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ISSN 2398-5496
the journal of population
and sustainability
vol. 8, no. 2, August 2024
The Journal of Population and Sustainability
is published by White Horse Press and
generously supported by Population Matters
THE JOURNAL OF POPULATION AND SUSTAINABILITY vol 8, no. 2, August 2024
Editorial introduction: Population dynamics, economic growth and
planetary boundaries
DAVID SAMWAYS – EDITOR
Confronting the United Nations’ pro-growth agenda:
A call to reverse ecological overshoot
NANDITA BAJAJ, EILEEN CRIST AND KIRSTEN STADE
Evaluation of circular strategies and their effectiveness
in fashion SMEs in Ghana
AKOSUA MAWUSE AMANKWAH, EDWARD APPIAH,
CHARLES FRIMPONG AND AGUINALDO DOS SANTOS
Groundwater: sinking cities, urbanisation, global drying,
population growth
JOHN E. PATTISON AND PETER COOKE
A comparison of mortality transition in China and India,
1950–2021
AALOK CHAURASIA
The Journal of Population and Sustainability
Vol 8, No 2, 2024
Information
The Journal of Population and Sustainability (JP&S) is an open access interdisciplinary journal
published by The White Horse Press exploring all aspects of the relationship between human
numbers and environmental issues. The journal publishes both peer reviewed and invited
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www.whp-journals.co.uk/JPS
Editor: David Samways
Editorial Board:
Sunday Adedini (Wits University, South Africa & Obafemi Awolowo University, Nigeria)
Ugo Bardi (University of Florence, Italy)
Jeroen van den Bergh (Universitat Autònoma de Barcelona, Spain)
Aalok Ranjan Chaurasia, MLC Foundation and Shyam Institute
John Cleland (London School of Hygiene and Tropical Medicine, UK)
Diana Coole (Birkbeck, University of London, UK)
Sara Curran (University of Washington, USA)
Céline Delacroix, Senior Fellow Population Institute, FP/Earth Project Director,
Adjunct Professor University of Ottawa
Kerryn Higgs (University of Tasmania, Australia)
Theodore Lianos (Athens University of Economics and Business, Greece)
Graeme Maxton (Club of Rome, Switzerland)
Fred Naggs (Natural History Museum, UK)
Jane O’Sullivan (University of Queensland, Australia)
William E. Rees (University of British Columbia, Canada)
Bill Ryerson (Population Media Centre, USA)
Peter Slater (University of St Andrews, UK)
Submissions:
We invite contributions from the social sciences, humanities, environmental and natural
sciences including those concerned with family planning and reproductive health. We
also invite contributions from those working for NGOs with interests in population and
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Acknowledgements:
The editor would like to thank the anonymous reviewers for their assistance.
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ISSN 2398-5496
ContentsContents
Editorial introduction: Population dynamics, economic growth and
planetary boundaries 5
DAVID SAMWAYS – EDITOR
Confronting the United Nations’ pro-growth agenda:
A call to reverse ecological overshoot 15
NANDITA BAJAJ, EILEEN CRIST AND KIRSTEN STADE
Evaluation of circular strategies and their effectiveness
in fashion SMEs in Ghana 45
AKOSUA MAWUSE AMANKWAH, EDWARD APPIAH,
CHARLES FRIMPONG AND AGUINALDO DOS SANTOS
Groundwater: sinking cities, urbanisation, global drying,
population growth 77
JOHN E. PATTISON AND PETER COOKE
A comparison of mortality transition in China and India,
1950–2021 105
AALOK CHAURASIA
EDITORIAL
Population dynamics, economic growth
and planetary boundaries
David Samways
While this journal is principally concerned with the population dimension of
environmental sustainability, it is impossible to understand the role of demographic
factors in environmental impact in isolation from their relationships to wider social
and economic structures. At the broadest level of analysis, the IPAT equation
is a useful heuristic device for capturing how population size (P), the per capita
level of af uence or consumption (A), and the resource intensity of the technical
means of production (T) affects environmental impact (I). Thus, the growth of the
human enterprise in the industrial era can be crudely framed as the outcome of
the use of fossil fuel technologies, the growth in human numbers and the growth
in per capita material consumption. However, it is clear that the historical growth
of human environmental impact has signi cantly outstripped population growth
in comparison to the massive expansion of the global economy – in other words,
consumption growth has been the greatest culprit (Steffen et al., 2015). Importantly,
further disaggregation shows that the vast majority of the historical growth in
consumption has been concentrated in the Global North (Steffen et al., 2015).
Yet despite this, while growing consumption remains the most signi cant factor,
population growth continues to be a signi cant indirect driver of all impacts
(Brondízio et al., 2019; Almond et al. 2022; IPCC, 2023). In respect of greenhouse
gas emissions, economic growth accounted for around two thirds of their growth
with population growth accounting for the rest. And while technical improvements
and alternatives to fossil fuels have reduced the resource intensity of production,
it has been shown that emissions due to population growth alone eclipsed more
than 75 per cent of these savings (Chaurasia, 2020).
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© 2024 Author
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POPULATION AND SUSTAINABILITY VOL 8, NO 2, 2024
All forecasts predict the global population to grow well into the middle of this
century (Lutz et al. 2018; Volsett et al. 2020; UN 2022). Viewed in the context of
the multiple measures showing the transgression of sustainability (Steffen 2021;
Lin et al 2018), this indicates that the prospects of providing good welfare for all
within planetary boundaries to be dependent on signi cant global and regional
changes in economic and social systems in addition to the necessary technical
changes (O’Neill et al. 2018; Callegari and Stoknes 2023).
Despite the warnings of the scienti c community, economic growth remains the
global orthodoxy – a fact re ected in the centrality of economic growth in the
manifestos of the major political parties in the recent UK general election, and
common to political discourses in all rich, high consumption, countries. Nonetheless,
with more than sixty per cent of the global population living on less than $101 a day
and the majority of these people living in developing countries (Roser, 2021), it is
clear that meeting their welfare needs will require their national economies to grow.
The United Nations Sustainable Development Goals (SDGs) aspire to square the
need for economic development on a nite planet, but as Nandita Bajaj, Eileen
Crist and Kirsten Stade argue in this issue, the UN fails to fully acknowledge the
full extent of the environmental crisis wrought by the present and growing size of
the human enterprise. Bajaj, Crist and Stade contend that, as a pivotal agent of
post-war international governance and development, the project of the United
Nations was and continues to be framed in a growth paradigm. Summarising
the ecological overshoot2 consequent on the massive expansion of the human
enterprise, Bajaj et al. identify growth in population, the economy and the
technosphere as the major factors in the environmental crisis. All three factors
can be understood as having a quantitative or population dimension in terms
of the growth in the population of economic consumers3 and populations of all
associated human ‘stuff’ including livestock, infrastructure, buildings, mechanical
and electronic devices etc. Bajaj and colleagues argue that, at its founding, the
UN re ected the prevailing notions of human exceptionalism which saw nature
merely as a resource employed in the pursuit of endless economic growth and
1 International-$ at 2011 prices.
2 The exceeding of the capacity of natural systems to absorb and process the waste generated by
human activity.
3 Economic consumption here understood as qualitatively distinct from simple economic subsistence.
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prosperity. What boundaries were considered to exist could be overcome through
human intelligence and technology.
However, as Bajaj et al. relate, the UN’s position on human population growth did
not entirely concur with this exceptionalist ideology. Prior to the 1970s, the UN
embraced concern about population growth being a fetter to development and
possibly outpacing food production (Bongaarts and Hodgson, 2022) and pursued
active rights-based policies which had a signi cant impact on lowering fertility.
Yet, by the 1990s, the UN, under the in uence of a somewhat unlikely sounding
coalition of stakeholders including feminists, human rights advocates, religious
conservatives and neoliberal economists, radically shifted its position, sidelining
the concerns of demographers, family planning advocates and environmentalists.
According to Bajaj et al. the UN’s 1994 Cairo population conference ‘became the
death knell for an understanding that a sustainable population and the elevation
of human rights could be twin goals for achieving reproductive and ecological
justice’. International funding for family planning plummeted and regressive
pronatalism thrived resulting in the stalling or reversal of fertility declines in
countries experiencing high population growth.
Despite the clear evidence of environmental overshoot and of economic and
population growth as indirect drivers, Bajaj et al argue that the United Nations
remains resolutely wedded to a growthist agenda and largely denies the
connection between population growth and environmental harm. Interrogating
the United Nations Population Fund’s (UNFPA) 2023 State of the World Population
report, Bajaj et al. nd insuf cient attention paid to pronatalist pressures combined
with attempts to repudiate respected scienti c work (such as that from the UN
sponsored IPCC) which connects population growth with the environmental crisis.
Indeed, the authors nd that the UN in general is in a state of denial regarding
population growth and pins its hopes on so called ‘green economic growth’ to
achieve its developmental and security objectives.
Bajaj, Crist and Stade conclude that, in order to address the environmental
crisis, the UN must break with its current ideological paradigm and lead the way
in reducing the size and scale of the human enterprise. This can be achieved
principally through rights-based population reduction and scaling back the
global economy by focussing on welfare rather than economic growth. In turn
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POPULATION AND SUSTAINABILITY VOL 8, NO 2, 2024
this will help reduce the size of the technosphere, allowing ecosystems and other
species to revive.
The question of sustainable economic development is considered at a more
granular level in our next article by Akosua Mawuse Amankwah, Edward
Appiah, Charles Frimpong and Aguinaldo dos Santos. The UN’s SDG 12 calls for
reductions in production and consumption and Amankwah et al. note that circular
economic strategies, following principles of reduce, reuse and recycle, could be
employed to achieve this goal in the developing Ghanaian fashion industry whilst
also meeting the needs of a growing and more af uent population.
Ghana’s population currently stands at around thirty million and is expected to
grow signi cantly this century. Importantly, like most developing countries, Ghana
is rapidly urbanising with nearly half of all urbanisation over the last decade
occurring in the two major economic regions of Greater Accra and Ashanti.
Ghana’s population structure has also shifted as the dominance of children under
the age of fourteen has given way to a youth-bulge of 14–35 year-olds. Along
with these quantitative demographic shifts, the authors point to the growth of
the urban middle-class as contributing to a boom in Ghana’s fashion industry.
However, the clothing industry is associated with a number of environmental
problems at both ends of a garment’s life-cycle.
In this context Amankwah and colleagues investigate the potential for the up-
take of circular economic strategies amongst owner-designers of small and
medium-sized clothing manufacturers. They nd that, although some businesses
are already and unknowingly employing circular economic strategies, producers
are understandably focused on the economics of their enterprises rather than
environmental sustainability and other factors. Owners cite cost, time, labour as
well as consumer attitude and behaviour as barriers to shifting to circular strategies.
However, Amankwah et al. argue that, with the right government policies aimed
at creating awareness and encouraging adoption and implementation, circular
strategies could be effective in making the clothing industry in Ghana more
sustainable in the face of increasing demand.
As Baja et al. note in their survey of ecological overshoot, one of the major
challenges facing a growing population is that of freshwater availability. Unlike
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POPULATION DYNAMICS, ECONOMIC GROWTH AND PLANETARY BOUNDARIES
many other resources essential to our civilisation, water is entirely renewable –
in practical terms the amount of water on the planet does not change. It is the
spatial and temporal availability along with changes in the quality of water that is
at the core of the water problem. In the scienti c literature, along with changing
consumption (usually associated with changing practices linked to increasing
af uence), population growth is universally recognised as a major factor in the
anthropogenic disruption of the water cycle and a challenge going forward.
However, it is also the case that over the last century demand for water has grown
twice as fast as population (Liu et al., 2022). This disruption is further exacerbated
by climate change leading to shifting weather patterns depleting precipitation
in some areas/seasons and increasing it in others. Since water is a renewable
resource, unsustainable use comes down to the depletion of stocks at a faster
rate than they are replenished by ows.
Our Perspective article from John Pattison and Peter Cooke looks at the problem
of ‘global drying’, as population growth, urbanisation and climate change lead to
stress on groundwater aquifers – which account for thirty per cent of freshwater
resources. As the authors note, discussion of global warming and sea level rise
is common, but the depletion of groundwater aquifers less so. Through a range
of examples, Pattinson and Cooke focus on the most striking visible effect of
groundwater depletion – sinking cities. While sea levels are rising and threatening
island nations, many cities such as Mexico City are experiencing serious building
subsidence as the ancient aquifers on which they are built are depleted leading
to unstable ground conditions. They point out that, while increasing af uence is
a major driver of the growth in demand for freshwater, both population growth
per se, but more particularly urbanisation, have exacerbated total urban water
consumption and led to many cities and regions to abstract water from ancient
aquifers at a faster rate than it can be replenished. Importantly, until subsidence
occurs, aquifer depletion is invisible, which encourages mismanagement from
organisations often focussed on short-term political objectives. Moreover, private
abstraction via bore-holes or wells is dif cult to regulate. Pattison and Cooke
ask ‘can a good life be provided to all within regional water boundaries if they
are better managed?’ Forward planning in the management and governance of
water resources is clearly a central consideration in sustainability, but Pattison
and Cooke draw attention to tackling population growth as part of the long-term
strategy of providing suf cient fresh water to all.
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POPULATION AND SUSTAINABILITY VOL 8, NO 2, 2024
In our nal article, Aalok Chaurasia analyses the detail of the mortality transitions
of China and India. He points out that as the world’s most populous countries,
constituting around 36 per cent of the total global population (UN, 2022), the
demographic prospects of China and India are closely linked to future global
demographic trends. Presently both have similar population sizes – just over 1.4
billion. However, China and India show signi cant differences in their mortality
transition over the last seven decades. In 1950, both were developmentally and
demographically similar but, where China is at an advanced stage of demographic
transition with its population just starting to decline, India’s population is still
growing. Moreover, over the same period, life expectancy at birth has gone from
the early 40s in both countries to more than 78 years in China but only a little over
67 years in India.
Nonetheless, Chaurasia shows that the conventional measure of aggregate
average life expectancy at birth is compromised and obscures much detail. He
argues that for the analysis of the aggregate mortality transition the geometric
mean of the age-speci c probabilities of death is more representative of the
actual population. More importantly, at the more granular level, employing a time
trend and decomposition analysis to compare the mortality transition in the two
countries, Chaurasia shows that China’s mortality transition has been fairly evenly
spread across all age cohorts, meaning that both child mortality and mortality for
other age groups has improved. In contrast, India’s mortality transition has largely
been con ned to younger age groups with little mortality transition occurring in
the 55–90 age group.
Since India’s total fertility rate is now at replacement levels and likely to continue
to fall, in years to come population ageing will be a more signi cant issue.
Chaurasia argues that India’s healthcare system must be reinvigorated and shift
from the successful delivery of healthcare tackling infectious and communicable
diseases amongst the young, towards the particular healthcare needs of its
growing older population.
Ageing populations are not con ned to India and China, of course; the population
is ageing globally. Under all projection scenarios, while the global population will
continue to grow in this century, the global average total fertility rate is expected
to continue falling, shifting the population age structure upwards (Lutz et al. 2018;
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POPULATION DYNAMICS, ECONOMIC GROWTH AND PLANETARY BOUNDARIES
Volsett et al. 2020; UN, 2022). By 2050 over-65s will constitute sixteen per cent of
the population and will outnumber children under ve by 2:1 (UN, 2022).
The fact that, since 1950, the global average length of life, or life expectancy at
birth, has increased from 46 to more than 78 years (Andreev et al., 2013; United
Nations, 2022) might suggest that the claim ‘most of our population growth is
not due to births but to most of us living much longer’ (Dorling, 2022) is correct.
However, most of the increase in life expectancy is not due to years added at
the end of life but due to declines in infant and adolescent mortality. Prior to
the industrial era, across all types of society, it is thought that around half of all
children died before reaching puberty but, over the last 200 years, infant and child
mortality has fallen to the current level of just over four per cent (Dattani et al.,
2023). This child mortality transition has been the principal driver of population
growth since survival into adulthood has a multiplier effect on population as
people go on to have children of their own, while longevity after family building
does not. Increasing longevity does contribute to population growth, but its
major effect is to retard the point at which births fall below deaths. At present
births exceed deaths by about seventy million a year and, although this gure
is expected to decrease, births are expected to continue to exceed deaths
until 2085 (UN, 2022). Even when the reductions in mortality across all ages are
aggregated into a single gure, fertility and population momentum combined,
that is births, will contribute the greatest amount to population growth over the
next century (Andreev et al., 2013).
Across the world, but more immediately in high income countries, population
ageing represents a signi cant adaptive challenge (Volsett et al. 2020).
Policymakers in many nations with below replacement birth rates, such as Japan,
South Korea, much of Europe, the United States and more recently China,
have expressed concern about the economic and social consequences (as well
as the geopolitical implications) of population ageing and the shrinking of the
working age population (Economist, 2024). In some countries the response has
been the enactment of pronatalist policies, but these have proved impotent in
increasing the birth rate (Economist, 2024). Immigration has also been posited
as the solution to labour shortages – however recent experience across Europe
and America indicates this would not be achieved without political dif culty. The
extent to which the alarmism around population ageing is justi ed is debatable
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POPULATION AND SUSTAINABILITY VOL 8, NO 2, 2024
(see Spijker and MacInnes 2013; Calvo-Sotomayor et al., 2020), yet clearly regional
population shrinking is highly problematic to the growthist paradigm which
dominates economic and political discourses. Bajaj, Crist and Stade’s critique of
the orthodoxy that claims economic growth as the route to a good life for all
appears apposite to tackling the social as well as the environmental problems
facing late modernity.
