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1. Introduction
The Hunga Tonga-Hunga Ha'apai (HT) (20.54°S, 175.38°W) erupted on 15 January 2022, with a volcanic explo-
sivity index of five, comparable to eruption of Krakatau in 1883 (Carn etal.,2022, C22). As shown in Microwave
Limb Sounder (MLS) measurements (Millán etal.,2022, hereafter M22) and balloon sondes measurements
(Vomel etal.,2022), a significant amount of water vapor was injected into the tropical Southern Hemisphere
(SH) mid-stratosphere. HT also injected about 0.5Tg–1.5Tg of SO2 (C22, Sellitto etal.,2023) which produced
an aerosol layer that was detected by the Ozone Mapping and Profile Suite (OMPS) limb sounder (LP) (Taha
etal.,2022). Although SO2 injection was modest for an eruption of this size (C22; M22), the MLS estimated
water injection was 146Tg or ∼10% of the total stratospheric water vapor prior to the eruption (M22). The
water vapor and aerosol plumes from the HT eruption have persisted in the SH throughout 2022 (Schoeberl
etal.,2023). The stratospheric water vapor anomaly led to a mid-stratospheric cooling of ∼4° K in March-April
(Schoeberl etal.,2022, hereafter S22) due to the increased outgoing IR radiation.
Historically, the SO2 from large volcanic eruptions produces an abundance of aerosols that causes temporary
decrease in tropospheric temperatures due to the reduction in solar radiative forcing (Aurby etal.,2021; Hansen
etal.,2002; Stenchikov,2016; Yu & Huang,2023). Volcano-sourced sulfuric acid aerosols can persist for years
and even self-loft (Khaykin etal.,2022). Stratospheric aerosols reduce the direct solar flux and changes in surface
temperatures have been observed after large eruptions (Crutzen,2006; Fujiwara etal.,2020).
Changes in stratospheric water vapor can also contribute to changes in climate forcing (Forster & Shine,1999).
Solomon etal.(2010) estimated that the tropical, lower stratospheric decrease of ∼0.4ppmv H2O between 2000
and 2005 would reduce tropospheric forcing by ∼0.098W/m
2. This forcing results from changes in the long-wave
IR (LWIR) emission and short wave IR (SWIR) attenuation. Consistent with the Solomon etal.(2010) study,
Dessler etal.(2013) determined the sensitivity of the of the climate system to tropical stratospheric water vapor
and calculated a water vapor feedback parameter of 0.27W/m
2/ppmv.
Models predict that stratospheric H2O will increase as the climate warms. Basically, the tropical tropopause cold
trap warms allowing more water vapor into the stratosphere, although this effect is somewhat mitigated by the
Abstract On 15 January 2022, the Hunga Tonga-Hunga Ha'apai (HT) eruption injected SO2 and water
into the middle stratosphere. The SO2 is rapidly converted to sulfate aerosols. The aerosol and water vapor
anomalies have persisted in the Southern Hemisphere throughout 2022. The water vapor anomaly increases the
net downward IR radiative flux whereas the aerosol layer reduces the direct solar forcing. The direct solar flux
reduction is larger than the increased IR flux. Thus, the net tropospheric forcing will be negative. The changes
in radiative forcing peak in July and August and diminish thereafter. Scaling to the observed cooling after the
1991 Pinatubo eruption, HT would cool the 2022 Southern Hemisphere's average surface temperatures by less
than 0.037°C.
Plain Language Summary The Hunga Tonga-Hunga Ha'apai submarine volcanic eruption on 15
January 2022 produced aerosol and water vapor plumes in the stratosphere. These plumes have persisted mostly
in the Southern Hemisphere throughout 2022. Enhanced tropospheric warming due to the added stratospheric
water vapor is offset by the larger stratospheric aerosol attenuation of solar radiation. The change in the
radiative flux could result in a very slight cooling in Southern Hemisphere surface temperatures.
SCHOEBERL ETAL.
© 2023. The Authors.
This is an open access article under
the terms of the Creative Commons
Attribution License, which permits use,
distribution and reproduction in any
medium, provided the original work is
properly cited.
