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Architectures for Industrial AIoT Applications

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Industry 4.0 introduced new concepts, technologies, and paradigms, such as Cyber Physical Systems (CPSs), Industrial Internet of Things (IIoT) and, more recently, Artificial Intelligence of Things (AIoT). These paradigms ease the creation of complex systems by integrating heterogeneous devices. As a result, the structure of the production systems is changing completely. In this scenario, the adoption of reference architectures based on standards may guide designers and developers to create complex AIoT applications. This article surveys the main reference architectures available for industrial AIoT applications, analyzing their key characteristics, objectives, and benefits; it also presents some use cases that may help designers create new applications. The main goal of this review is to help engineers identify the alternative that best suits every application. The authors conclude that existing reference architectures are a necessary tool for standardizing AIoT applications, since they may guide developers in the process of developing new applications. However, the use of reference architectures in real AIoT industrial applications is still incipient, so more development effort is needed in order for it to be widely adopted.
RAMI 4.0 model. RAMI 4.0 is an abstract model that systematizes and structures complex relationships and functionalities required in Industry 4.0 applications. From a technological point of view, RAMI 4.0 is a generic and neutral model, not an implementation guide, and does not provide support for the practical development of Industry 4.0 applications. As a result, many authors have studied and analyzed the requirements of developing RAMI 4.0-compatible solutions and proposed application examples and guidelines for facilitating their implementation [74]. For example, López et al. proposed a platform aligned with RAMI 4.0 that offers tools and resources to facilitate the development of Industry 4.0 components [75]. In [71], Melo et al. developed an open-source control device for Industry 4.0 applications based on the RAMI 4.0 model. Authors in [76] demonstrated the applicability of RAMI 4.0 concepts and technologies to a system for concurrent product design and assembly planning. Contreras et al. retrofitted their system based on RAMI 4.0 for the correct implementation of Industry 4.0 applications [77]. Lins et al. developed a platform based on RAMI 4.0 that supports the standardization of a retrofitting process to transform old equipment into a CPPS [78]. Schulte et al. described the development of an industrial plastic plate extruder system based on RAMI 4.0 [79]. The platform is validated with an industrial robotic arm prototype. In [80], Ye and Hong proposed a four-layer manufacturing system architecture based on RAMI 4.0. The architecture is validated in a manufacturing system prototype using AML and OPC UA technologies. Pisching et al. proposed a platform to discover equipment to process operations according to the product requirements based on RAMI 4.0 [81]. To achieve industry interconnection and facilitate cooperation between different enterprises, it is essential to analyze the possible alignment and cooperation between standard reference architectures for Industry 4.0. For this reason, in 2015, the Sino-German Standardization Cooperation Commission was set up in order to perform an alignment between RAMI 4.0 and IMSA reference architectures [82]. A similar collaboration has been made between the Industrial Internet Consortium (IIC) and Platform Industrie 4.0 to explore the potential alignment of RAMi 4.0 and IIRA, understand the technical issues from both perspectives, and reduce market confusion [83]. Other studies have also analyzed the possible alignment between existing reference architectures. For example, Fraile et al. provided research on prominent reference models for IIoT systems [84]. This article analyzed NIST-SME, IMSA, and IIRA, and performed an alignment between these architectures and RAMI 4.0. Based on their analysis, they proposed an Industrial Internet Integrated Reference Model. Nazarenko et al. provided an analysis of relevant standards for manufacturing systems and aligned those standards with the RAMI 4.0 reference model [85].
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Citation: Villar, E.; Martín Toral, I.;
Calvo, I.; Barambones, O.; Fernández-
Bustamant, P. Architectures for
Industrial AIoT Applications. Sensors
2024,24, 4929. https://doi.org/
10.3390/s24154929
Academic Editors: Dapeng Wu, Zhidu
Li and Boran Yang
Received: 11 June 2024
Revised: 19 July 2024
Accepted: 26 July 2024
Published: 30 July 2024
Copyright: © 2024 by the authors.
Licensee MDPI, Basel, Switzerland.
This article is an open access article
distributed under the terms and
conditions of the Creative Commons
Attribution (CC BY) license (https://
creativecommons.org/licenses/by/
4.0/).
sensors
Article
Architectures for Industrial AIoT Applications
Eneko Villar 1,2,* , Imanol Martín Toral 1, Isidro Calvo 1,* , Oscar Barambones 1
and Pablo Fernández-Bustamante 3
1Department of Systems Engineering and Automatic Control, Faculty of Engineering of Vitoria-Gasteiz,
University of the Basque Country (UPV/EHU), 01006 Vitoria-Gasteiz, Spain; imanol.martint@ehu.eus (I.M.T.);
oscar.barambones@ehu.eus (O.B.)
2Aeronautical Technologies Centre (CTA), 01510 Miñano Mayor, Spain
3Department of Electrical Engineering, Faculty of Engineering of Vitoria-Gasteiz, University of the Basque
Country (UPV/EHU), 01006 Vitoria-Gasteiz, Spain; pablo.fernandez@ehu.eus
*Correspondence: eneko.villar@cta.aero (E.V.); isidro.calvo@ehu.eus (I.C.)
Abstract: Industry 4.0 introduced new concepts, technologies, and paradigms, such as Cyber Physical
Systems (CPSs), Industrial Internet of Things (IIoT) and, more recently, Artificial Intelligence of
Things (AIoT). These paradigms ease the creation of complex systems by integrating heterogeneous
devices. As a result, the structure of the production systems is changing completely. In this scenario,
the adoption of reference architectures based on standards may guide designers and developers to
create complex AIoT applications. This article surveys the main reference architectures available
for industrial AIoT applications, analyzing their key characteristics, objectives, and benefits; it also
presents some use cases that may help designers create new applications. The main goal of this
review is to help engineers identify the alternative that best suits every application. The authors
conclude that existing reference architectures are a necessary tool for standardizing AIoT applications,
since they may guide developers in the process of developing new applications. However, the use of
reference architectures in real AIoT industrial applications is still incipient, so more development
effort is needed in order for it to be widely adopted.
Keywords: Artificial Intelligence of Things; AIoT; reference architectures; industrial applications;
Edge/Fog/Cloud Computing; IoT; artificial intelligence
1. Introduction
Industry 4.0 introduced a higher level of digitalization, transforming industrial pro-
cesses into intelligent, connected, and decentralized production systems [
1
]. To achieve the
goals of Industry 4.0, new technologies such as artificial intelligence (AI) and Industrial
Internet of Things (IIoT) are being increasingly adopted in industrial environments [
2
]. The
adoption of these new technologies increases the production efficiency and improves the
quality of the products, while at the same time transforming traditional manufacturing
processes, making them more sustainable and economically sound [
2
,
3
]. The combination
of AI techniques with IIoT leads to the creation of a new paradigm, so-called Artificial
Intelligence of Things (AIoT) [
4
]. The combination of AI techniques with IIoT devices in
industrial environments helps implement Cyber Physical Production Systems (CPPSs),
which are at the core of Industry 4.0. In particular, AIoT improves the monitoring, super-
vision, predictive maintenance, and control tasks in industrial processes, facilitating the
operability, efficiency, and security of production systems.
The emergence of AIoT architectures in the industrial sector is accompanied by other
paradigms such as Edge and Cloud Computing. More recently, Fog Computing arose to
solve the latency requirements of some applications. Fog Computing creates a bridge be-
tween the Edge and Cloud layers where data can be processed and stored locally, reducing
latency and increasing flexibility and scalability of industrial systems [
5
]. Other paradigms
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Sensors 2024,24, 4929 2 of 30
similar to Fog Computing have also emerged, such as Mist Computing [
6
], Cloud of Things,
and Cloudlets [
7
]. All these paradigms and new technologies bring a radical change in
the structure and interaction among industrial production systems. Unfortunately, its
implementation in real applications may became challenging.
In recent years, designers and developers have increasingly adopted reference ar-
chitectures as a guide to design and develop their systems, solutions, and application
architectures [
8
]. They define a common vocabulary and provide definitions and design
patterns, which may help companies in building their systems and, at the same time, have a
huge impact on standardization [
9
]. Some new reference architectures have been proposed
to assist in the process of developing applications [
10
]. These reference architectures pro-
vide new content, vocabulary, structure, and purpose to face the challenges introduced by
Industry 4.0 in a huge variety of applications. They are also essential for the establishment
of standards in Industry 4.0 and AIoT solutions. Therefore, there is a clear need to find
which alternatives exist and understand their purpose, components, and structure. It is also
interesting to analyze diverse use cases to find similarities with the new applications [11].
This article investigates the most relevant reference architectures for industrial AIoT
applications, analyzing their key characteristics, vocabulary, structure, objectives, and ad-
vantages. It also reviews several use cases in order to analyze their applicability for different
AIoT applications. This way, a comparison between the existing reference architectures
can be carried out, in order to guide researchers in selecting the alternative that best suits
each application. We found that existing reference architectures are a necessary tool for
guiding the development of AIoT applications and for creating standardized applications
in industrial environments. As a result, this review aims at helping developers in building
their industrial AIoT applications.
