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Estimating aboveground biomass of urban trees based on ICESat-2 LiDAR and Zhuhai-1 hyperspectral data

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This article describes a R package Boruta, implementing a novel feature selection algorithm for finding all relevant variables. The algorithm is designed as a wrapper around a Random Forest classification algorithm. It iteratively removes the features which are proved by a statistical test to be less relevant than random probes. The Boruta package provides a convenient interface to the algorithm. The short description of the algorithm and examples of its application are presented.
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Forest aboveground biomass (AGB) was mapped throughout China using large footprint LiDAR waveform data from the Geoscience Laser Altimeter System (GLAS) onboard NASA's Ice, Cloud, and land Elevation Satellite (ICESat), Moderate Resolution Imaging Spectro-radiometer (MODIS) imagery and forest inventory data. The entire land of China was divided into seven zones according to the geographic characteristics of the forests. The forest AGB prediction models were separately developed for different forest types in each of the seven forest zones at GLAS footprint level from GLAS waveform parameters and biomass derived from height and diameter at breast height (DBH) field observation. Some waveform parameters used in the prediction models were able to reduce the effects of slope on biomass estimation. The models of GLAS-based biomass estimates were developed by using GLAS footprints with slopes less than 20° and slopes = 20°, respectively. Then, all GLAS footprint biomass and MODIS data were used to establish Random Forest regression models for extrapolating footprint AGB to a nationwide scale. The total amount of estimated AGB in Chinese forests around 2006 was about 12,622 Mt vs. 12,617 Mt derived from the seventh national forest resource inventory data. Nearly half of all provinces showed a relative error (%) of less than 20%, and 80% of total provinces had relative errors less than 50%.
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In spite of considerable efforts to monitor global vegetation, biomass quantification in drylands is still a major challenge due to low spectral resolution and considerable background effects. Hence, this study examines the potential of the space-borne hyperspectral Hyperion sensor compared to the multispectral Landsat OLI sensor in predicting dwarf shrub biomass in an arid region characterized by challenging conditions for satellite-based analysis: The Eastern Pamirs of Tajikistan. We calculated vegetation indices for all available wavelengths of both sensors, correlated these indices with field-mapped biomass while considering the multiple comparison problem, and assessed the predictive performance of single-variable linear models constructed with data from each of the sensors. Results showed an increased performance of the hyperspectral sensor and the particular suitability of indices capturing the short-wave infrared spectral region in dwarf shrub biomass prediction. Performance was considerably poorer in the area with less vegetation cover. Furthermore, spatial transferability of vegetation indices was not feasible in this region, underlining the importance of repeated model building. This study indicates that upcoming space-borne hyperspectral sensors increase the performance of biomass prediction in the world’s arid environments.
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Aboveground biomass (AGB) is an essential variable in the study of the carbon cycle, and remote sensing provides the only viable means for mapping and monitoring biomass at large scales in time and space. Still, inconsistencies in biomass estimates are large which necessitates methods to achieve consistent mapping of biomass over time and space. In this study, we combine Lidar-derived biomass-estimates from GLAS measurements, time series analysis of 20 years of Landsat data, and machine learning algorithms to map biomass for a study area in the Amazon basin. The results show that we are able to map AGB consistently over space and time at annual intervals between 1999 and 2019, with a root-mean-square error (RMSE) of 64 to 92 Mg AGB / ha (depending on the evaluation methodology used) for the best performing models, with AGB estimates ranging between 0 to 600 Mg AGB / ha . Models run with the Extreme gradient boosting (XGBoost) resulted in the lowest errors. The presented methodological approach makes it possible to map biomass over time in large areas with wide biomass ranges, and without saturation below 400 Mg AGB / ha.
