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sustainability
Article
Urbanization and Urban Sprawl Issues in City
Structure: A Case of the Sulaymaniah Iraqi
Kurdistan Region
Sivan Hisham Al Jarah *, Bo Zhou, Rebaz Jalil Abdullah, Yawen Lu and Wenting Yu
School of Architecture and Fine Art, Dalian University of Technology, Dalian 116024, China;
zhoubo@dlut.edu.cn (B.Z.); Rebazarch@mail.dlut.edu.cn (R.J.A.); 1538045582@mail.dlut.edu.cn (Y.L.);
yuwenting@mail.dlut.edu.cn (W.Y.)
*Correspondence: sivanhisham@mail.dlut.edu.cn
Received: 25 November 2018; Accepted: 14 January 2019; Published: 17 January 2019
Abstract:
This novel study explores the driving forces and dynamics of rapid urbanization,
highlighting the main causes and effects of urban explosion, environmental disruption, and city
pattern transformation. This study was carried out that how urbanization and urban sprawl have
influenced the structure of the city of Sulaymaniah in Kurdistan region of Iraq. This is because
over the years many urban areas have experienced dramatic growth and population explosion
that has resulted in the exhaustion of social amenities in the concerned communities. For this
purpose, a qualitative method is used based on in-depth face-to-face interviews with local authority,
including planners, architects, and experts of master planning, as well as professors in the academic
institutions. This study also utilizes extensive document analysis to present the evolution of urban
growth. The findings reveal that the autonomy, political conflict, non-implementation of master plans,
and economic prosperity are the driving forces which are accelerating this urbanization process. It is
proposed that the practical policies and strategic urban development plans are urgent requirement to
control the unplanned urban growth and stimulate the desired sustainable future urban development.
Keywords: driving forces; urbanization; population explosion; environmental disruption; structure
of the city
1. Introduction
Urban sprawl is one of the distinctive phenomena in cities undergoing rapid urbanization
processes [
1
–
3
]. Studies on the driving forces of urban sprawl provide profound insights in sustainable
management of urban changes that alter the cities structure and pattern [
1
–
3
]. In response to the
population explosion and economic growth, the cities in the developing countries across the world have
grown very rapidly [
2
,
4
,
5
]. Thus, with rising overall population and urbanization, the pattern of land
use and landscape have been altered and such has led to series urbanization-oriented environmental
challenges [
6
]. Therefore, the urban sprawl consequences have become an increasingly essential
concern as a result of continuous trend of world urbanization [
7
–
9
]. Land use and land cover
is changing rapidly due to several driving forces [
10
]. Driving forces of urban land sprawl have
been classified into direct and potential factors: the direct factors referred to settlement expansion,
industry development, and infrastructure construction, whereas the potential factors involved the
natural factors, policies, population, economy, and technology [
2
]. The rapid changes of land cover
are often characterized by urban sprawl, farmland displacement, and deforestation, leading to the
loss of arable land, habitat destruction, and the decline of natural greenery areas. Sprawl takes place
at the urban fringes in the form of radial development or development along the highways with the
Sustainability 2019,11, 485; doi:10.3390/su11020485 www.mdpi.com/journal/sustainability
Sustainability 2019,11, 485 2 of 21
elongated urban development [
11
]. Thus, areas influenced by the dispersed growth or sprawl that
suffer from lack in basic amenities such as treated water supply, electricity, and sanitation. In the
opinion of [
12
], the rapid urbanization happens when economic growth and urban job creation are
absent in the rural area. Therefore, many rural dwellers would choose to migrate towards the city.
As a result of this, in 1991 many rural–urban migrants end up in slums or informal settlement in the
boundary of Sulaymaniah city to obtain better job opportunities. Consequently, uncontrolled and
inefficient urban dispersion occur in the rural or semi-rural areas that mainly found in peripheral areas.
Urbanization in Iraq, generally does not have clear strategy and the urban policy is absent,
therefore, from 1991 different urban policy has been applied in the same time but unsuccessful.
There are many alternatives of urban policy: the new town policy is the most important one,
as well as growth pole policy [
13
]. Therefore, managing urbanization and controlling urban sprawl
contingent on these polices to guide urban development process and improve slums, in order to
prevent the urban area from exploding [
14
]. After the political events in 2004, Iraq followed a special
development plan which adopted a five-year plan. In the case of Iraq, to date there have been
very few studies in urbanization issues such as regional inequalities, concentration of economic
activities, and population in specific cities, elimination of poverty in rural areas, and socioeconomic
problems [
13
]. Meanwhile, rapid urban growth kept rising into a universal phenomenon: cities in
Iraq and Sulaymaniah in particular have possibly experienced quick urban growth in the developing
world [6]. Uncontrolled and unplanned urbanization and population growth has been a major factor
driving the growth of the cities in Iraq generally and Sulaymaniah particularly. Urban sprawl has
been one of the most characteristic phenomena in Sulaymaniah city: in the Kurdistan region of Iraq,
Sulaymaniah city passed a tremendous urban pressure as a result of rapid population growth in
2000 caused by the enormous migration from other unsafe inner parts of Iraq and neighboring areas,
many urban areas have experienced exhaustion of social amenities in the concerned communities.
Urban chaos and uncontrolled growth have been irreversible phenomena in the structure of the city,
likewise, significant damages appeared environmentally and ecologically [14].
Immigration from rural to urban areas in Iraq and Sulaymaniah is another main issue. Since Iraq is
the plateau of serious political and economic changes because of possessing the most valuable natural
resource which is oil, that is considered as a main sponsor of job opportunities and development
funding [
15
]. Movement from rural to urban areas causes substantial changes that create many urban
problems. The drastic rural conditions together with the attractive modern life style in the urban
areas are the two powerful factors that drive the rural to urban immigration, for instance, the huge
differences between the inner condition of the city and outer country side that surrounded the city,
the lack of services, and severe way of life are significant factors to prompt people to immigrate from
rural to urban areas, whereas, and service provision pull the rural community to live and settle in the
city. Thus, the urban settlements’ spatial growth is characterized by expansion, while rural settlements
shrink rapidly and lean towards being scattered [16].