This article will proceed as follows. Section 2describes the research methodology.
Section 3provides a brief description of Industry 4.0 and AIoT, emphasizing the key
concepts and technologies that allow the development of new industrial applications.
Section 4performs a review of the most relevant reference architectures for Industrial
AIoT applications and presents use case examples. Section 5analyzes industrial AIoT
applications found in the literature and classifies them into several domains. Section 6
presents a discussion about the research results. Finally, Section 7draws some conclusions
from this review article.
2. Research Methodology
Authors considered several key factors for building AIoT applications for industrial
environments: AIoT application types, requirements, and needs, Industry 4.0 objectives,
and industrial needs for standardization. The following research questions arose:
RQ1: Which reference architectures or standards are available for building industrial
AIoT applications?
RQ2: Which reference architecture-based application examples are available in the
scientific literature?
RQ3: Which application domains are adopting AIoT-based solutions?
Developing AIoT applications for industrial environments can be challenging for
companies and engineers, raising the need of reference architectures focused on achieving
Industry 4.0 and AIoT objectives. RQ1 intends to find the most relevant existing reference
architectures and standards for designing and building AIoT applications for industrial
environments. In this article, the main standard reference architectures are analyzed,
describing their key characteristics, vocabulary, and objectives.
The objective of RQ2 is to analyze different applications and use cases in which
reference architectures are implemented. These application examples may help developers
in choosing the reference architecture that suits their application and offer guidelines for
implementing them. In this article, several reference architecture application use cases are
reviewed and described in order to help developers find applications that may resemble
their application.
Sensors 2024,24, 4929 3 of 30
RQ3 aims to find different AIoT application examples in the scientific literature. These
applications may help developers find AIoT-based solutions for their problems, showing
how to develop similar solutions and offering guidelines to implement them. In this article,
industrial AIoT applications found in the literature have been described and classified
in domains.
The following steps describe the methodology followed. (1) We researched surveys
and reviews related to Industry 4.0, Cyber Physical Systems (CPSs), Internet of Things
(IoT), and reference architectures for AIoT applications. These studies contain information,
descriptions, comparisons, and documentation of existing standard and non-standard
reference architectures. (2) We identified the main standard reference architectures (RQ1);
the results are shown in Table 1. (3) We conducted research on use case examples of diverse
reference architecture implementations (RQ2) whose results can be found in Table 2. (4) We
investigated multiple studies related to AIoT applications, which were identified and
classified by domain (RQ3); the results of RQ3 can be found in Table 3. Finally, (5) we
carried out a critical analysis of the works, identifying the challenges and opportunities
that the adoption of these architectures may offer in industrial AIoT applications.
3. Background
This section covers the necessary background about important concepts mentioned in
this paper: Industry 4.0 and AIoT.
3.1. Industry 4.0
Industry 4.0, also known as smart manufacturing or the fourth industrial revolution,
was initially proposed in Germany in 2011 [
12
]. The goals of Industry 4.0 are the follow-
ing: to provide IT-enabled mass customization of products, to increase the flexibility and
scalability of production systems, to improve the supervision and monitoring of manufac-
turing systems, and to facilitate the communication between devices, sensors, machines,
production chains, and corporations [
13
]. Industry 4.0 increases the productivity, efficiency,
safety, and intelligence of production chains, reducing costs and providing automatic smart
decision making. Multiple technologies support Industry 4.0, but the following ones are
considered as technological enablers, or pillars, of Industry 4.0 [1,14]:
Autonomous Robots: The use of robots in production is evolving in their utility,
increasing autonomy, flexibility, and interaction with humans and other robots. Robots
offer increased productivity, reduced error rates, more efficient production processes,
and the ability to perform high-risk tasks [15].
Simulation: Simulation models improve plant operations by creating virtual models
of the factory, also called digital twins [
16
], which include machines, products and
humans [
15
]. Digital twins are composed of physical and virtual products, and
connected data that tie physical products with virtual spaces [
17
]. The interest in
digital twins has grown in recent years due to the advances in related technologies,
such as IoT, big data, sensor networks, and data management and processing [
18
]. The
connection between physical and virtual spaces is one of the key challenges for smart
manufacturing. Digital twins can integrate the physical and virtual data throughout
a product life cycle, which can be used to improve the performance of products and
processes in the physical space [19].
Horizontal and Vertical system integration: Horizontal integration combines enter-
prises and customers in a network of information, management systems, and products
to collaborate and compete with each other and become more efficient [
20
]. Vertical
integration consists of the linkage of all the value-added subsystems of a single com-
pany. Horizontal and vertical integration makes processes more efficient, reducing
costs and producing better products [14].
Industrial IoT: IIoT offers the capability of interconnecting sensors, processes, ma-
chines, and industrial systems to the internet and Cloud platforms by integrating
smart devices capable of collecting, analyzing, and processing data. The IIoT paradigm
Sensors 2024,24, 4929 4 of 30
increases the flexibility and scalability of industrial systems, offering the ability to
monitor, supervise, and connect to Cloud services [21].
Cybersecurity: Industry 4.0 and the IIoT paradigms increase the amount of connected
devices, machines, and processes, increasing the need to protect critical industrial
systems, manufacturing lines, and communication flows [22].
Cloud: Cloud Computing offers servers with powerful and elastic computing and
storage resources. This way, Cloud Computing provides the capability to process
and analyze huge amounts of data, easing the development of complex AI-based
algorithms [23].
Additive Manufacturing: AM is a process that consists of printing products based on
digital designs by depositing successive layers of materials on top of each other [
24
].
The main benefits of AM are freedom of design, mass customization and waste
minimization, and offering the ability to use recyclable materials [25].
Augmented Reality: AR is a computer graphic technique where the real world is
enriched by an artificial virtual object that includes CAD models, pictures, and sym-
bols [
26
]. AR can be used in industrial environments to improve work and mainte-
nance procedures by providing virtual guidelines.
Big data and analytics: Big data is the process of collecting and analyzing large
datasets from different sources, like sensors, smart devices, and machines. Big data
applications are useful for in-process management and productivity improvement in
manufacturing processes [27].
Recently, the paradigm of Industry 5.0 has arisen. Industry 5.0 focuses on human–
machine collaboration and introduces AIoT-driven technologies like digital twins, Inter-
net of Robotic Things, edge and on-device AI, 5G technologies, and collaborative robot
technologies [28,29].
CPSs are at the core of Industry 4.0. CPSs combine communication and control tech-
nologies and are responsible for the link between virtual spaces and physical reality [
3
].
CPSs consist of a control unit able to handle sensors and actuators that interact with the
physical world, process the obtained data, and exchange them with other systems or Cloud
services using communication interfaces. CPSs are applied in various areas, from manufac-
turing systems [
19
,
30
] to renewable energy applications [
31
,
32
], smart buildings [
33
], and
agriculture applications [
34
]. CPSs in industrial manufacturing and production systems
are sometimes called Cyber Physical Production Systems (CPPSs) [35].
3.2. AIoT
In recent years, AI-based solutions have been gaining increased popularity in a wide
range of applications. Nowadays, machine learning (ML) is the most used method to learn
from data, identify patterns, and make decisions [
36
]. A variety of ML models exist, such
as Decision Trees (DT) [
37
], k-means [
38
] and Artificial Neural Networks (ANNs). Recently,
deep learning (DL) has become the most widely used computational approach in the field
of machine learning [
39
]. DL offers the ability to process, analyze, and learn from massive
amounts of data, but it also demands higher-performance computing systems. Convo-
lutional Neural Networks (CNNs) are the most representative DL model [
40
], but other
architectures like Restricted Boltzmann Machine (RBM) and Long Short-Term Memory
(LSTM) are also being used [
41
]. More recently, multiple applications have been using
Reinforcement Learning (RL) and Deep Reinforcement Learning (DRL) techniques [42].
The IoT paradigm enables the communication between electronic devices and sensors
through the internet, and has become a fundamental technology for developing smart
sensors, smart cities, smart homes, smart industries, and healthcare applications [
43
,
44
].
Currently, researchers have proposed multiple IoT- and IIoT-based applications for various
areas. For example, Behrendt discussed the use of IoT for sustainable forms of transport
in smart cities [
45
]. In [
46
], Shukla et al. proposed a three-tier architecture for healthcare
applications based on the Fog Computing paradigm. Coutinho et al. studied the per-
formance of shared edge for content delivery in smart industry and connected cars [
47
].
Sensors 2024,24, 4929 5 of 30
Yang et al. proposed a framework of mobile edge computing-based hierarchical machine
learning task distribution for IIoT applications [
48
]. IoT applications benefit greatly from
the introduction of wireless technologies for monitoring and supervision operations, and
they also ease the integration of Cloud services.
Cloud Computing offers the possibility of saving, processing, and analyzing huge
amounts of data (big data), facilitating the development and implementation of advanced
AI and ML services [
49
]. Although Cloud Computing is a widely used paradigm, it still
has some limitations, especially for latency-sensitive cloud-based applications [
50
]. Fog
Computing is a paradigm that introduces local storing and computing capabilities, creating
a bridge between the Cloud and Edge layers [
51
]. Through the combination of these
paradigms, a three-layer Edge/Fog/Cloud Computing architecture arises, which offers
increased flexibility and scalability, and reduces the latency [52].