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PEER REVIEWED ARTICLE
Confronting the United Nations’
pro-growth agenda: A call to reverse
ecological overshoot
Nandita Bajaj,1 Eileen Crist2 and Kirsten Stade3
Abstract
In this article, we enjoin the United Nations (UN) to forge a path out of our
plight of multiple environmental and social crises. With other analysts,
we identify ‘overshoot’ – the state in which humanity has substantially
outpaced Earth’s capacity to regenerate its natural systems and to
absorb our waste output – as the root cause of the existential threats
we face. This dangerous condition demands rethinking our relationship
with Earth and embarking on scaling down the human enterprise within
policy frameworks of equity and rights. We argue that when the UN rst
articulated its international unity and prosperity mission, it did so within
a ‘growth’ paradigm that treats Earth and its nonhuman inhabitants as
mere resources at humanity’s disposal. The 1994 Cairo Conference on
Population and Development reinforced this agenda, with its sharp turn
away from the earlier emphasis on population concerns and their link to
environmental protection. Today, it is clear that the UN’s foundational
goals of peace, human rights and sustainability ounder within a growth-
driven framework of human exceptionalism and nature domination. To
correct course and reverse our advanced state of ecological overshoot,
1 Population Balance, St Paul, Minnesota; Institute for Humane Education, Antioch University, New
England. Email: nandita.bajaj@populationbalance.org
2 Department of Science, Technology, and Society, Virginia Tech. Email: ecrist@vt.edu
3 Population Balance, St Paul, Minnesota. Email: kirsten.stade@populationbalance.org
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© 2024 Authors
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POPULATION AND SUSTAINABILITY VOL 8, NO 2, 2024
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we urge the UN to lead in contracting the large-scale variables of the
human enterprise – population, economy, technosphere – and to resist
co-optation by political, ideological and special interest pressures that
would derail this mandate.
Keywords: ecological overshoot, human exceptionalism, pronatalism, degrowth,
United Nations, human rights, ecological justice
Introduction
The United Nations (UN) was created in 1945 with the historic pledge to uphold
world peace and serve as an institutional setting for collaboration among all
nations. Eighty years later, we nd ourselves in the midst of multiple social and
ecological crises. These dire and mounting threats stem from our advanced
condition of overshoot, which describes our predicament wherein the growth of
the global economy has substantially outpaced the capacity of Earth’s natural
systems – marine, forest, grasslands, wetlands, freshwater, soils – to process
human waste output and regenerate their ecological wealth and biodiversity
(Rees, 2023).
The UN emerged from prevailing ideas at the time of its founding, including that
endless economic growth brings prosperity and wellbeing, that human ingenuity
can overcome all constraints to growth, and that nature and nonhumans exist as
‘resources’ to serve us (Kuhlemann, 2020). While these ideas have directly led
to the present-day cascading crises, the UN appears invested in their obsolete
framing even as circumstances are becoming more desperate.
Since the mid-twentieth century, the expansion of the human enterprise has
accelerated on a number of interconnected levels: growth of economic extraction,
production and trade; increased consumption and higher standards of living (for
some); increasing energy use; a growing global consumer population; enormous
growth of the food sector; relentless technological (including infrastructural)
sprawl; and exponential increase of the human population and the global
livestock population (Steffen et al., 2015; Rees, 2023). (The combined latter
populations now comprise 96 per cent of mammalian biomass [Bar-On et al.,
2018]). Meanwhile, a 2020 Science publication offered a sobering quanti cation
of technospheric growth (Stokstad, 2020). While 120 years ago the mass of the
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CONFRONTING THE UNITED NATIONS’ PRO-GROWTH AGENDA
technosphere (the total amount of man-made stuff) was three per cent of Earth’s
biomass, by 2020 the technosphere exceeded the weight of all living beings. By
2040, the mass of human stuff is projected to grow to three times the planet’s
biomass. Brie y put, the industrial technosphere, serving eight billion people
connected within a global capitalist system, is overtaking the planet.
What we have learned is that this explosion of growth, at breakneck speed,
is a recipe for climate breakdown, mass extinction and global toxi cation,
destabilising all complex life and undermining humanity’s prospects for high-
quality living and even for survival (Ripple et al., 2017; DellaSala et al., 2018; Díaz
et al., 2019; Ceballos et al., 2020; Bradshaw et al., 2021; Rees, 2023).
In this article, we argue that the UN needs to reassess its growth-biased orientation
and extricate itself from the corporate and religious interests that are undermining
its professed goals of peace, prosperity and stability. We include a brief review
of the UN’s history, including its departure, under the in uence of these interests,
from acknowledging and addressing the ecological harms of unmitigated
demographic and economic growth. We outline a path toward correcting our
advanced state of ecological overshoot, beginning with resurrecting leadership
on reducing the global population through rights-based approaches. In addition,
we urge the UN to acknowledge and part ways with its human-exceptionalist
approaches that treat nature and nonhuman beings as resources for human
exploitation, approaches that have ripped the fabric of Earth’s life-sustaining
biophysical systems. In addition to offering counsel on population reduction
strategies, we present current literature on pathways to contracting our economic
excesses with attention to equity and justice.
Confronting ecological overshoot
If the nineteenth and twentieth centuries were the centuries of ‘progress’, wherein
material prosperity and technological advancement appeared within reach of all
humanity, the twenty- rst century and beyond are the time of reckoning with the
ignored externalities and consequences of this progress. Overshoot is the engine
of an anthropogenic mass extinction event that recent scienti c reports warn is
accelerating (Steffen et al., 2015; Díaz et al., 2019; Ceballos et al., 2020; Rees,
2023). Overshoot also undermines nature’s capacity to mitigate climate change on
a double register: human-driven global heating releases carbon stored in Earth’s
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ecosystems and soils, while continued destructive incursions into ecosystems
weaken their capacity to absorb emissions (Steffen et al., 2018).
Alongside the perils of ecological drawdown and rapid climate change, overshoot
of industrial humanity is also driving environmental contamination from local to
global scales. Earth’s biosphere may be likened to a thin lm of life encompassing
the planet and extending a few kilometres into crust and atmosphere. This nite
envelope, within which all life exists in a relatively closed system, is increasingly
besieged by toxic substances like plastics, fertilisers, pesticides, herbicides,
heavy metals, industrial chemicals and pharmaceutical waste (DellaSala et al.,
2018). The mounting pollution and degradation of the biosphere are attenuating
the epidemiological environment of life, promoting conditions for infectious,
zoonotic and chronic disease to spread (Ehrlich and Ehrlich, 2013).
A further dangerous outgrowth of overshoot is its potential to fuel con ict.
Overshoot induces growing scarcities, dislocation of populations, disruption of
supply chains, adverse harvest events and freshwater depletion and pollution
(Klare, 2014; Bradshaw et al., 2021).
In brief, overshoot is the underlying driver of climate breakdown, biodiversity
collapse, global toxi cation and aggravation of social con icts and war. This
predicament lowers the quality of life of present and future people, has a corrosive
in uence on democratic institutions, presents opportunity for dangerous
demagogues and tyrants and reduces the capacity of young people to believe
in a bright future. The accelerating condition of overshoot – the outcome of too
many people having (or desiring) a high consumption standard of living, in a
polluted world of declining ‘resources’ – tends to foster divisive and fear-driven
socio-psychological states. Overshoot makes humanity far less conducive to the
noble inclinations of human nature, like sharing, collaborating and equitably
coexisting (Rieder, 2024).
It is clear that we must act as an international community, with meaningful
contributions from UN leadership, to confront the root cause of our plight
while there is still time to be proactive. The called-for programme of action is
audacious in scope but simple to articulate: there must be fewer of us, extracting,
producing and consuming less, and living far more equitably within the entire
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community of life (Jackson and Jensen, 2022; Fletcher, et al., 2024). At our stage
of advanced overshoot, this programme of action is mandatory simply for survival
and prevention of unnecessary death and suffering. Importantly, it also lays the
groundwork for a world underpinned by a planetary reality where biodiversity and
its ecological gifts are restored to their abundances, complexity and resilience,
and there are enough sources of livelihood for all to enjoy a simple but high-
quality standard of living.
In sum, countermanding overshoot with the goal of fewer of us, consuming less,
with a commitment to equity, is about more than survival. It promises a redirection
of human history away from the modalities of conquest, colonisation, exploitation,
killing, con ict, war between humans and what UN Secretary General Antonio
Guterres has called ‘our suicidal war on nature’ (UN, 2021b).
The UN’s early population efforts
Earlier in the UN’s history, the institution embraced the necessity of addressing
population and played a pivotal role in focusing international attention in
rights-based efforts to lower fertility. In the years following the UN’s creation,
demographic studies elucidated the realities of unprecedented population
growth that were undermining efforts at peacekeeping and instituting human
rights. In collaboration with the International Union for the Scienti c Study of
Population (IUSSP), the UN convened its rst world population conferences in
1954 (Rome) and 1965 (Belgrade) to discuss solutions to challenges related to
population growth. What followed was an extraordinary period of international
investment in rights-based programmes, including education for women and girls
and publicly funded family planning programmes. These approaches brought
tremendous gains in lowered fertility, reduced poverty and enhanced autonomy
for women and girls (DeJong, 2000; Weisman, 2013; de Silva and Tenreyro, 2017;
Kuhlemann, 2020; Bongaarts and Hodgson, 2022).
The UN’s 1994 Cairo conference: population concerns abandoned
Yet in the population conferences held in the decades that followed, namely
1974 (Bucharest) and 1984 (Mexico City), this spirit of frankly acknowledging and
addressing population challenges began to shift (DeJong, 2000; Coole, 2021).
By the 1990s, the subject had become so contentious that the 1994 International
Conference on Population and Development in Cairo, Egypt culminated with
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an abrupt departure from acknowledging the role of population deceleration in
promoting ecological sustainability and human rights. Feminist and social justice
advocates, religious conservatives, and trade and economic interests united
to delegitimise population concerns brought forth by demographers, family
planning advocates and environmentalists at the Cairo conference (DeJong,
2000; Campbell and Bedford, 2009; Weisman, 2013; Kuhlemann, 2020; Coole,
2021; Bongaarts and Hodgson, 2022). A key factor in this ideological turn was the
ascension of the New Right in the United States, as the Reagan Administration
conjoined neoliberal economics and social-religious conservatism. Buttressed
by the conviction that human population increase was necessary for economic
growth, the powerful proponents of this emerging ideology rejected state-level
protectionist and welfare support, including for family planning initiatives that
they branded ‘neo-Malthusian’. In their formulation, opening markets for trade
would itself lower fertility as it propelled development, with no need for direct
investment in family planning (DeJong, 2000; Coole, 2021). Professed concern
for the vulnerable notwithstanding, the motive for shifting toward a free trade
emphasis was the drive by elites in both the developing and developed world
to exploit developing nations’ cheap resources (Shrivastava and Kothari, 2012;
Coole, 2021).
The presence of the Vatican and other conservative religious interests at Cairo, and
their vociferous opposition to birth control and abortion, cemented the shift away
from voluntary family planning policies and female empowerment as pathways to
reduced fertility rates, higher quality of life and nature protection (DeJong, 2000;
Coole, 2021; Bongaarts and Hodgson, 2022). Ultimately, due to the presence
of a constellation of interests that were for their own reasons hostile to family
planning, the Cairo conference became the death knell for an understanding that
a sustainable population and the elevation of human rights could be twin goals for
achieving reproductive and ecological justice. Feminists, concerned by instances
of ‘population control’ efforts that had included coercive measures, joined trade
and religious advocates in upholding this newfangled population denialism,
despite the fact that the vast majority of family planning initiatives over preceding
decades were voluntary and indisputably elevated women’s reproductive rights
and improved the quality of human life (Robinson and Ross, 2007; Weisman, 2013;
de Silva and Tenreyro, 2017; Coole, 2021; Bongaarts and Hodgson, 2022).
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The aftermath of the UN’s 1994 Cairo conference
The consequences have been devastating. In the decades since the 1994 Cairo
conference, international funding for family planning plummeted by 35 per cent,
and it continues to fall far short of the global unmet need for contraception
(Sinding, 2008; Grollman et al., 2018). The result has been the stalling, or even
reversal, of fertility declines in many countries experiencing rapid population
growth (Bongaarts and Hodgson, 2022).
What the reproductive-rights community, including many feminists, missed in this
historical moment was the enormous sway of pronatalism, a coercive population-
growth factor far more prevalent than any ‘population control’ measures
employed to lower fertility (Campbell and Bedford, 2009; Kuhlemann, 2020;
Coole, 2021; Bajaj and Stade, 2023). Pronatalism is a constellation of patriarchal,
religious, nationalistic and economic pressures on women to bear children,
precisely in order to strengthen those power structures. Pronatalism emerged
as institutionalised patriarchy came to prevail with the rise some 5,000 years ago
of early states and empires that depended on population expansion and seizure
of resources to consolidate power (Saini, 2023). It remains enormously pervasive
and oppressive in the lives of girls and women and continues to be the steadfast
engine of population growth.
With the ideological turn away from population concerns instigated three decades
ago, pronatalism has been allowed to thrive in the obfuscation spawned by a
super cial view of human and reproductive rights. The emergent discourse about
family planning privileged the ostensible ‘right of parents’ to procreate, overlooking
both the sociocultural coercive pressures on girls and women to bear children
and the rights of children to be born into social and ecological conditions that
are conducive to their wellbeing (Hedberg, 2020; Kuhlemann, 2020; Rieder, 2024).
Additionally, the abandonment of the population factor meant that its undeniable
relevance to safeguarding the natural world and future generations went missing
from the public domain and international policy (Kuhlemann, 2020; Coole, 2021).
UNFPA population denial today: 2023 State of World Population Report
To this day, the ties of population size and growth to ecological and human
wellbeing remain a largely proscribed subject within the UN, as re ected in the
2023 State of World Population (SWOP) report by the United Nations Population
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Fund (UNFPA). The SWOP report demonstrates how the agency’s extreme
reluctance to address the population factor has resulted in messaging that
excludes the impact of demographic realities on women, girls, ecosystems and
vulnerable human communities. Its glib title, ‘8 Billion Lives, In nite Possibilities’,
suggests a strong disinclination for a nuanced discussion of the challenges posed
by population growth (UNFPA, 2023).
The report dismisses numerous studies by reputable scientists that draw
conclusive links between growth in human numbers and climate breakdown,
biodiversity loss, species extinctions, resource scarcity, con ict, poverty, food
insecurity and more, labelling those studies ‘modern Malthusianism’ – a term
popularised by the pro-growth and religious right movement of the 1980s
(DeJong, 2000; Coole, 2021). Instead of conceding the obvious role of human
numbers in these compounding crises, and the environmental and social bene ts
that would accrue from fewer people, the report vaguely alludes to ‘reducing
emissions’ and ‘increasing sustainable production and consumption’ as strategies
to address climate change, while leaving virtually unacknowledged that climate
change is but one existential threat out of many in our state of overshoot.
The report goes so far as to deny outright the relevance of population size,
citing a statement from the Union of Concerned Scientists that, ‘A misplaced
focus on population growth as a key driver of… climate change con ates a rise
in emissions with an increase in people, rather than… an increase in cars, power
plants, airplanes, industries, buildings’ (UCS, 2022 as cited in UNFPA, 2023). The
implication here is that the technology and infrastructures that produce climate-
wrecking emissions are wielded solely by a consumer minority residing in wealthy,
low-fertility countries. This view entirely discounts the global reality of a rising
middle class that is responsible for all that technology and infrastructures – a
global consumer class that is projected to reach ve billion within this decade
alone (Kharas, 2017). The report’s view appears to assume that the billions of
people living in poverty today will not seek to improve their standard of living and
thus increase their share in ‘cars, power plants, airplanes, industries, buildings’
(see Rees, 2023). Meanwhile, the ignored science behind the UN-sponsored IPCC
report conclusively shows that, ‘Globally, GDP per capita and population growth
remained the strongest drivers of CO2 emissions from fossil fuel combustion in
the last decade’ (IPCC, 2022a, emphasis added).
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SWOP 2023 ignores pronatalist pressures
UNFPA’s refusal to consider the population factor is based on its contention that
to do so places responsibility for the climate and other global crises on women
and girls, thus ‘weaponizing … women’s rights to contraception and education’.
What the report elides, however, is that these very rights are violated by pronatalist
pressures worldwide: women and girls regularly face domestic violence, sexual
abuse, divorce, economic marginalisation and social ostracism as a result of their
inability or refusal to have the number of children dictated by high-fertility societal
norms (Dasgupta and Dasgupta, 2017; Ikeke, 2021; Ullah et al., 2021; Bajaj, 2023;
Pirnia et al., 2023).