In the less and more developed countries, the researchers have mentioned that undertaking
research in the field of urbanization presents certain challenges [
16
]. The most daunting task of
grouping urban environments is due to a non-existence of international standard. In addition,
most countries differentiate the urban and rural population, but the description of what constitutes an
urban center differs among countries and in certain instances it even differs over time within a single
country [
1
,
17
,
18
]. Before, the urbanism was supported by the urbanist development in communities
with a greater number of local environmental organizations or a higher proportion of democratic
voters and with more stringent land-use regulation. New urbanism supported by the socio-economic
status of residents in more environment awareness within the communities of high household income,
smaller number of family households with children, warmer, dense, newer, and faster increases in
home prices [19].
Nonetheless, an urban settlement could be described in numerous ways such as population
growth rate, population density, administrative or political boundaries, and economic function
Sustainability 2019,11, 485 3 of 21
of the city. Some countries define urban settlement as those people residing within an identified
administrative boundary [
20
]. Whereas, increasing population in urban areas is not only the indicator
for urbanization, but also the economic activities and spatial distribution of the population. As in the
case of China, as the largest share of investment specify the urban investment accounts during the
process of rapid urbanization, thus the reasonable output in planning is obtained by addressing the
dynamics distribution [
21
]. The majority of Chinese cities are expanding by the way of edge-expansion,
but cities in the western region and some cities in the eastern region grow through dispersion.
In addition, the cities with high economic development level have opportunity to control urban
sprawl [
22
]. However, the context of primary element such as the growth rate or population density
could be used as preferred by some countries in grouping urban population [
23
]. In addition to
this, some locations perceived to be grouped as urban in one country may be classified as rural in
another [10,16].
In another dimension, transportation and communication technology innovations have also
contributed to the spread of urban functions over wide geographic areas, resulting in settlement
systems that are not easily captured by a simple urban–rural structure [
24
,
25
]. In addition, some areas
with zones of huge intense economic activity have emerged in the intersection between cities and rural
areas that are neither urban nor rural. In the traditional sense they contain essential elements of both.
This has resulted to be the scene and setting of huge social, economic, and political transformation.
The physical dimensions of urban development and sprawl, socioeconomic elements such as
population, gross domestic product, and public facilities associated with urban land have effectively
been considered when defining and measuring urban sprawl issues [
26
,
27
]. Therefore, the new
urban cores in less dense areas are considered as the starting point for future urban development.
The analysis of urban sprawl and its indicators provides a deep insight in addressing the main
issues related to the land use and land cover features. In fact, through the indicators of urban
sprawl, and to the consistent assessment of the situation, it is possible to understand the dynamics of
landscape capacities of peri-urban areas around urban agglomerations and therefore to reform the
planning instruments [
28
,
29
]. However, the process of accelerated growth in many cities of developing
countries has a significant impact on the urban landscape of these cities. These problems seriously
threaten human environment as well as socioeconomic sustainable development [
30
]. In view of this,
the science-based effective control of urban growth has become an important component in the city
planning that must be considered in urban planning and policy design.
To date, generally, a significant body of research is available on urban growth, which widely
acknowledge the importance of the factors behind the urban development but few of these researches
are about Iraq and especially on the city of Sulaymaniah. However, based on a review of the relevant
literature, ample evidence has shown that the use of quantitative technique such as remote sensing,
geographic information system, and landscape pattern analysis in researches on urbanization and
urban sprawl have been conducted. Recently, GIS technique and associated analytical software have
been used in landscape urban transformation in Latin America [
31
], evaluating the transformation
of urban configuration in Eastern Europe [
32
], the effect of urban sprawl on rural settlement in
Changchun-China [
17
] and spatial pattern analysis and driving forces between urban and rural
settlement in the coastal region of Ningbo-China [16].
Nonetheless, there has been an observed inadequacy of empirical investigations implementing
a qualitative technique to understand the urban sprawl patterns and the connections between changes
in the city structure of developing countries [
33
]. Hence, some theories regarding urbanization,
urban sprawl and city structure should apply a qualitative approach aimed at eliciting firsthand
information from concerned stakeholders about their real-life experience regarding reasons, causes,
and effects of urban sprawl in the developing countries in general and Sulaymaniah in particular.
Accordingly, this study has adopted the qualitative method based on face-to-face interviews with
experts in the master plan committee and academic institutions in order to gain the study objectives.
In addition, the qualitative approach will also help to explore the current development modes of
Sustainability 2019,11, 485 4 of 21
Sulaymaniah city, and find out how political and economic structures of Sulaymaniah city affects
urban sprawl. Hence, the main objective of this study is to explore about urbanization and urban
sprawl issues and how it influences city structure in Sulaymaniah in Iraq Kurdistan Region.
This study investigates the urban sprawl driving forces, causes, the effects of rapid development,
and city structure transformation to address the main powers which derived the city rapid urbanization,
moreover to understand the effects of these changes on the city structure and its pattern in the case
study area. Identifying the driving forces are useful concept for exploring urban sprawl. This requires
an understanding of causes and effects on the structure of the city. This paper seeks to explore
these driving forces through collecting the opinion and sights of planners, architects and experts in
the master plan committee (local authorities) and academic institutions in the city of Sulaymaniah.
Furthermore, the study reveals the connections between these driving forces and its effects on the city
pattern, highlighting the most significant factors such as economic and political issues.
Keeping above in a view, in order to understand the focus of study area in relation to urban sprawl
phenomena, driving forces, causes, effects of rapid development, and city structure transformation as
a consequences of population explosion and economic prosperity in Sulaymaniah city in the north of
Iraq, have been carried out by collecting data through the qualitative method of (face-to-face) interview
which is clarified in detail in the following sections.