The Estimated Climate Impact of the Hunga Tonga-Hunga
Ha'apai Eruption Plume
M. R. Schoeberl1 , Y. Wang1 , R. Ueyama2 , A. Dessler3 , G. Taha4 , and W. Yu5
1Science and Technology Corporation, Columbia, MD, USA, 2NASA Ames Research Center, Moffett Field, CA, USA,
3Texas A&M University, College Station, TX, USA, 4Morgan State University, Baltimore, MD, USA, 5Hampton University,
Hampton, VA, USA
Key Points:
• Following the January 2022
Hunga-Tonga eruption, both aerosols
and water vapor increased in the
stratosphere
• The stratospheric water vapor
increases the net downward radiative
flux up to 0.3W/m
2 and aerosols
reduce the solar flux up to ∼1.5W/m
2
• The reduction in radiative forcing
by the Hunga-Tonga eruption will
slightly cool the Southern Hemisphere
in 2022
Correspondence to:
M. R. Schoeberl,
mark.schoeberl@mac.com
Citation:
Schoeberl, M. R., Wang, Y., Ueyama,
R., Dessler, A., Taha, G., & Yu, W.
(2023). The estimated climate impact
of the Hunga Tonga-Hunga Ha'apai
eruption plume. Geophysical Research
Letters, 50, e2023GL104634. https://doi.
org/10.1029/2023GL104634
Received 20 MAY 2023
Accepted 25 AUG 2023
Corrected 5 OCT 2023
This article was corrected on 5 OCT
2023. See the end of the full text for
details.
Author Contributions:
Conceptualization: M. R. Schoeberl, Y.
Wang, A. Dessler
Data curation: G. Taha, W. Yu
Formal analysis: M. R. Schoeberl
Funding acquisition: M. R. Schoeberl,
R. Ueyama
Investigation: M. R. Schoeberl
Methodology: M. R. Schoeberl, Y. Wang,
A. Dessler, G. Taha
Software: M. R. Schoeberl, Y. Wang,
W. Yu
Supervision: R. Ueyama
Validation: M. R. Schoeberl, Y. Wang,
G. Taha
Visualization: M. R. Schoeberl
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strengthening Brewer-Dobson circulation (Xia etal., 2019). Banerjee et al. (2019) analyzing CMIP5 models
computed the stratospheric water vapor component of the climate feedback to be 0.14W/m
2/K for 4×CO2. Li
and Newman(2020) using the Goddard Earth Observing System Chemistry-Climate model computed a simi-
lar water vapor feedback value of 0.11W/m
2/K. A much smaller response (0.02–0.03W/m
2/K) was found by
Huang etal.(2016,2020). Note that these model studies are evaluating the long-term climate-system response
where non-atmospheric systems (e.g., the ocean, cryosphere) have time to equilibrate. The short-term atmos-
pheric response to sudden forcing changes may be larger because the system is out of equilibrium (Dessler &
Zelinka,2015).
Given the observed climate sensitivity to stratospheric water vapor (Dessler etal.,2013), it is logical to assume
that HT might have a climate impact. Jenkins etal. (2023) used a parameterized climate-response model to
investigate the impact of the HT water vapor plume. They neglected the impact of aerosols and only considered
the radiative forcing due to the water vapor. Jenkins etal.(2023) computed a 0.12W/m
2 increase in tropospheric
radiative forcing. M22 arrived at a similar number, 0.15W/m
2. On the other hand, Sellitto etal.(2023) and Zhu
etal.(2022) added the direct aerosol forcing and estimated that the plume would produce a peak forcing of −1 to
−2W/m
2. This exceeds the estimated H2O IR forcing. Clearly, both the net warming due to the H2O and cooling
due to the aerosol layer need to be considered.
In this study we extend the computation of the radiative forcing by Zhu etal.(2022) and Sellitto etal.(2022)
combining the H2O and aerosol radiative forcing. We compute the downward flux change due to stratospheric
water vapor using a radiative transfer model. Because of the complexity of computing the aerosol forcing, we
take a different approach to estimate the reduction in solar flux. We first use OMPS-LP measurements of strato-
spheric aerosol extinction to compute the stratospheric aerosol optical depth (AOD). We then convert the AOD
to changes in direct radiative forcing using a parameterization based on AOD estimates and direct forcing from
previous volcanic eruptions. This approach is also used in climate assessment models (e.g., Hansen etal.,2002,
hereafter H2002). To check our parameterization, we also use the aerosol direct radiative forcing parameteriza-
tion in Yu and Huang(2023) (hereafter YH). YH provides climatology kernels that can be used to convert AOD
to aerosol direct forcing under both clear and all sky (cloudy) conditions.
