Article

Multi-objective optimization of rainwater infiltration infrastructures along an urban–rural gradient

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Abstract

Many cities are developing infiltration infrastructures aimed at restoring natural hydrological processes. Among those, Nature-Based Solutions (NBS) can generate co-benefits, which contribute to cities’ adaptation to climate change. However, choosing optimal locations for infiltration infrastructures within limited available urban space is a complex spatial problem. It requires taking into account spatial patterns of infiltration potential as well as urban-rural gradients of costs and benefits. To address this, we apply a multi-objective optimization on a simple monocentric model city designed to give generic insights into location choices. We test a series of hypotheses: in comparison with a reference situation, we test the impact of the impossibility to infiltrate rainwater in city centers, the impact of substitution effects due to the presence of urban parks, and the possibility to mix NBS with grey infrastructures. The solutions reveal two polar strategies: locating infrastructures in the city center with higher co-benefits despite higher opportunity costs, or selecting suburban locations with the highest infiltration potential and lower opportunity costs - and a diversity of hybrid solutions. Substitution effects lead to discarding locations near urban parks, especially in centric locations. Finally, mixing NBS and grey infrastructures leads to a specialization of solutions by area and the potential to reach higher benefits at less opportunity costs.

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Environmental justice (EJ) addresses the unequal distribution of environmental goods and harms and promotes people's right to be involved in environmental decision-making. In recent years, EJ considerations have expanded to the use of Nature-based solutions (NbS) in urban areas, mainly how their planning and implementation can impact human well-being and social justice. However, what constitutes a just solution and how the concept is treated in the literature can take many forms. This study reviews how EJ is conceptualised and analysed in urban NbS research and documents the potential outcomes of diverse interventions. We developed a conceptual framework for the review process, focusing on the EJ definitions transferable to NbS research. We then conducted a systematic review of 152 articles published between 2000 and 2021. Selected articles addressed urban NbS from the recognitional, procedural and distributional interpretations of justice. Publication trends, methods, and demographic variables were recorded for each article. Furthermore, we focused on the means for assessing EJ in empirical terms, such as the framing of justice-related challenges, assessment indicators , and the reported justice outcomes. Findings demonstrate the dominance of research themes, the skewness towards the distributive dimension of justice, and a large variety of metrics and indicators used to assess EJ implications. Our results also show that EJ outcomes have mostly been reported to be mixed or negative. The results are used to identify research gaps and issues that need to be addressed to enhance EJ effects in urban NbS.
Article
Urban community gardens can reduce food insecurity and serve as green spaces alleviating extreme temperatures. Such co-benefit synergy may prove especially significant for arid-land metropolises. Despite these synergistic roles, planning for community gardens is largely undertaken in an ad-hoc manner. To date, few studies have addressed the full potential (co-benefits) of developing urban vacant land into community garden-green spaces. We addressed this in a spatially-optimized way, developing a model seeking to mitigate food desert and urban heat, and applied it to the fast sprawling Phoenix metro-area, Arizona (USA). Examining more than 5,000 vacant parcels for potential garden-green spaces, we found that the optimal number and locations of community gardens needed for different mitigation goals can vary significantly. In the Phoenix metro-area, the gardens required for extreme heat mitigation is about twice the number for food desert mitigation because high-temperature areas are more prevalent and expansive in semi-arid desert environment compared to the relatively small number low income, food desert areas. Furthermore, we found that the existing 76 community gardens were mostly clustered around urban cores, leaving two-thirds of the metro-area underserved. If sited in a spatially-optimized way, the co-benefits gained from the 76 gardens could be doubled, and covering more high-need neighborhoods. Integrating fine-scale vacant parcel data, our model identified high potential community garden-greening sites in priority neighborhoods with a precision not capable in conventional planning methods. Our findings demonstrate that spatially-optimized planning is of particular importance to avoid clustering of community gardens and ensure more equal access to local food and outdoor cooling benefits.