2. Materials and Methods
2.1. Study Area
This paper is a case study undertaken in Sulaymaniah which is one of the cities of Kurdistan
region in the north of Iraq. Sulaymaniah city is known for its abundant cultural features and
credible intellectual human resources. The economic flourishing after the series of political events in
1991 accelerated the urbanization process. Hence, the population of the city increased from 1.36 to
2.2 million in 1991 to 2018. This was paralleled by a rapid urbanization, transportation, and growth
in industrial activities. Characteristically, urban landscape, ecological and environmental problems
have been the main challenges because the urban growth increases gaseous, particulate emission from
the industries, residential activities, waste management, and transportation, which regularly exceeds
environmental quality standards. Whereas, this city is considered as an attractive area for tourism,
with its huge resorts, breathtaking mountain nature, and ancient archaeological locations dating back
to thousands of years. (Figure 1) shows the map of Iraq and Sulaymaniah.
Sustainability 2018, 10, x FOR PEER REVIEW 5 of 22
Figure 1. Map of Sulaymaniah city (left)—Iraq (right).
2.2. Research Methodology
In this section, the methodology of the study is discussed. The qualitative research approach
was deployed to collect multiple sources of evidence [34,35]. The qualitative case study allows to
explore the behavior of humans in their natural settings, such as social, cultural, and political
atmosphere in which they exist [36]. This exploration could be carried out by using a variety of
techniques, such as interviews, historical methods, case studies, and ethnography [37]. In qualitative
study, a number of research strategies could be implemented consisting of face-to-face interviews
analysis as used in this study. Nonetheless, considering the suggestion of [38], about 9 to 20 in-depth
interview cases could be adequate to obtain the most insight from the informants. The authors
discussed that collecting data through this approach does not necessarily dictate a certain desirable
number of informants to obtain understanding. Nonetheless, researchers could use a higher
recommended number of respondents, if more informants are available and willing to be involve in
the study [39]. In view of this, the researchers in current study decided that 45 participants will be
sufficient to create a viable data set. Thus, through snowball sampling 45 professionally and
academically qualified persons were selected for interview to collect the data about the influence of
urbanization and urban sprawl on city structure in Sulaymaniah city. The technical data sheet of the
conducted survey is provided in supplementary data. The conceptual framework of the research
methodology involving a sequential explanatory is explained in (Figure 2).
Figure 2. Framework of sequential explanatory design [37].
2.3. Qualitative Data Collection
Figure 1. Map of Sulaymaniah city (left)—Iraq (right).
Sustainability 2019,11, 485 5 of 21
The urban growth dynamics of Sulaymaniah city comprise the big changes in the economic state
as a result of political events that took place in Iraq generally and particularly Kurdistan region in 2004
when the region got autonomy from the central government. This administrative autonomy resulted
in prosperity in the city activities. Furthermore, the war in the south and central Iraq led to substantial
migration from those regions to Kurdistan region and this resulted to a huge increase in land value of
Sulaymaniah city, its environment, and a boom in real-estate business. The aforementioned prosperity
reflected in industrial, agricultural, and commercial sectors of this city. In addition, the prosperity of
the city also led to high demand for farmland and establishment of new factories. This encouraged
growth of the city, due to which most of the new areas sprawled along with the main corridor and city
entrance which led to a significant change in the structure of the city.
Urban sprawl in the Sulaymaniah city is a consequence to the wide spread uncontrolled building
development into the vicinity of the city, especially into the foothills of the surrounding mountains.
New buildings are being vastly constructed in all directions across the ring road sides. It is happening
due to rising population density, increase in demand for residential apartments, rising income of
residents, and influx of new investment capital from foreign companies. Due to this mass influx, a big
change in the residential complexes style has been observed. In addition, the area of the city has been
increased substantially.
2.2. Research Methodology
In this section, the methodology of the study is discussed. The qualitative research approach was
deployed to collect multiple sources of evidence [
34
,
35
]. The qualitative case study allows to explore
the behavior of humans in their natural settings, such as social, cultural, and political atmosphere in
which they exist [
36
]. This exploration could be carried out by using a variety of techniques, such as
interviews, historical methods, case studies, and ethnography [
37
]. In qualitative study, a number of
research strategies could be implemented consisting of face-to-face interviews analysis as used in this
study. Nonetheless, considering the suggestion of [
38
], about 9 to 20 in-depth interview cases could
be adequate to obtain the most insight from the informants. The authors discussed that collecting
data through this approach does not necessarily dictate a certain desirable number of informants
to obtain understanding. Nonetheless, researchers could use a higher recommended number of
respondents, if more informants are available and willing to be involve in the study [
39
]. In view of
this, the researchers in current study decided that 45 participants will be sufficient to create a viable
data set. Thus, through snowball sampling 45 professionally and academically qualified persons were
selected for interview to collect the data about the influence of urbanization and urban sprawl on
city structure in Sulaymaniah city. The technical data sheet of the conducted survey is provided in
Supplementary Data. The conceptual framework of the research methodology involving a sequential
explanatory is explained in (Figure 2).
Sustainability 2018, 10, x FOR PEER REVIEW 5 of 22
Figure 1. Map of Sulaymaniah city (left)—Iraq (right).
2.2. Research Methodology
In this section, the methodology of the study is discussed. The qualitative research approach
was deployed to collect multiple sources of evidence [34,35]. The qualitative case study allows to
explore the behavior of humans in their natural settings, such as social, cultural, and political
atmosphere in which they exist [36]. This exploration could be carried out by using a variety of
techniques, such as interviews, historical methods, case studies, and ethnography [37]. In qualitative
study, a number of research strategies could be implemented consisting of face-to-face interviews
analysis as used in this study. Nonetheless, considering the suggestion of [38], about 9 to 20 in-depth
interview cases could be adequate to obtain the most insight from the informants. The authors
discussed that collecting data through this approach does not necessarily dictate a certain desirable
number of informants to obtain understanding. Nonetheless, researchers could use a higher
recommended number of respondents, if more informants are available and willing to be involve in
the study [39]. In view of this, the researchers in current study decided that 45 participants will be
sufficient to create a viable data set. Thus, through snowball sampling 45 professionally and
academically qualified persons were selected for interview to collect the data about the influence of
urbanization and urban sprawl on city structure in Sulaymaniah city. The technical data sheet of the
conducted survey is provided in supplementary data. The conceptual framework of the research
methodology involving a sequential explanatory is explained in (Figure 2).