2. Data Sets
We use Microwave Limb Sounder (MLS) V5 for temperature and H2O measurements. The data quality for the
HT anomaly is detailed in M22 and MLS data is described in Livesey etal.(2021). We restrict our constituent
analysis to below 35km, which is roughly the maximum height of the plume a few weeks after the eruption.
We use the aerosol extinction data from OMPS-LP, level-2 V2.1. The V2.1 data (Taha etal.,2022) provides the
most accurate OMPS-LP aerosol retrieval up to 36km. Although the extinction measurements by OMPS-LP
are generally consistent with those made by SAGE III/ISS, the OMPS-LP algorithm may overestimate the aero-
sol extinction below the aerosol peak (Bourassa etal.,2023). AOD is computed from OMPS-LP extinction at
600nm by integrating the extinction from 36km to the tropopause height included in the OMPS-LP files. The
AOD is converted from 600 to 550nm assuming an Ångstrom exponent of 1.0 which was derived from SAGE
III/ISS HT observations (Taha etal.,2022). The daily MLS and OMPS data sets are averaged onto a 5°×10°
latitude-longitude grid.
We show the SO2 eruption data available from the NASA Multi-Satellite Volcanic Sulfur Dioxide L4 Long-Term
Global Database produced as part of the NASA MEaSUREs project (Carn etal.,2016).
3. Analysis
In the sections below, we describe our approach to estimating the changes in tropospheric forcing due to HT
aerosols and stratospheric water vapor.
3.1. Parameterization of the Direct Solar Radiative Forcing by Aerosols
Figure1a shows the variations in OMPS-LP AOD during 2022; both the maximum AOD and global average
AOD are shown. The figure shows a rapid increase in maximum AOD following the eruption which is followed
Writing – original draft: M. R.
Schoeberl
Writing – review & editing: Y. Wang, R.
Ueyama, A. Dessler, G. Taha, W. Yu
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by a slower growth rate until mid-April. Anomalies and gaps in the late July and early August data are due to a
spacecraft anomaly. Although the peak AOD reaches 0.05, the global average AOD only reaches ∼0.02 because
most of the aerosol stays within the SH (S22; Taha etal.,2022). Simulations by Zhu etal.(2022) show that SO2
is converted to sulfate aerosols rapidly following the eruption—a process enhanced by the abundance of water
vapor in the plume. After mid-April, dispersion of the aerosols combined with settling cause a slow decrease from
the maximum AOD.
H2002 assumed that the aerosol driven change in the direct solar radiative forcing (∆A) can be approximated by
∆A=−RAOD, R=21. Yu etal.(2023) used a similar relation to account for ∆A due to volcanoes and smoke
and found R=∼23. YH derived direct radiative forcing kernel maps from reanalysis to convert AOD to ∆A, but
avoided large volcanic eruption periods. The YH global average clear sky conversion factor R is 29.4, and for all
skies, R=15.7.
The stratospheric AOD changes associated with volcanic eruptions can be much larger than the observed AOD
perturbations in the 2000–2022 period YH analyzed. We therefore have independently derived our own param-
eterization from volcanic analyses. Table1 shows a list of major observed eruptions and one simulated eruption
(Aubry etal.,2021) along with their estimated SO2 emission, the maximum globally averaged AOD, and the
maximum global direct forcing (ΔΑ W/m
2). Using these AOD values and our estimates, we can compute the
HT direct forcing. We set the background stratospheric AOD is set to 0.012 which is an offset since we want to
Figure 1. Part a, OMPS-LP measured AOD versus day number following the HT eruption in 2022. Crosses are the maximum AOD, blue crosses are the global
average. A spacecraft anomaly resulted in missing measurements from late July to mid-August. Black lines show linear fits to the data. Part b, changes in solar forcing
with AOD for volcanic eruptions shown in Table1. The loge fit Equation1 is the thick solid line. Linear fits from H2002 and Table1 data are shown as dashed and thin
solid lines. The YH clear and cloudy fits are shown in blue and green lines. Volcanic events are small crosses next to the names. The red dot indicates HT (Part a, blue
curve).