Pronatalist pressures are only worsening, with numerous countries spreading
alarmist rhetoric about ‘human population collapse’ to justify policies ranging
from baby bonuses and legally reduced marital age, to restricting abortion and
contraception, and even subsidising the multi-billion dollar assisted reproductive
technologies industry (Bajaj and Stade, 2023; Fassbender et al., 2023). As admitted
in the report, these pronatalist policies and narratives often include ethnocentric,
anti-immigration and nationalist rhetoric that advance elitist, political and
economic agendas as well as religious and racist ones (UN DESA, 2021; UNFPA,
2023). These rising pronatalist trends constitute an enormous regression of hard-
won human rights. Taking concrete steps to oppose them should be a priority for
the UN and other bodies concerned with strengthening reproductive rights. Yet
UNFPA gives only passing attention to these emergent trends, prioritising their
insistence that population size and growth bear no relevance to nature protection
or human rights and wellbeing (Bajaj, 2023).
Ironically, realistic acknowledgment of how demographic trends fuel major social
and ecological challenges would in no way interfere with the UNFPAs stated
priority of strengthening female rights and autonomy. Across the world, in country
after country, once women achieve the education, empowerment and means
to plan their families, fertility declines. This trend is so strikingly uniform across
religious, cultural and political contexts that it has revealed women’s ‘latent desire’
for lower fertility – a general preference that surfaces forthrightly once conditions
for women’s authentic choices align (Robinson and Ross, 2007; Campbell and
Bedford, 2009; Weisman, 2013; Engelman, 2016; Bongaarts and Hodgson, 2022;
Speidel and O’Sullivan, 2023). Providing the means for women to control their
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fertility, while also providing science-based information about how procreation
relates to climate, biodiversity, clean water and other environmental concerns,
will support women to realise their latent desire for fewer, well-cared-for children
and also support their decision, if they so choose, to remain childfree. Such a
shift toward female empowerment would correct for millennia of patriarchal
pronatalism that has pressured women to be breeding machines.
The assumption that women should be spared accurate information about
population impacts – lest they plan their families based on a comprehensive
picture of the consequences not only for themselves but for present and
future societies, for children and for the planet – is condescending (Hedberg,
2020; Rieder, 2024). The report repeatedly invokes the 1994 Cairo Conference
Programme of Action, which lists as a core principle that all people have ‘the basic
right to decide freely and responsibly the number and spacing of their children
and to have the information, education and means to do so’ (UN, 1994). Yet a
comprehensive picture regarding the impacts of reproductive decisions on the
prospective parents themselves, as well as on the children, society and planet, is
precisely what would enable reproductive decisions to be ‘free and responsible’.
The SWOP report assumes that only would-be parents have ‘rights’, that they
make decisions in a sociocultural and ecological vacuum, that the coercion of girls
and women to procreate is irrelevant, and that ecological impacts of reproductive
decision-making at local and global scales are discountable.
Refusal to admit the enormous implications of population size and growth
suggests that the UNFPA espouses the pronatalist forces it turns a blind eye to
(Bajaj, 2023). Despite passing mention of the in uence of pronatalist pressures, the
report assumes motherhood to be women’s desired ‘natural’ path, and reinforces
this assumption with examples of remorseful women foregoing motherhood
because of the climate crisis, or through selected studies highlighting involuntary
childlessness due to infertility or other circumstances.
We agree that experiences of missed motherhood, and a sense of grief that
may accompany them, need to be acknowledged. Absent from the report,
however, is appreciation of the extent to which such experiences are shaped
by oppressive forces, which stigmatise those facing infertility and insist on
biological motherhood as the expected, default path (Greil et al., 2011; Ullah
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et al., 2021; Pirnia et al., 2023). The report even casts a favourable light on state
subsidisation of the fertility industry, while sweeping under the rug the ways in
which this industry exploits socially constructed fears of childlessness, causes
psychological and physical harms through aggressive interventions, and further
entrenches biological-motherhood-is-destiny notions of womanhood (Tsigdinos,
2021; Turkmendag, 2022; Fassbender et al., 2023).
While extensively canvassing historic examples of forced sterilisation to control
populations, the report makes no mention of the well-documented dif culties
women face in obtaining voluntary sterilisation due to pronatalist medical
institutions and state policies (Lalonde, 2018; Hintz and Brown, 2019). Instead
of choosing to promote the predatory fertility industry, the report might have
included discussion of people leading ful lling lives as single and childfree adults,
as well as within adoptive families or families created with nonhuman kin. Given
the extent to which such choices are stigmatised within most cultures, normalising
diverse family choices and hitherto nonconventional alternatives makes ethical
and prudential sense (Neal and Neal, 2022; Bajaj and Stade, 2023). The report also
missed a precious opportunity to elevate parenthood through adoption, which is
a mindful choice for creating or enlarging families, especially given that millions
of children worldwide are estimated to live in settings vulnerable to violence,
abuse, neglect and exploitation, and are in need of loving homes (UNICEF, 2017;
Hedberg, 2020; Rieder, 2024).
SWOP 2023 ignores the rights of children
Indeed, the most glaring oversight of a report devoted to reproduction matters
was the omission of any mention, let alone discussion, of the rights of children to
be born into conditions that support their material, psychological and spiritual
wellbeing. This omission was especially reprehensible given recent reports that
warn of the dangers to children’s rights posed by population growth and climate
change. A 2023 report by UNICEF and the World Bank notes that a combination
of rapid population growth and limited social protection measures have led to
a steep increase in the global numbers of extremely poor children, especially in
Africa and South Asia where nearly ninety per cent of the world’s children caught
in extreme poverty reside (Salmeron Gomez et al., 2023). Yet another report
warned that almost half of the world’s 2.2 billion children are at risk of experiencing
‘extremely dire’ conditions from the climate crisis and pollution (UNICEF, 2021).
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The convergence of poverty, rapid population growth and unjust cultural norms
also fosters high rates of child marriage: Recent data from UNICEF indicate that
more than 700 million women alive today were married before the age of eighteen,
of whom 250 million were married before the age of fteen (UNICEF, 2014). The
practice of child marriage perpetrates the sexual abuse of girls and stunts their
life prospects, while contributing to the spiral of population growth, poverty and
high rates of morbidity, and stunting and early mortality among children born to
these girls (Wodon et al., 2017). The relationship between population growth,
high fertility and the violation of children’s rights is especially stark in patriarchal
societies. In sub-Saharan Africa, for example, due to population growth alone, a
doubling in the number of child brides is projected by 2050 (UNICEF, 2014). Sub-
Saharan Africa also has the highest prevalence and largest number of children in
labour, representing over half of the 160 million total – another iniquitous trend
projected to rise in lockstep with population growth over the coming decades
(ILO and UNICEF, 2021).
Across the world, high fertility is directly jeopardising food security, the welfare
of children and other vulnerable populations and ecological sustainability. The
eight Millennium Development Goals (MDGs) endorsed by the majority of UN
states in 2000 failed to achieve full realisation largely due to the refusal to address
the population factor: Progress toward reducing child mortality, improving
maternal health and securing universal access to voluntary family planning stalled
or worsened as the global population grew by approximately another billion
(Starbird et al., 2016). The Sustainable Development Goals (SDGs), signed by the
global community in 2015 as an update to the MDGs and, like their precursor,
based on the oxymoron of ‘sustainable economic growth’, missed the opportunity
to adopt a meaningful commitment to correct this oversight. Today, the SDGs are
also off track to reduce poverty and hunger, improve wellbeing and protect the
environment (Kopnina, 2020a; UN, 2023).
As noted in UNFPA’s own 2022 report, there is an unplanned pregnancy crisis,
with half of all pregnancies, totalling 121 million each year globally, unintended
(UNFPA, 2022). Other research shows that at least 270 million women globally
have an unmet need for contraception due to patriarchal and religious barriers
(Kantorová et al., 2020). Yet these crises are barely acknowledged in the report. At
this historic juncture, this represents a fateful oversight. Instead of unpacking the
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pronatalist pressures that thwart the realisation of human and nonhuman rights, and
promoting a comprehensive ethic of reproductive responsibility to planet, children
and future generations, the report offers the following hollow generalisation:
Support the fertility preferences and aspirations of people: understand
whether people in all income categories, at all ages and in all social
groups are having the number of children they want. If the answer is
no, reproductive rights are compromised (UNFPA, 2023).
This statement not only ignores the rights of children to be born into a safe and
caring world, it also naïvely overlooks the fact that expressed ‘preferences’ for
numbers of children are socioculturally shaped, if not determined, and often
rehearsing dominant patriarchal norms (Campbell and Bedford, 2009; Dasgupta
and Dasgupta, 2017).
SWOP 2023 prioritises economic growth over human wellbeing
Despite the report’s professed concern for the inalienable right of women ‘to
have the number of children they want’, the humanity of the women doing the
reproducing sometimes appears secondary to the reproductive function as
such. While the report repeatedly denounces overpopulation discussions that
‘transform… wombs into legitimate sites for climate policy’, it has none of the
same misgivings about rhetoric that sees wombs as engines of economic growth.
The neoliberal wording of such statements as, ‘Higher levels of human capital can
offset environmental impacts while improving productivity and economic growth’
frames human beings as system inputs, while whitewashing the devastating
impacts of growth on nature, on children and on a human future worth living.
The priority that UNFPA places on economic growth is evident in the report’s
outdated assumption that such growth will automatically advance reproductive
autonomy as well as fertility decline. This theory of demographic transition, as it is
known, has been largely superseded (Robinson and Ross, 2007; Campbell et al.,
2013; Bongaarts and Hodgson, 2022). A recent data analysis of 136 developing
countries shows that falling fertility rates between 1970 and 2000 had little or
no association with changes to national economies, whether measured by GDP
or household consumption (Götmark and Andersson, 2022). Rather, falling
fertility rates were a direct response to voluntary family planning programmes
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that provided sexuality education, normalised contraceptive use and offered
accessible and affordable services – regardless of whether economies grew,
stagnated or declined. Yet the SWOP report makes no direct acknowledgement
of the indispensable role family planning programmes play in the transition to
lower fertility norms.
Dismissal of the population-environment connection is common to
UN agencies
UNFPA is not the only UN agency that promotes con icting messages on the
connection between the human population and planetary health. While the
2022 IPCC climate-change mitigation report con rmed that population increase
and economic growth are the main drivers of today’s burgeoning emissions
(IPCC, 2022a), those results were censored and removed from the Summary for
Policymakers distributed to media outlets (IPCC, 2022b). What remained were
only weak claims about the potential role of ‘low-emission technologies’ to
mitigate climate change (IPCC, 2022b). Similarly, the latest UN Conference on
Trade and Development report counsels developing countries to ‘embrace green
tech revolution or risk falling behind’ (UNCTAD, 2023). This is disconcerting in
light of recent studies that have demonstrated that reliance on so-called green
technologies to reduce emissions while maintaining economic growth will not only
be ineffective in countering climate breakdown, but will add more devastating
impacts to our predicament (Rees, 2023).
Building these technologies at the scale needed to power current levels of
economic development for a planet of eight billion, and growing, would itself
require a massive ramp-up in fossil fuel consumption, as well as infrastructural
buildout that destroys habitats and biodiversity. ‘Green’ technologies also demand
mining for minerals found largely in the Global South, driving deforestation,
toxi cation of soil and groundwater, poisoning of air, killing of wildlife, human
displacement due to water scarcity and exploitative labour practices including of
children (Jackson and Jensen, 2022; Kara, 2023; Ketcham, 2023). This new wave of
industrial extractivism is already rapacious, but it must expand to accommodate
continued population and economic growth: its next frontier is the deep seabed,
the last ecosystem not yet assaulted by industrialism and which harbours rich and
largely unknown biodiversity (Heffernan, 2019).
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The ‘clean energy transition’ is poised to drive staggering assaults on a natural
world already in the throes of a mass extinction. Yet that transition is excused and
even celebrated with arguments that we must provide for an oversized and growing
human population whose inevitability is seldom questioned. The same unquestioned
commitment to growth underlies the UN’s reluctance to consider reining in the most
environmentally destructive aspect of humanity: the food system (Campbell et al.,
2017; Crist, 2019; Benton et al., 2021). The UN’s Food and Agriculture Organization
(FAO)’s 2006 report ‘Livestock’s Long Shadow’ exposed the signi cant contribution
of greenhouse gases from animal agriculture, with the sector found to account for
eighteen per cent of emissions (Steinfeld et al., 2006; Neslen, 2023). The report called
for signi cantly reducing the scale of industrial animal agriculture to curb emissions.
But former of cials at the FAO have disclosed that they received such intense
backlash from the major meat-producing countries that FAO’s senior leadership
was forced to water down their scienti c ndings in subsequent publications
(Neslen, 2023): the 2013 report identi ed the livestock sector as responsible for
fourteen per cent of all climate emissions, while the 2023 model ratcheted the
number down to eleven per cent. In the meantime, independent studies have
found that livestock emissions could be as high as twenty per cent or even 28 per
cent of the total (Twine, 2021; Xu et al., 2021). FAO data are a prime source for
IPCC’s climate modelling, which is clearly compromised by the interests of industrial
animal agriculture and a UN body that refuses to challenge them (Neslen, 2023).
Permitting political and special interest interference within the UN, especially in
today’s state of emergency, demonstrates compromised institutional integrity,
or even uncritical support of destructive industries. In a world in overshoot, the
continued pursuit of growth is a perilous path, which perpetuates the neocolonial
exploitation of disempowered people and nonhuman nature via syphoning
resources from Global South to Global North and downgrading Earth’s biodiversity
and ecological wealth (Langan, 2018; Kopnina, 2020b; UN, 2021a). Given the UN’s
in uence on global policymakers and the public, it must lead the way out of this
terminal self-destruction and toward an ethic of living equitably within ecological
boundaries (Jackson and Jensen, 2022). We urge the UN to face the reality that
growth at the interconnected levels of human numbers, economic activity and
technosphere is imperilling the biophysical integrity of Earth as well as human
survival and quality of life.
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A call for the UN to embrace and implement a new ethic of degrowth
and justice
Humanity’s recent historical experience has revealed that unrelenting population
and economic growth have devastated nature, depleted resources, fuelled
intra-human and human-wildlife con ict and undermined humanity’s tenure as
conditions deteriorate. We must abandon the growth paradigm and willingly
shrink the large-scale variables that underpin overshoot: lower our global
population by means of policies that elevate human rights and responsibilities;
reduce our economic activity within frameworks of equity, meaningful work and
peace; and contain the technosphere from overtaking the face of the Earth.
Reduce population
Decades of research show that providing affordable and accessible family planning
and contraceptive services to all, along with education and empowerment of
women and liberation of girls from child marriage, are the fundamental human
rights through which fertility declines. Lowering the population hinges on instituting
these rights (Robinson and Ross, 2007; Bongaarts and Hodgson, 2022; Speidel and
O’Sullivan, 2023). Concurrently, we need to confront the sociocultural forces of
pronatalism that have held women (and men) captive to the idea that biological
procreation is obligatory and that motherhood is destiny (Campbell and Bedford,
2009; Kuhlemann, 2020; Bajaj and Stade, 2023). Reproductive norm-shifting
programmes such as radio shows, soap operas and other cultural initiatives are key
components of this overarching approach to combating pronatalism (Ryerson et al.,
2022). This approach aims for reproductive liberation, where procreating becomes
an authentic decision, choosing to be childfree will be an equally acceptable option
and alternative ways of creating family – including adoption – are embraced. This
freedom also opens the door to reproductive responsibility: promoting procreative
choices that consider the individual rights and wellbeing not only of the parents, but
also of the children to be born, human beings already in existence and nonhuman
creatures within the entire web of life (Hedberg, 2020; Rieder, 2024).
The goal of a smaller human population is not about ‘social engineering’ or
‘population control’. On the contrary, it is about understanding that there must
be fewer of us so that the fundamental needs of human life – most especially
food, but also freshwater, housing, basic commodities, energy and infrastructures
– cease to devastate land and seas. Today, humanity demands half of Earth’s
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ice-free surface to make food while industrial shing has devastated marine life
abundances and habitats (Fletcher et al., 2024). How can UN agencies, and other
constituencies, rationally claim that these life-shattering metrics have nothing to
do with human numbers?
Reduce economic activity
Redressing how economic activity fuels overshoot is more complex, given
economies’ fundamental dependence on both biophysical reality and social
structure. The complexity of economic-driven impact demands redirection on several
economic variables simultaneously (Spash, 2024). We argue for a multipronged
approach: reduce the workweek; eliminate the production of luxury, throwaway
and planned obsolescence commodities; reduce global trade; shrink the materials-
and energy-intensive global military sector; revamp the nancial system away
from debt and credit; and transform how we grow food and make dietary choices.
As an overarching mandate, we need to reduce industrial extraction, production,
trade and consumption. Lowering our numbers will facilitate such economic
downscaling but other interventions are equally imperative. Leading ecological
economists have emphasised the importance of shortening the workweek for
both ecological sustainability and human wellbeing (Dietz and O’Neill, 2013;
Hickel, 2020). A shorter workweek translates into lowered extraction, as well as
reduced production and lower energy consumption. Shortening the workweek
also allows for work-sharing, redressing unemployment.