Figure 2. Framework of sequential explanatory design [37].
2.3. Qualitative Data Collection
Figure 2. Framework of sequential explanatory design [37].
2.3. Qualitative Data Collection
In this study, systematically qualitative collected data were analyzed through extensive content
analysis that was derived inductively in the study area. This data is presented through a narrative
of the circumstances that has been explored from the interviewees. A semi-structured technique
was used to prove that interview guide strategy fulfills the study requirement [
38
,
39
]. The authors
were advised that the issues on the interview guide must not be picked in any particular format.
Sustainability 2019,11, 485 6 of 21
Therefore, comprehensive inquiry was conducted. To ensure the covered important themes of this
research as in the (Figure 3).
Sustainability 2018, 10, x FOR PEER REVIEW 6 of 22
In this study, systematically qualitative collected data were analyzed through extensive content
analysis that was derived inductively in the study area. This data is presented through a narrative of
the circumstances that has been explored from the interviewees. A semi-structured technique was
used to prove that interview guide strategy fulfills the study requirement [38,39]. The authors were
advised that the issues on the interview guide must not be picked in any particular format. Therefore,
comprehensive inquiry was conducted. To ensure the covered important themes of this research as
in the (Figure 3).
Figure 3. Conceptual framework of the study.
In other words, the interviewers could better perceive the interview guide questions as a
checklist, which have been provided to the respondents earlier. Hence, we have presented the
definitions of driving forces, causes and effects of urban sprawl, pattern, and economic and political
impacts in the (Table 1). The checklist of relevant questions and objectives designed in an interview
guide format is also added. The purpose is to understand how these concepts can be used in the
interpretation of participants’ respondents [40].
Table 1. Operational framework of the study questions and objectives.
Main Theme Driving Forces of Urban Sprawl
Definition The powers to which they share in terrain change varies; land pattern terrain,
government plan, and residents [29].
Research
Objective
To carry out a detailed analysis of the existing problems through finding out
the main driving forces of urban sprawl that have resulted in a significant
change in the city structure.
Research
Question
What are the main problems and driving forces of urban sprawl that have
resulted in a significant change in the city structure?
Hypothesis
Testing No hypothesis testing.
Methods Data collection, data analysis with qualitative technique, interview, and content
analysis [35,41].
Main Theme Pattern of City Development
Figure 3. Conceptual framework of the study.
In other words, the interviewers could better perceive the interview guide questions as a checklist,
which have been provided to the respondents earlier. Hence, we have presented the definitions of
driving forces, causes and effects of urban sprawl, pattern, and economic and political impacts in the
(Table 1). The checklist of relevant questions and objectives designed in an interview guide format
is also added. The purpose is to understand how these concepts can be used in the interpretation of
participants’ respondents [40].
Table 1. Operational framework of the study questions and objectives.
Main Theme Driving Forces of Urban Sprawl
Definition
The powers to which they share in terrain change varies; land pattern terrain, government plan,
and residents [29].
Research Objective To carry out a detailed analysis of the existing problems through finding out the main driving
forces of urban sprawl that have resulted in a significant change in the city structure.
Research Question What are the main problems and driving forces of urban sprawl that have resulted in a
significant change in the city structure?
Hypothesis Testing No hypothesis testing.
Methods
Data collection, data analysis with qualitative technique, interview, and content analysis [
35
,
41
].
Main Theme Pattern of City Development
Definition
The way in which the urbanization components arrange, sprawl as a pattern or a process is to be
distinguished from the causes that bring such a pattern about, or from the consequences of
such patterns [42].
To assess the current pattern of the city on the basis of analyzing the series historical
development stages.
Research Question What are the specifications of current and original pattern of the city?
Hypothesis Testing No hypothesis testing.
Methods
Data collection, data analysis with qualitative technique, interview, and content analysis [
35
,
41
].
Sustainability 2019,11, 485 7 of 21
Table 1. Cont.
Main Theme Causes and Effects of Urban Sprawl
Definition
Causes: The force that accelerate the growth in urban areas and the causes that are responsible
for undesirable pattern or process of urban growth [43].
Effects: The consequences of urban growth may have both positive and negative impacts;
however negative impacts are generally more highlighted because this growth is often
uncontrolled or uncoordinated, therefore the negative impacts override the positive sides.
Research Objective To identify causes and effects of urban sprawl in the city.
Research Questions What are the causes of urban sprawl in the city?
What are the effects of urban sprawl in the city?
Hypothesis Testing No hypothesis testing.
Methods
Data collection, data analysis with qualitative technique, interview, and content analysis [
35
,
41
].
Main Theme The influence of economic and political structure on urban sprawl
Definition
Economic impacts: Expansion of economic base (such as higher per capita income, increase in
number of working persons) creates demand for new houses or more housing space for
individuals [18,22,24,33].
Political impacts: Political events in which the competitors (government and/or private sector)
hold a variety of expectations for the future development demands. Often these competitors can
take decisions at their own to meet their future expectations and development demands
[13,26,43].
Research Objective To investigate the influences of economic and political structure of the city affect urban sprawl.
Research Questions How does the economic has influenced on urban sprawl?
How does the political has influenced on urban sprawl?
Hypothesis Testing No hypothesis testing.
Methods Data collection, data analysis with qualitative technique, interview, content analysis [35,41].
2.4. The Interview and Interviewees’ Background
This section presents the participants real life experience involved in the planning and design of
the city of Sulaymaniah. In this study, thorough data were collected by face-to-face interviews with
planners, experts, architects in the municipality, and the master plan committee of Sulaymaniah city.
Further, the professors and experts in the academic institutions have played a great role as respondents
in the interviews. Appointments have been arranged by making calls and visiting the officials’ offices.