In recent years, AI and IoT have been integrated together to form AIoT. The large
amount of data acquired by IoT devices offers a great opportunity to train models based on
artificial intelligence, especially DL technologies, which greatly help to process and analyze
large amounts of data, thus offering the possibility of analyzing complex systems and
providing intelligent decision making [
4
,
36
]. The integration of architectures based on the
Edge/Fog/Cloud Computing paradigm offers great advantages when making AIoT-based
applications, since the Edge layer is responsible for obtaining large amounts of data, while
the Cloud layer has enough computational capacity to manage large amounts of data and
execute sophisticated AI algorithms. AIoT is used to analyze large videos for video surveil-
lance applications [
53
], in construction engineering tasks [
54
], in vibration monitoring
of rotating machines [
55
], fish farming [
56
], and smart home
applications [57,58]
, among
others. The work in [
59
] provides an overview of Industry 4.0 attributes and AIoT devices
for smart manufacturing systems.
4. Available Reference Architectures
A reference architecture serves as a roadmap for developing system, solution, and
application architectures. It establishes uniform definitions for the system under considera-
tion, its subdivisions, and design templates, as well as a common language for discussing
implementation specifications and evaluating alternatives. By steering clear of overly
specific details, a reference architecture empowers subsequent designs to align with its
principles without unnecessary or arbitrary limitations [
60
]. In recent decades, companies
have increasingly adopted reference architectures as a method to develop and standardize
their systems. Industry 4.0 completely changes the structure and interconnection of pro-
duction systems, creating new challenges in the development of Industry 4.0 solutions. In
order to achieve Industry 4.0 objectives, new reference architectures are being developed to
guide companies and organizations.
In order to ease the selection and implementation of Industry 4.0 reference architec-
tures, many studies reviewed the existing literature and analyzed which are the main
reference architectures and their purpose. For example, Kaiser et al. performed a broad
review and classification of existing reference architectures for digital manufacturing, identi-
fying several reference architectures, including, RAMI 4.0, IIRA, IMSA, IVRA, IBM Industry
4.0, SITAM, LASFA, 5C, and IoT-RA [
61
]. This article makes a clear distinction between
reference architectures, system architectures, platforms, and frameworks, and proposes a
frame of reference for classifying existing reference architectures. An applicability analysis
of reference architectures is also performed. Moghaddam et al. discussed the use of RAMI
4.0, IIRA, IBM Industry 4.0, and NIST Smart Manufacturing reference architectures for
smart manufacturing applications [
8
]. This research analyzes how businesses may upgrade
their current architectures to meet the characteristics of these smart manufacturing refer-
ence architectures and performs a review on service orientation for smart manufacturing.
Some other reference architectures are also briefly mentioned, such as IMSA, IVRA, and
IoT-RA. In [
3
], Pivoto et al. performed a survey on the main CPS architecture models. They
identify three main reference architectures, 5C, RAMI 4.0, and IIRA. A description of each
Sensors 2024,24, 4929 6 of 30
architecture is presented and their correlation is analyzed, realizing a functional mapping
among the three architectures. Standards and protocols that support the implementation
of CPS architectures are also detailed. Nakagawa et al. identified and detailed the archi-
tectural description of six main reference architectures for Industry 4.0, namely RAMI 4.0,
IIRA, IVRA, IBM Industry 4.0, SITAM, and LASFA [
11
]. These architectures are mapped to
the industrial automation pyramid to facilitate their understanding; existing supporting
technologies and tools are analyzed. This review briefly mentions other industrial reference
architectures like NIST and some reference architectures for IoT applications that can also
work in Industry 4.0, such as IoT-A, IoT-RA, and OpenFog.
Helmann et al. performed a review on the literature to find reference architectures
that can guide the adoption of new technologies in production systems [
62
]. The following
reference architectures are identified and briefly described: RAMI 4.0, IIRA, IBM Industry
4.0, IMSA, IVRA, and SME. Folgado et al. presented a review on the Industry 4.0 concept,
terms, enabling technologies, and reference architectures, in order to guide the design and
deployment of automation and supervision systems [
63
]. The Automation Pyramid and
RAMI 4.0 reference architectures are analyzed and described. Other reference architectures,
such as IIRA, IMSA, and IVRA, are briefly mentioned. Mirani et al. reviewed RAMI 4.0,
IIRA, and OpenFog reference architectures [
64
]. They made a comparison between these
architectures, with a focus on how they approach the development and implementation
of industrial IIoT applications. Key IIoT requirements, emerging technologies, and ar-
chitectures are also analyzed. Weber et al. analyzed IIRA, RAMI 4.0, and SITAM, and
extracted features relevant to data-driven manufacturing from these reference architectures.
These features are then used to compose six maturity levels and define a model that helps
companies assess the maturity of their IT architecture with regard to data-driven manufac-
turing and Industry 4.0 [
65
]. Li et al. analyzed smart manufacturing-enabling technologies,
architectures, reference models, standards, and frameworks. RAMI 4.0, IMSA, IVRA, IIRA,
and SME reference architectures are described, analyzed, and compared [
66
]. Bader et al.
provided a structured analysis of several reference architectures, including IIRA, RAMI 4.0,
OpenFog, IVRA, IDS, and IoT-A. These reference architectures are compared and linked to
relevant industry standards and technologies [
67
]. Unal presented a description of some
reference architectures, including IIRA, RAMI 4.0, OpenFog, IDS, and IoT-RA [
68
]. This
review also briefly describes some proprietary reference architectures, such as Microsoft
Azure IoT RA and IBM Industry 4.0.
Table 1summarizes the reference architectures described by similar studies. From this
literature review, five main reference architectures have been identified, namely RAMI 4.0,
IIRA, OpenFog, IMSA, and IVRA. In this section, we describe and analyze each one of these
reference architectures, including some application examples that may guide engineers in
developing their solutions. Some other reference architectures are also briefly described at
the end of this section, since they may also fit in some applications.
Table 1. Summary of Industry 4.0 reference architecture studies.
Study RAMI 4.0 IIRA OpenFog IMSA IVRA Other RAs
[61] SITAM SME LASFA IoT-RA
IBM-I4.0 5C
[8] IBM-I4.0
[3] 5C
[11] SITAM LASFA IoT-RA IoT-A
IBM-I4.0
[62] SME IBM-I4.0
[63]
[64]
[65] SITAM
[66] SME
[67] IoT-A IDS
[68] IDS IoT-RA IBM-I4.0
Sensors 2024,24, 4929 7 of 30
4.1. RAMI 4.0
The Reference Architecture Model Industrie 4.0 (RAMI 4.0) was developed by Plat-
form Industrie 4.0 in 2015, with the objective of defining communication structures and
a common language within the smart factory [
3
], enabling the integration of IoT and ser-
vices in the Industry 4.0 context. RAMI 4.0 is defined by the German standard DIN SPEC
91345:2016-04 [
69
], and combines aspects related to the manufacturing process, the product,
and the IT through a service-oriented three-dimensional hierarchical structure [
10
]. RAMI
4.0 is divided based on three structural axes, namely layers, life cycle and value stream,
and hierarchy levels (Figure 1).
Layers: Layers are used in the vertical axis to represent the various perspectives, such
as data maps, functional descriptions, communications behavior, hardware/assets, or
business processes. This corresponds to IT thinking where complex projects are split
up into clusters of manageable parts.
Business Layer: Manages, models, and coordinates business functions, rules,
and processes in the system. Additionally, this layer ensures the integrity of the
functions along the value chain, orchestrates services in the functional layer, and
provides a link between different business processes.
Functional Layer: Represents the environment for describing, integrating, ex-
ecuting, and modelling functions, services, and applications. This layer is also
responsible of the horizontal integration of various functions.
Information Layer: Maintenance, integration, enhancements, and provision of
data for the model and functional layer.
Communication Layer: Standardization and control of communication and data
between information and integration layer.
Integration Layer: This layer is responsible for providing information related to
physical resources for higher layers. It contains all the elements associated with
IT management and logic control of assets and events related to technology and
human interaction.
Asset Layer: Includes all physical things in the real world, including sensors,
actuators, machines and humans. Together with the integration layer, it defines
the interface to the real world.
Life Cycle and Value Stream: Industry 4.0 offers great potential for improvement
throughout the life cycle of products, machines, and factories. In order to visualize
and standardize relationships and links, the second axis of RAMI 4.0 represents the life
cycle and the associated value streams. This axis is based in the international standard
IEC 62890 [
70
], which takes care of the life cycle management for systems and products
used in industrial processes [
71
]. This axis is structured in types and instances. A type
is created with the initial idea, covering the placing of design orders, development,
and testing from the first sample to prototype production. Each manufactured product
then represents an instance of that type, having, for example, a unique serial number.
Hierarchy Levels: This axis describes the functional classification of various circum-
stances within Industry 4.0. For classification within a factory, this axis of the reference
architecture follows the IEC 62264 and IEC 61512 standards [
72
,
73
]. This axis is
divided in seven different hierarchy levels, namely Product, Field Device, Control
Device, Station, Work Centers, Enterprise, and Connected World.