Working less supports human wellbeing by allowing people to switch from doing
too much to being more spaciously: devoting more time to non-consumptive
(or less consumptive) activities like cultivating friendships, tending gardens,
exercising, engaging in volunteer work and apprenticeships, and pursuing
hobbies and spiritual interests. Such activities are less impactful on nature and
enable human beings to explore the meaning of being alive. Cutting back the
workweek will create a far less destructive economy, while fostering a civilisation
that values self-realisation for all people.
Another indispensable component of downscaling is to end the production of
luxury, throwaway and rapid-obsolescence products. For example, the fact that
mining is still carried out for the mass production of jewellery is something that
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should deeply dismay us. The fact that cars, cell phones, personal computers
and so on are ceaselessly produced as ‘new models’ should repel us. Even as
we eliminate super uous commodities and make products more durable, we
need to transition from an extraction economy to a recycling economy. And since
we know that recycling consumes energy, we must simultaneously work toward
conserving and sharing goods.
Economic activity related to the global military establishment must be greatly
curtailed. The military industry devours inordinate amounts of energy and materials.
It demands extravagant funding, which if redirected to social programmes and
nature protection would advance human and planetary wellbeing (Klein, 2019).
This unprecedented historical moment must also spur humanity to recognise the
insanity of taking militarism for granted and the sanity of transitioning to a fully
demilitarised global civilisation (Crist et al., 2024).
The debt-based global capitalist economy interconnecting billions of consumers
(with more billions in the wings) is the most powerful accelerator of overshoot,
lacking any built-in mechanism to break its destructive spiral. The nancial system
– so Byzantine in its workings that no one fully understands it – hinges on the
mechanism of credit, debt and the device of the credit card to ‘abolish poverty’
and produce middle class populations indentured, through debt, to working for
the system (Lazzarato, 2012). Financial capitalism produces a fake form of wealth
with real purchasing power, bankrolling the expansion of the technosphere at all
levels (from building highways to buying personal computers) at the expense of
nature’s integrity, at the cost of continuous waste streams and with the bill-due
constantly pushed into the future. How to revamp the global capitalist nancial
system is admittedly dif cult to imagine within the current economic status quo.
However, this should not stop us from recognising that, as the main engine of
economic growth augmented enormously by the growing global middle class, it
is driving the desolation of Earth.
As a last point on shrinking economic activity, we must focus on the industrial food
system, which is delivering lethal blows to biodiversity, contributing heftily to global
heating and planet-wide pollution and undermining human health (Campbell et al.,
2017; Crist, 2019; Benton et al., 2021). The most harmful component of the industrial
food system is animal agriculture, which continues to spread in tandem with the
33
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growing global middle class and the relentless pressures of animal-food industry
interests. Beyond its high ecological costs and human disease consequences,
industrial animal agriculture egregiously violates the basics of ethical treatment of
animals. We offer a plea for an ambitious UN global initiative advocating mostly
plant-based eating, which could help spur reduction of the global livestock
population. This turn would free large swathes of land for ecological restoration
and rewilding, deliver better health outcomes for people and reduce the violent
exploitation of animals. We also need to rethink food consumption more broadly,
substantially reducing processed and packaged foods and the trading of foods.
From the shallow call ‘to feed the world’, we are invited to shift to a new sensibility
of ‘nourishing humanity’: eating more locally, more plant-based and clean food
produced with minimal industrial inputs (Benton et al., 2021; Crist et al., 2021).
Reduce and restrain the technosphere
Humanity must nd a way to restrain the sprawl of industrial material culture,
including infrastructures. Reducing the global population and economic activity
will take us a long way in the direction of containing the technosphere and
allowing expansive natural ecosystems and abundant wild plants and animals to
revive (Crist et al., 2021). However, deliberately choosing to limit the reach of
the technosphere, including human suburban and exurban settlements, aviation,
roads, pipelines and other infrastructures, is a crucial aspect for moving toward an
ecological civilisation (Laurance, 2018).
Conclusion
A commitment to downscaling the human factor on demographic, economic
and technosphere fronts is imperative for transitioning to a simple, equitable
and high-quality material and spiritual life for all humanity within an ecologically
restored planet of biophysical abundance. Such a transition can be effected by
means of honouring fundamental human rights, including the rights of children
and future generations. A commitment to downscaling recognises the essential
role of animals and ecologies for human physical, mental and spiritual wellness,
as well as their inherent right to dignity and suf cient habitat and resources
to thrive. Acknowledging that Earth is our sacrosanct home – not a stage for
human development, resource or spaceship – lays the groundwork for promoting
protected natural areas, ecological restoration, rewilding projects, agroecological
farming, urban green spaces and strong legal frameworks to halt and reverse the
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defaunation of land and seas. We appeal to the UN to enlarge our understanding
of justice to include all lifeforms, wild and domestic, and the care of their habitats
and homes (Kimmerer, 2013).
The dynamic stability and vitality of Earth’s ecosystems and all its inhabitants
demand a major reorientation of the human imagination to respond soberly
to mounting social and ecological crises. We must face the truth by grounding
ourselves in humility, relinquishing planetary domination, shrinking human
presence and activities, and spurring into action to reinstate kin-centric relations
with the planet and its entire community of life. To move beyond the failed
approaches of our current politics requires us to abandon the incessant pursuit
of growth, and to embrace a sense of our shared humanity embedded within the
larger web of life. We urge the UN to help lead the way.
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https://doi.org/10.1038/s43016-021-00358-x
PEER REVIEWED ARTICLE
Evaluation of circular strategies and their
effectiveness in fashion SMEs in Ghana
Akosua Mawuse Amankwah1, Edward Appiah2,
Charles Frimpong3 and Aguinaldo dos Santos4
Abstract
Circular economy strategies may appear practical for business but
are complex in application. Country-speci c situations, taking into
consideration the cultural dimensions, aid the practicality of such
strategies. As part of a longitudinal research, this study sought to
identify and evaluate circular strategies that could be integrated into
selected fashion SMEs in Ghana. An in-depth qualitative case study
was adopted to engage nineteen owner-designers of SMEs through
interviews and observations. The owner-designers must have formal
businesses, have been running their retail stores during the last decade
and operate within the two major cities in Ghana where population
growth supports economic activities. Life extension strategies were
adopted for the study. The indications were that the majority of owner-
designers of fashion SMEs, although practicing some circular strategies
unknowingly, were not motivated to formally integrate the practice
into their businesses. Cost, time, labour and consumer attitudes and
1 Faculty of Art, CABE, Kwame Nkrumah University of Science and Technology, Kumasi, Ghana.
mawusepaaku@gmail.com; maamankwah2@knust.edu.gh https://orcid.org/0000-0002-1732-0989
2 Faculty of Art, CABE, Kwame Nkrumah University of Science and Technology, Kumasi, Ghana.
https://orcid.org/0000-0001-6757-0030
3 Faculty of Art, CABE, Kwame Nkrumah University of Science and Technology, Kumasi, Ghana.
https://orcid.org/0000-0001-6842-0683
4 Paraná Federal University, Brazil. https://orcid.org/0000-0002-8645-6919
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10.3197/JPS.63799977346493 Open Access – CC BY 4.0
© 2024 Authors
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behaviour were factors considered to undermine the effectiveness of
adopting and implementing circular strategies in these rms. Creation of
awareness of circular strategies and models for their implementation are
needed to enable practitioners to imbibe circular economy principles in
fashion SMEs in Ghana.
Keywords: Fashion, circular strategies, evaluation, small to medium scale
enterprises, cultural environment.
1. Introduction
The fashion industry is on a mission to remodel its production away from the linear
model to contribute to preserving the environment and its social foundations for
future generations (Steffen et al., 2015). The United Nations Agenda 2030 has
heightened the call for fashion to intensify aligning its practices towards reduced
consumption and production (SDG 12). Studies have shown overwhelming
support for the Circular Economy (CE) (Accenture, 2016; Ávila-Gutiérrez et al.,
2019) mainly due to its contribution towards the separation of biological and
technical nutrients under cyclic industrial metabolism. The incorporation of
the principles of the CE in the links of the value chain of the various sectors of
the economy strives to ensure circularity, safety, and ef ciency. The framework
proposed is aligned with the goals of the 2030 Agenda for Sustainable
Development regarding the orientation towards the mitigation and regeneration
of the metabolic rift by considering a double perspective. Firstly, it strives to
conceptualise the CE as a paradigm of sustainability. Its principles are established,
and its techniques and tools are organised into two frameworks oriented towards
causes (cradle to cradle; Fuchs, 2016; Kirchherr et al., 2017; Koszewska, 2018),
which seeks to aid the use of resources in a regenerative manner (Ellen MacArthur
Foundation, 2013). According to Global Management Consultancy Accenture, CE
approaches have the potential to add as much as US$6 trillion to global economic
growth by 2030. Apart from the economic bene ts, the CE is touted as aiding
employment generation and business opportunities signi cantly, and more
importantly eliminating waste (Nijman-Ross et al., 2023) that accompanies the
linear production model. Focusing on the CE principle of the 3Rs (Reduce, Reuse
and Recycle) implies many materials are reclaimed for use instead of extracting
virgin raw materials.
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1.1 The fashion industry in Ghana
Garment production has existed for many years, but the fashion industry in Ghana
is a recent phenomenon which is steadily growing. The industry is primarily
composed of micro and small to medium-scale enterprises with a few large-scale
rms (Ghana Statistical Service, 2016). The majority of producers cater for the
domestic market, with custom-made clothes sold directly to consumers. About
a decade ago, retail outlets operated by fashion rms whose owners doubled
as designers emerged. Small to medium-scale rms are championing the rise of
retail outlets, signi cantly situated in the two capital cities of Ghana. These two
cities have the largest population and highest economic and social activities. As
with selling seasons in Europe and America, owner-designers have predominantly
adopted four selling seasons. Although these selling seasons are not weather-
related, a quarterly approach is adopted to ensure that new collections are
developed to bring excitement to the shop oor.
The owner-designer concept is a development that is advantageous to the
practice of CE strategies since it is characterised by exibility in decision-making
as a result of direct involvement in major decisions at the design stage. Also,
there is the likelihood of adapting to change more quickly than large-scale
counterparts (Claxton and Kent, 2020; Di Lodovico and Manzi, 2023; Karell and
Niinimaki, 2020). SMEs are seen to provide employment and economic growth,
hence adopting the principles of the CE presents numerous bene ts while
enhancing their competitiveness. While there is a host of research especially
from the global north on the fashion industry adopting a sustainable approach,
particularly the CE (Nijman-Ross et al., 2023) the reverse is true of the fashion
industry in Ghana. Nijman-Ross et al. (2023) identi ed several countries that have
adopted the CE, including Germany, Finland and China, citing authors from the
UK, USA, China and the Netherlands, but none from Africa. While research on
garment production in Ghana is common, few have covered sustainability and
the CE. James and Kent (2019) and Amankwah et al. (2023), although focusing
on sustainability and the CE, did not touch on fashion businesses integrating
the CE into their practices. Fashion sustainability and the CE are grey areas in
Ghana. As asserted by Nijman-Ross et al. (2023), research on the CE is low but
there are initiatives in some African countries such as the establishment of the
African Circular Economy Alliance (ACEA), and a study carried out by the African
Development Bank (AfDB). In Ghana, a report for the Tony Blair Institute for
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Global Change highlighted the need for the adoption of the CE as a means of
curbing waste (Ahiable and Triki, 2021). That notwithstanding, some strategies of
the CE are, in the authors’ opinion, practised informally.
As part of a longitudinal research project, the study presented in this article
evaluates the adoption of circular strategies (CS) from the perspectives of owner-
designers of SMEs, and the interventions necessary for take-up. To effectively
address the issue, the research questions posed were: which CE strategies are
culturally and technologically effective in selected fashion SMEs in Ghana to
enhance sustainable fashion production? How do opportunities and challenges in
the local environment affect the adoption and implementation of CE principles?
This research signi cantly contributes to perspectives on CE adoption while
highlighting how the local environment in Ghana impacts the prospects of CE in
achieving sustainability.
2. The review
This section presents a review of sustainable strategies focusing on the CE. It
presents a narrative on the adoption of sustainable approaches in Africa and
Ghana in particular. It draws on the Sustainable Fashion Innovation Framework and
the Sustainability Framework; and their application to the CE. These sub-themes
provide a context for evaluating CSs in fashion SMEs in Ghana. It also brings to
the fore how the cultural dimension shapes the adoption and implementation of
speci c CSs in Ghana.
2.1 The fashion industry adopting CE principles
The fashion industry globally has been operating on a linear model: take-
make-dispose (Ellen McArthur Foundation, 2013). Research has pointed out
waste accumulation at each stage of the garment production process (Pingki
et al., 2019; WRAP, 2017; Yalcin-Enis et al., 2019). Critical to the linear model is
the amount of goods sent to land ll sites ( Juanga-Labayen et al., 2022; Morell-
Delgado et al., 2024) after each selling season. Clothes that could not be sold
become solid waste, clogging rivers and causing other environmental problems
(Bick et al., 2018). In low to medium-sized economies like Ghana, solid waste
is a potential environmental health hazard, particularly due to the less robust
municipal waste systems (Liyanage and De Silva, 2018). Akintayo et al. (2023)
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lamented the challenges of solid waste management in Nigeria, a neighbouring
country of Ghana. Signi cant concerns are growing about land lling garments
in both developed and developing countries (Juanga-Labayen et al., 2022).
Greater consciousness is required in the fashion industry to avert such excessive
environmental harm and attempt to reduce reliance on virgin resources through
recovery processes. Bick, Halsey and Ekenga (2018) asserted that the average
American throws away approximately eighty pounds of clothing and textiles
annually, occupying nearly ve per cent of land ll space. As far as fashion
production is concerned in Ghana, such statistics are not readily available. As
the industry in Ghana is envisaging growth in the coming years, precautionary
measures need to be taken, and the CE provides a potential remedy (Ahiable
and Triki, 2021; Nijman-Ross et al., 2023). But how do these factors that trigger
sustainable practices in the fashion industry affect developing nations like Ghana?
The fashion industry in Ghana is arguably in the developing stage where
operations appear dissimilar to developed economies. Output, technology and
know-how, among other things, are comparatively low (Senayah, 2018). The World
Bank (2012) raised pertinent questions about the preparedness of developing
countries like Ghana for green practices, including: Will technology allow
developing countries to pursue a less environmentally damaging development
path than industrial countries? What is the best way to manage growth with
scarce scal resources, limited planning, and technical know-how? In practising
the CE, these are key questions the operators of fashion SMEs must consider in
making critical decisions.
It is easy to conclude that countries like Ghana are not at the point where vigorous
sustainable fashion practices should be of concern. The industry is in the early
stages of building structures to become vibrant. The World Bank (2012) identi es
the aws in the ‘grow now, clean up later’ argument. Therefore, heightened
environmental concerns in advanced fashion jurisdictions should be a prompt for
Ghana to develop sustainable strategies from the outset. In this regard, exploring
Ghanaian fashion brands’ perspective cannot be timelier.
2.2 Factors positioning Ghana for CE adoption
Raw material production, both natural and synthetic, is known to produce adverse
environmental and social impacts (Sahimaa et al., 2023; Sandin and Peters, 2018;
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Tang and Ho, 2023). With a looming shortage of raw materials (Accenture, 2016),
a shift from a linear to zero-waste circular cycle is critical. In this regard, the CE
focuses on products designed to enable reuse, components disassembled and
durable pieces reassembled into new products, worn-out parts refurbished,
and material recycled as well (Ellen McArthur Foundation, 2015). The call for
CE is underpinned by a rise in demand from an increasingly af uent population
(Hammad et al., 2019) exerting pressure on resources (Bhardwaj and Fairhurst,
2010; Niinimäki et al., 2020). The expected growth in the world’s population will be
accompanied by signi cant growth of the middle class in developing countries.
The Business of Fashion ( BoF) report (Beltrami et al, 2019) envisaged that, if
consumers in developing countries buy more clothing as their purchasing power
increases, clothing sales may rise signi cantly. Ghana as a developing country
could bene t from the projected growth.
The Ghana Statistical Service (GSS) (2021) report on population and housing pegs
Ghana’s population at 30.8 million. According to the report, there has been a
continuous growth in urban population, increasing, from 12,545,229 (50.9%) in
2010 to 17,472,530 (56.7%) in 2021 with almost half (47.8%) of the increase in the
Greater Accra and Ashanti regions. These two regions are also the economic
hubs of the country. National population density increased by 26 persons
between 2010 (103/km2) and 2021 (129/km2), with Greater Accra experiencing
the highest increase, of 445 persons (from 1,236/km2 to 1,681/km2). Moreover,
the age structure of the population has witnessed a shift from the domination of
children (0–14 years) to young people (15–35 years). The GSS report shows that
nationally females (15,631,579) outnumber males (15,200,440) by 2.8% (437,139),
while in urban areas this rises to 5.0%. Also, professionals constitute less than a
tenth (8.4%, 837,989) of employed persons above the age of 15, 80% of whom are
in urban areas and 60% under 35 years old.
