines was conducted, highlighting innovations in anesthetic agents, monitoring technologies, and perioperative strategies. Methods: Sources included clinical studies, systematic reviews, and expert consensus reports relevant to adult cardiac surgery. The review emphasized induction and maintenance techniques, perioperative concerns, and the effects of anesthesia on patient outcomes, with attention to high-risk groups. Results: Induction agents such as propofol and etomidate are tailored to cardiovascular status, while maintenance with inhalational agents (isoflurane, sevoflurane) or TIVA demonstrates myocardial protection and reduced complications. Advanced monitoring tools like transesophageal echocardiography and cerebral oximetry enhance hemodynamic management. Perioperative innovations, including multimodal analgesia and fast-track protocols, support enhanced recovery. TIVA reduces postoperative cognitive dysfunction, particularly in elderly patients, and volatile agents provide myocardial protection. Conclusion: Advancements in anesthetic pharmacology, monitoring, and perioperative strategies improve cardiac surgery outcomes by minimizing complications, optimizing recovery, and enhancing patient safety. Further research is warranted to refine these approaches for broader implementation in diverse patient populations.
... Recent advancements in artificial intelligence (AI) have further accelerated the development of closed-loop anesthesia systems [11,[18][19][20]. By harnessing large datasets and sophisticated algorithms, AI optimizes anesthesia management and enhances real-time decision-making capabilities. ...
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Anesthesia is a fundamental aspect of modern medical practice, ensuring patient safety and comfort during surgical procedures by effectively managing hypnosis and analgesia. The rapid advancement of artificial intelligence (AI) has facilitated the emergence of automated anesthesia systems, significantly enhancing the precision, efficiency, and adaptability of anesthesia management in complex surgical environments. This review provides a comprehensive survey of the existing literature on automated anesthesia, focusing on three key areas: physiological modeling, automatic anesthesia control, and performance evaluation. It critically examines the strengths and limitations of current methodologies, including traditional statistical learning, machine learning and deep learning approaches, while discussing future development trends in the field. By synthesizing recent technological advancements and clinical applications, this work aims to provide valuable insights for researchers and clinicians, promoting the evolution of intelligent and automated anesthesia practices. Ultimately, this review underscores the transformative potential of AI-driven solutions in delivering personalized anesthesia care, optimizing both hypnosis and analgesia, and enhancing surgical outcomes.
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Background: Systemic inflammatory response syndrome (SIRS) is a serious postoperative complication among geriatric surgical patients, which frequently develops into sepsis or even death. Notably, the incidence of SIRS and sepsis steadily increased with age. It's important to identify the risk of postoperative SIRS for elderly patients at a sufficiently early stage, which would allow preemptive individualized enhanced therapy to be conducted to improve the prognosis of elderly patients. In recent years, ML models have been deployed by researchers for many tasks, including disease prediction and risk stratification, exhibiting good application potential. Objective: We aimed to develop and validate an individualized predictive model to identify susceptible and high-risk populations of SIRS in elderly patients, so as to instruct appropriate early interventions. Methods: Data of surgical patients aged ≥ 65 years from September 2015 to September 2020 in three independent medical centers were retrieved and analyzed. The eligible patient cohort in the Third Affiliated Hospital of Sun Yat-sen University was separated into an 80% training set (2882 patients) and a 20% internal validation set (720 patients) randomly. Four machine learning (ML) models were developed to predict postoperative SIRS. Area under receiver-operating curve (AUC), F1 score, Brier score, and calibration curve were used to evaluate the model performance. The model with the best performance was further validated in the other two independent datasets involving 844 and 307 cases, respectively. Results: The incidence of SIRS in the three medical centers was 24.3% (876 out of 3602 patients), 29.6% (250 out of 844 patients) and 6.5% (20 out of 307 patients), respectively. 15 variables were identified significantly associated with postoperative SIRS and applied in four ML models to predict postoperative SIRS. A balanced cutoff between sensitivity and specificity was chosen to ensure as high TP (true positive) as possible. The Random Forest Classifier (RF) model showed the best overall performance to predict postoperative SIRS, with an AUC of 0.751 (0.709-0.793), sensitivity of 0.682, specificity of 0.681 as well as F1 score of 0.508 in the internal validation set, and higher AUCs in external validation-1 set (0.759, 0.723-0.795) and external validation-2 set (0.804, 0.746-0.863). Conclusions: We developed and validated a generalizable RF model for predicting postoperative SIRS in elderly patients, enabling clinicians to screen susceptible and high-risk patients and implement early individualized interventions. An online risk calculator to make the RF model accessible to anesthesiologists and peers around the world was developed.