The participants were ensured their profiles would be kept confidential. Therefore, their names
are not declared as individual. The interviews were conducted in the Kurdish language because
the respondents’ language was Kurdish. Then, the recorded audio data was translated to English.
Notes and main points have been highlighted during the interviews. The data has been classified and
arranged according to the research questions and objectives. Then, the data passed by coding process
in order to categorized the variables in the study. In addition, the coded data has been analyzed and
interpreted to obtain the study objectives.
In view of this, more dynamism in the interview sessions could be implemented.
Nonetheless, the dynamism is essentially important since the informants are volunteers.
Therefore, there is no need to bore them with a standardized question–answer interview session.
Hence, the construction of the interview schedule is aimed to keep track of the questions asked and
the issues raised during the interview. Generally, the participants cooperated with the researchers in
a good-mannered way. Furthermore, the aim of the interview was to get the authentic and sincere
answer based on their real-life experiences. Each of the questions was followed by another question
with a higher standard of complexity.
In this study, 45 volunteers have participated in the interview session. A brief profile of
participants is provided in (Figure 4) to keep track of each participant. The least-educated
participant was a graduate degree holder (BSc), while the highest was doctoral degree holder (PhD).
This indicates that all the participants have the requisite educational knowledge in the field of this
study. The researchers believed that the participants have provided realistic and honest answers to
questions asked. Furthermore, they frequently shared their experience because they all occupy relevant
positions of authority in that area which was under investigation. The interview sessions commenced
in March and April, 2018. The interview process was carried out at a time and place that was adjudged
convenient to the participants. The maximum interview period was between 1–1.5 h.
Sustainability 2019,11, 485 8 of 21
Sustainability 2018, 10, x FOR PEER REVIEW 8 of 22
2.4. The Interview and Interviewees’ Background
This section presents the participants real life experience involved in the planning and design of
the city of Sulaymaniah. In this study, thorough data were collected by face-to-face interviews with
planners, experts, architects in the municipality, and the master plan committee of Sulaymaniah city.
Further, the professors and experts in the academic institutions have played a great role as
respondents in the interviews. Appointments have been arranged by making calls and visiting the
officials’ offices. The participants were ensured their profiles would be kept confidential. Therefore,
their names are not declared as individual. The interviews were conducted in the Kurdish language
because the respondents’ language was Kurdish. Then, the recorded audio data was translated to
English. Notes and main points have been highlighted during the interviews. The data has been
classified and arranged according to the research questions and objectives. Then, the data passed by
coding process in order to categorized the variables in the study. In addition, the coded data has been
analyzed and interpreted to obtain the study objectives.
In view of this, more dynamism in the interview sessions could be implemented. Nonetheless,
the dynamism is essentially important since the informants are volunteers. Therefore, there is no
need to bore them with a standardized question–answer interview session. Hence, the construction
of the interview schedule is aimed to keep track of the questions asked and the issues raised during
the interview. Generally, the participants cooperated with the researchers in a good-mannered way.
Furthermore, the aim of the interview was to get the authentic and sincere answer based on their
real-life experiences. Each of the questions was followed by another question with a higher standard
of complexity.
In this study, 45 volunteers have participated in the interview session. A brief profile of
participants is provided in (Figure 4) to keep track of each participant. The least-educated participant
was a graduate degree holder (BSc), while the highest was doctoral degree holder (PhD). This
indicates that all the participants have the requisite educational knowledge in the field of this study.
The researchers believed that the participants have provided realistic and honest answers to
questions asked. Furthermore, they frequently shared their experience because they all occupy
relevant positions of authority in that area which was under investigation. The interview sessions
commenced in March and April, 2018. The interview process was carried out at a time and place that
was adjudged convenient to the participants. The maximum interview period was between 1–1.5
hours.
Figure 4. Respondents’ profile.
2.5. Qualitative Data Analysis
The evidence found in content analysis is carefully examined to recognize the categories of data
that describe the incidents [44]. However, on the basis of inductive interpretation, the main categories
of classification were inferred from theoretical models. Thus, the objective of content analysis is a
grouping strategy to obtain insights concerning the frequency and patterns of factors that influence
Figure 4. Respondents’ profile.
2.5. Qualitative Data Analysis
The evidence found in content analysis is carefully examined to recognize the categories of
data that describe the incidents [
44
]. However, on the basis of inductive interpretation, the main
categories of classification were inferred from theoretical models. Thus, the objective of content
analysis is a grouping strategy to obtain insights concerning the frequency and patterns of factors that
influence the scenario under study. Hence, the interviews were guided by a checklist of questions.
It also combines some areas of semi-structured interviews with probing questions. The interviewer
began each interview by introducing and explaining the objective of the interview to the participants.
The essence is to describe to the participants that how this gathered data from the survey will
be used and to get permission from them for digital audio recorder. In this study, the interview
technique was chosen to obtain a response to research questions 1–4. The aim was to ensure an
understanding of how urbanization and urban sprawl issues influence city structure in Sulaymaniah.
Nonetheless, as much as the data was collected via digital audio recorder, it was possible to examine
them in their transcribed form.
The strategy involves a four-step processes of grouping large chunks of data into rational
categories. The information in the form of transcribed interviews was coded. The coding process abides
by the guidelines suggested by Campbell et al. [
45
]. This technique separates to group data which is
based on responses to similar questions [
37
,
38
]. It is because the open-ended questions posed to the
interview participants were mostly the same for all respondents. The responses were similar enough
in most instances to draw comparisons based on the generated answers. On top of this, through the
process of frequently comparing the data and categories during and after the data collection process,
important themes emerged from the data. The emerged themes are discussed in Section 3of this study.