These population dimensions positively impact the economic growth of the
fashion industry in Ghana. With the increase in the youthful population and
a steady growth of professionals in urban areas of developing countries,
consumption of fashion products is thought likely to rise by 2023 (Beltrami et al,
2019). However, there is currently (as of 2023) a lack of research on clothing sales
by fashion SMEs in Ghana to corroborate this.
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The steady growth of urban professionals and the rise of clothing retail require
that the fashion industry in Ghana prepares to initiate sustainable waste
management practices, particularly the CE. The CE principles illustrated in the
waste management framework (Kirchherr et al., 2017) have been adopted by
rms such as Patagonia and Nudie Jeans. Pal and Sandberg (2017) asserted
that strategies like repairs and refurbishment have started worldwide and are
predominantly led by niche and small-scale redesign brands. In predominantly
micro, small-to-medium scale fashion rms in Ghana, key lessons and success
stories could be replicated. Fortunately, disassembly, redesign and repair/
alteration are traditionally practised in Ghanaian homes. As a culture of marriage
in some tribes, brides are given sewing machines to enable the mending of
clothes of family members so garments could be worn over extended periods
and to reduce the nancial burden of buying clothes regularly. Again, the huge
importation of second-hand clothes in Africa (Lewis et al., 2017) and by extension
Ghana, provides an enormous source of materials that could be disassembled
and reused. These practices provide a foundation for formally introducing such
models in fashion SMEs in Ghana.
2.3 Embracing circular strategies in Ghana
Stahel (2016) argues that Africa, and by extension Ghana, needs to build an
industrial economy and therefore a transition into a circular economy will not
be worthwhile. The World Bank report (2012) however, disagrees; it envisages
an African economy which is robust in sustainable growth. While developing
economies including Ghana seek to industrialise, they must consciously avoid
unsustainable and reversible environmental damage. SMEs in Ghana must
embrace the circular paradigm to avoid errors accompanying environmental,
social and economic aspects of linear production, as their structures are not yet
complex. While the World Bank encourages Africa to embrace sustainability, it
also highlights the accompanying challenges, the lack of resources, technical
know-how and the lack of sophisticated technologies. Twelve years after the
World Bank report, the fashion industry in Ghana still lacks resources, technical
know-how and sophisticated technologies to improve garment quality (Ghana
Statistical Service, 2016; Senayah, 2018). Although the CE is achievable, there
are barriers amidst economic opportunities that are untapped (Ellen McArthur
Foundation, 2015). Bearing in mind the challenges associated with the practice of
CE, which of the strategies might fashion SMEs adopt? According to the World
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Bank report, one of the resources the local fashion industry lacks is the availability
of material inputs. Can fashion SMEs recover unique materials from used clothes
through disassembly for reuse or redesign?
2.4 Sustainable fashion innovation framework
Sustainable fashion innovation is a response to the linear mode. This new
paradigm of imbibing sustainable fashion practices is expected to integrate the
sustainable development framework (Ávila-Gutiérrez et al., 2019). To proceed
with a sustainable fashion agenda requires an understanding of the concept
of sustainability (Hur and Cassidy, 2019; Karell and Niinimäki, 2020). However,
the sustainable development framework keeps evolving. The adoption of a
framework is guided by the rm in question and the dimension of sustainability it
seeks to achieve (Karell and Niinimäki, 2020). In this regard, the fashion industry
has a range of approaches to sustainable fashion, including design for longevity,
upcycling, slow fashion, product service systems, lean manufacturing, ethical
trade and circular economy, among others (Bocken et al., 2014; Cooper et al.,
2013; Ellen McArthur Foundation, 2013; Gwilt and Rissanen, 2011; Hernandez et
al., 2019). However, such approaches still require further investigation as there are
many overlaps (Pal and Sandberg, 2017) due to poor understanding regarding
the strategies and heuristics for their implementation. For SMEs in Ghana to
embrace sustainable fashion requires a clear knowledge of what the strategies
are, and rms’ capabilities to operationalise them.
The ‘Sustainable fashion innovation framework’ embeds the categorisation of
impact levels ( Bhamra et al., 2013; Schaltegger et al., 2012) that align with the
waste management hierarchy (Kirchherr et al., 2017). The waste management
strategy a rm adopts should align with the impact level expected to be achieved
(Schaltegger et al., 2012). To effectively identify and evaluate existing strategies
for application in the study environment, attention is given to the categorisation
under the 3R (Reduce, Reuse and Recycle) framework of the CE (Ellen McArthur
Foundation, 2013) to guide the selection of the strategies and their suitability for
integration in fashion SMEs in Ghana.
Regarding the selection of strategies, it is imperative to consider how the
materials available in the local environment in uence the selection of strategies
that prolong the lifespan of products made from them. Citing Lacy (2015), Fuchs
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EVALUATION OF CIRCULAR STRATEGIES AND THEIR EFFECTIVENESS IN FASHION SMES IN GHANA
(2016) argues that if toxic resources are used to design a more reliable, longer-
lasting product, it is still not fully circular. In an environment where sustainability
in fashion is a grey phenomenon, awareness of what constitutes a toxic material
is a challenge. In this context, considerations can be given to strategies such
as adopting life extension and life optimisation, minimising resource usage and
enabling easy assembly of fashion goods. In the context of the Ghanaian fashion
landscape, garments produced for customers to pick up or sold at the retail store
could be adjusted by either resizing, mending or redesigning. Even though this
is an informal practice in Ghana, are SMEs willing to embrace CS formally as new
business models; and are there any known frameworks to determine the impact
levels of these businesses in Ghana?
2.4.1 Sustainability framework and the circular economy
In practising sustainability, a holistic approach must embrace all three pillars of
sustainability (Environment, Social and Economic). However, for sustainable
fashion, the three pillars require expansion. Kozlowski et al. (2019) argued that
adopting sustainable models will require cultural and aesthetic dimensions to
ensure that the people for whom the models are designed nd them culturally
acceptable and aesthetically pleasing to use over a long period. While arguing for
their inclusion of cultural dimension to the existing sustainability pillars, Kozlowski
et al. (2019) stated that sustainability concepts generally fail to differentiate among
cultural systems, value systems, norms, behaviours and ideas. Culture is a signi cant
consideration in sustainable development (Rayman-Bacchus and Radavoi, 2020;
Sabatini, 2019; Zheng et al., 2021) which leads to partnerships being required to
tackle the complex nature of sustainability and the CE. Incorporating the cultural
dimension ensures fashion rms do not blindly adopt blanket solutions but rather
consider local systems based on which sustainable circular models are integrated
into their operations. Sustainable practices can be tailored to, but not captive to
cultural context (Zheng et al., 2021). It is vital to adopt models through the lens
of country-speci c situations with considerations such as local culture, political
climate, economy, and infrastructure (Kozlowski et al. 2019, Tremblay et al., 2017).
These are critical factors to ensure selected models’ integration and longevity.
The local production culture enables fashion SMEs in Ghana to primarily have
direct engagement with customers even at the design stage. Therefore, it is fair
to assume that they know their customers’ cultural behaviour which could largely
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in uence rms’ willingness to practise a selected circular model. A rm’s business
culture must align with the customers it intends to serve to make it pro table
and sustainable. CSs ideally are not a mass production approach; hence rms’
willingness to participate is a rst step.
Given that these SMEs produce limited editions for retail, their owner-designers,
by means of their business cultural environment, can project strategies that yield
mutual bene ts. Waste in the fashion industry nds a remedy in the CE principles.
As SMEs develop an interest in establishing retail outlets, waste accumulation is a
potential threat to environmental sustainability. As a developing industry, SMEs in
Ghana could formally adopt CSs that are practised traditionally by Ghanaians and
may not require sophisticated technologies. However, limited research in the CE
in Ghana presents a challenge to the integration of CS models in fashion SMEs.
3. Methodology
The study sought to identify and evaluate sustainable strategies and their
effectiveness in selected rms with speci c reference to the 3Rs espoused by
the CE. To gain insight into the phenomenon, a qualitative case study approach
was adopted as this paves the way for an intensive analysis of speci c details
often overlooked by other methods (Kumar, 2011) and to explain participants’
perspectives on the subject. The study did not seek to measure but rather to
explain the phenomenon. Fashion businesses with their speci c brand concepts
will have different meanings and approaches to the subject. These different brands
will present different perspectives (Creswell, 2013) on the study. The population
for the study was SMEs in the two major cities of Ghana, and sampled fashion
SMEs that have owners doubling as designers, have operated formal businesses
within the last decade and have retail outlets.
3.1 Data collection and analysis
A purposive sampling strategy (Maxwell, 2012) was adopted to ensure that
data was collected from respondents who t the description. Hence a snowball
technique according to Cohen, Manion and Morrison’s (2007) de nition was
employed in reaching 19 respondents; 6 from Kumasi and 13 from Accra as
presented in Table 1. As data collection occurred amid the COVID-19 pandemic,
recorded interviews were conducted via Zoom and telephone (9), along with 10
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EVALUATION OF CIRCULAR STRATEGIES AND THEIR EFFECTIVENESS IN FASHION SMES IN GHANA
face-to-face interviews. Interview questions sought to nd out the approach to
garments that did not sell during previous seasons and whether materials could
be recovered based on Research Question 1. Again, the opportunities and
challenges that could in uence participation in CE were of interest to answer
Research Question 2. The interviews lasted an average of 21 minutes. The scripts
were cleaned and coded line-by-line in an iterative manner using inductive and
deductive coding techniques with the Nvivo software. To conceal respondents’
identity, the owner-designers were coded alphabetically to read, e.g., ‘ODA’.
The results were categorised using thematic content analysis. The themes that
emerged were: techniques in managing retail pieces; feasibility and consideration
of adopting CS; material recovery and CS; and opportunities and challenges in
practising CS. Along with the interviews was an observation of stitch types, style
and embellishment techniques lending themselves to the adoption of the CSs.
Table 1. Background of selected rms
Characteristics Accra Kumasi
Location 13 (68%) 6 (32%)
Size Small 10 Small 2
Medium 3 Medium 4
Category 13 formal business 6 formal business
4. Results and discussion
This section is divided into four sub-sections. Firstly, results on techniques for
managing retail items are presented and discussed. Secondly, results on the
feasibility and consideration of adopting CS are presented and discussed. Thirdly,
results on material recovery and the practice of CS are presented and discussed.
Fourthly, results on opportunities and challenges in practising CS are presented
and discussed.
4.1 Techniques in managing garments sold in retail outlets
To ensure that clothes are signi cantly bought during selling periods, retailers
usually adopt strategies like discounting and clearance sales. Even though there
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are no distinct selling seasons in Ghana, retailers do have clothes hung on racks
for extended periods. During this period, certain techniques are adopted to
either sell or discard the clothes. To this end, respondents were asked to share
their thoughts on how they managed garments during and after each selling
period to avoid environmental waste, as captured in Table 2.
Table 2. Techniques in managing retail items
Approaches No. of Respondents
Discount/clearance sale, redesign 3
Discount/clearance sale, donation 2
Discount/clearance sale, stored to re-introduce 1
Discount/clearance sales, pop-up stores 2
Discount only 5
Redesign and donation 1
Discount/clearance sale, redesign, donation 1
Discount/clearance sale, redesign, reuse fabrics
recovered, donation
1
Discount/clearance sale, redesign, and stored to be
re-introduced
1
No option applied 2
Total: 19
Table 2 demonstrates that the conventional method of discounting and clearance
sales was the most popular approach, followed by redesign and donation. These
three were mainly combined. Only two respondents indicated that none of the
approaches was used because of the limited items produced. Particular to CS
was redesign, which appeared ve times in combination with other approaches
and was considered a positive development for this study. The reasons for the
approaches or otherwise were captured as follows:
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We make major sales; we do the rst quarter, and if we cannot clear
everything, we do the second or third quarter. If some pieces did not
sell, something must be wrong with them. So, do we add some beads;
or do we make the sleeve short or long? After it goes to sale three
times and is still not selling, we bag it up and give it to an orphanage.
But rarely would we have a big bag; usually, we have about 20 or 40
pieces at the end of the year that did not even sell during clearance
sales. (ODP)
A respondent mentioned that ‘we bring them back and redo them; and then
usually, if we cannot sell because a particular style is going out of fashion, we store
them until a later date; that is the strategy’. To add to the techniques adopted,
another respondent mentioned that ‘mostly when we have a clearance sale, we
do a 50% discount or sell at very cheap price. But if some are not sold out after
the sale, I give them out or use the fabric to do something else by ripping the
garment apart’.
Approaches to managing clothes at retail were adopted for economic reasons,
considering the triple bottom line. None of the respondents indicated adopting
a technique with environmental or social sustainability in mind. Worth noting was
the redesign under the CS. However, from observation, the respondents did not
consider the aesthetic and functional renewal of the clothes during the design
stage. Applying CS becomes an afterthought (Gwilt and Rissanen, 2011) often
resulting in material waste or excessive time consumption when disassembling
or redesigning; an observation that defeats the sustainable approach. Again, the
limited quantities produced also implied smaller volumes of clothes to manage
at retail, hence integrating the redesign concept as a business model seemed
unattractive. However, cumulative numbers over time could be signi cant
(Williamson et al., 2006). Donated garments, which could become a useful avenue
for material recovery, could be channelled through the reuse-redesign concept.
With rms positioning themselves to upscale production, introducing CS provides
a solid foundation as business practices are not entrenched, paving the way for
exibility (Di Lodovico and Manzi, 2023). SMEs are likely to make sustainability a
core of their mission and business model (Claxton and Kent, 2020, Kozlowski et
al., 2018).
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4.2 Feasibility and consideration of CS adoption
Based on the knowledge of the techniques adopted to manage clothes at retail, it
was imperative to interrogate the possibility of introducing circular models in the
management of garments that could not be sold. To this end, the respondents
were asked which of the circular strategies were feasible and could be considered
for adoption per their current practices. Six strategies were presented to the
respondents. It came out that twelve mentioned redesign, six repair, seven reuse,
and twelve disassembly. However, a combination of strategies was indicated as
feasible for adoption. The outcome is presented in Table 3.
Table 3. Feasibility and consideration of CS adoption
Circular Strategies No. of Respondents
Redesign 3
Redesign, repair, disassembly 2
Redesign, reuse, disassembly 5
Redesign, reuse 1
Redesign disassembly 3
Redesign, repair, reuse, disassembly 1
Redesign, repair 1
Repair, disassembly 1
Repair 1
None of the strategies 1
Resale 0
Total: 19
Respondents expressed their thoughts on the strategies mentioned as captured
in the following excerpts:
Sometimes we have clients who bring garments they bought or were
custom-made to be redesigned because they do not t in them
anymore. So recently a client brought one of such garments with a
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EVALUATION OF CIRCULAR STRATEGIES AND THEIR EFFECTIVENESS IN FASHION SMES IN GHANA
piece of fabric to redesign it from the waist to the knee, and also the
sleeves, so the person can wear it again. The fabric of the garment was
still in good condition. (ODN)
For another respondent,
Sometimes when customers order clothes for events like shoots or
second dress for weddings, they don’t wear them again. They bring
them and we redesign them into simpler styles they can wear for other
purposes. I do that a lot. So, we can now consciously do that because
I was doing it without thinking about it or knowing it was a sustainable
approach. (ODF)
One respondent also mentioned that ‘Mostly we do for our customers, especially
the cuffs and collars of shirts that have faded or worn out; we redo them,
sometimes with different colours, textures or patterns’.
Even though most of the respondents indicated that CS was feasible, they
expressed reservations about disassembly, repair, and reuse/resale. The following
are excerpts on the concept of disassembly;
The time required for ripping the seams of a garment can be used to
make something that will sell three or four times more than a product
made using this concept.
ODQ, ODC and ODO supported this view. This group of respondents also opposed
any practice that takes away production time and derails pro t. ‘ODC’ added that:
Already we are running a de cit of skilled labour for the main
production; if we have enough labour, and there is demand, then we
can establish a unit for it.
Strategically, it’s not sustainable for any business person. Although it
sounds great in theory, it cuts into your production line. We tried in
the past to have a unit to do repairs but was not lucrative. You cannot
charge much for alterations, but the resources that it would require;
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hiring staff, machinery etc., are not commensurate with what the client
is willing to pay. Someone might say it is another channel of income,
but the income level and the effort going into it, do not tally.
However, there was a positive view on the repair strategy expressed as follows:
‘I think we have the demand for the repair and alterations. We usually resize for
items bought at our retail shop. So, we can now position ourselves to control
that consciously.’
Feasible circular strategies indicated by respondents pointed to redesign, repair,
reuse and disassembly. These strategies were practised, albeit unconsciously, and
hence the respondents might have gained some level of experience in practice.
The unconscious practice of some CS stemmed from respondents’ unawareness
of the CE and its principles. For designers to consciously integrate CSs, their
rms would need to understand the negative impacts of production (Karell and
Niinimäki, 2020). Again, the awareness of tools (Kozlowski et al., 2019), sustainable
business case drivers (Schaltegger et al., 2012) and sustainable business model
innovation techniques (Bocken et al., 2014) are required for the successful adoption
and implementation of CSs in fashion SMEs in Ghana. Thus, the complexities
of formally practising these sustainable business models represents a signi cant
challenge (Di Lodovico and Manzi, 2023).