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Competitions are widely viewed as the safest way to select cryptographic algorithms. This paper surveys procedures that have been used in cryptographic competitions, and analyzes the extent to which those procedures reduce security risks.
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Background: We previously developed an automated total intravenous anesthesia control system that uses new closed-loop system algorithms to administer propofol, remifentanil, and rocuronium based on the bispectral index and train-of-four data. We recently improved this automated control system by adding a safety mechanism and using a modified monitoring device. Methods: Patients scheduled for elective surgery were randomly assigned to closed-loop feedback control (automatic group) or the manual administration of propofol, remifentanil, and rocuronium (manual group). The proportion of time during which the proper management of three-agent anesthesia was maintained during surgery was determined as the primary endpoint. Results: The proportion of time during which the three components of sedation, analgesia, and muscle relaxation were adequately controlled was 87.21 ± 12.79% in the automatic group, which was non-inferior to the proportion of 65.19 ± 20.16% in the manual group (p < 0.001). Adverse events during the operative or postoperative observation periods were significantly less frequent in the automatic group (54 patients, 90.0%) than in the manual group (60 patients, 100.0%; p = 0.027). Conclusion: Our three-agent automated control system, which features an improved muscle relaxation monitor and safety mechanism added to the basic control algorithms, maintained sedation, analgesia, and muscle relaxation appropriately in a manner non-inferior to anesthesiologists without compromising safety.
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Background Unanticipated difficult mask ventilation (DMV) is a potentially life-threatening event in anesthesia. Nevertheless, predicting DMV currently remains a challenge. This study aimed to verify whether three dimensional (3D) facial scans could predict DMV in patients scheduled for general anesthesia. Methods The 3D facial scans were taken on 669 adult patients scheduled for elective surgery under general anesthesia. Clinical variables currently used as predictors of DMV were also collected. The DMV was defined as the inability to provide adequate and stable ventilation. Spatially dense landmarks were digitized on 3D scans to describe sufficient details for facial features and then processed by 3D geometric morphometrics. Ten different machine learning (ML) algorithms, varying from simple to more advanced, were introduced. The performance of ML models for DMV prediction was compared with that of the DIFFMASK score. The area under the receiver operating characteristic curves (AUC) with its 95% confidence interval (95% CI) as well as the specificity and sensitivity were used to evaluate the predictive value of the model. Results The incidence of DMV was 35/669 (5.23%). The logistic regression (LR) model performed best among the 10 ML models. The AUC of the LR model was 0.825 (95% CI, 0.765–0.885). The sensitivity and specificity of the model were 0.829 (95% CI, 0.629–0.914) and 0.733 (95% CI, 0.532–0.819), respectively. The LR model demonstrated better predictive performance than the DIFFMASK score, which obtained an AUC of 0.785 (95% CI, 0.710–0.860) and a sensitivity of 0.686 (95% CI, 0.578–0.847). Notably, we identified a significant morphological difference in the mandibular region between the DMV group and the easy mask ventilation group. Conclusion Our study indicated a distinct morphological difference in the mandibular region between the DMV group and the easy mask ventilation group. 3D geometric morphometrics with ML could be a rapid, efficient, and non-invasive tool for DMV prediction to improve anesthesia safety.