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The upcoming BIOMASS mission will provide P-band repeat-pass PolInSAR data from space for the improved mapping of global biomass. PolInSAR technique has been widely validated with the potential to invert forest height and estimate forest aboveground biomass (AGB). However, the robustness of PolInSAR-based AGB estimation across different sites still lacks full evaluation, especially for those with a varied forest type, heterogeneity (varied growth ratio between cover and height), and topographic relief. In this study, we concentrated on backscatter decomposition and forest height inversion, and developed a robust AGB estimation method that can be applied to different sites. Two dense and closed tropical forest sites (Paracou and Nouragues) and one open and heterogeneous boreal forest site (Krycklan) were selected as the study areas, and the corresponding airborne PolInSAR, LiDAR, and ground measured AGB data were used for validation and analysis. Results show that ground backscatter has the strongest correlation with AGB in boreal forests, but this correlation cannot be transferred to the tropical forests. Only canopy volume backscatter is almost free from topographic influence, and its relationship with AGB across three sites can be formulated using one exponential equation, producing the best estimation accuracy, with R² of 0.79 and RMSE of 61.5 tons/ha (relative RMSE of 20.0 %). Multi-baseline PolInSAR retrieved forest height with little bias in spite of the presence of temporal decorrelation. One power equation can be used to correlate PolInSAR forest height with AGB across three different sites, and LOO (leave-one-out) validation shows the R² of 0.85 and RMSE of 51.8 tons/ha (relative RMSE of 16.9 %). However, the RVoG-inverted PolInSAR FH was found to mainly represent the top forest height for open and heterogeneous forests, which means PolInSAR FH (forest height) lacks consideration for forest horizontal structure (e.g. forest density). In contrast, volume backscatter better captured forest density, and the proposed AGB model that combines PolInSAR FH and volume backscatter further improved the AGB estimation accuracy, especially for open forests: the plot-scale validation from all three sites shows R² was improved from 0.79 (volume backscatter) and 0.85 (PolInSAR FH) to 0.89, and RMSE decreased from 61.5 and 51.8 to 45.2 (relative RMSE of 14.7 %) tons/ha; for region-scale validation, R² was improved from 0.77 and 0.83 to 0.89, and RMSE decreased from 64.2 (relative RMSE of 39.0 %) and 54.5 (34.5 %) to 48.1 (29.4 %) tons/ha.
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Accurately mapping carbon stocks of urban trees is necessary for urban managers to design strategies to mitigate climate change. However, the aboveground carbon stocks of urban trees are usually underestimated by passive remote sensing data because of the signal saturation problem. The research is the first attempt to develop a framework to map aboveground carbon density of trees in urban areas by synergizing Ice, Cloud and Land Elevation Satellite-2 (ICESat-2) LiDAR data with Gaofen-2 (GF-2) imagery. The framework consists of three key steps. First, we used a support vector machine classifier to classify GF-2 images and extracted urban tree regions. Second, we estimated the tree carbon density of ICESat-2 strips by developing a ICESat-2 photon feature-based aboveground carbon density estimation model. Third, we mapped the carbon density of urban trees by developing a synergistic model between ICESat-2 and GF-2 data based on an object-oriented method. We tested the approach for the areas within the fifth ring road of Beijing, China. The results showed that the 50th percentile height (PH50) of nighttime photons was a good predictor for estimating carbon density of urban trees, with a R² of 0.69 and a Root Mean Square Error (RMSE) of 2.81 kg C m⁻². Using the spectral features generated by GF-2 imagery, we could further extrapolate the carbon density estimated by ICESat-2 strip data to a full coverage of accurate mapping carbon density by urban trees, resulting in a R² of 0.64 and a RMSE of 2.32 kg C m⁻². The carbon stocks within the fifth ring road of Beijing were 8.28×108 kg in total, with the mean carbon density of 3.52 kg C m⁻². Such estimations were larger than that of previous study using passive remote sensing data only, suggesting the integration of spaceborne LiDAR and spectral data could greatly reduce the underestimation of carbon stocks of urban trees. Our approach can more accurately estimate carbon stocks of urban trees and has the potential to be applicable in other cities.
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For structural health monitoring, electrical resistivity measurement (ERM) method is commonly employed for the detection of concrete's durability, as indicated by the chloride permeability and the corrosion of steel reinforcement. However, according to previous experimental studies, ERM results are susceptible to significant uncertainties due to multiple influencing factors such as concrete water/cement ratio and structure curing environment as well as their complex interrelationships. The present study therefore proposes an XGBoost algorithm-based prediction model which considers all potential influential factors simultaneously. A database containing 800 experimental instances composed of 16 input attributes is constructed according to existing reported studies and utilized for training and testing the XGBoost model. Statistical scores (RMSE, MAE and R²) and the GridsearchCV feature are applied to evaluate and optimize the established model respectively. Results show that the proposed XGBoost model achieves satisfactory predictive performance as demonstrated by high coefficients of regression fitting lines (0.991 and 0.943) and comparatively low RMSE values (4.6 and 11.3 kΩ·cm) for both training and testing sets respectively. The analyses of the attribute importance ranking also reveal that curing age and cement content have the greatest influence on ERM results.