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Figure 1. RAMI 4.0 model.
RAMI 4.0 is an abstract model that systematizes and structures complex relationships
and functionalities required in Industry 4.0 applications. From a technological point of
view, RAMI 4.0 is a generic and neutral model, not an implementation guide, and does
not provide support for the practical development of Industry 4.0 applications. As a
result, many authors have studied and analyzed the requirements of developing RAMI
4.0-compatible solutions and proposed application examples and guidelines for facilitat-
ing their implementation [
74
]. For example, López et al. proposed a platform aligned
with RAMI 4.0 that offers tools and resources to facilitate the development of Industry
4.0 components [
75
]. In [
71
], Melo et al. developed an open-source control device for
Industry 4.0 applications based on the RAMI 4.0 model. Authors in [
76
] demonstrated the
applicability of RAMI 4.0 concepts and technologies to a system for concurrent product
design and assembly planning. Contreras et al. retrofitted their system based on RAMI
4.0 for the correct implementation of Industry 4.0 applications [
77
]. Lins et al. developed a
platform based on RAMI 4.0 that supports the standardization of a retrofitting process to
transform old equipment into a CPPS [78]. Schulte et al. described the development of an
industrial plastic plate extruder system based on RAMI 4.0 [
79
]. The platform is validated
with an industrial robotic arm prototype. In [
80
], Ye and Hong proposed a four-layer
manufacturing system architecture based on RAMI 4.0. The architecture is validated in
a manufacturing system prototype using AML and OPC UA technologies. Pisching et al.
proposed a platform to discover equipment to process operations according to the product
requirements based on RAMI 4.0 [81].
To achieve industry interconnection and facilitate cooperation between different enter-
prises, it is essential to analyze the possible alignment and cooperation between standard
reference architectures for Industry 4.0. For this reason, in 2015, the Sino-German Standard-
ization Cooperation Commission was set up in order to perform an alignment between
RAMI 4.0 and IMSA reference architectures [
82
]. A similar collaboration has been made
between the Industrial Internet Consortium (IIC) and Platform Industrie 4.0 to explore
the potential alignment of RAMi 4.0 and IIRA, understand the technical issues from both
perspectives, and reduce market confusion [
83
]. Other studies have also analyzed the
possible alignment between existing reference architectures. For example, Fraile et al. pro-
vided research on prominent reference models for IIoT systems [
84
]. This article analyzed
NIST-SME, IMSA, and IIRA, and performed an alignment between these architectures and
RAMI 4.0. Based on their analysis, they proposed an Industrial Internet Integrated Refer-
ence Model. Nazarenko et al. provided an analysis of relevant standards for manufacturing
systems and aligned those standards with the RAMI 4.0 reference model [85].
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4.2. IIRA
The Industrial Internet Reference Architecture (IIRA) is a standard-based open ar-
chitecture developed by the Industrial Internet Consortium (IIC) that is applied to the
Industrial Internet domain. IIRA has a broad industry applicability, supported by a generic
description and representation at a high level of abstraction, to enhance common under-
standing, drive interoperability, map applicable technologies, and guide technology and
standard development [
60
]. IIRA offers guidelines to provide assistance and guidance for
the development, documentation, communication, and deployment of IIoT systems, and is
continually refined with feedback gathered from applications developed by IIC and from
real-world deployments. Also, IIRA can be systematically used as an architectural template
to define the specific requirements and designs of each IIoT system. The IIRA architec-
ture consists of four viewpoints, the Enterprise viewpoint, Usage viewpoint, Functional
viewpoint, and Implementation viewpoint:
1.
Enterprise viewpoint: Identifies stakeholders and their goals, values, and objectives
to establish an IIoT system within their enterprise and regulatory context.
2.
Usage viewpoint: Describes the use of the system as user activities that achieve the
system’s capabilities.
3.
Functional viewpoint: Defines the functional components of the IIoT system and how
they relate to the environment and the system.
4.
Implementation viewpoint: Assists in choosing the technologies, components, and
communications of the IIoT system.
IIRA decomposes the typical IIoT systems into five functional domains, namely, Con-
trol and Monitoring Domain, Information Domain, Application Domain, Business Domain,
and System Management Domain. This functional domain’s component focuses on major
system functions that are required to support generic IIoT usages and to realize generic
IIoT system capabilities for business purposes. In Figure 2, the relationships between the
functional domains, crosscutting functions, and key system characteristics are summarized.
Figure 2. IIRA functional domains, system characteristics and crosscutting functions [60].
Control and Monitoring Domain: This functional domain contains the functions
performed by industrial control and automation systems. The core functions of
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this domain include reading data from sensors, exercising control over the physi-
cal systems through actuators, and enabling the information exchange between the
system components.
System Management Domain: This domain manages the functional components of
complex, loosely coupled, and distributed IIoT systems.
Information Domain: This domain contains a collection of functions for gathering
data from various domains, especially from the control domain. The information
domain also handles data processing, collection, and performs data analytics.
Application Domain: This domain contains functions for implementing application
logic. These functions implement application logic, rules, and models for high-level
optimization. It also includes APIs and UIs, making the relevant information available
for human interaction.
Business Domain: Supports business processes and procedural activities that an
IIoT system must integrate to enable end-to-end operations. Some of these business
functions are Enterprise Resource Planning (ERP), Product Life cycle Management
(PLM), Manufacturing Execution System (MES), billing and payment, work planning,
and scheduling systems.
Many authors have studied and developed applications based on IIRA in different
scenarios. For example, Baudoin proposed a roadmap for Industrial Internet applications
based on IIRA for oil and gas [
86
]. Morkevicius described a mapping of IIRA to UAF
and provided a case study to show the application of the UAF for modeling IIoT architec-
tures [
87
]. Koncoro et al. designed an Information Management System based on the IIRA
model [
88
]. Alonso-Perez et al. applied IIRA to the research and development of the pro-
duction of thin-film photovoltaic modules [
89
]. Leitao et al. provided insights related to the
use and alignment of IEEE 2660.1 recommended practices to support CPS developers and
engineers in integrating assets in the context of RAMI 4.0 and IIRA reference models [
90
].
In [
91
], da Rocha et al. integrated the IEEE 1451 and IEC 61499 standards [
92
,
93
] with the
IIRA model and developed a case study representing a car painting line in a production
plant. Melluso et al. proposed an approach that enhances interoperability between Industry
4.0 standards, such as IIRA and RAMI 4.0 [
94
]. Pedone and Mezgár compared IIRA and
RAMI 4.0 frameworks in the context of Cloud Computing and provided an example of how
manufacturing services can be conceptualized and orchestrated in each architecture [95].
4.3. OpenFog
The OpenFog Consortium, established in 2015 with founding members such as ARM,
Cisco, Dell, Intel, Microsoft, and Princeton University, aims to standardize the implementa-
tion of Fog and Edge Computing technologies. OpengFog’s approach focuses on enabling
efficient communication between Fog–Fog and Fog–Cloud Tiers. This approach offers
benefits such as improved security, cognitive capabilities, and agility, reduced latency, and
enhanced efficiency, which are refereed using the SCALE acronym. The IEEE 1934-2018
OpenFog standard emerged as a result of this initiative. The OpenFog Reference Archi-
tecture guidelines include additional security to ensure secure and trusted transactions,
customer-centric goal awareness to enable autonomy, agility for rapid innovation, and
affordable scalability under a common infrastructure, latency for real-time processing
and cyber physical system control, and efficiency for dynamic pooling of unused local
resources from participating end-user devices [
96
]. OpenFog consists of eight main pillars
that define the architecture. These pillars represent the key attributes that must be satisfied
to embody the OpenFog definition of a horizontal, system-level architecture that provides
the distribution computing, storage, control, and networking functions closer to the data
source along the cloud-to-thing continuum. These pillars and their objectives are shown
in Figure 3.
1.
Security: Security is one of the priorities of OpenFog RA, with adaptable measures of
privacy, integrity, and trust. Compliance ensures end-to-end security with hardware-
based trust roots.
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2.
Scalability: The architecture scales internally, within networks, and elastically. It
adapts to the needs and resources of the fog application.
3.
Openness: Promotes diversity and innovation through interoperability, versatility,
and transparency.
4.
Autonomy: Reduces dependency on the Cloud, enabling efficient and context-aware
data decisions and transmission with the DIKW model and AI.
5.
RAS (Reliability, Availability, Serviceability): Ensures functionality, reliability, fault
detection, redundancy, and automation.
6.
Agility: Enables data-driven IoT decisions and dynamic fog deployments, reducing
network dependencies and optimizing application placement.
7.
Hierarchy: Provides scalable and flexible computing resources for IoT needs. Fog
nodes operate autonomously and self-manage.
8.
Programmability: Programmability allows for automated function reassignment,
offering flexibility, resource efficiency, multitenancy support, cost-effective operations,
and enhanced security.
Figure 3. Pillars of OpenFog reference architecture [97].