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Importance: Identifying patients at high risk of adverse outcomes prior to surgery may allow for interventions associated with improved postoperative outcomes; however, few tools exist for automated prediction. Objective: To evaluate the accuracy of an automated machine-learning model in the identification of patients at high risk of adverse outcomes from surgery using only data in the electronic health record. Design, setting, and participants: This prognostic study was conducted among 1 477 561 patients undergoing surgery at 20 community and tertiary care hospitals in the University of Pittsburgh Medical Center (UPMC) health network. The study included 3 phases: (1) building and validating a model on a retrospective population, (2) testing model accuracy on a retrospective population, and (3) validating the model prospectively in clinical care. A gradient-boosted decision tree machine learning method was used for developing a preoperative surgical risk prediction tool. The Shapley additive explanations method was used for model interpretability and further validation. Accuracy was compared between the UPMC model and National Surgical Quality Improvement Program (NSQIP) surgical risk calculator for predicting mortality. Data were analyzed from September through December 2021. Exposure: Undergoing any type of surgical procedure. Main outcomes and measures: Postoperative mortality and major adverse cardiac and cerebrovascular events (MACCEs) at 30 days were evaluated. Results: Among 1 477 561 patients included in model development (806 148 females [54.5%; mean [SD] age, 56.8 [17.9] years), 1 016 966 patient encounters were used for training and 254 242 separate encounters were used for testing the model. After deployment in clinical use, another 206 353 patients were prospectively evaluated; an additional 902 patients were selected for comparing the accuracy of the UPMC model and NSQIP tool for predicting mortality. The area under the receiver operating characteristic curve (AUROC) for mortality was 0.972 (95% CI, 0.971-0.973) for the training set and 0.946 (95% CI, 0.943-0.948) for the test set. The AUROC for MACCE and mortality was 0.923 (95% CI, 0.922-0.924) on the training and 0.899 (95% CI, 0.896-0.902) on the test set. In prospective evaluation, the AUROC for mortality was 0.956 (95% CI, 0.953-0.959), sensitivity was 2148 of 2517 patients (85.3%), specificity was 186 286 of 203 836 patients (91.4%), and negative predictive value was 186 286 of 186 655 patients (99.8%). The model outperformed the NSQIP tool as measured by AUROC (0.945 [95% CI, 0.914-0.977] vs 0.897 [95% CI, 0.854-0.941], for a difference of 0.048), specificity (0.87 [95% CI, 0.83-0.89] vs 0.68 [95% CI, 0.65-0.69]), and accuracy (0.85 [95% CI, 0.82-0.87] vs 0.69 [95% CI, 0.66, 0.72]). Conclusions and relevance: This study found that an automated machine learning model was accurate in identifying patients undergoing surgery who were at high risk of adverse outcomes using only preoperative variables within the electronic health record, with superior performance compared with the NSQIP calculator. These findings suggest that using this model to identify patients at increased risk of adverse outcomes prior to surgery may allow for individualized perioperative care, which may be associated with improved outcomes.
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Background: Postoperative delirium (POD) is a frequent complication in older adults, characterised by disturbances in attention, awareness and cognition, and associated with prolonged hospitalisation, poor functional recovery, cognitive decline, long-term dementia and increased mortality. Early identification of patients at risk of POD can considerably aid prevention. Methods: We have developed a preoperative POD risk prediction algorithm using data from eight studies identified during a systematic review and providing individual-level data. Ten-fold cross-validation was used for predictor selection and internal validation of the final penalised logistic regression model. The external validation used data from university hospitals in Switzerland and Germany. Results: Development included 2,250 surgical (excluding cardiac and intracranial) patients 60 years of age or older, 444 of whom developed POD. The final model included age, body mass index, American Society of Anaesthesiologists (ASA) score, history of delirium, cognitive impairment, medications, optional C-reactive protein (CRP), surgical risk and whether the operation is a laparotomy/thoracotomy. At internal validation, the algorithm had an AUC of 0.80 (95% CI: 0.77-0.82) with CRP and 0.79 (95% CI: 0.77-0.82) without CRP. The external validation consisted of 359 patients, 87 of whom developed POD. The external validation yielded an AUC of 0.74 (95% CI: 0.68-0.80). Conclusions: The algorithm is named PIPRA (Pre-Interventional Preventive Risk Assessment), has European conformity (ce) certification, is available at http://pipra.ch/ and is accepted for clinical use. It can be used to optimise patient care and prioritise interventions for vulnerable patients and presents an effective way to implement POD prevention strategies in clinical practice.
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Medical progress notes play a crucial role in documenting a patient's hospital journey, including his or her condition, treatment plan, and any updates for healthcare providers. Automatic summarisation of a patient's problems in the form of a problem list can aid stakeholders in understanding a patient's condition, reducing workload and cognitive bias. BioNLP 2023 Shared Task 1A focuses on generating a list of diagnoses and problems from the provider's progress notes during hospitalisation. In this paper, we introduce our proposed approach to this task, which integrates two complementary components. One component employs large language models (LLMs) for data augmentation; the other is an abstractive summarisation LLM with a novel pre-training objective for generating the patients' problems summarised as a list. Our approach was ranked second among all submissions to the shared task. The performance of our model on the development and test datasets shows that our approach is more robust on unknown data, with an improvement of up to 3.1 points over the same size of the larger model.