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The Ice, Cloud, and land Elevation Satellite - 2 (ICESat-2) observatory was launched on 15 September 2018 to measure ice sheet and glacier elevation change, sea ice freeboard, and enable the determination of the heights of Earth's forests. ICESat-2's laser altimeter, the Advanced Topographic Laser Altimeter System (ATLAS) uses green (532 nm) laser light and single-photon sensitive detection to measure time of flight and subsequently surface height along each of its six beams. In this paper, we describe the major components of ATLAS, including the transmitter, the receiver and the components of the timing system. We present the major components of the ICESat-2 observatory, including the Global Positioning System, star trackers and inertial measurement unit. The ICESat-2 Level 1B data product (ATL02) provides the precise photon round-trip time of flight, among other data. The ICESat-2 Level 2A data product (ATL03) combines the photon times of flight with the observatory position and attitude to determine the geodetic location (i.e. the latitude, longitude and height) of the ground bounce point of photons detected by ATLAS. The ATL03 data product is used by higher-level (Level 3A) surface-specific data products to determine glacier and ice sheet height, sea ice freeboard, vegetation canopy height, ocean surface topography, and inland water body height.
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A local-scale mesquite tree (Prosopis glandulosa Torr.) aboveground biomass map contribute to our understanding of the spatial distribution of woody plant aboveground biomass, and carbon stocks and fluxes in rangeland ecosystems. The objective of the study was examining a methodological approach to use airborne lidar data and multispectral imagery to create very high spatial resolution local-scale mesquite tree aboveground biomass maps by comparing three statistical methods and identifying significant prediction variables. The three statistical methods were the stepwise regression, the least absolute shrinkage and selection operator (LASSO), and the random forests. These methods were applied to establish the mesquite tree aboveground biomass equations and model from the in-situ mesquite tree aboveground biomass with the lidar metrics and multispectral data. The results showed the stepwise regression and LASSO had limited adj-R² and MSE. However, the random forests method with combined multispectral imagery and lidar data presented acceptable MSE and R² (1.08 Mg ha⁻¹ and 0.37). In summary, the random forests method with combined multispectral imagery and lidar data offered the most reliable and reasonable combination to generate a very high spatial resolution local-scale mesquite tree aboveground biomass map.
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Existing ecological service assessments of urban green space have concentrated on natural environment, while research on the social services function remains underexplored. Taking Shenzhen as an example, this study starts with integrating the function of green space system with human needs. An indicator assessment technique that combines spatialization, rasterization and detailed of land ecological assessment was established with regard to the benefits of landscape aesthetics, function of disaster prevention and mitigation, and accessibility of park greenbelts. The results show that Shenzhen has very high recreational and cultural value, as the areas above medium level account for 66% of the city’s land area, and the recreational and cultural services are worth approximately 40.8million Yuan. Forest parks and comprehensive parks are important places to carry out social service function, particularly the disaster prevention and mitigation function, and the green spaces for disaster prevention and mitigation can be found in most of the disaster-prone areas. The accessibility of service shows a certain level of centrality, since the highest grade is concentrated in the central Bao’an, central Longgang, and the central part of the city. Based on the GIS overlay analysis, this study recognizes the distribution of essential patches, and constructs the structure of essential patches in urban green greenbelt systems by a combination of point, line, and surface elements. It shows the services of the Shenzhen greenbelt system have high potential for social integration, and this study also discusses the policy implication for macro decision-making. The assessment results objectively reflect multiple social services of the green space system in this region and provide a reference for the management, planning and construction of urban ecology in similar cities.
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The Landsat 8 mission provides new opportunities for quantifying the distribution of above-ground carbon at moderate spatial resolution across the globe, and in particular drylands. Furthermore, coupled with structural information from space-based and airborne laser altimetry, Landsat 8 provides powerful capabilities for large-area, long-term studies that quantify temporal and spatial changes in above-ground biomass and cover. With the planned launch of ICESat-2 in 2017 and thus the potential to couple Landsat 8 and ICESat-2 data, we have unprecedented opportunities to address key challenges in drylands, including quantifying fuel loads, habitat quality, biodiversity, carbon cycling, and desertification.
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Synthetic aperture radar (SAR) is one of the most promising remote sensors to map forest carbon. The unique spaceborne and long-wavelength SAR data currently available are L-band data, but their relationship with forest biomass is still controversial, particularly for high biomass values. While many studies assume a complete loss of sensitivity above a saturation point, typically around 100 t.ha− 1, others assume a continuous positive correlation between SAR backscatter and biomass. The objective of this paper is to revisit the relationship between L-band SAR backscatter and dense tropical forest biomass for a large range of biomass values using both theoretical and experimental approaches. Both approaches revealed that after reaching a maximum value, SAR backscatter correlates negatively with forest biomass. This phenomenon is interpreted as a signal attenuation from the forest canopy as the canopy becomes denser with increasing biomass. This result has strong implications for L-band vegetation mapping because it can lead to a greater-than-expected under-estimation of biomass. The consequences for L-band biomass mapping are illustrated, and solutions are proposed.