OpenFog shows the software and hardware structure on which the above concepts
are supported. They can be defined in three concepts:
Software View: This perspective is depicted in the top three layers of the architectural
description, covering Application Services and Support, Node Management, and the
Software Backplane.
System View: System View is represented in the intermediate layers of the architectural
description, spanning from Hardware Virtualization to Hardware Platform Infrastructure.
Node View: This perspective is represented in the two lower layers and includes the
Protocol Abstraction Layer and Sensors, Actuators and Control systems.
In the scientific literature, some OpenFog reference architecture-based application ex-
amples and frameworks can be found. For example, Modarresi et al. defined a framework
based on the OpenFog reference architecture that integrates software-defined network-
ing with fog nodes to improve the resilience of networks [
98
]. In order to validate the
proposed framework, they developed and tested an IP spoofing security application in a
fog node. Kuo et al. proposed a framework for the integration of Edge and Fog Comput-
ing and networking based on the OpenFog and ETSI MEC ISG specifications [
99
]. ETSI
MEC and OpenFog Consortium have reached an understanding, with the intent to share
work related to global standards development for fog-enabled mobile Edge technologies
and applications. Muneeb et al. developed an OpenFog-based multilayered architecture
for latency-sensitive data analysis between Cloud and Fog Computing layers [
100
]. The
proposed architecture was validated through a case study of a camera surveillance appli-
cation. Gebremichael et al. analyzed the requirements specified for secure and private
IIoT applications in industry standards, such as Industrial Internet Consortium (IIC) and
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OpenFog Consortium [
101
]. This article also discusses future research directions to enhance
security, privacy, and safety of IIoT applications. Toral et al. proposed an open multilayer
architecture for smart buildings based on the OpenFog reference architecture [
97
]. The
proposed architecture is experimentally validated through an AIoT application to improve
indoor environmental quality using Fuzzy logic. Yanuzzi et al. proposed a converged
model that combines the strengths of OpenFog and ETSI MANO architectures and applies
their combined capability for IoT applications [
102
]. The proposed paradigm is validated
through real examples for implementing uniform security for industry and smart city
applications. Dlamini et al. proposed an enhancement to autonomous management and
orchestration capabilities of Fog Computing networks [
103
]. This framework combines
OpenFog and ETSI NFV MANO architectures and adds a finite state machine component to
enhance decision making in the edge node of the network. Beraldi and Alnuweiri proposed
a distributed Fog-to-Fog cooperation algorithm based on OpenFog that allows for sharing
computation resources among fog providers that agree on a measure of fairness [104].
4.4. IMSA
In 2015, the ministry of Industry and Information Technology (MIIT) and Standardiza-
tion Administration of China (SAC) jointly formulated the Guideline for the Construction
of the national Intelligent Manufacturing Standards Systems (Version 1.0) [
105
], where the
Intelligent Manufacturing Systems Architecture (IMSA) was described. Since then, new
versions of this document were published in 2018 (Version 2.0) and 2021 (Version 3.0), the
latter of which is currently the newest version available, with the objective of improving the
IMSA standard, meeting the needs of technological progress and intelligent manufacturing
development, and guiding the construction of standard intelligent manufacturing systems
for all relevant industries [106].
IMSA describes the activities, equipment, and characteristics involved in intelligent
manufacturing from three different perspectives, namely Life Cycle, System Hierarchy,
and Intelligent Features [
106
]. This way, IMSA describes a three-dimensional Intelligent
Manufacturing System Framework used to define standardization demands, objects, and
scope of intelligent manufacturing (Figure 4).
Figure 4. Intelligent Manufacturing System Framework (IMSA).
Life cycle perspective includes a series of connected value creation activities, from the
product prototype research and development, to product recycling and re-manufacturing.
Sensors 2024,24, 4929 13 of 30
The activities throughout the life cycle, namely Design, Production, Logistics, Sales, and
Service, can be optimized iteratively and in a sustainable way.
Design: Process of realizing and optimizing the demands according to the enterprise
constraints and the selected technologies.
Production: Processing, transporting, assembling, and inspecting materials to create
new products.
Logistics: Physical flow of process of goods from the supplying place to the delivery place.
Sales: Business activities of products or commodities transferred from enterprises
to customers.
Service: Activities and results generated throughout the interaction between the
product provider and the customers.
The System Hierarchy perspective divides the organizational structure related to the
enterprise production into different hierarchy levels, namely the Equipment Level, Unit
Level, Workshop Level, Enterprise Level, and Collaboration Level.
Equipment Level: Level where the physical process is realized, perceived, and con-
trolled, using different sensors, instruments, meter, machines, and devices.
Unit Level: Level used to process information, and monitor and control physical processes.
Workshop Level: Production management for the workshop or the factory.
Enterprise Level: Level of enterprise operation and management.
Collaboration Level: Business collaboration, interconnection, and sharing of internal
and external information between enterprises.
The Intelligent Features perspective refers to the representation of self-sensing, self-
decision making, self-execution, self-learning, self-adaptation, and other functions of manu-
facturing activities. The Intelligent Features include five levels, namely, Resource Elements,
Interconnection, Fusion and Sharing, System Integration, and New Business Pattern.
Resource Elements: Resources or tools that enterprises use in production and the
level of their digital model.
Interconnection: Level of data transfer and parameter semantic exchanges between
resource elements, through wired or wireless networks, communication protocols,
and interfaces.
Fusion and Sharing: Level of information collaborative sharing based on interconnection.
System Integration: Level of data exchange and functional interconnection among
equipment, production units, production line, digital workshop, and smart factory,
as well as among intelligent manufacturing systems in the process of realizing intelli-
gent manufacturing.
Emerging Business Pattern: Level which covers the functions of cognition, diagnosis,
prediction, and decision making, supporting the virtual–real iterative optimization on
the basis of data, models, and systems, integrated and fused by the resource elements
of different levels in physical space and digital space.
The key of intelligent manufacturing is to achieve vertical, horizontal, and end-to-end
integration: vertical integration through the Equipment, Unit, Workshop, Enterprise, and
Collaboration levels, horizontal integration across Resource Elements, Interconnection, Fusion
and Sharing, System Integration, and Emerging Business Pattern, and end-to-end integration
of Design, Production, Logistic, Sales, and Service [82].
Some application examples of the IMSA architecture can be found in the scientific
literature. For example, Wei et al. illustrated the essential elements of IMSA and presented
two use case examples [
107
]. The first example presents a Haier Group interconnected
factory application, and the second one develops an industrial internet-based monitoring
and management system for distributed bioenergy generation. In [
82
], they analyzed
three use cases and compared the implementation of IMSA and RAMI 4.0 architectures.
These use case applications include the development of a non-contact radar detector sensor,
energy saving in a cooling system, and equipment life cycle management.
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4.5. IVRA
The Industrial Value Chain Reference Architecture (IVRA) is a reference architecture
proposed by the Industrial Value Chain Initiative (IVI), a forum founded in Japan in 2015
to promote smart manufacturing based on the concept of “loosely defined standard” [
108
].
IVRA responds to the needs produced by the introduction of IoT-based technologies in
industrial environments, where manufacturing processes and IT are rapidly merged. This
architecture offers a guide and methodology for the design, implementation, and evaluation
of intelligent systems, promoting interoperability, modularity, scalability, and safety, with
the objective of encouraging innovation and development of intelligent systems, fostering
research, experimentation, and standardization. The IVRA defines three independent layers
of manufacturing, namely the Business Layer, Activity Layer, and Specification Layer:
Business Layer: This layer focuses on the management of business strategies, inter-
company business transactions, and products or services. This layer is represented as a cube
composed of three views, namely the Asset View, Activity View, and Management View.
Activity Layer: This layer includes all concrete activities performed by people, ma-
chine processes, and software, and the information obtained from such activities
and processes.
Specification Layer: In this layer, engineering is executed to transmit, process, and
reuse knowledge and know-how, declaring and modelling the contents of the actual
production mechanisms.
IVRA defines a Smart Manufacturing Unit (SMU) as an autonomous body that con-
ducts smart manufacturing. SMUs consist of three views (Figure 5), namely the Asset view,
Activity view, and Management view:
Figure 5. Smart Manufacturing Unit (IVRA).
Asset View: The asset view of an SMU shows assets valuable to the manufacturing
organization. In this view, there are four classes of assets: Personnel Assets, Plant
Assets, Product Assets, and Process Assets.
Personnel Assets: Personnel working at production sites conducting operations
such as producing products, making decisions, and giving instructions.
Plant Assets: Equipment, machines, and devices used for manufacturing prod-
ucts, including necessary equipment such as jigs, tools, and subsidiary materials.
Product Assets: Products created as an outcome of manufacturing and materials
used during production are assets.
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Process Assets: Knowledge of operations such as production processes, methods,
and know-how.
Activity View: The activity view covers activities performed by SMUs at manufac-
turing sites in the real world, which can be viewed as a dynamic cycle continuously
improving targeted issues proactively. The activity view is composed of the cycle of
four key activity classes: “Plan”, “Do”, “Check”, and “Act”.
Management View: The management view shows purposes and indices relevant for
management. Assets and activities of SMUs should be appropriately steered in terms
of Quality, Cost, Delivery, and Environment, which represent the management view.