Conference Paper
In machine learning (ML), a widespread claim is that the area under the precision-recall curve (AUPRC) is a superior metric for model comparison to the area under the receiver operating characteristic (AUROC) for tasks with class imbalance. This paper refutes this notion on two fronts. First, we theoretically characterize the behavior of AUROC and AUPRC in the presence of model mistakes, establishing clearly that AUPRC is not generally superior in cases of class imbalance. We further show that AUPRC can be a harmful metric as it can unduly favor model improvements in subpopulations with more frequent positive labels, heightening algorithmic disparities. Next, we empirically support our theory using experiments on both semi-synthetic and real-world fairness datasets. Prompted by these insights, we conduct a review of over 1.5 million scientific papers to understand the origin of this invalid claim, finding that it is often made without citation, misattributed to papers that do not argue this point, and aggressively over-generalized from source arguments. Our findings represent a dual contribution: a significant technical advancement in understanding the relationship between AUROC and AUPRC and a stark warning about unchecked assumptions in the ML community.
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Background: Identifying a potentially difficult airway is crucial both in anaesthesia in the operating room (OR) and non-operation room sites. There are no guidelines or expert consensus focused on the assessment of the difficult airway before, so this expert consensus is developed to provide guidance for airway assessment, making this process more standardized and accurate to reduce airway-related complications and improve safety. Methods: Seven members from the Airway Management Group of the Chinese Society of Anaesthesiology (CSA) met to discuss the first draft and then this was sent to 15 international experts for review, comment, and approval. The Grading of Recommendations, Assessment, Development and Evaluation (GRADE) is used to determine the level of evidence and grade the strength of recommendations. The recommendations were revised through a three-round Delphi survey from experts. Results: This expert consensus provides a comprehensive approach to airway assessment based on the medical history, physical examination, comprehensive scores, imaging, and new developments including transnasal endoscopy, virtual laryngoscopy, and 3D printing. In addition, this consensus also reviews some new technologies currently under development such as prediction from facial images and voice information with the aim of proposing new research directions for the assessment of difficult airway. Conclusions: This consensus applies to anesthesiologists, critical care, and emergency physicians refining the preoperative airway assessment and preparing an appropriate intubation strategy for patients with a potentially difficult airway.
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Study objective: Postoperative respiratory failure is a major surgical complication and key quality metric. Existing prediction tools underperform, are limited to specific populations, and necessitate manual calculation. This limits their implementation. We aimed to create an improved, machine learning powered prediction tool with ideal characteristics for automated calculation. Design, setting, and patients: We retrospectively reviewed 101,455 anesthetic procedures from 1/2018 to 6/2021. The primary outcome was the Standardized Endpoints in Perioperative Medicine consensus definition for postoperative respiratory failure. Secondary outcomes were respiratory quality metrics from the National Surgery Quality Improvement Sample, Society of Thoracic Surgeons, and CMS. We abstracted from the electronic health record 26 procedural and physiologic variables previously identified as respiratory failure risk factors. We randomly split the cohort and used the Random Forest method to predict the composite outcome in the training cohort. We coined this the RESPIRE model and measured its accuracy in the validation cohort using area under the receiver operating curve (AUROC) analysis, among other measures, and compared this with ARISCAT and SPORC-1, two leading prediction tools. We compared performance in a validation cohort using score cut-offs determined in a separate test cohort. Main results: The RESPIRE model exhibited superior accuracy with an AUROC of 0.93 (95% CI, 0.92-0.95) compared to 0.82 for both ARISCAT and SPORC-1 (P-for-difference < 0.0001 for both). At comparable 80-90% sensitivities, RESPIRE had higher positive predictive value (11%, 95% CI: 10-12%) and lower false positive rate (12%, 95% CI: 12-13%) compared to 4% and 37% for both ARISCAT and SPORC-1. The RESPIRE model also better predicted the established quality metrics for postoperative respiratory failure. Conclusions: We developed a general-purpose, machine learning powered prediction tool with superior performance for research and quality-based definitions of postoperative respiratory failure.