Other sections of this study are topically arranged. The topics build upon each other to establish
a better understanding of urbanization and urban sprawl issues on city structure in Sulaymaniah from
the perspective of senior academics and senior municipal council officials in the field of architecture
and urban and regional planning. At the end of all sections, the findings are presented and discussed
which shows the detailed themes about the interviews. The content and thematic analysis strategy
was adopted to analyze the data derived from the semi-structured interviews. Based on the document
analysis, 5 inter-dependent sub-categories within the context of urbanization, urban sprawl, and city
structure were uncovered and interrogated. These were driving forces for urban sprawl, pattern of
city development, causes of urban sprawl, the effects of urban sprawl, and the political and economic
influence of urban sprawl on city structure. However, from these themes, other sub-themes emerged
as grounded in the transcribed data as can be seen in the charts and figures presented in Section 3.
Sustainability 2019,11, 485 9 of 21
3. Results
3.1. Interview Analysis
This section contains a series of different themes intended to give the reader insight into the
experience of academic professors and senior municipal council officials who were interviewed
regarding to the driving forces, causes, effects, and the influence of economic and political structure
on urban sprawl. Each section presents a summary-level description of the designers and planners’
endeavor, including the under-mentioned themes which emerged from the objectives and research
questions of the study. (1) Background and key characteristics of the participants. (2) Driving forces
for urban sprawl. (3) Pattern of city development. (4) Causes of urban sprawl. (5) Effects of urban
sprawl. (6) Political/Economic influence of sprawl on city structure. The following sections have been
divided by subheadings. They should provide a concise and precise description of the experimental
results, their interpretation as well as the experimental conclusions that can be drawn.
3.2. Driving Forces for Urban Sprawl
This section aims to find out the driving forces for urban sprawl that has resulted to
significant change in the structure of Sulaymaniah city. Based on a comprehensive review of
the literature, the driving forces have been classified into two main types, socioeconomic and
physical. The physical driving forces are determined by environment biophysical characteristics,
for instance natural disturbances, climate, topography, soil type, and spatial configuration [
16
,
30
].
The socioeconomic driving forces can be determined by land resource utilization to replenish the
human requirements. This type can be categorized into four types: economic, political, technological,
and cultural. These driving forces are clearly interrelated to each other, such as economic and political.
However, previous studies have identified the driving forces in various ways depending on different
case studies, such as the decentralization process after economic reform, demographic changes
and population growth, foreign direct investments, rise in urban resident incomes, lack of urban
management tools, poor law enforcement, increase in demand of housing units, rapid economic
development, and transition in land use regulation [
1
,
46
]. In order to address the first study objective,
the research question posed: “What are the main problems and driving forces of urban sprawl that
have resulted in a significant change in the city structure?”. In view of this, Figure 5shows that
total 45 participants were surveyed for this study. Among them 33% were of the view that political
autonomy is the top of the reasons behind the urban explosion, while 24%, 16%, 16%, and 11% were of
the view that political conflict, migration, investment, and city safety separately are responsible for
urban sprawl and that has significantly resulted to the alteration of the city structure.
As per one of the respondents: “The main reasons behind Sulaymaniah sprawl can be the big
change in the economic state as a result of political events that took place in Iraq generally and
particularly Kurdistan region in 2004 when the region got autonomy from the central government.
This administrative autonomy resulted in prosperity in the city activities” (Male, aged 54, 18 April).
The majority of the respondents were of the view that the political conflict in the decisions is the
main acceleration power of Sulaymaniah sprawl, especially, in the case of lack proper planning policies
and poor low enforcement. After the alteration of the political system in 1991, Kurdistan region in
the north part of Iraq separated from the central government of Iraq. The region has structured its
own autonomous government. Therefore, the administrators follow a new strategic policy in building
relationship with other countries. Oil investment is among the most powerful market that shape this
international interrelationship. Migration is another force that prompt the sprawl of Sulaymaniah,
in the view of some respondents. This is due to the war that lead some parts of Iraq to be not safe
enough to live in. Therefore, Sulaymaniah has become the destination for many immigrants who were
looking for a secure city to settle in, not only from the other parts of Iraq but from the neighboring
countries too. In addition, the population growth resulted in increasing the demand of dwellings
Sustainability 2019,11, 485 10 of 21
and rising the land value of Sulaymaniah city and its surroundings. The aforementioned prosperity
reflected in many sectors of the city in areas of industry, agriculture, and economic incentives.
Sustainability 2018, 10, x FOR PEER REVIEW 10 of 22
driving forces are clearly interrelated to each other, such as economic and political. However,
previous studies have identified the driving forces in various ways depending on different case
studies, such as the decentralization process after economic reform, demographic changes and
population growth, foreign direct investments, rise in urban resident incomes, lack of urban
management tools, poor law enforcement, increase in demand of housing units, rapid economic
development, and transition in land use regulation [1,46]. In order to address the first study objective,
the research question posed: “What are the main problems and driving forces of urban sprawl that
have resulted in a significant change in the city structure?”. In view of this, Figure 5 shows that total
45 participants were surveyed for this study. Among them 33% were of the view that political
autonomy is the top of the reasons behind the urban explosion, while 24%, 16%, 16%, and 11% were
of the view that political conflict, migration, investment, and city safety separately are responsible
for urban sprawl and that has significantly resulted to the alteration of the city structure.
As per one of the respondents: “The main reasons behind Sulaymaniah sprawl can be the big
change in the economic state as a result of political events that took place in Iraq generally and
particularly Kurdistan region in 2004 when the region got autonomy from the central government.
This administrative autonomy resulted in prosperity in the city activities” (Male, aged 54, April 18).
Figure 5. Driving forces for urban sprawl.
The majority of the respondents were of the view that the political conflict in the decisions is the
main acceleration power of Sulaymaniah sprawl, especially, in the case of lack proper planning
policies and poor low enforcement. After the alteration of the political system in 1991, Kurdistan
region in the north part of Iraq separated from the central government of Iraq. The region has
structured its own autonomous government. Therefore, the administrators follow a new strategic
policy in building relationship with other countries. Oil investment is among the most powerful
market that shape this international interrelationship. Migration is another force that prompt the
sprawl of Sulaymaniah, in the view of some respondents. This is due to the war that lead some parts
of Iraq to be not safe enough to live in. Therefore, Sulaymaniah has become the destination for many
immigrants who were looking for a secure city to settle in, not only from the other parts of Iraq but
from the neighboring countries too. In addition, the population growth resulted in increasing the
demand of dwellings and rising the land value of Sulaymaniah city and its surroundings. The
aforementioned prosperity reflected in many sectors of the city in areas of industry, agriculture, and
economic incentives.