Eruption Date SO2 (Tg) Max AOD ΔΑ W/m
2loge fit ΔΑ W/m
2YH ΔΑ W/m
2 clear/cloudy References
Agung May 1963 12 0.11 −2.9 −2.8 −3.2/−1.7 Pitari etal.(2016)
El Chichón April 1982 7 (8) 0.05 −1.75 −1.8 −1.4/−0.78 Pitari etal.(2016)
Nevado del Ruiz November 1985 1.2 (0.7) 0.015 −0.3 −0.29 −0.44/−0.23 Pitari etal.(2016)
Pinatubo June 1991 20 (17) 0.2 −3.5 −3.55 −5.88/−3.14 Pitari etal.(2016)
Raikoke June 2019 (1.4) 0.016 −0.4 −0.41 −0.48/−0.26 Kloss etal.(2021)
Lg. Erup.Sim. - 10 0.15 −3.2 −3.2 −4.4/−2.3 Aubry etal.(2021)
Hunga-Tonga January 2022 (0.5–1.5) 0.018 −0.64 −0.59/−0.31 This paper
Note. We also show the change in direct forcing Equation1 and the YH parameterization. We use the Raikoke AOD maps shown in Kloss etal.(2021) to estimate
the Raikoke AOD. SO2 amounts used by the authors shown; amounts in parenthesis are from the NASA database, Carn etal.(2022), and Sellitto etal.(2023) for HT.
Table 1
Estimated Emission SO2, the Maximum Globally Averaged AOD (550nm) and Decrease in Global Solar Flux for the Indicated Large Volcanic Events
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compute ΔA(volcaniconly). Figure1b shows the estimated change in solar flux, ΔA, versus AOD for the data in
Table1 with each volcano listed. We also show a linear fit and loge(AOD) fit to volcanic AOD, H2002 param-
eterization, and both YH parameterizations. We find R=19.5 for our linear fit, which is close to the H2002 R
value of 21 and the Yu etal.(2023) R value of 23. Figure1b shows that the loge fit better reproduces the estimated
changes in ΔA compared to the linear fit. The loge fit is
Δ
=−
(
5.58+1.26 log(AOD
)
) W∕m
2
(1)
Table1 also shows that YH clear sky parameterization produces a result very close to the results using Equation1.
3.2. Radiative Forcing Changes Due To Hunga-Tonga
3.2.1. Changes in Direct Solar Forcing Due To Aerosols
For the maximum HT global average AOD value of 0.02, (1) gives a peak global decrease in solar flux (ΔA)
of −0.64W/m
2 (Figure1b, red dot; Table1). Using the H2002 parameterization we estimate the change is
−0.42W/m
2. The YH parameterization gives −0.54W/m
2 for clear skies and −0.29W/m
2 for all skies. Zhu
etal.(2022)'s estimate of −0.25W/m
2 is slightly lower, because they averaged the forcing in February before the
peak AOD in March-April and their simulated aerosol cloud is less extensive than that observed by OMPS-LP
(their Figure 3).
Figure 2a shows the surface area weighted zonal mean AOD and aerosol solar radiative forcing due to HT
(Figure2b) from Equation1. Although Equation1 is derived using global averages, there is no reason to believe
it would not be valid for local changes in solar flux because the approximation simply links stratospheric AOD
directly to solar flux. As a check on this assumption, we also perform the calculation using YH kernel maps and
these calculations are also shown in Figures2c and2d. Our parameterization and YH clear sky are nearly iden-
tical, suggesting that YH can be extended to volcanic events the size of HT. Figure2d shows that if clouds are
included the direct solar decreases by about a factor of ∼2. From hereafter we will use the YH parameterization.
The evolution of the direct solar forcing follows the spatial changes in AOD as might be expected, and the
decrease in solar forcing is mostly confined to the SH. Our estimates of solar flux changes are in good agreement
with estimates by Sellitto etal.(2022). Figure2 also shows a southward shift in the aerosol distributions near
day 150 (May 30), and this is reflected in changes in forcing. Sellitto etal.(2023) also shows this southward shift
(their Figure 1b).