Quality: Quality is an index to measure how the characteristic of a product or
service provided by an SMU serves the needs of customers or the external world.
Cost: Cost is understood as the sum of financial resources and goods spent
directly and indirectly in order for an SMU to provide a certain product or service.
Delivery accuracy: Delivery accuracy is an index showing whether or not the time
required to deliver the product or service meets the needs of the SMU’s customers.
Environment: Environment is an index measuring the degree to which an SMU’s
activities harmonize with the environment without placing an excessive strain on
the natural world.
Nishuioka et al. mentioned various use case applications developed in the first annual
cycle of IVI in 2015 [
109
]. These use cases include applications such as a Cloud-enabled
monitoring platform for global distributed factories, cyber physical production and logistics
systems with a common interface, interoperable life cycle management for equipment and
production line, real-time sensor data acquisition and analysis using a multivendor network,
and mass-customization for an end user directory connected to factories. More information
and application example white papers can be found on IVI’s website [110].
4.6. Other Architectures
Currently, multiple reference architectures are being developed for AIoT, CPS, IoT, or
smart industry applications. Some of these reference architectures may become more relevant
in the future with the development of new technologies and paradigms. For this reason,
in this section, some less relevant reference architectures are briefly described and use case
applications are presented. Table 2summarizes the documentation and application examples
found in the scientific literature of each one of the described reference architectures.
Table 2. Summary of reference architecture application examples.
Reference Architecture Documentation Examples
RAMI 4.0 [69] [71,7482,90,94]
IIRA [60] [8691,94,95]
OpenFog [96] [97104]
IMSA [106] [82,107]
IVRA [108] [109,110]
5C [111] [112116]
LASFA [117] [118121]
SITAM [122,123] [124]
IoT-RA [125] [126]
Lee et al. proposed the 5C Architecture in 2015 as a guide to develop and implement
CPSs in industrial environments [
111
]. The 5C Architecture defines five levels, namely the
Smart Connection Level, Data-to-Information Conversion Level, Cyber Level, Cognition
Level, and Configuration Level. The Smart Connection Level focuses on acquiring accurate
and reliable data from sensors, controllers, machines, or enterprise manufacturing systems
such as ERP, MES, SCM, and CMM. In the Data-to-Information Conversion Level, mean-
ingful information is obtained from the collected data. This level includes mechanisms for
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prognostics and machine health management applications, which bring self-awareness to
machines. The Cyber Level acts as the central information hub of the architecture, gathering
information from every machine in the machine network. This level manages and analyzes
the collected information to obtain additional information about the status of individual
machines, realize performance comparisons, and predict the future behavior of machinery.
In the Cognition Level, collected information and knowledge are presented to users for
making decisions about task priority and optimization of the maintaining processes. The
Configuration Level gives feedback from the cyber space to the physical space and acts as
supervisory control to make machines self-configured and self-adaptive.
Some 5C Architecture application examples can be found in the scientific literature.
In [
112
], Ahmed developed an autonomous landing guidance assistance system based on
5C Cyber and Cognition Levels to increase the reliability of the vertical landing mechanism
of an urban air mobility vehicle. Fenza et al. proposed an integration of Semantic Web
models for implementing a 5C architecture [
113
]. Authors in [
114
] designed a smart vision
sensor based on the 5C architecture for evaluating a machine surface during the cutting
process. Shi et al. presented 5G wireless communication technologies and discussed how
to implement these technologies for developing collaborative intelligent manufacturing
systems and processes based on the 5C Architecture [
115
]. Xu et al. presented a collision-
free fuzzy formation control method of swarm robotic CPSs using a robust orthogonal
firefly algorithm [
116
]; each mobile robot is implemented using the 5C architecture and
communicates by using wireless networks.
Based on the 5C Architecture, Jiang proposed the 8C Architecture [
127
]. The 8C
Architecture extends the 5C Architecture, defining 3C facets (coalition, customer, and
content) that emphasize the vertical and horizontal integration of the CPS and include the
customer in the manufacturing process. The coalition facet focuses on the value chain and
production chain integration among the different parties involved in the production process.
The customer facet focuses on the role of the customer in the design process, production
processes, and after-sales service of the product. The content facet focuses on extracting,
storing, and inquiring about the production information (material suppliers and production
processes, parameters, and shipment) and after-sales service details (product maintenance,
parts replacement, recycling, and client suggestion, complaints, or comments). Ahmadi et
al. compared 5C, 8C, and ACPS reference architectures, and proposed an enhanced 3C CPS
architecture for smart manufacturing systems [128].
Resman et al. proposed LASFA (LASIM Smart Factory) in 2019 as a simple model for
implementing Industry 4.0 key technologies for smart factories [
117
]. The LASFA architec-
tural model is based on RAMI 4.0 and focuses on the communication between systems in
the smart factories. As explained in detail in Section 4.1, RAMI 4.0 is a generic and standard-
based reference architecture that offers an overview of the key technologies of Industry
4.0. The LASFA architectural model is more specific and offers a simple visualization of
the entire architecture of the smart factory. This architecture defines the exact locations
and functions of different technologies, making it easier to understand and implement
in industrial environments. Some application examples of LASFA can be found in the
literature. Jankoviˇc et al. implemented artificial intelligence in the concept of a hydraulic
press with regard to I4.0 technologies [
118
]. The hydraulic press is integrated as a CPS into
the framework of a smart factory based on the LASFA architectural model. Resman et al.
proposed an approach for developing data-driven digital twins of manufacturing systems
and processes based on LASFA [
119
]. Sun et al. proposed an extension to the LASFA
framework called LASFA+ [
120
]. LASFA+ gives a wider perspective to the elements that
participate in production, providing complementary information to the production process.
The proposed architecture was validated by implementing the logistics of the delivery of
industrial components in the construction sector, where different stakeholders benefit from
the enhanced shared knowledge provided by LASFA+. Ordieres-Meré et al. proposed a
flexible platform under the LASFA+ reference framework [
121
]. This platform focuses on
facilitating the decision-making process on the basis of an extended understanding of the
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events in the production process, including those impacted by human operators. In order
to demonstrate the advantages of the proposed platform, two applications were developed.
The first application implements inner logistics in a rebar factory, and the second one
focuses on ergonomics and process variability in an automotive component supplier.
Authors in [
122
,
123
] proposed Stuttgart IT Architecture for Manufacturing (SITAM), a
conceptual IT architecture that enables companies to realize and implement a data-driven
factory. This architecture encompasses the entire product life cycle, from processes and
physical resources to IT systems and web data sources. The SITAM architecture describes
the following components: the integration middleware, the analytics middleware, the
mobile middleware, service composition and value-added services, and cross-architectural
topics. The integration middleware provides flexibility and adaptability to manufacturing
companies, offering services, data exchange formats, and mediation and orchestration func-
tionalities. The analytics middleware comprises several manufacturing-specific analytics
components for a data-driven factory. The mobile middleware enables mobile information
provisioning and data acquisition to develop and integrate manufacturing-specific mobile
applications. The mobile middleware and analytics middleware are built upon the integra-
tion middlware to enable the composition of value-added services for human users and
machines. The added value from these services feeds back into the product life cycle for
continuous proactive improvement and adaptation. Cross-architectural topics represent
overarching issues relevant for all components and comprise data quality, governance,
security, and privacy. Königsberger and Mitschang presented the concept and prototype of
an SOA Governance Repository (SGR) [
124
]. SGR is described as a central tool to manage
and govern all SOA-related activities within a company, which is an integral part of the
SITAM architecture in realizing the data-driven factory. An API is included in the SITAM
Architecture to access service endpoint information.
IoT-RA provides a standardized IoT reference architecture, defining a common vocab-
ulary, the main characteristics of IoT applications, and a scalable design. This reference
architecture is based on the ISO/IEC 30141 standard [
125
] and provides examples of best
practices for industrial IoT applications. IoT-RA is described by four views, namely the
functional view, system deployment view, networking view, and usage view. The func-
tional view describes the distribution and dependencies for supporting activities described
in the usage view, addressing domain functions and cross-domain capabilities. The system
deployment view describes the generic components, including devices, subsystems, and
networks to form an IoT system. The IoT RA networking view describes the principal
communications networks which are involved in IoT systems and the entities with which
they connect. The usage view focuses on how the IoT system is developed, tested, operated,
and used from a user perspective. In [
126
], an application example of IoT-RA applied
to the smart home domain can be found. This article also includes guidelines on how to
implement IoT reference architectures.
The NIST (National Institute of Standards and Technology) have proposed various
architectures that may be applied for the development of smart manufacturing systems.
Some of these architectures include the NIST SME (Smart Manufacturing Ecosystem)
architecture [129], NIST SOA (Service-Oriented Architecture) [130], and NIST Framework
for Cyber-Physical Systems (NIST F-CPS) [
131
]. Some reference architectures have been
developed through European research projects. For example, a reference architecture for IoT
applications called IoT-A (Internet of Things Architecture) or IoT-ARM (Internet of Things
Architectural Reference Model) was developed [
132
], in addition to the Industrial Data
Space (IDS) reference architecture [
133
], which is currently promoted by the Industrial Data
Space Association (IDSA). Some researchers have also developed their own architecture, for
example, FECIoT [134], UAF1.0 [87], RAMEC [135], FECIoT [134], and Sophon Edge [23].