Article
The necessity of incorporating a resilience-informed approach into urban planning and its decision-making is felt now more than any time previously, particularly in low and middle income countries. In order to achieve a successful transition to sustainable, resilient and cost-effective cities, there is a growing attention given to more effective integration of nature-based solutions, such as Sustainable Drainage Systems (SuDS), with other urban components. The experience of SuDS integration with urban planning, in developed cities, has proven to be an effective strategy with a wide range of advantages and lower costs. The effective design and implementation of SuDS requires a multi-objective approach by which all four pillars of SuDS design (i.e., water quality, water quantity, amenity and biodiversity) are considered in connection to other urban, social, and economic aspects and constraints. This study develops a resilience-driven multi-objective optimisation model aiming to provide a Pareto-front of optimised solutions for effective incorporation of SuDS into (peri)urban planning, applied to a case study in Brazil. This model adopts the SuDS's two pillars of water quality and water quantity as the optimisation objectives with its level of spatial distribution as decision variables. Also, an improved quality of life index (iQoL) is developed to re-evaluate the optimal engineering solutions to encompass the amenity and biodiversity pillars of SuDS. Rain barrels, green roofs, bio-retention tanks, vegetation grass swales and permeable pavements are the suitable SuDS options identified in this study. The findings show that the most resilient solutions are costly but this does not guarantee higher iQoL values. Bio-retention tanks and grass swales play effective roles in promotion of water quality resilience but this comes with considerable increase in costs. Permeable pavements and green roofs are effective strategies when flood resilience is a priority. Rain barrel is a preferred solution due to the dominance of residential areas in the study area and the lower cost of this option.
Article
As a response to increasing urbanization and changing weather and climatic patterns, urban green infrastructure (UGI) emerged as a concept to increase resilience within the urban boundaries. Given that implementing these (semi-) natural solutions in practice requires a clear overview of the costs and benefits, valuation becomes ever important. A range of decision-support tools for green infrastructure and ecosystem services exist, developed for various purposes. This paper reviews the potential of 10 shortlisted and existing valuation tools to support investment decisions of urban green infrastructure. In the assessment, the functionality is regarded specifically from the urban planning and decision-making viewpoint. The toolkits were evaluated on 12 different criteria. After analyzing the toolkits on these criteria, the findings are evaluated on the (mis)match with specific requirements in the urban planning and management context. Secondly, recommendations and guidelines are formulated to support the design of simple valuation tools, tailored to support the development of green infrastructure in urban areas. Approaching the valuation toolkits biophysically and (socio-)economically provides an integral overview of the challenges and opportunities of the capacities of each framework. It was found that most tools are not designed for the peculiarities of the urban context. Several elements contribute to the hampering uptake of GI valuation tools. Firstly, the limited effort in the economic case for green infrastructure remains a burden to use toolkits to compare grey and green alternatives. Secondly, tools are currently seldom designed for the peculiarities of cities: urban ecosystem (dis)services, multi-scalability, life-span assessments of co-benefits and the importance of social benefits. Thirdly, toolkits should be the result of co-development between the scientific community and local authorities in order to create toolkits that are tailor made to the specific needs in the urban planning process. It can be concluded that current tools, are not readily applicable to support decision making as such. However, if applied cautiously, they can have an indicative role to pinpoint further targeted and in-depth analyses.
Article
Urban parks are of great importance for residents’ health and well-being. As two main factors influencing park visit, distance to park and park size have been studied and adopted in practice such as park planning and guidelines. This study aims to examine how travel distance and park size associated with park visits and how these effects may vary across different types of park visits in Beijing, China. We conducted a city-wide survey in 78 neighborhoods, and interviewed 7,362 residents on their park visit behaviors. Constraint line analysis, Pearson correlation analysis, and significant differences analysis were employed. We found that travel distance had an exponential limiting effect on park visit. The maximum park visits dropped exponentially as the travel distance to parks increased. No such effect was observed for park size. Visitors to nearby, medium-distance, and distant parks varied significantly in terms of park visit frequency, travel mode, time spent in park, and activity. Their destination parks also differed in size, vegetation cover and whether water area is present. Furthermore, we identified four cut-off points (1, 2, 5, and 10 km) based on the constraint line functions as the accessible and maximum travel distance regarding different travel modes and visit frequencies of park visits. Our findings provided empirical evidence on the association among travel distance, park size and visit, which have important implications for future park studies and planning.