There were progressively fewer fragmented urban area in early stage of urbanization between
1925–1990, as shown in Figure 6, where the city area in different stages have presented by different
11%
24%
16% 16%
33%
0%
5%
10%
15%
20%
25%
30%
35%
City Safety Political
Conflict
Migration Economic
Incentives
Political
Autonomy
Respondents
Driving Forces
Figure 5. Driving forces for urban sprawl.
There were progressively fewer fragmented urban area in early stage of urbanization between
1925–1990, as shown in Figure 6, where the city area in different stages have presented by different
colors. The urban area of the city has increased substantially during 1990–2018 when the series
political events befell. Urban sprawl mainly occurred along both sides of the main entrance roads
in west part of the city of Sulaymaniah after 2003. Furthermore, the results from this section show
that un-regulated and un-planned development have been diffused in different access outside the
city, especially in the urban periphery. The lack of well-defined land policy, law enforcement,
and inadequate planning control tools are considered as the main factors which impelled the sprawl in
Sulaymaniah city. Therefore, Sulaymaniah has suffered from unbalanced and inadequate development.
Nonetheless, that sprawl often occurs when urban planning is not well managed [
47
], turns open
spaces into built spaces, as a long-term consequence, leads to negative effects on the environment,
in particular soil sealing, and pollution. In summary, urban sprawl takes place at the urban fringes
in the form of radial development or development along the highways with the elongated urban
development as in Sulaymaniah city [48].
Sustainability 2018, 10, x FOR PEER REVIEW 11 of 22
colors. The urban area of the city has increased substantially during 1990–2018 when the series
political events befell. Urban sprawl mainly occurred along both sides of the main entrance roads in
west part of the city of Sulaymaniah after 2003. Furthermore, the results from this section show that
un-regulated and un-planned development have been diffused in different access outside the city,
especially in the urban periphery. The lack of well-defined land policy, law enforcement, and
inadequate planning control tools are considered as the main factors which impelled the sprawl in
Sulaymaniah city. Therefore, Sulaymaniah has suffered from unbalanced and inadequate
development. Nonetheless, that sprawl often occurs when urban planning is not well managed [47],
turns open spaces into built spaces, as a long-term consequence, leads to negative effects on the
environment, in particular soil sealing, and pollution. In summary, urban sprawl takes place at the
urban fringes in the form of radial development or development along the highways with the
elongated urban development as in Sulaymaniah city [48].
Figure 6. Map of Sulaymaniah city showing the growth areas.
3.3. Pattern of Development of Sulaymaniah
In this study, understanding the urban growth pattern is important to plan forward the future
urbanization. In addition, defining the spatial development structure is helpful to develop the
guidelines to increase the capabilities of monitoring urban expansion [49]. The original pattern of
Sulaymaniah city was a compact organic arrangement in 1925 which occupied the current city center
[40]. In general, currently the dominant pattern in the city of Sulaymaniah is grid-iron pattern. The
original pattern was organic pattern in 1925, which is transformed to irregular and strict grid-iron
pattern in the new development area. The previous urbanization pattern of the city (organic pattern)
has failed to adopt the new urbanization. The confrontation of the villages in the surrounding area
of the city with the new development creates a pattern that cannot be classified either in urban or in
village patterns.
The main intent of this section is to explore about the current pattern of progress and historical
development of the city of Sulaymaniah. However, in order to address this objective, the research
question posed is “what is the current pattern and analysis of progress that has resulted in the
development of the city?”
In view of this, (Figure 7) shows that total 45 participants were surveyed for this study. Among
them 35% were of the view that disordered pattern is dominant on structure in the city development.
While 23%, 20%, 17%, and 05% were of the view that organic pattern, geometric pattern, sub-urban
Figure 6. Map of Sulaymaniah city showing the growth areas.
Sustainability 2019,11, 485 11 of 21
3.3. Pattern of Development of Sulaymaniah
In this study, understanding the urban growth pattern is important to plan forward the future
urbanization. In addition, defining the spatial development structure is helpful to develop the
guidelines to increase the capabilities of monitoring urban expansion [
49
]. The original pattern
of Sulaymaniah city was a compact organic arrangement in 1925 which occupied the current city
center [40]. In general, currently the dominant pattern in the city of Sulaymaniah is grid-iron pattern.
The original pattern was organic pattern in 1925, which is transformed to irregular and strict grid-iron
pattern in the new development area. The previous urbanization pattern of the city (organic pattern)
has failed to adopt the new urbanization. The confrontation of the villages in the surrounding area
of the city with the new development creates a pattern that cannot be classified either in urban or in
village patterns.
The main intent of this section is to explore about the current pattern of progress and historical
development of the city of Sulaymaniah. However, in order to address this objective, the research
question posed is “what is the current pattern and analysis of progress that has resulted in the
development of the city?”
In view of this, (Figure 7) shows that total 45 participants were surveyed for this study.
Among them 35% were of the view that disordered pattern is dominant on structure in the city
development. While 23%, 20%, 17%, and 05% were of the view that organic pattern, geometric pattern,
sub-urban pattern, and village pattern separately are the main pattern in the city. Nonetheless, there are
other themes mentioned in this study that are important to the pattern of city development,
those presented in this section. As asserted by one of the participants: “The new road networks
and massive infrastructure built have also grown to comprise of new sectors and a city totally different
from the original one. This could be perceived as among the reasons for the distinct transformation in
current city pattern. Furthermore, the current city pattern could be described as confusing because it is
comprised of a mix between original city pattern which is organic in nature and chaos and rigid new
pattern” (Male, aged 43, 21 April).