The lack of awareness revealed that respondents had no idea of impact levels
(Bhamra et al., 2013; Schaltegger et al. 2012) or of the collaborations that
guide the practice of sustainable approaches. Again, the strategies considered
feasible were informed by the cultural environment within which these SMEs
operate. Limited pieces being manufactured enabled these owner-designers
to quickly innovate into new styles. However, this was motivated by a focus on
the growth and expansion of business, not consideration of environmental and
social aspects, which were not considered pro table. Also, direct customer
engagement meant consumers could walk in to request some changes needed
to garments bought from the shops. In this regard, the fashion SMEs in Ghana
are more likely to contribute signi cantly to the adoption of CE than large-scale
rms. This enhances their competitiveness in receiving the needed support from
policymakers. However, there are currently no known policies that enable the
practice of sustainability among fashion SMEs in Ghana.
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EVALUATION OF CIRCULAR STRATEGIES AND THEIR EFFECTIVENESS IN FASHION SMES IN GHANA
Even though owner-designers informally practised some identi ed strategies,
some dif culties have been identi ed as likely to hinder their formal adoption.
The dif culties expressed were time, cost, labour, consumer perceptions and
readiness to pay for the cost of garments. Labour availability was one of the
signi cant hindrances, given that the current model, as Amankwah et al. (2023)
argue, struggles to get the skill set needed for production. This feeds into the
needed labour to disassemble, while the main production line is in progress. In
addition, the cost of paying labour to disassemble a garment and the overheads
incurred in re-designing were not pro table. Finally, the consumer’s readiness to
buy a redesigned garment was questioned as there is a lack of research (Hur and
Cassidy, 2019; Kirchherr et al., 2017) on consumers’ willingness to participate in
CE. While these rms directly engage with clients and have a pre-informed idea
of consumers’ behaviour towards such initiatives, consumer research regarding
the perception of CS is lacking in Ghana.
Again, while disassembly and redesign are adaptable, stitch types and patterns
were observed to be possible setbacks. To enhance the aesthetics of garments,
top stitches were commonly used, making disassembly unattractive. Straight
stitches afford ease of disassembly, and loose garment styles provide adequate
reusable fabrics. These factors could be considered at the initial stage and not as
an afterthought, as proposed by Gwilt and Rissanen (2011). Careful consideration
was deemed necessary if these strategies were to be formally adopted.
4.3 Material recovery and the practice of CS by SMEs
Material recovery requires chemical or mechanical processes. In an environment
where technology is a challenge, disassembling garments through unpicking
is possible and hence materials could be reused. Respondents were asked if
they could recover materials either from their products or garments used by
their consumers, or other brands. One out of nineteen respondents, recovered
materials from garments that did not sell during the selling periods while eighteen
had never considered it. Giving reasons for the lack of attempt, ve respondents
cited time wasting, three respondents mentioned cost, and one respondent
said energy waste was associated with the disassembly process. However, ten
respondents expressed the possibility of recovering materials from rms’ unsold
garments at the end of the selling period if the stitch and patterns lent themselves
to the process.
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Again, when respondents were asked if they could request their customers to
bring back relatively little-used garments of their brands, all nineteen respondents
were not enthusiastic about the idea. The responses given were revelatory. ‘By
the time they bring it, the fabric value will be low, and treating the garment will
be more costly than making a new one’. Another respondent indicated that ‘Here
in Ghana, most people do not know how to care for their clothes; the fabrics to
be recovered might not be in good condition.’ For consumers to make sense of
such garments, one respondent emphasised that ‘Maybe post a video of how you
go about the clothes and some certi cation to prove that the clothes had been
inspected by a recognised body; that they are in good condition, etc; you have
to build that con dence’.
Again, on material recovery, respondents were asked if they would be receptive
to imported second-hand garments that have ooded the local market. Twelve
of the respondents indicated this to be a possibility, while seven said it was
impossible, as shown in Figure 1.
Figure 1. Possibility of recovering materials from second-hand.
Authors’ construct
Impossible
37%
Possible
63%
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EVALUATION OF CIRCULAR STRATEGIES AND THEIR EFFECTIVENESS IN FASHION SMES IN GHANA
Expressing their perspectives on second-hand materials, three respondents
indicated that they were unaware of some fabric names, compositions and
classi cations. Two respondents believed that process disclosure would ensure
consumer con dence, while four respondents noted that consumers would be
unwilling to patronise the products if process disclosure was pursued. Similarly, in
recovering materials from customers’ relatively used garments, two respondents
believed that pre-treating the worn garments for use in new production would
be costly. However, two respondents believed that certi cation of the process
could be given to boost consumer con dence. On the condition of second-hand
products (garment / fabric), six respondents notably mentioned fabric stock or
store-rejected garments as an attractive proposition for consideration. Table 4
provides a perspective.
Table 4. Respondents’ perspectives on material recovery from
second-hand garments
Perspectives on second hand recovery No. of Respondents
Fabric composition 3
Process disclosure 2
Process disclosure renders the product unattractive 4
Costly treatment process 2
Ensuring process certi cation 2
Preference for fabric stock 6
Total 19
Again, with twelve respondents indicating the possibility of recovering materials
from second-hand garments, they were asked about the attractiveness of
establishing a warehouse. Seventeen respondents deemed it as a welcome idea,
however, with the caveat that the products must be in good condition. Some
respondents had this to say: ‘Industrial waste could be considered. When it comes
to fabrics, we are all lacking. So, if somebody can source fabrics/garments and
have an open day for sales, it will minimise direct sourcing from these factories
polluting the environment.’ Another respondent con rmed by saying; ‘that will
work because we buy fabric stock which is relatively scarce on the market and is
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also unique considering our brands, unlike the bulk imports coming from Asia’.
Questioning the bene t of having a warehouse to stock second-hand materials,
a respondent opposed earlier respondents saying, ‘It is possible to have a
warehouse; but as far as they are considered used clothes, for me, it’s dif cult’
One of the bene ts of practising the CE is the economic value as more revenue
generation has been associated with CE. However, for owner-designers of SMEs
in Ghana, additional costs could be incurred due to low-skilled labour, uncertainty
about demand and the time required to work on these items. These factors make the
practice of CS unattractive and costly. Apart from the cost, material value was seen
as a contention, particularly with how local consumers handle garments during the
use phase. The humid environment requires that consumers wash clothes regularly.
These washed clothes are continuously exposed to sunlight, which weakens the
bres and also leads to colour fading. Another important factor is the cultural
beliefs and superstitions associated with transferring personal clothing to another,
especially a non-family member. Environmental and cultural conditions ( Kozlowski
et al., 2019) were seen as signi cant hindrances to the reuse concept.
Associated with reuse was the concern about pre-treatment cost and process
certi cation to boost consumer con dence. While the transparency of the
process is one of the key indicators in sustainable strategy practice in developed
countries, as championed by the Global Reporting Initiative (GRI), the majority
of respondents believe process disclosure would make circular products rather
unattractive to the consumer, bringing the element of culture into play. The
concerns regarding disclosure con rm Di Lodovico and Manzi’s (2023) observation
of the dif culty with transparency when it comes to sustainability practices.
The lack of regulations exempli ed by the impact level frameworks (Bhamra
et al., 2013; Schaltegger et al., 2012) hampers the practice of the CE as owner-
designers have no guiding principles to relate their processes to the attainment
of sustainability. A level of awareness among these producers and customers
is necessary for imbibing the sustainability concept, justifying the assertions by
Hur and Cassidy (2019) and Kircherr et al. (2017) about the need for designer and
consumer awareness creation.
From the perspective of the study of the environment, material recovery for
reuse is possible with imported second-hand garments or fabric stock. Reusing
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EVALUATION OF CIRCULAR STRATEGIES AND THEIR EFFECTIVENESS IN FASHION SMES IN GHANA
garments from second-hand apparel – through a redesign strategy exists among
some rms and con rms the ease of adopting a recovery strategy. The challenge
is sourcing these second-hand garments in the required volume, and scouting
for preferred pieces is time-consuming. To this end, establishing a warehouse to
facilitate the sourcing of rare pieces was welcomed. In other jurisdictions such
as Brazil, textile banks are providing the bridge between manufacturers, waste
management companies, fashion designers and fashion rms to enable stocking,
sourcing and reusing of fabrics. Collaborations with textile rms overseas could
enable direct sourcing of required quantities in assorted fabrics for warehousing.
For SMEs typically producing smaller quantities, product exclusivity is important;
warehousing rare fabrics will add to their competitiveness while contributing to
solving environmental issues.
However, second-hand garments have been a threat to environmental health,
especially in countries that have dif culty managing solid waste. Apart from
local challenges with waste management, transporting the garments impacts
negatively on climate health (Morell-Delgado et al., 2024). Jacometti (2019)
emphasises high fuel consumption and signi cant emissions of greenhouse
gases as a result of the transportation of goods. While these are major issues with
second-hand garments, the government of Ghana has yet to put in place policies
that guide the creation of products sustainably.
4.4 Opportunities and challenges in practising CS
To ensure that SMEs embrace circular strategies, the study sought to nd the
opportunities that can be harnessed to enhance participation. It was gleaned
from the data that, even though all the respondents ran retail shops, sixteen
respondents had regular direct engagement with end customers by running
retail and providing custom-made products. The advantage of direct customer
engagement was seen as a starting point, as summarised by a respondent; ‘In our
small way, we have to play our role, because de nitely, we have contact with the
client, and what we are talking about goes back to the client.’
Having indicated the feasible CSs as shown in Table 3, and the opportunities
available, it became necessary to know the challenges that may come with
consciously adopting and implementing a strategy. Most of the respondents
reiterated considering redesign, reuse and repair. However, the concept of
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CS was new to them and, though they practised unknowingly, certain factors
needed to be examined, and are summarised as follows; ‘The challenges are
more of capacity and awareness on the part of consumers and willingness to
pay for service.’ To add to capacity and awareness, a respondent added that;
‘We are still looking out for labour, get a bigger space, so we can adopt and
implement a sustainable strategy. Once that structure is in place, we can be
conscious about it. Again, another hinted that; ‘In the rst place, we need to
get a design model that we can use for the implementation and then probably
get the market base to hold on to that production level for a long time’. To
consolidate the views stated earlier, one respondent highlighted that; ‘It’s just
the know-how. We are not in the sustainability business, so we may not know
how to go about it. We are familiar with the concept, but how to put it in a
proper structure will be our challenge.’
It came to light that, for the majority to get involved in practising CSs, six
respondents indicated that there should be mandatory participation so it does
not become an individual initiative, with the government providing support
systems; ‘so this is like a collective side of things; we all can decide to have a
level of sustainable fashion value or practice. I think that will also help. It can even
be compulsory.’ As there is no compulsion for garment producers to practice
sustainably, a respondent shared that, ‘At this point, I doubt if I can do that unless
everybody is on board.’ This assertion was supported by another, who opined
that, ‘It must be implemented so that it’s not an option anymore, so it becomes a
law with legislative backing.’ A respondent brought two dimensions that could aid
effective implementation: ‘I think if the market is made for it, it becomes easier for
everybody to practise. Again, currently, what the government puts in place does
not fully support businesses such as fashion to engage in sustainability.’
Fashion SMEs in Ghana have the advantage of working closely with their
customers on CE principles. This is very important as it encourages consumers
to share their thoughts on what is produced for them and how (Kozlowski et al.,
2019). Owner-designers have the opportunity to engage their customers more
accurately than relying on consumer surveys. The CS integration is critical at the
design stage. The issue of afterthought, as noted by Gwilt and Rissanen (2011),
could largely be avoided; this will promote more accurately tailored products,
hence reducing dissatisfaction accompanying mainstream products. However,
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the practice of CE principles comes with challenges. There is no strategy for
integration, as advanced by Bhamra et al. (2013) and Schaltegger et al. (2012).
Some respondents advocated mandatory participation; a defensive approach,
to ensure everyone is on board. In a space where little is known of sustainability
(James and Kent, 2019; Amankwah et al., 2023) and regulation is non-existent,
designers have little motivation to adopt CSs. The respondents practising some
forms of strategy were not aware of CSs to enable a conscious practice, a situation
that requires attention. Adopting any of the approaches needs to be carried out
in tandem with a model for implementation to achieve successful integration.
Currently, structures are not in place for an initial take-off. The World Bank’s (2012)
statement that Africa, and for this study Ghana, lacks resources, technology and
technical know-how are still pertinent.
Summary of ndings
The major ndings emanating from the study are that owner-designers practise
CS such as disassembly, redesign, reuse, repair/alterations unknowingly, due to
their lack of awareness of the CE principles. Regarding Research Question 1,
these strategies do not require sophisticated machines to operate. The awareness
created by the informal practice, coupled with the application of less sophisticated
technology represents an opportunity. However, the unattractiveness of formally
integrating CSs in fashion SMEs in Ghana is due to cost, time and labour, and
the lack of policy direction by the government to encourage adoption and
implementation. Also, respondents’ impressions based on regular interactions
with consumers throw some doubt on consumers’ willingness to accept products
made with material recovered from used clothes. Again, non-consideration of
CS at the initial stage of design makes life extension strategies dif cult to adopt.
There was no indication of an existing model to help fashion SMEs understand
the impact levels of strategies they might wish to adopt. A considerable literature
on sustainability and the CE is available concerning the West and the same is now
required in Africa, and (in respect of this study) in Ghana in particular, to increase
understanding of the concept, its application and implications.
5. Conclusion
Fashion production is a commercial activity focused on the economic dimension,
and, until recently, has relegated the social and environmental dimensions to the
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background. As it is a basic human necessity, the growth in population, particularly
in the two major cities in Ghana, will require an increase in the production and
consumption of clothes. The steady rise in designer clothing retail outlets meeting
the demands of urban professionals will further add to the growth of the clothing
industry, potentially exacerbating existing waste management issues. When a
growth in consumption is unavoidable, then a circular perspective might provide a
viable strategy to achieve sustainable consumption and production. Evaluating a
rm’s current process for sustainability helps to identify lapses and the sustainable
circular strategy a rm can adopt to bring value. Based on research questions
proposed for the study, life extension strategies such as Redesign, Repair, Reuse
and Reduce are informally practised. These strategies require basic production
equipment and are informal clothing care practices of the average Ghanaian.
Regarding challenges and opportunities – internally, CS could be formally
introduced to fashion SMEs in Ghana, supported by experiences gained through
informal practices of some strategies and direct consumer engagement over the
years; externally, adoption could be hindered by cultural beliefs and attitudes of
local consumers as opined by respondents. However, effective implementation
is dependent on government policies towards the achievement of sustainability
in the coming years. Sensitisation efforts for awareness creation and a model
for implementation are critical factors that must be addressed to provide the
enabling environment for fashion SMEs in Ghana to operate sustainably. It is fair
to say that the principles of the CE are not new to Ghana, but the dimension
of environmental sustainability is. The effectiveness of CS in fashion SMEs in
Ghana largely depends on understanding the relationship between practices
and sustainability. As a new phenomenon, efforts from the government, industry
practitioners and the citizenry are fundamental to understanding the complexities
and roles of all stakeholders towards the success of CE in Ghana. Collaborative
efforts from all stakeholders (Di Lodovico and Manzi, 2023) are required to tackle
the complex nature of sustainability and the CE to enhance the environmental
and social health of communities.
Study limitation
Consumers’ exclusion from the study stems from the basis that, with CE principles,
consumer participation is largely in uenced by the willingness of fashion SMEs to
provide service. Hence, as a new phenomenon in the Ghanaian fashion industry,
owner-designers’ perspectives were deemed essential to trigger conversations
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EVALUATION OF CIRCULAR STRATEGIES AND THEIR EFFECTIVENESS IN FASHION SMES IN GHANA
and subsequent research into consumer perspectives and government policies
required to aid the adoption and successful implementation of the CE in Ghana.
Declaration of con ict of interest
The authors declare no con ict of interest with the study.
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PERSPECTIVE
Groundwater: sinking cities, urbanisation,
global drying, population growth
John E. Pattison1 and Peter Cooke2
Abstract
An examination of a few examples of aquifer use shows the importance
and fragility of groundwater, with poor management leading to over-
extraction by individuals and authorities producing subsidence – sinking
cities. Freshwater is one of our most precious resources and it is rapidly
disappearing, leading to global drying. At the same time, the global
and urban populations are increasing, with civil unrest increasing due,
in part, to freshwater shortages. The increasing global population and
global urbanisation are driving an increase in water use, restriction of
aquifer recharge and increased aquifer pollution. It is argued that urban
population growth with attendant increased water use, combined with
climate change and poor management, is signi cant in water stress.
Particular attention must be paid to the effect of rising populations on
local water resources, especially groundwater, and the knock-on effect
on urban sustainability.
Keywords: groundwater over-extraction, subsidence, infrastructure damage,
population growth, urbanisation, urban sustainability.
1 Independent researcher, formerly University of South Australia. Email: jepattison364@gmail.com
2 Independent researcher, formerly University of South Australia. Email: pcooke1000@gmail.com
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10.3197/JPS.63799977346492 Open Access – CC BY 4.0
© 2024 Authors
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Introduction
Global warming receives considerable media attention as an urgent major global
issue. A visible consequence of global warming is the melting of glaciers and
polar ice, resulting in rising sea levels. Consequently, some low-lying islands and
coastal communities are threatened with being submerged under the rising sea.