3.2.2. Changes in IR Radiative Forcing Due To Water Vapor
HT produced an enhanced, mostly SH, stratospheric water vapor layer that mostly extends between 22 and
30km. This layer generates additional downward LWIR flux and also slightly reduces the solar flux due to water
vapor radiative absorption in the SWIR bands. We use the radiative transfer model (RTM) described by Mlawer
etal.(1997) to compute the downward radiative flux changes produced by this layer using MLS observed trace
gases and temperatures.
To quantify the flux changes, we first compute a daily climatology of MLS temperature and trace gases using
2016–2021 data. We calculate the difference between the 2022 downward tropopause fluxes and the downward
fluxes computed using the climatology. We have not applied any adjustment to temperature (e.g., fixed dynamical
heating) due to water vapor cooling in the radiative forcing calculations, as was done in previous work (Dessler
etal.,2013; Solomon etal.,2010). Solomon etal.(2010) shows that the instantaneous forcing and adjusted forc-
ing are very similar above 22km. Since HT's water vapor was mostly injected above that altitude, the adjustment
is unimportant. Jenkins etal.(2023) also did not perform a temperature adjustment in their estimate of HT's
LWIR radiative forcing.
Figure3a shows the 25km zonal mean MLS water vapor versus latitude. Figure3b shows the instantaneous
tropopause downward LWIR flux change due to the observed H2O distribution, ΔLWIR. In Figures3b–3d, the
latitude range is restricted because the flux estimates at the poles are very noisy due to tropopause fluctuations.
Figure3c shows ΔSWIR due to the attenuation of water vapor (note the sign change in the color bar). Figure3d
shows the net change in H2O radiative forcing ΔLWIR+ΔSWIR. The changes in the downward radiative flux
follow the evolution of the stratospheric water vapor distribution. There is a small northward shift in aerosols and
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water vapor shortly after the eruption, and an additional small northward shift of the water vapor distribution in
April associated with the QBO (Schoeberl etal.,2023).
The question remains: how much of the LWIR forcing increase is due to H2O and how much is due to the
temperature differences between 2022 and the climatology? To quantify this, we take the 2016–2021 temperature
climatology and substitute the 2022 water vapor. We also and take the 2022 temperature field and substitute in the
2016–2021 water vapor climatology. These two experiments help isolate the impact of the HT water vapor from
natural temperature fluctuations. We find that about 1/3 of the 2022 LWIR flux increase through April is due to
the descending QBO thermal anomaly and 2/3 is due to the stratospheric water vapor increase.
3.2.3. Net Radiative Forcing Changes
Figure4 a,b show the time series of the net change in radiative forcing (ΔLWIR+ΔSWIR+ΔA) using the YH
clear and all sky parameterizations for ΔA. We also show two latitude cross sections on April 15 (Figures4c
and4e) and 1 December 2022 (Figures4d and4e). For both clear and all sky ΔA estimates, the aerosol direct
forcing overwhelms the heating from stratospheric water vapor. Figure4g shows the hemispheric and global
average forcing time series. The total SH radiative forcing peaks in June/July. On the other hand, the much smaller
Northern Hemisphere (NH) forcing peaks in April/May after the QBO has spread aerosols and trace gases into
the NH (Schoeberl etal.,2023).
Figure 2. Part a, changes in stratospheric OMPS-LP AOD versus time during 2022. Part b, change in solar forcing due to AOD using Equation1. Part (c, d) shows the
forcing using the YH kernels for clear sky and all skies. Vertical lines divide months with initial shown, dotted line is the latitude of HT, dashed line locates the equator.
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The climate impact of the HT eruption plume is difficult to estimate since the aerosol and water vapor forcing
decreases by more than half from the peak in mid-April to mid-December (Figure4d) so the overall HT forcing
is transient. However, we can crudely estimate the tropospheric surface temperature response for a transient
event using the analyses of the short-term temperature changes due to stratospheric aerosol loading following the
Pinatubo eruption. For Pinatubo, Fujiwara etal.(2020) estimated a tropospheric surface temperature decrease
of ∼0.15°C in the years following the eruption due to an average optical depth of ∼0.1 (see their Figure A3).
For our estimate, we only consider the shortwave components; the enhanced LWIR is absorbed in the upper
troposphere and will not directly affect the surface temperature (Sellitto etal.,2022; Wang & Huang,2020).