IBM published a vendor-specific Industry 4.0 Reference Architecture as their proposal
to develop Industry 4.0 solutions for manufacturing processes [
136
]. This architecture in-
cludes guidelines to improve performance, scalability, maintainability, availability, security,
manageability, usability, and data volumetrics. Performance guidelines refer to the speed
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and efficiency of the system in executing tasks. Scalability focuses on the system’s ability
to handle growing workloads and data. Maintainability guidelines focuse on facilitating
the modifications and reparations of a system. Availability refers to the likelihood of the
system being operational and accessible. Security focuses on the protection of the system
and data against threats and attacks. Manageability focuses on the ease of managing and
monitoring an industrial system, process, or machine. Usability focuses on facilitating the
use and understanding of the system by its users. Data volumetrics refers to the dimensions
and characteristics of the data that the system need to store and analyze. The IBM Indus-
try 4.0 Architecture proposes three layers for describing the functional architecture of a
manufacturing system: the Edge Layer, Plant Layer, and Enterprise Layer. The Edge Layer
is responsible for connecting sensors, devices, and machines in the production plant and
performing real-time analysis and actions at the network edge. The Plant Layer is responsi-
ble for integrating data, processes, and services in the production plant and performing
cognitive analysis and optimization in the private or hybrid Cloud. The Enterprise Layer is
responsible for connecting data, processes, and services in the enterprise and performing
business analysis and collaboration in the public or hybrid Cloud. The foundation of this
architecture includes key considerations such as intelligence, automation, customization,
and innovation, among other aspects. Further information about the IBM Industry 4.0
architecture, products, and solutions can be found on IBM’s website [137].
5. Industrial AIoT Application Domains
Nowadays, multiple studies are being published by different researchers regarding
AIoT applications. These studies offer guidelines and frameworks for the development
of AIoT-based solutions for different industrial systems. In this section, we summarize
industrial AIoT applications found in the scientific literature and classify them into different
domains. This way, developers may find solutions and guidelines for applications that
are similar to their problems. This review may also help developers find out what kind of
AIoT applications are currently being developed and how they can be implemented.
In order to perform a classification of AIoT studies, we took inspiration from both
“Table 1” in [
1
] and “Table 8” in [
2
], in which several studies are analyzed and their
applications are described. From this analysis and examining the main technologies used
in the selected AIoT studies and their purpose, several application domains have been
identified. The main technologies found are digital twin, augmented reality and artificial
intelligence techniques, which are part of Industry 4.0, analyzed in Section 3. AI techniques
have been classified into two principal domains, namely classification and optimization.
The other domains focus on the purpose of the application developed in the study, which
are mainly Control, Energy Efficiency, Security, Maintenance, and Signal Processing.
Table 3summarizes some industrial AIoT applications addressing the identified
domains. It follows a short description of these works. Liu et al. proposed an AIoT-
empowered Edge–Cloud collaborative computing system for developing an energy-efficient
low-latency face tracking application [
138
]. They developed an FPGA-based Convolutional
Neural Network (CNN) accelerator to ensure low latency and they conducted experiments to
evaluate the energy cost and execution time of CNN in the face tracking systems. This article
developed an AI-based face tracking application, which is a classification AI technique.
Table 3. Summary of AIoT application domains.
Application Domain Studies
Digital Twin [56,139]
Energy efficiency [140,141]
Optimization [56,139,142,143]
Security [53,140,144,145]
Control [55,56,99,139,141,142,146]
Maintenance [55,143,147]
Sensors 2024,24, 4929 19 of 30
Table 3. Cont.
Application Domain Studies
Augmented Reality [141,147]
Classification [53,56,138,143,144,146,148]
Signal Processing [149]
Mian et al. proposed an AIoT-based framework for anomaly detection in rotating
machines through vibration monitoring. This framework allows for the remote control and
monitoring of the machines in real time using an Edge-centric mechanism based on support
vector machine and a dedicated web-based platform [
55
]. This study combines control
strategies and AI-based predictive maintenance of rotating machines. Ullah et al. proposed
an efficient and robust AIoT-based framework for recognizing anomalies in large volumes
of surveillance video data for smart city and smart factory applications. The ongoing events
are classified as normal or anomalous by Convolutional Neural Networks [
53
]. This article
provides security measures using classification AI-based techniques. Ubina et al. presented
the design of an AIoT-based digital twin infrastructure for intelligent fish farming [
56
].
The proposed infrastructure offers services for automated fish feeding, metric estimation
(including fish count, size, weight, and species classification), and environmental and
health monitoring. This article combines digital twin with AI techniques for fish species
detection (classification) and production strategy optimization using particle swarm algo-
rithm. Wang et al. proposed an AIoT-based intelligent signal processing method based
on CNN against impulsive noise interference produced by large mechanical and electrical
equipment used in coal mines [
149
]. Zhang et al. proposed a blockchain-empowered AIoT
framework that achieves flexible and secure Edge service management [
145
]. This article
focuses in providing secure data management and communication. Fernández-Caramés et
al. proposed an augmented reality architecture based on cloudlets and the Fog Computing
paradigm [
147
]; it was evaluated in a real-world scenario using Microsoft HoloLens for
remote guidance. The developed augmented reality application has been validated by
performing maintenance procedures on bending machines.
Suárez-Albela et al.
provided
an evaluation of elliptic curve cryptography and Rivest–Shamir–Adleman cipher suites
for high-security and energy-efficient AIoT applications with Fog and Mist computing de-
vices [
140
]. In [
141
], Fernández-Caramés et al. developed a Fog Computing-based CPS for
the automation of pipe-related tasks. Their system allows pipe tracking and identification,
and includes applications based on augmented reality. Salhaoui et al. presented a smart
AIoT monitoring and control framework based on UAVs and Fog–Cloud Computing [
146
].
The framework is validated through a case study to improve product quality and reduce
waste in an industrial concrete plant. The proposed architecture implements control strate-
gies and AI-based classification. Jin et al. proposed a collaborative Edge training system
for AIoT applications [
144
]. In order to evaluate and validate the proposed system, they
developed two use case examples for smart factory scenarios: a part recognition application
and a defective part inspection system. Foukalas et al. developed an AIoT-based Fog Com-
puting application for predictive maintenance in smart factories [
143
]. For this purpose,
AI-based classification and optimization techniques have been implemented. Chu et al.
proposed an Edge Computing-based AIoT system for robotic vision guidance in a welding
factory [
142
]. To achieve high-accuracy vision localization, they developed a CNN-based
application. These AI techniques are used for production control and optimization tasks.
Min et al. presented a machine learning-based digital twin framework for production
optimization in the petrochemical industry [
139
]. They validated the framework through
an application to realize intelligent production control based on real-time data. Kuo et al.
developed an AIoT-based unmanned vehicle system with a self-learning image recognition
algorithm [148].
Sensors 2024,24, 4929 20 of 30
6. Discussion
The popularity of AIoT has greatly increased in recent years, thanks to the advances
in both AI and IoT technologies. Figure 6shows a graph of AIoT-related publications in
the Scopus database in the last 10 years, where a huge increase can be seen since the year
2020. This graph also shows the number of publications in Scopus related to Industry 4.0
reference architectures, which also demonstrates an increasing interest.
Figure 6. Number of publications in Scopus related to AIoT and Industry 4.0 reference architectures.
In Section 4, RAMI 4.0, IIRA, OpenFog, IMSA, and IVRA have been identified as the
most relevant reference architectures for AIoT applications. Figure 7shows the number
of publications in Scopus related to each one of these reference architectures per year.
RAMI 4.0 and IIRA are currently the most mature and popular reference architectures
among researchers for industrial applications. OpenFog has also received attention from
researchers in recent years. However, although the OpenFog reference architecture can
work in Industry 4.0 applications [
11
], it is a domain-independent architecture that is
mainly implemented in other domains such as smart healthcare, smart buildings, and
smart cities. IVRA and IMSA are incipient architectures, promoted by the Japanese and
Chinese governments, and only a few related studies were found in Scopus. In this research,
only English-language works have been analyzed, which might have some impact in the
number of studies related to both IVRA and IMSA.
Some reference architectures, like RAMI 4.0, are difficult to understand and require
considerable decision making and refinements for implementing them in real industrial
applications. The main reason is that they have a high level of abstraction, and sometimes
the documentation may be difficult to understand. Thus, these architectures need further
development to be implemented in real industrial applications. There is also a clear need
for implementation examples that may help designers create new solutions. In this research,
several application examples have been analyzed to guide companies choosing the reference
architecture that best suits for their application. However, few of these examples provide
enough implementation details. For example, Melo et al. provide a deep investigation of
the RAMI 4.0 reference model and describe their proposal for the development of an open-
Sensors 2024,24, 4929 21 of 30
source control device for Industry 4.0 applications [
71
]. However, due to the complexity of
RAMI 4.0, this article focuses only on the implementation of a few layers.