Interestingly, there are communities under a similar threat of being submerged
owing to a process unrelated to global warming but seldom discussed – some
cities are sinking. The reason for this second phenomenon is indisputably related
to the increasing number of people in these communities using groundwater from
underlying aquifers. Graphs showing the rapid increase in global water use (Figure
1) and the rapid decline in global freshwater resources (Figure 2), at the same time
as the global and urban populations are rapidly increasing, communicate a strong
message, but do not convey the complexity of the situations that underlie the
graphs, particularly in the case of freshwater from aquifers.
There is often mismanagement and indecision leading to problems such as aquifer
depletion and sinking cities with damage to civil infrastructure, corruption and civil
unrest. Given the increasing global population and global urbanisation driving
the increase in water use, the restriction of aquifer recharge and increased aquifer
pollution, this article considers whether the global and urban water cycles are
sustainable for the current and future populations and how they impinge on urban
sustainability. After outlining the nature and importance of groundwater, a few
examples of aquifers and their contexts are brie y described. Issues concerning
sinking cities, urbanisation, global drying and the dif culty of predicting future
populations – global and urban – with any certainty are then considered. It is
argued that regional population growth with increased water use, combined with
climate change and poor management, is signi cant in water stress.
Groundwater
Groundwater is the water found in soil pores, rock formation voids and
fractures located beneath the ground surface. A volume of below ground-level,
unconsolidated rock is called an aquifer when it can provide a usable quantity of
water, while the depth below ground-level at which the soil pores and fractures
and voids in the rocks become completely saturated with water is called the water-
table. Groundwater is naturally recharged by surface water percolating down
from rain, streams and rivers; it may discharge from the ground-surface naturally
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GROUNDWATER: SINKING CITIES, URBANISATION, GLOBAL DRYING, POPULATION GROWTH
Figure 1. Trends from 1750 to 2010 in globally aggregated global and
urban populations and of global water use. Water use includes agricultural,
domestic and industrial uses
Billion
Population
Year
1750
0
1
2
3
4
5
6
7
8
1800 1850 1900 1950 2000
2010
Billion
Urban
Population
Year
1750
0
1
2
3
4
5
6
7
8
1800 1850 1900 1950 2000
2010
Thousand km3
Water use
Year
1750
0
1
2
3
4
1800 1850 1900 1950 2000
2010
SOURCE: AFTER STEFFEN ET AL. 2015
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Freshwater resources
per capita (1000 m3)
b.
12
10
8
6
Population
(billion individuals)
Humans
Ruminant livestock
i.
7
5
6
4
3
1960 1992 2016
SOURCE: AFTER RIPPLE ET AL. 2017
Figure 2. Trends from 1960 to 2016 in globally aggregated freshwater
resources per capita and of global human population
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at springs and seeps. Evaporation can also cause loss of water from an aquifer,
especially in arid regions. Groundwater is pumped for agricultural, municipal and
industrial purposes by constructing and operating extraction wells, as it is often
used for public water supplies because it is cheaper, more convenient and less
vulnerable to pollution than surface water. However, if more water is extracted from
an aquifer than is going in, it will eventually run out, leading to dire consequences.
Groundwater may be polluted by improper disposal of industrial and domestic
wastes on land, overuse of agricultural chemicals on farms, dissolving of soluble
salts from the rocks through which the water passes, or seawater intrusion. The
main pollutant salt is sodium chloride, but others, some hazardous to health, such
as those of arsenic (Podgorski and Berg, 2020) and uranium (Riedel and Kubeck,
2018), may also occur. Pollution may also be microbial, particularly with faecal
bacteria from septic tanks and crop irrigation with untreated ef uent (Ferrer et al.,
2020), which may lead to diarrhoea and malnutrition.
Groundwater makes up ~30% of the world’s freshwater supply, which is ~0.76% of
the world’s water; including oceans and permanent ice (WSS, 2018). Groundwater
is a valuable resource that can serve as a natural buffer against surface water
shortages since its global storage capacity is about equal to the total amount
of freshwater frozen in snow and ice, including at the north and south poles.
The largest users of groundwater (in 2010) were, in descending order, India,
USA, China, Pakistan, Iran, Mexico and Saudi Arabia, which accounted for 74
per cent of global groundwater usage (Berne et al., 2020). The Nubian aquifer
in Northern Africa (below most of Egypt and parts of neighbouring Libya, Chad
and Sudan) is the largest aquifer system in the world being just over two million
square kilometres in area. The Great Artesian Basin in central and eastern
Australia extends to almost two million square kilometres, while the Guarani
aquifer in central South America (below parts of Argentina, Brazil, Paraguay and
Uruguay) covers ~1.2 million square kilometres. By analysing the trace elements
in groundwater, hydrologists have determined that water extracted from aquifers
may be more than a million years old.
Similar to surface water, aquifers have been over-used and polluted in many places,
but their invisibility leads to mismanagement. Aquifer capacity is hard to estimate
and water management organisations typically ignore effects that won’t materialise
during their term of of ce (three to ve years), ignoring the decades or centuries
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of time delays inherent in groundwater’s dynamic response to development.
Groundwater extracted from insuf ciently recharged aquifers, can severely damage
both terrestrial and aquatic ecosystems. Subsidence is the collapse of the ground
above when too much water is removed from the underground, decreasing the
occupied space below the ground surface. Damage at the surface is exacerbated
by the development of large features such as ssures and sinkholes, in addition to
uneven settlement. During the collapse, sand and silts may move into the spaces
previously occupied by water decreasing the volume of space that water can
reoccupy when the aquifer is being recharged. Subsidence, caused by the increasing
extraction of groundwater due to growing populations, is a problem globally. A
world map of land subsidence has recently been published (Herrera-Garcia et al.,
2021) and may be used to visualise the subsidence in any area of interest. It shows
that nineteen per cent of the global population, and twelve per cent of the global
gross domestic product, face a high probability of subsidence.
The World Health Organization estimates that a healthy person needs between
fty and a hundred litres of freshwater a day, depending on their cultural practices
(Reed and Reed, 2013). However, there is a water crisis in many regions of the
world, particularly in the poorest regions, and the problems will progressively
become global. There are three inter-related crises: safe water access, water
quality or pollution and water scarcity, the last being the pre-eminent problem
(Lall et al., 2008). There is widespread scienti c agreement that population growth
and unsustainable consumption are the main drivers of the current growing
scarcities of freshwater (Bradshaw et al., 2021; Crist et al., 2022). Freshwater has
been a scarce resource historically and con icts over water go back about 5,000
years (Angelakis et al., 2021). Predictably, severe mismanagement by some cities
and countries will cause excessive migration and possibly lead to water wars in
the future (Parker, 2016). It is also generally acknowledged that the recent civil
unrest in Iran had a water shortage component (Dehghanpisheh, 2018). Even
within a single country, different aspects of water resources may be managed by
different government agencies, causing internal power con icts and inef ciencies
(e.g. Davies, 2019).
Examples
The following examples will show the complex situations related to regulation of
groundwater, and water in general, faced by governments and managers.
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Beijing, the capital of China, with a population of more than twenty million,
has no major river in its vicinity and rain is unreliable with frequent droughts.
Tens of thousands of wells in and around Beijing have dropped the water-table
of a large aquifer under Beijing. There are regulations on their use, but they
are inconsistently regulated or enforced so that areas of Beijing are sinking 11
centimetres per year (Chen et al., 2016). Total annual water use was 3.6 billion
cubic metres, whereas freshwater resources provided only ~3 billion cubic metres
before 2015. A South to North Water Diversion canal and tunnel system of 2,400
kilometres from the Hann River was completed in 2015, to bring 45 billion cubic
metres of water to Beijing each year to overcome its water shortage (Chen et
al., 2020). Simultaneously, plans were announced to phase out 367 wells, and
programmes introduced to improve pollution control and treatment, and reduce
freshwater use in industries, farms and households. It has been proposed that
Beijing be moved further south to more reliable water sources.
Greater Mexico City is built on an ancient lake-bed in a mountain-ringed basin more
than 2.1 kilometres above sea level, and has a population of ~20 million. The city
requires water at a rate of about 60 cubic metres per second, of which about thirty
per cent comes from distant rivers and lakes, and the rest from a vast underground
aquifer that is being depleted at a rate faster than it is being replenished (Kahn,
2018). Consequently, the city is sinking at a rate of up to 50 centimetres per year
due to groundwater extraction, with surface ssures occurring around the city. For
ve months every year there is a lot of rain which, instead of recharging the aquifer,
runs into a massive drainage system to prevent ooding. As the city now sits ~2
metres below neighbouring Lake Texcoco, ooding has become a major concern.
The city has sunk ~9 metres in the last century, and it is estimated that in the next
century and a half, sections of the city could drop by as much as ~20 metres and
parts outside the city by up to 30 metres (Chaussard et al., 2021). Due to different
sections of the city subsiding at different rates the built environment reportedly
looks like a surrealist painting with everything appearing twisted and tilted (Simon,
2021). Damage to the metro railway has already caused an accident and more are
predicted (Kornei, 2017). Mexico City is also subject to occasional earthquakes. In
1954 pumping was banned in the city centre, but not in the metropolitan areas. The
subsidence in the city centre stabilised, but is still a major problem in most parts of
the metropolitan areas. Because of damaged water pipes, nearly forty per cent of
water is wasted, such that the eastern section of the city has only about an hour of
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water supply a day during the rainy season and can go dry for months without water
during the dry season (Kahn, 2018). The quality of the water is also poor because
of contamination from broken sewer pipes. It is more economical and common to
use water-carrier tankers to transport the water directly from the aquifer to its place
of use. The repair cost is much larger than after a severe earthquake with no end
result as the city continues to sink. Mexico City has spent billions of dollars on ood
control; however, this has not helped the city’s water shortage or sinking problems.
Little water is recycled or used to recharge the aquifer.
Jakarta, the Indonesian capital, with a population of ten million, sits on marshy
land on the coast of the Java Sea, with thirteen rivers running through it, and is
subject to frequent ooding from both the rivers and the sea. The city does not
pipe in enough drinkable water, and its rivers are highly polluted, so Jakartans
rely largely on wells which extract groundwater from shallow aquifers, leading to
subsidence. It is one of the fastest sinking cities in the world (Lin and Hidayat, 2018)
and is sinking faster than the sea-level is rising. Areas of north Jakarta, including
the seawalls designed to protect them from ooding, are falling ~25 centimetres
per year; almost half the city is already below sea level, and some areas could be
totally submerged by 2050, notwithstanding the presence of seawalls (Andreas
et al., 2018). Other parts of Jakarta are also sinking but at slower rates, varying
between 1 and 15 centimetres per year Attempts by the authorities to regulate
groundwater extraction have failed; illegal extraction is still common. The
problem has been aggravated by the sea level rise due to global warming and the
rapid growth of new apartment blocks, shopping centres and government of ces
which increase the risk of disastrous ooding. Despite heavy monsoonal rain, the
rainwater is drained away and does not recharge the aquifer because 97 per cent
of the city is covered with concrete and asphalt. The national capital, Jakarta, will
relocate to Kalimantan (Indonesian Borneo), according to a statement made by
the President Joko Widodo in August 2019 (Lyons, 2019). Nonetheless, Jakarta
will remain the nancial and commercial hub of the country, and the majority of
its residents and industries are expected to remain in Jakarta and will still require
freshwater. Unfortunately Jakartans have become complacent and have adopted
a fatalistic attitude to the sinking of their city (Lin and Hidayat, 2018).
Manila city, the capital of the Philippines, has a population of nearly two million
and is located on relatively at, low coastal ood plains on the eastern shore of
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Manila Bay, Luzon Island. The Greater Manila Area includes the built-up areas
and some rural areas around metropolitan Manila and has a population of >28
million. Most of the region has a tropical wet and dry season. In the wet season
it rarely rains all day, but heavy rainfall occurs during short periods. The surface
reservoirs are too small to store enough of this rain for agriculture, sh ponds and
domestic needs during the dry season. The Pasig River ows through the middle
of the city to Manila Bay; however, it is reportedly one of the most polluted rivers
in the world. Groundwater is extracted from a number of aquifers in the delta
plain and is used for drinking by about fty per cent of the population (Mirano,
2019). Fishponds, a large industry in the coastal areas of Manila Bay, use large
volumes of groundwater to replace the water fouled by overfeeding. Due to
excessive unregulated groundwater extraction, areas of metropolitan Manilla are
sinking at up to 10 centimetres per year (Eco et al., 2020). Areas in metropolitan
Manila sunk from 70 centimetres to 135 centimetres over the thirty years from
1979 to 2009. The rise in the sea level due to global warming is estimated to be
~0.3 centimetres per year, making it the lesser problem for coastal communities
suffering from subsidence. Manila is exposed to many natural hazards such as
earthquakes, oods, landslides, tsunamis and typhoons; it is surrounded by
numerous active fault systems, and has been ranked as the second riskiest capital
city after Tokyo to live in. Flooding is endemic in the Greater Manila Area because
waterways are blocked by human rubbish and volcanic debris, and constricted by
structures because of poor building regulations or their implementation (Mirano,
2019). Numerous ground ssures have emerged in areas away from the coast,
causing extensive damage to overlying structures. Although neither natural nor
man-made land subsidence is yet understood or acknowledged in the Philippines,
local, relative sea level increase from these sources can occur far faster than the
global sea-level rise (Rodolfo and Siringan, 2006). Work to clean-up the Pasig
River commenced in 1989 but was ineffectual with the executive director being
dismissed in 2019 for alleged corruption (Gita-Carlos, 2019).
Venice, Italy, is located within the Venetian Lagoon at the northern end of the
Adriatic Sea, and is notorious for its regular ooding. Although the residential
population of the historic island city was only 53,000 in 2019 (before Covid), and
is decreasing, the population of greater Venice (including the neighbouring
mainland boroughs and other lagoon islands) in 2019 was 636,000, and is growing
(PopStat, 2023). In addition, the annual tourist population in 2019 was 5.523
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million and is also increasing (Imboden, 2023). Venice has, since its beginning,
obtained freshwater from an underlying coastal aquifer system, as well as by
collecting rainwater (Tosi et al., 2014). Before the 1960s, the water extracted from
the aquifer had been replenished naturally. However, over-exploitation during the
1960s, especially by an increasing population, lowered the water-table alarmingly.
In the 1970s, the authorities closed many wells, and the water-table appeared to
stabilise. Freshwater is now mainly supplied by aqueducts from nearby mountains.
More accurate measurements in 2012 revealed that Venice is still slowly sinking
(Bock et al., 2012) because of two other factors in addition to the compaction
of the aquifer. Venice was built on marshland. The buildings sit on top of more
than ten million 25-metre-long tree trunks forced into the marshlands to reach
the more solid sedimentary clay below, forming pile foundations (Mat, 2020).
Although these piles have proven to be excellent for their purpose, they are not
perfect and buildings are very slowly subsiding due to their extreme weights. In
addition, the Venetian Lagoon sits on the Adriatic tectonic plate that is slowly
subducting beneath the Eurasian plate causing everything on it, including Venice,
to slowly lose elevation (Devoti et al., 2002). Venice is estimated to be sinking at
a combined rate of 1 to 2 millimetres per year, which is substantially less than
when groundwater was being extracted (Bock et al., 2012). Nevertheless, apart
from a ~110 mm rise in sea level, natural processes and groundwater extraction
are believed to have played a part in the estimated 120-millimetre subsidence of
Venice throughout the course of the twentieth century. In the next twenty years,
the city and surrounding land is estimated to sink by ~80 millimetres relative to
the sea. Flooding has been exacerbated by poor management (Mat, 2020). The
building of massive ood gates designed to isolate the Venetian Lagoon from the
Adriatic Sea was commenced in 2003. The project, however, has been plagued by
controversy and political scandal, and has run continually over budget; in 2014, 35
people were arrested, including the mayor and a former governor of the region,
in connection to funding irregularities (Harlan and Pitrelli, 2019).