The SH 2022 clear sky average radiative forcing sans the LWIR component is −0.67 W/m
2. Scaling this
forcing to Pinatubo, we roughly estimate that the HT 2022 average SH surface temperature change would be
−0.67 (0.15◦∕2.67) = −0.037◦C.
Using the YH all sky parameterization, the SH temperature change would be
−0.025°C. Note that Fujiwara etal.(2020)'s estimate of the Pinatubo surface temperature response is about five
times smaller than earlier estimates found in Crutzen(2006). A thermal response this small would be barely
detectable against background meteorological variability. We are also neglecting second order climate responses
that could occur, such as changes in cloudiness or lapse rate.
4. Summary and Discussion
The Hunga-Tonga-Hunga Ha'apai (HT) eruption produced increased stratospheric water vapor and aerosols
primarily in the Southern Hemisphere. Jenkins et al. (2023) suggested that the increased stratospheric water
vapor would warm the climate slightly, but their study neglected the role of volcanic aerosols in reducing the
solar flux. We use a radiative transfer model to estimate the changes in downward IR flux due to the MLS
observed enhanced water vapor layer, and OMPS-LP data to compute the stratospheric AOD. We parameterize
Figure 3. Part a, 2022 zonal mean water vapor at 25km. Part b, change in LWIR downward flux at the tropopause. Part c, change in SWIR downward flux at the
tropopause. Note the sign change in the color bar. Part d, net flux change.
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Figure 4. Part a, net radiative forcing using YH clear sky solar forcing (Figure2c) and IR forcing change (Figure3d). Part b, same as part a using YH all sky solar
forcing. Black contours, 0, 0.5, 1.0, 1.5. Parts c, e show the components of the forcing versus latitude on 4/15/2022 and parts d, f for 12/1/2022, clear and all sky
forcing. Part g shows hemispheric average and global average forcing, thick black line is global, red line is NH and thin line is SH, dashed lines for clear, and solid for
all sky.
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the reduction in solar flux due to HT aerosols using past volcanic events (Table1). Our results are nearly identical
to Yu and Huang(2023) results for clear skies, non-volcanic conditions. We subsequently use their clear and all
sky parameterizations to assess the direct solar forcing. The solar flux reduction by aerosols is larger than the net
IR flux increase due to stratospheric water vapor. In other words, the direct solar radiative cooling associated with
the HT aerosols overwhelms the enhanced thermal radiation from stratospheric water vapor plume. Our results
are in good agreement with net radiative forcing changes estimated by Sellitto etal.(2022) and Zhu etal.(2022).
We find that the zonal mean peak change in net radiative forcing occurs in May 2022, but the SH average forcing
peaks in June/July as the constituents spread throughout the SH. Using the observed impact on tropospheric
temperatures from Pinatubo as a scale, Hunga-Tonga would produce an SH annual average surface temperature
change of less than −0.038°C for clear skies and −0.021°C for all skies.
Data Availability Statement
The RTM used to estimate H2O IR cooling rates is from Atmospheric and Environmental Research
(RTE+RRTMGP) and can be freely downloaded at http://rtweb.aer.com/rrtm_frame.html. OMPS-LP data, Taha
etal.(2021), is available at https://disc.gsfc.nasa.gov/datasets/OMPS_NPP_LP_L2_AER_DAILY_2/summary,
https://doi.org/10.5067/CX2B9NW6FI27. The algorithm is documented in Taha etal.(2021). SO2 historical
volcanic eruption data is available at the NASA disc https://disc.gsfc.nasa.gov/datasets/MSVOLSO2L4_4/
summary. Aura MLS Level 2 data, Livesey etal.(2021) JPL D-33509 Rev. C, is available at https://disc.gsfc.
nasa.gov/datasets?page=1&keywords=AURA%20MLS.
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This work was supported under
NASA Grants NNX14AF15G,
80NSSC21K1965, and 80NSSC20K1235.
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Erratum
The originally published version of this article contained a typographical error in a reference. Sellitto etal.
(2022) was incorrectly published as Silletto etal. (2022) in both the reference list and the in-text citations. The
incorrect reference appeared in the first sentence of the last paragraph of the Introduction; the second sentence
of the last paragraph of Section 3.2.1; the fourth sentence of the last paragraph of Section 3.2.3; and the ninth
sentence of Section 4. The errors have been corrected, and this may be considered the authoritative version of
record.