Article
Urban water problems (e.g., increased runoff, inhibited infiltration, and groundwater recharge) are becoming increasingly serious, and green infrastructure (GI) has been demonstrated to be effective in tackling these problems and restoring the pre-development hydrologic cycle. However, shallow groundwater limits the implementation of infiltration-based GI. Although projects and studies have been conducted, knowledge of the hydrologic performance of infiltration-based GI, and the impact on shallow groundwater environments, has not been comprehensively summarized. In this review, we first identify the challenges of implementing infiltration-based GI in shallow groundwater environments, and then evaluate and compare the potential approaches to evaluating GI in such environments. We also summarize progress in the understanding of the performance and impact of GI in shallow groundwater environments from previous and ongoing engineering projects and academic studies. The main topics include the evaluation of the potential reduction in runoff control performance of GI, the formation of groundwater mounds, and groundwater contamination. We also assess the exploration of strategies for optimally allocating and designing GI in shallow groundwater environments. The distance between the bottom of the GI and the groundwater table, the selection of the media soil, and the design of underdrain pipes are the main considerations when implementing GI in shallow groundwater environments. The review is concluded with recommendations for future studies, which include conducting tracer monitoring and variably saturated modeling to track subsurface flows of GI, improving existing hydrological models, developing new multi-scale models, and utilizing more advanced data-driven artificial intelligence models to predict the performance and impact of GI and to process the monitoring data for model calibration.
Article
Urban environments provide opportunities for greater resource efficiency and the fostering of urban ecosystems. Brownfield areas are a typical example of underused land resource. Brownfield redevelopment projects that include green infrastructure allow for further ecosystems to be accommodated in urban environments. Green infrastructure also deliver important urban ecosystem services (UES) to local residents, which can greatly contribute to improving quality of life in cities. In this case study, we quantify and assess the economic value of five UES for a brownfield redevelopment project in Antwerp, Belgium. The assessment is carried out using the “Nature Value Explorer” modelling tool. The case includes three types of green infrastructure (green corridor, infiltration gullies and green roofs) primarily intended to connect nature reserves on the urban periphery and to avoid surface runoff. The green infrastructure also provides air filtration, climate regulation, carbon sequestration and recreation ecosystem services. The value of recreation far exceeds other values, including the value of avoided runoff. The case study raises crucial questions as to whether existing UES valuation approaches adequately account for the range of UES provided and whether such approaches can be improved to achieve more accurate and reliable value estimates in future analyses.
Article
This paper reviews the progress made over the past few years in evaluating and controlling for spatial heterogeneity in stated preference valuation, focussing on applications to environmental valuation. Spatial heterogeneity can strongly impact value estimates, so failure to account for it can compromise their validity and reliability. Incorporating spatial factors into valuation studies not only helps to control for some potential biases, but also produces more precise evaluation of amenities that have mixed use and non-use values. For these reasons and considering the ever-growing need for non-market valuation studies, spatial heterogeneity deserves more attention in the stated preference valuation literature. In this review we discuss the current state-of-knowledge and identify some of the main issues that have been raised in the literature in relation to spatial heterogeneity in stated preference valuation, including distance-decay, substitution, embedding effects and scale factors. We present several techniques that have been used so far, mostly originating from spatial econometrics and spatial statistics, to control for spatial heterogeneity. Some of the ongoing challenges that require further attention are also highlighted. We conclude by suggesting potential directions for future research in light of recent progress made in related disciplines and the evolution of modern technologies.
Article
Low-impact development (LID), best management practice (BMP), and green infrastructure (GI) are semi-engineered stormwater management practices that have been widely studied and implemented worldwide. Implemented in the complex environment of urban areas, LID-BMP-GI practices often intertwine with a very large number of hydro-environmental and socio-economic considerations and constraints. Therefore, they need to be carefully selected, designed, and allocated within an urban area. Both planning and optimization can lead to more systematic and strategic approaches to address this multi-scale, multi-parameter problem of practice allocation. In this review, we first identify the main components of the strategic planning cycle, their scope and inter-relationships, and their corresponding mathematical representations. We then present a comprehensive review of the existing literature on spatial allocation optimization tools (SAOTs) for LID-BMP-GI practices and summarize the generic structure and the systematic typology of the existing SAOTs. We conclude with a discussion of several current research gaps in the spatial allocation of LID-BMP-GI practices. In this review, we aim to summarize the strategies and optimization tools for the spatial allocation of LID-BMP-GI practices that are beneficial to practitioners. The other aim is to provide recommendations for future research on the development of more advanced and comprehensive SAOTs.