Greater Tehran, capital of Iran, has a population of ~16 million and has a cold
semi-arid climate; rainfall is highly seasonal with a short rainy season leaving
the land hot and dry for most of the year. Greater Tehran is supplied by surface
water from dams, as well as by groundwater (Ravilious, 2018). Tehran’s aquifers
have been severely depleted owing to drought, a growing population, urban
and industrial development, and irrigation of nearby agricultural land. Because
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of inef cient practices, a large part of the water used in agriculture is lost via
evaporation. Further, the average Tehran resident uses 325 litres of water per day,
making domestic water consumption in the country seventy per cent above the
global average. Notably, the average groundwater level in Tehran decreased by
~12 metres from 1984 to 2011. A recent study (Haghshenas and Motagh, 2019)
found signi cant subsidence in ~10% of the city centre and in many satellite
towns and villages in Tehran’s southwestern region: with rates exceeding 25
centimetres per year in the western Tehran Plain, which is a mix of Tehran’s urban
sprawl, satellite towns and agricultural land, and 22 centimetres per year to the
southeast of Tehran city. The effects of Tehran’s sinking are seen in uneven streets,
shifted curbs, cracks in walls and tilted buildings. In addition, huge ssures,
several kilometres long and up to four metres wide and deep, have appeared
in the Tehran Plain to the southeast of Tehran – some of these are threatening
to collapse power-transmission lines and buckle railway lines. In and around
Tehran, there are areas containing about 250,000 houses,120 kilometres of railway
lines, 2,300 kilometres of roads, 21 bridges, 30 kilometres of oil pipeline, 200
kilometres of gas pipeline, and 70 kilometres of high-voltage power lines, which
have substantial subsidence (Ravilious, 2018). This infrastructure will be badly
damaged by Tehran’s continuous subsidence unless appropriate groundwater
management is put in place. Unfortunately, efforts by the government to control
groundwater extraction are failing. Some 30,000 unlawful wells are thought to
be still operating throughout Greater Tehran, despite the fact that ~100,000
illegal wells have been shut down in Iran (Ravilious, 2018). Another problem is
the pollution of groundwater caused by industrial and municipal wastewater. In
the past, the Iranian government’s main concern was to prioritise the building of
dams (Madani, 2014). However, this approach is no longer appropriate as the total
storage capacity behind Iran’s dams now exceeds the water potential of its rivers.
The government now plans massive investments in seawater desalination. Some
analysts believe that the continuing water crisis has been a signi cant factor in
the growing civil unrest in rural areas (Dehghanpisheh, 2018). A decision to move
the capital from Tehran was made in 2009, but progress has been very slow (Tait
and Hoseiny, 2009).
In addition to the aforementioned examples, many other cities are concerned
about their rapidly depleting aquifers, which are or may commence sinking, or
may become contaminated by sea water, such as Gaza City and Brasilia.
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Gaza City, in the narrow coastal Palestinian Gaza Strip, with a population of ~2
million, has negligible surface water. It relies almost entirely on a large coastal
aquifer that stretches along the eastern Mediterranean coast from the northern
Sinai Peninsula in Egypt, via the Gaza Strip, into Israel covering an area of 18,370
square kilometres (UNESCWA, 2013). The ground water originates from inland
recharging areas and generally ows towards the sea where it discharges.
However, the Gaza Strip extracts only ~11 per cent of the total water extracted
from the aquifer, with Israel and Egypt taking the greater proportion. Continued
over-extraction has led to lowering of the water-table, causing seawater intrusion.
Additionally, pollution from untreated sewerage and agricultural return ows has
severely impaired water quality, with the UN warning that >97 per cent of Gaza’s
water is un t for domestic use (Khatib, 2017): the residents of Gaza have relied
upon bottled water for many years (Wade 2023). Reconstruction after the current
Hamas-Israeli war ceases will provide an opportunity for the Gazan government
to rebuild the water and sanitation systems. Though the problem is exacerbated
by sanctions, it shows what happens because of overpopulation and poor
management of a limited resource. Unfortunately, due to political constraints
there are no formal or informal agreements for the optimum use of the aquifer.
Brasilia, the capital of Brazil, has a population of ~4 million. Water is obtained
from dams and the Guarani aquifer beneath Brazil. Decreasing rainfall, low level
of dams and rapid and disorderly growth in Brasilia have caused occasional water
rationing. It is ironic that Brazil is nearly half the area of South America, with heavy
rainfall in the Amazon rainforest, and yet it suffers from occasional droughts. This is
primarily due to the deforestation of its rainforest, which has changed the weather
pattern in Brazil causing areas to become drought-prone (Perugini et al., 2017).
The Amazon River and its tributaries have become polluted with rubbish and
sewage in addition to the topsoil washed down from deforested areas (Ribeiro,
2018). Heavy extraction of groundwater continues, especially for irrigation, and is
rapidly becoming politicised with its control becoming increasingly controversial.
Discussion
These examples show that each individual situation is complex. Importantly, these
cities face many other environmental problems that governments consider more
urgent, such as incessant ooding, hurricanes, tornados, earthquakes, volcanic
eruptions and the like, all causing damage to infrastructure incurring high repair
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costs. However, the most important common factor for water sustainability
is the increasing populations that require fresh water for domestic, industrial
and agricultural uses. Personal and national self-interest is evident, as are
mismanagement and possible corruption. Freshwater is wasted on water-hungry
crops such as cotton and rice. Due to their invisibility, aquifers are often overused
and not replenished because of lack of rain or draining rainwater out through
stormwater systems. Better management of freshwater is urgently required in
order to avoid further subsidence and civil unrest.
Sinking cities
It is interesting that many coastal cities are experiencing a rate of subsidence, and
hence, ooding, which is greater than the rising sea-level due to global warming.
Subsidence is a global problem: it reduces aquifer-system storage capacity,
causes earth ssures, damages buildings and civil infrastructure, and increases
ood susceptibility. The only known method to prevent subsidence is to use less
groundwater, and to rely mainly on surface water – a remedy which is extremely
dif cult to enforce when many people own their own wells. Attempts to recharge
aquifers may not be successful and may possibly decrease the volume of the
aquifer permanently. Further, natural recharging is a slow process owing to the
long time it takes for water to percolate from the ground surface down to the
aquifer. In many cases, the immediate needs for freshwater are considered more
important by governments than long term sustainability, and it is optimistically
hoped that rain will eventually recharge the aquifers and reduce subsidence. An
attitude of do nothing and hope that the problem will go away or be tackled
by later governments frequently prevails, often resulting in poor management of
groundwater (Rodolfo and Siringan, 2006; Diamond, 2011; Dehghanpisheh, 2018;
Mat, 2020).
Urbanisation
In 2020, 56.2 per cent of the global population was urbanised and it is predicted
that by 2050 about 68 per cent of the developing world and about 86 per
cent of the developed world will be urbanised (UNDESA, 2019). The impact of
urbanisation on society, the economy and the environment is immense, and it
offers the promise of sustainability with more ef cient use of resources. Urban
population growth is due to three factors: local fertility; international migration,
especially from neighbouring countries with internal con icts; and rural-to-urban
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migration for those in search for a better quality of life. But unplanned migration
into areas often results in the rapid grown of slums and shanty towns and the
bene ts don’t materialise.
It is a general problem that, as cities grow, surface water is often directed to ow
away from the city by storm water systems to avoid ooding, while any prior-
existing natural drainage channels and swamp-land are drained and built upon so
that recharging of aquifers will no longer occur even though there may be suf cient
rain. The denser the population, the more problems there are with maintaining
the aquifers. Sustainable water drainage and aquifer recharging systems should
be planned before urbanisation takes place; if undertaken afterwards to revitalise
an area, these often cause preventable social upheaval.
Unfortunately, it is often considered a waste of resources by pro t-oriented
companies to clean up their pollution, including any that will seep down to an
underlying aquifer, unless prosecuted and ned (Lall et al., 2008). A recent study
found that urban megaprojects in south-east Asia threaten freshwater justice
for local communities (Hawken et al., 2021). They concluded that large scale
urban initiatives are typically the opposite of effective urban planning: They
negatively affect regional water systems, and their sponsors and funders take
little responsibility for these effects. When large sums of money are involved
in any major development project, there is always the possibility, or at least a
suspicion, of corruption. On the other hand, in a few cases, governments are being
reluctantly forced to consider relocating cities due to the shortage of freshwater
for their growing populations and increasing damage to their infrastructure. But
the old city remains occupied, still requiring freshwater, and may still be sinking.
Some governments are proposing desalination of seawater, but these plants are
very expensive to construct and to operate. For example, in 2007 during a severe
drought, the South Australian state government decided to build a desalination
plant to guarantee the water supply to its state capital city, Adelaide, which has a
population of ~1.3 million. A desalination plant with the capacity to provide the
city with up to fty per cent of its drinking water needs, around 1,000 gigalitres per
year, was completed in 2012 at a cost of A$1.83 billion. It operated at full capacity
for two years at a cost of A$130 million per year. After the drought broke in 2015,
the plant has been operating at ten per cent of its capacity to reduce costs (DEW,
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2022), showing that even an advanced economy has problems affording the
construction and operation of a relatively small desalination plant.
With climate change, many regions of the world will experience more droughts,
while, combined with population growth, the ability of local storage infrastructure
such as dams and aquifers to buffer the population from the impact of such
droughts decreases. As water consumption is increasing, water management
becomes a major challenge for governments to provide freshwater at minimal cost
and minimal energy consumption in a sustainable way, but is made dif cult due to
the uncertainties created with climate change, growing populations and ageing
infrastructure for water supply requiring maintenance or replacement. (Lezcano
et al., 2021). Notwithstanding the hyperbole of some billionaire entrepreneurs,
the mining of off-the-Earth bodies, such as asteroids and moons, is unlikely to be
nancially viable nor is there likely to be any bene t to large-scale environmental,
social or economic conditions on Earth (Glester, 2018; Zeisl, 2019).
Subsidence is a growing problem in the developing world as cities increase in
population and in water use per capita without adequate pumping regulations
and/or enforcement (and with possible corruption). Subsidence is not restricted
to urban areas but civil infrastructure is more concentrated there, causing a
greater amount of damage.
Global drying
The loss of fresh groundwater adds to the loss of fresh surface water, including
polar and mountain ice and snow, receding glaciers and the drying and pollution
of freshwater rivers and lakes, producing global drying (Diamond, 2011). The
increased extraction of groundwater is probably the reason behind the ongoing
rise in water use (Steffen et al., 2015). The loss of surface water will decrease
the average albedo of the Earth and cause the exposed ground to absorb more
of the Sun’s radiation contributing to global warming. There is also a consensus
among weather modellers that ‘the average global biophysical climate response
to complete global deforestation is atmospheric cooling and drying’ (Perugini
et al., 2017: 1). At the 2018 UNESCO World Water Forum held in Brasilia, it was
noted that there are a growing number of cities with freshwater shortages. By
2050, ve billion people could have poor access to water. It was forecast that
by 2025 the global demand for agriculture will increase by sixty per cent with
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the water required for this. Agriculture is the dominant water user accounting
for seventy per cent of global water use and greater than ninety per cent in
arid and semiarid regions. Agricultural water use is very inef cient and often,
depending on the watering technique employed, only between ten and twenty
per cent of the water supplied is utilised by the plants (Lall et al., 2008). A 2018
report (UNWWDR, 2018) states that ‘The global demand for water has been
increasing at a rate of ~1%/yr over the past decades as a function of population
growth, economic development and changing consumption patterns, and it
will continue to grow signi cantly over the foreseeable future.’ It recommends
using natural processes to improve water availability, such as soil moisture
retention, groundwater recharge, improving water quality, and reducing risks
associated with water-related disasters and climate change. Other sources of
freshwater, such as desalination, recycling, harvesting fog and collecting icebergs
from the polar regions, should be developed (Lisbona, 2021). More ef cient
methods of freshwater use in agriculture and industry should be adopted, as
should sewerage treatment to reclaim water, as well as reducing domestic use
of water with water tariffs to provide an incentive to save water. However, the
2018 report has been severely criticised for underplaying the connection between
population and economic growth, and water demand (Boretti and Rosa, 2019).
The UN, through the IAEA, also mediates the water allocations of users of
large multinational aquifers, such as the Nubian aquifer in Northern Africa and
the Guarani aquifer in South America, in an attempt to avoid con icts and to
sustainably manage the aquifers (Britain et al., 2015). As aforementioned, there
have already been con icts over access to freshwater and other resources, and
more are expected to occur (Nnoko-Mewana, 2018; Ribeiro, 2018; Darling, 2019;
Angelakis et al., 2021).
A less commonly known effect of global drying is that it changes the distribution
of water stored around the Earth (through glacial ice melting and aquifer
depletions), which, in turn, contributes to polar drift (Deng et al., 2021). The points
where the Earth’s rotational axis passes through the Earth’s surface, the north and
south poles, are not static but move, as does the equator, changing the global
weather distribution pattern. Earth’s natural climate change is not unexpected:
astronomical factors, such as variations in orbital eccentricity, axial tilt, precession
of the Earth’s orbit and varying luminosity of the Sun, can change, affecting the
Earth’s weather patterns. For example, at the end of the last Ice Age the Sahara
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Desert in northern Africa was as dry and uninviting as it is today. However, ~11,000
BP, arguably the largest climate change-induced environmental change in the
Holocene period occurred, rapidly transforming the Sahara into a lush green
savannah in less than 500 years, with forests in the valleys, with groundwater
sources, that were occupied by prehistoric humans (Cheddudi, 2021). This
transformation was caused by slight cyclic changes in the tilt of the Earth’s
orbital axis, which in turn caused the intensi cation and northward expansion of
the summer monsoon over northern Africa. During a few millennia of plentiful
rain and lush vegetation, and under growing population pressures, prehistoric
humans evolved from hunter-gathers to farmers with well-established settlements.
However, the Green Sahara did not last; the Earth’s orbital precession slowly
changed again, this time weakening and causing a slow southward contraction
of the summer monsoon between 8,200 and 4,500 BP, with a relatively abrupt
change ~5,000 BP (Wright, 2017). It is theorised that this contraction was aided
by the pastoralists overgrazing and employing re suppression, which changed
the savanna to shrubland, reducing atmospheric moisture and decreasing soil
fertility (Boissoneault, 2017). This change in climate was a major factor in the
rapid collapse of the Old Kingdom in Egypt ~4,200 BP (Welc and Marks, 2014). A
prosperous civilisation which existed for almost 500 years disintegrated in only a
couple of decades because of extensive severe drought, catastrophic low oods
of the Nile, continual crop failures and mass starvation.
Population growth
The increasing scarcity of freshwater is a critical issue for humanity, with the
increasing global population being a signi cant driver (Ripple et al., 2017; Crist
et al., 2022). At the same time, the per capita use of water is increasing as people
move from rural to urban areas and from developing to developed countries,
particularly as the global middle class grows (Steffen et al., 2015). The availability
of freshwater at the local levels must be managed sustainably. Water is a limited
resource: however, recycling wastewater and sewerage, desalination and removal
of other pollutants requires further limited resources, including energy, which are
expensive. Continuing population growth and climate change make the problem
more dif cult to deal with.
Dif culties in making predictions of future populations – global or urban – create
considerable uncertainty in the predicted estimates. Many researchers have
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attempted to estimate the maximum human carrying capacity (or, more recently,
the tipping point population) of the world for a sustainable future. The 65 estimates
before 2012, using different models and assumptions, ranged widely from as low
as 500 million up to the most common estimate of 8 billion, a number we have
recently exceeded (Pengra, 2012). In 2017, the UN Population Division undertook
a meta-study of past population estimates (UNDESA, 2017) and concluded that ‘it
is most likely that the global population will reach 9.8 billion in 2050 and 11.2 billion
in 2100’. However, UN Reports in the past have not been reliable (Holm, 2000) and
UN development targets not always achieved (Bradshaw et al., 2021), creating
some uncertainty in the predicted populations (Pengra, 2012). O’Sullivan (2016) is
particularly critical of the UN’s population growth projections. Nonetheless, these
diverse studies have produced some optimism that all is well (Economist, 2019;
Hance, 2020). The question remains: can a good life be provided to all within
regional water boundaries if they are better managed?
Considerable faith has been put in the demographic transition occurring to ‘bend
the population curve’ as has already happened in many countries. However,
it is not guaranteed to occur in all countries (see Pell, 2016 for a counter example;
and Cleland, 2017 for the uncertainty of the sub-Saharan African demographic
transition) and, even if it should occur, there is no guarantee that population
growth will not restart at some future time, creating further uncertainty for
urban planners. An unexpected situation that is currently occurring is due to
many nations adopting de facto open national borders, allowing apparently
organised mass migrations from the developing to the developed nations, so
leading to an increase in unplanned urbanisation and chaos in many of the
developed countries.
Conclusion
There are challenges in improving the global water cycle (Lall et al., 2008) and
individual urban water cycles (Lezcano et al., 2021) by sustainable means, which are
made more dif cult with growing populations. As discussed above, urban water
cycles are different in each city, depending upon local geography, demographics
and weather patterns, which will change with global warming. Past civilisations
on Earth collapsed because the leaders were not suf ciently knowledgeable or
forward thinking (Diamond, 2011; Ialenti, 2020), which still appears to be a problem
in many countries. Unfortunately, it is easier to see the collapse of civilisations
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in hindsight and being on the outside rather than on the inside (Power, 2000).
Groundwater is a particular problem due to its invisibility to managers and ease
of access by users. At the local level, there must be improvements in the use of
water as outlined by the UN, including being better management and stricter
regulation. Importantly, urban design must allow any underlying aquifers to be
recharged to avoid infrastructure damage. It has been argued that there are
uncertainties with attempting to estimate future populations, both globally and
in urban settings, and with whether the demographic transition will necessarily
occur and persist.
A solution to the increasing global population, which is driving global drying,
amongst other environmental problems, is not impossible (Pengra, 2012; Perkins,
2017; Tucker, 2020). Particular attention must be paid to the effect of rising
populations (including through migrations) on local water resources, especially
groundwater, and the knock-on effect on urban sustainability. As aforementioned,
water stress has frequently been linked with social tension and con ict, which
should be avoided in any urban planning.
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