Each one of the selected reference architectures has its own challenges and limitations
depending on application types and domains. The main distinction between these architec-
tures is that RAMI 4.0, IMSA, and IVRA are domain-specific architectures, which focus on
industrial implementations, while IIRA and OpenFog are domain-independent, aiming
at different domains, from industry to smart buildings and cities. In order to compare the
challenges and guidelines provided by these reference architectures, two features have
been selected, digital twin and security. Digital twins have received a lot of attention in
recent years, especially in industrial environments. RAMI 4.0, IVRA, and IMSA include
some descriptions about their implementation. The IIRA documentation [
60
] addresses the
implementation of digital twins in higher detail, including guidelines and examples to com-
bine digital twins with IIoT. OpenFog is the only architecture that does not include some
information about digital twins, because this architecture is more focused on data manage-
ment and system interoperation than on technological implementation. Regarding security,
RAMI 4.0, IMSA, and IVRA mention that security is a crucial part of industrial systems, but
they do not provide detailed information about security technologies and implementation
guidelines. The IIRA architecture has an additional document that details architectures
and best practices to construct trustworthy systems [
150
]. OpenFog considers security as
one of its key pillars and, as such, it identifies the security requirement of the application.
However, OpenFog does not clearly describe how to implement security techniques.
Figure 7. Number of publications in Scopus related to the main reference architectures.
Other works propose their own AIoT architectures, which are based neither on ref-
erence architectures nor standards. In the following, some representative examples are
presented. Liu et al. proposed an AIoT-empowered system architecture dedicated to
Edge–Cloud collaborative computing [
138
]. This article provides an in-detail description
of the proposed architecture and investigates enabling technologies for different subsys-
tems of the architecture. The proposed architecture is validated through a real-world
Sensors 2024,24, 4929 22 of 30
CPU/GPU/FPGA-based system implementation and its performance is evaluated. How-
ever, this article does not perform research of existing standards and architectures that may
suit the proposed application. Neither do authors provide a compatibility analysis with
those standards. Ref. [
147
] presents an industrial augmented reality architecture for the
Industry 4.0 shipyard used in Navantia. This work evaluates its performance by means
of a real-world use case application. However, the proposed architecture is only briefly
detailed, not providing sufficient guidelines or indications about how to implement it
in other applications. This article does not mention other existing architectures or stan-
dards, especially IoT- and Industry 4.0-related ones, that could be useful for comparing
the communication architecture that they propose and explaining the differences with
other architectures. Analyzing the rest of the AIoT studies from Section 5, we found that
most of them do not implement nor mention the existence of reference architectures that
may fit concrete application domains; this was also concluded in [
76
]. In order to facili-
tate the implementation of AIoT applications, especially in industry, further research and
development of standard reference architectures is needed.
Challenges and Opportunities
Industry 4.0 introduced new technological advances and structures that can be chal-
lenging to implement in most industrial environments. In order to increase the productivity
and efficiency of industrial systems, Industry 4.0 systems include a higher number of
heterogeneous devices that produce huge amounts of data that need to be analyzed and
processed. Industry 4.0 systems are more complex, decentralized, and interconnected. For
this reason, Industry 4.0 reference architectures are also broader and cover everything
from the business level to the technical issues and product life cycle. These architectures
have already made an important contribution, but they still need further development and
implementation to facilitate the development of Industry 4.0 systems. For example, there is
still no consensus on how companies must deal with legacy industrial systems that need to
continue operating. Thus, it requires effort from companies, organizations, and researchers
to develop these architectures in order to improve the integration of industrial systems and
achieve industry standardization and interconnection.
Reference architectures described in this article are not specifically designed for im-
plementing AI technologies, but their structure offers big opportunities for implementing
AI applications. These reference architectures are mainly focused on the integration and
interconnection of the subsystems. AI techniques offer great variety and flexibility and can
be implemented in different layers of the architecture, depending on the computational
capacity. AI technologies may be implemented in a huge amount of application types using
simple AI models, for defect detection on products and machines, or more complex models
aimed at production scheduling and optimization tasks.
7. Conclusions
Implementing Industry 4.0 concepts is still challenging, mainly because of the need to
adapt new technologies and paradigms. The introduction of reference architectures may fa-
cilitate the development of complex AIoT applications which combine artificial intelligence
with IoT technologies. Furthermore, the use of reference architecture standards is essential
to achieve better cooperation and compatibility among all application components. How-
ever, several reference architectures have been proposed for complex IoT applications. Each
of them has some benefits and drawbacks. For example, some of them (RAMI 4.0 and IIRA)
are more mature than others (OpenFog, IMSA, and IVRA). In some cases, they address the
needs of certain countries (e.g., IMSA and IVRA). Sometimes, e.g., RAMI 4.0, they may use
a high level of abstraction that may make their implementation complex in real industrial
scenarios. Moreover, unfortunately, only a minority of researchers implement or discuss
the compatibility of their proposals with the existing standard reference architectures. This
fact limits the long-term validity of their approaches, since they may become particular
solutions for specific applications. In this scenario, a review regarding existing standard
Sensors 2024,24, 4929 23 of 30
and non-standard reference architectures for industrial AIoT applications is necessary.
In addition, these architectures may become difficult to understand and implement for
developers since they introduce several abstract concepts. For this reason, presenting
diverse example use cases may help application designers visualize their potential and also
offer guidelines and solutions to implement complex Industry 4.0 applications. This article
reviews the most common reference architecture standards for developing industrial AIoT
systems and surveys application examples, found in the literature, so that developers may
choose the alternative that best suits their applications. AIoT application domains are also
analyzed in order to identify which are the most popular ones.
Through a systematic review of the scientific literature, five main reference architec-
ture standards have been identified (RQ1), RAMI 4.0, IIRA, OpenFog, IMSA, and IVRA.
RAMI 4.0 and IIRA are currently the most relevant reference architecture standards, being
promoted by various companies and organizations. Both RAMI 4.0 and IIRA are relatively
mature and commonly used for developing new frameworks and solutions. IMSA and
IVRA are incipient reference architectures promoted, respectively, by the Chinese and
Japanese governments to establish the main concepts and guidelines for the development
of their industries. OpenFog is a reference architecture that aims to standardize the im-
plementation of Edge and Fog Computing technologies. It is gaining popularity with the
rise of the Fog Computing paradigm in industrial environments. This article also analyzed
other, less popular, reference architectures, such as the 5C architecture, LASFA, SITAM, and
IoT-RA. Moreover, several vendor-specific reference architectures have been established.
One example is the so-called IBM Industry 4.0, which assists in the development of smart
manufacturing systems. Standard-based reference architectures play an important role in
achieving smart manufacturing standardization. For this reason, architecture alignments
and interconnections are being studied by main organizations behind RAMI 4.0, IIRA,
and IMSA.
Reference architectures describe abstract concepts that may be difficult to implement.
The analysis of diverse application use cases may help engineers create their applications
by finding similarities with them. This article presents several application examples of
the selected reference architectures (RQ2). A broad number of application examples of
RAMI 4.0 and IIRA can be found in the scientific literature, since they are the most mature
architectures. Some studies adapt RAMI 4.0 and IIRA architectures for specific application
domains. Several OpenFog-based applications can be found in the literature, although most
of these applications do not address industrial domains. However, although the adoption
of AIoT reference architectures and standards is expected to guide designers in building
complex applications, its adoption in the industry is still incipient.
Finally, the article identifies the major application domains where industrial AIoT
applications have been deployed (RQ3). Thus, developers may analyze several examples
and find out the similarities with their applications.
Author Contributions: Conceptualization, I.C.; methodology, I.C., E.V. and I.M.T.; investigation, E.V.,
I.M.T. and I.C.; writing—original draft preparation, E.V., I.M.T. and I.C.; writing—review and editing,
E.V., I.M.T. and I.C.; visualization, I.M.T. and P.F.-B.; supervision, I.C.; project administration, I.C. and
O.B.; funding acquisition, I.C. and O.B. All authors have read and agreed to the published version of
the manuscript.
Funding: The authors wish to express their gratitude to the Basque Government through the project
EKOHEGAZ II (ELKARTEK KK-2023/00051), to the Diputacion Foral de Alava (DFA) through the
project CONAVANTER, to the UPV/EHU through the project GIU23/002, and to the MobilityLab
Foundation (CONV23/14, CONV23/12) for supporting this work.
Institutional Review Board Statement: Not applicable.
Informed Consent Statement: Not applicable.
Data Availability Statement: Data will be available on request.
Conflicts of Interest: The authors declare no conflicts of interest.
Sensors 2024,24, 4929 24 of 30
Abbreviations
The following abbreviations are used in this manuscript:
AI Artificial Intelligence
AIoT Artificial Intelligence of Things
ANN Artificial Neural Network
AR Augmented Reality
CNN Convolutional Neural Network
CPS Cyber Physical System
CPPS Cyber Physical Production System
DL Deep Learning
IoT Internet of Things
IIoT Industrial Internet of Things
ML Machine Learning
RA Reference Architecture
RL Reinforcement Learning
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