Article
In recent years, the concept transition from fail-safe to safe-to-fail makes the application of resilience analysis popular in urban drainage systems (UDSs) with various implications and quantifications. However, most existing definitions of UDSs resilience are confined to the severity of flooding, while uncertainties from climate change and urbanization are not considered. In this research, we take into account the functional variety, topological complexity, and disturbance randomness of UDSs and define a new formula of resilience based on three parts of system severity, i.e. social severity affected by urban flooding, environmental severity caused by sewer overflow, and technological severity considering the safe operation of downstream facilities. A case study in Kunming, China is designed to compare the effect of green and grey infrastructure strategies on the enhancement of system resilience together with their costs. Different system configurations with green roofs, permeable pavement and storage tanks are compared by scenario analysis with full consideration of future uncertainties induced by urbanization and climate change. The research contributes to the development of sustainability assessment of urban drainage system with consideration of the resilience of green and grey infrastructure under future change. Finding the response measures with high adaptation across a variety of future scenarios is crucial to establish sustainable urban drainage system in a long term.
Article
The urban heat island effect is especially significant in semi-arid climates, generating a myriad of problems for large urban areas. Green space can mitigate warming, providing cooling benefits important to reducing energy consumption and improving human health. The arrangement of green space to reap the full potential of cooling benefits is a challenge, especially considering the diurnal variations of urban heat island effects. Surprisingly, methods that support the strategic placement of green space in the context of urban heat island are lacking. Integrating geographic information systems, remote sensing, spatial statistics and spatial optimization, we developed a framework to identify the best locations and configuration of new green space with respect to cooling benefits. The developed multi-objective model is applied to evaluate the diurnal cooling trade-offs in Phoenix, Arizona. As a result of optimal green space placement, significant cooling potentials can be achieved. A reduction of land surface temperature of approximately 1–2 °C locally and 0.5 °C regionally can be achieved by the addition of new green space. 96% of the potential day and night cooling benefits can be achieved through simultaneous consideration. The results also demonstrate that clustered green space enhances local cooling because of the agglomeration effect; whereas, dispersed patterns lead to greater overall regional cooling. The optimization based framework can effectively inform planning decisions with regard to green space allocation to best ameliorate excessive heat.
Article
Multi-Criteria Decision Analysis (MCDA) methods has been promoted as an alternative approach to monetary economic valuation of ecosystem services in Cost-Benefit Analysis framework (CBA). We discuss the potential of MCDA in providing a framework for integrated valuation of ecosystem services. We conclude that MCDA does in general perform better than CBA and associated monetary valuation techniques in several aspects that are essential in ecosystem service valuation. These include the ability of a valuation method to account for multiple dimensions of well-being, including ecological and economic as well as cultural and moral aspects of a policy or management problem and to facilitate open and transparent public debate on the pros and cons of alternative courses of action, including the distribution of gains and losses across beneficiaries of ecosystem services. The capacity of MCDA to articulate values related to ecosystem services depends on individual methods used in the MCDA process. More importantly, it depends of the ways in which the process is organized and facilitated. However, MCDA cannot provide representative information of the values of wider population. Further empirical and theoretical research is needed on the potential of hybrid methodologies to combine monetary valuation and MCDA in fruitful ways.
Article
Land-use planning is an important determinant for green space policy in cities. It defines land covers and hence the structure and function of urban ecosystems and the benefits these provide to humans, such as air purification, urban cooling, runoff mitigation, and recreation. The ecosystem service approach has helped to attract policy attention to these benefits but the concept remains poorly implemented in urban policy and governance. To address this gap, we advance a framework to bridge ecosystem services into policy processes through Multi-Criteria Decision Analysis (MCDA) as decision support tool. The paper is organized in three main parts. First, we conduct a systematic literature review to assess state-of-the-art knowledge on ecosystem service assessments through MCDA. Next, we build on insights from the literature review to develop the ‘ecosystem services policy-cycle’, a conceptual framework that merges the ‘ecosystem service cascade’ and ‘policy cycle’ models to reinforce the link between ecosystem service assessments and practical applications in urban policy and governance. Next, we illustrate the applicability of the proposed framework along an example about conflicting interests on land use and green space planning following the closure of the Airport Tempelhof in Berlin, Germany. Our results highlight the scope of MCDA as a decision support tool for integrating ecosystem service assessments in green space governance. We discuss advantages and disadvantages of different methodological choices in the use of MCDA in ecosystem service assessments and note that a key strength of this tool in informing green space policies lies in its capacity to accommodate conflicting stakeholder perspectives and to address trade-offs between ecological, social and economic values.
Article
Land use and land use change have been proven to be leading causes of local climate change. In cities that undergo rapid urbanization, the urban heat island (UHI) can generate serious problems for the urban living environment. An appropriate overall land use plan can mitigate the detrimental effects of an UHI because it can reduce its development. However, land use decisions are driven by social and economic factors that cannot be made on the basis of moderating an UHI alone. To make a sound land use plan for Shenzhen in 2020, a rapidly urbanizing city in China suffering from UHI due to its fast land development, a genetic algorithm-based multiobjective optimization (MOO) approach was develped that addresses the objectives for future land use. The MOO provides a set of Pareto solutions and then the decision maker or planner can choose from the set of solutions. Recognizing the definite development of certain nonurban land for the local economy, three objectives were considered: (1) minimizing the increase of surface temperature, (2) minimizing the incompatibility between land uses, and (3) minimizing the cost of land use changes from the status quo. To quantify the effects of land use patterns on the UHI in Shenzhen, a self-organizing maps (SOM) method and linear regression model were used to establish the interactive relation. The relation thus obtained was then used in the MOO to help evaluate the effects of alternative land use patterns on the development of the UHI. Four scenarios were examined. The first scenario took all three objectives into account, and one optimal plan was selected randomly from the Pareto set as the first scenario, whereas the other three scenarios considered one objective each. Results showed that MOO can make tradeoffs among the conflicting objectives, indicating that the optimized land use plans can minimize the increasing UHI effects and at the same time attempt to achieve other objectives in the process of land development.
Article
In a site-selection choice experiment various hypotheses are tested related to spatial heterogeneity in willingness to pay (WTP) for environmental improvements. Spatial heterogeneity is measured through distance-decay effects, substitute sites inside and outside the experiment’s choice set, and spatial trend variables. We demonstrate that distance-decay functions differ between users and nonusers and across study sites. Also the distance to substitutes outside the choice set explains spatial variation in WTP. We show that further extending the model with spatial trend variables reveals additional spatial heterogeneity in choices. Accounting for spatial heterogeneity patterns results in significantly different WTP estimates for environmental improvements. (JEL Q25, Q51)
Article
Soil infiltration is a critical component of most urban runoff models. However, it has been well documented that, during urbanization, soils are greatly modified, especially in relation to soil density. Increased soil compaction results in soils that do not behave in a manner predicted by traditional infiltration models. Laboratory and field tests were conducted to investigate detailed infiltration behavior of disturbed urban soils for a variety of soil textures and levels of compaction. The results from traditional permeability tests on several soil groups showed that, as expected, the degree of compaction greatly affected the steady-state infiltration rate. The field tests highlighted the importance of compaction on the infiltration rate of sandy soils, with minimal effect seen from antecedent moisture conditions. For the clayey soils, however, both the compaction level and antecedent moisture conditions were important in determining the steady-state infiltration rate.
Article
Research on mitigating land use conflicts is characterized by a variety of projects from the global to various sub-global scales. These projects are aiming at disentangling feedbacks within changing socio-environmental systems to identify strategies for sustainable resource use. Our review shows that any global analysis benefits from systematic synthesis of sub-global research from various scales, while sub-global investigations require embedding in global scenarios. There is an urgent need for improved methods to identify trade-offs at all scales as scenario analysis frequently results in a discrete set of options. We argue that the use of optimization algorithms including Pareto-frontiers combined with scenario analysis can provide efficient options for sustainable land use from global to subglobal scales.