Sustainability 2018, 10, x FOR PEER REVIEW 12 of 22
pattern, and village pattern separately are the main pattern in the city. Nonetheless, there are other
themes mentioned in this study that are important to the pattern of city development, those presented
in this section. As asserted by one of the participants: “The new road networks and massive
infrastructure built have also grown to comprise of new sectors and a city totally different from the
original one. This could be perceived as among the reasons for the distinct transformation in current
city pattern. Furthermore, the current city pattern could be described as confusing because it is
comprised of a mix between original city pattern which is organic in nature and chaos and rigid new
pattern” (Male, aged 43, April 21).
Figure 7. Pattern of development of the city.
Therefore, from this study’s findings, it is interpreted that two dominant types of pattern could
be distinguished in the entire city of Sulaymaniah; the disordered pattern and geometric or grid iron
pattern. Both are located in the new neighborhoods and boundary areas of the city which referred to
the sprawl area. While the organic pattern is dominant in the structure of the city center, which
referred to densely urbanized city, it is the original pattern (organic pattern) of Sulaymaniah city
which is commonly found in the historical and traditional area of the city. Although outside the city,
the sub-urban and village patterns are suffering due to the pattern transformation in the boundary
area of the city. Both the sub-urban pattern and village pattern cannot be classified as geometric or
organic patterns: this is due to the various features, which sometimes carry both characteristics. This
has led to emerging settlement systems that are not easily captured by a simple urban–rural
dichotomy. The location of the informal settlements in the edge area of the city causes a combination
between new urbanization and unplanned existing area. It can be concluded that the master plan of
Sulaymaniah city has failed to accommodate the rapid and unexpected growth of Sulaymaniah. Thus,
due to intense economic activities, some areas have emerged in the intersection between the cities
and the rural areas that are neither urban nor rural but contain both characteristics.
3.4. Causes of Urban Sprawl
In this part, the main intent is to identify causes of urban sprawl in the city. However, the causes
of urban sprawl are quite similar with urban sprawl driving forces. Both the driving forces and causes
of urban sprawl are highly interrelated. Though, it is important to differentiate that driving forces
prompt the growth with or without the occurrence of sprawl, but the cause for urban sprawl must
induce unexpected and non-controlled growth [24,42,43]. In order to address this objective, the
research question posed “What are the causes of urban sprawl in the city?”. In view of this, (Figure
8) shows that total 45 participants were surveyed for this study. Among them 22 % were of the view
that non-implementation of master plan. While 17 %, 11%, 25%, and 25% were of the view that
Figure 7. Pattern of development of the city.
Therefore, from this study’s findings, it is interpreted that two dominant types of pattern could
be distinguished in the entire city of Sulaymaniah; the disordered pattern and geometric or grid
iron pattern. Both are located in the new neighborhoods and boundary areas of the city which
referred to the sprawl area. While the organic pattern is dominant in the structure of the city center,
which referred to densely urbanized city, it is the original pattern (organic pattern) of Sulaymaniah city
which is commonly found in the historical and traditional area of the city. Although outside the city,
the sub-urban and village patterns are suffering due to the pattern transformation in the boundary area
of the city. Both the sub-urban pattern and village pattern cannot be classified as geometric or organic
Sustainability 2019,11, 485 12 of 21
patterns: this is due to the various features, which sometimes carry both characteristics. This has
led to emerging settlement systems that are not easily captured by a simple urban–rural dichotomy.
The location of the informal settlements in the edge area of the city causes a combination between new
urbanization and unplanned existing area. It can be concluded that the master plan of Sulaymaniah
city has failed to accommodate the rapid and unexpected growth of Sulaymaniah. Thus, due to intense
economic activities, some areas have emerged in the intersection between the cities and the rural areas
that are neither urban nor rural but contain both characteristics.
3.4. Causes of Urban Sprawl
In this part, the main intent is to identify causes of urban sprawl in the city. However, the causes
of urban sprawl are quite similar with urban sprawl driving forces. Both the driving forces and
causes of urban sprawl are highly interrelated. Though, it is important to differentiate that driving
forces prompt the growth with or without the occurrence of sprawl, but the cause for urban sprawl
must induce unexpected and non-controlled growth [
24
,
42
,
43
]. In order to address this objective,
the research question posed “What are the causes of urban sprawl in the city?”. In view of this,
(Figure 8) shows that total 45 participants were surveyed for this study. Among them 22 % were of
the view that non-implementation of master plan. While 17 %, 11%, 25%, and 25% were of the view
that expulsion from villages, un-affordability of residential apartments, political decision of leaders,
and population explosion (separately) are the most significant cause for urban sprawl in Sulaymaniah
city. Although there are other themes that emerged from this study indicating the causes of urban
sprawl, those factors also very important. One of the respondents has mentioned that: “There are
too many reasons behind the urban chaos or sprawl of Sulaymaniah city. Among them could be:
missing clear guideline that can drive the city growth to the right path, unexpected and sudden growth
of the city, high rate of immigration from the middle and south of Iraq to the north including the city
region, rural urban migration” (Male, aged 48, 20 April).
Sustainability 2018, 10, x FOR PEER REVIEW 13 of 22
expulsion from villages, un-affordability of residential apartments, political decision of leaders, and
population explosion (separately) are the most significant cause for urban sprawl in Sulaymaniah
city. Although there are other themes that emerged from this study indicating the causes of urban
sprawl, those factors also very important. One of the respondents has mentioned that: “There are too
many reasons behind the urban chaos or sprawl of Sulaymaniah city. Among them could be: missing
clear guideline that can drive the city growth to the right path, unexpected and sudden growth of the
city, high rate of immigration from the middle and south of Iraq to the north including the city region,
rural urban migration” (Male, aged 48, April 20).
Figure 8. Causes of urban sprawl.
Inadequate residential mechanisms and increased demands for more housing units have been
identified as important concerns in the result of this study. Nonetheless, as a result of substantial
alterations in the demography and huge increase in population statistics of the city. It is because of
internal and external migrants who were looking for job opportunities, wellbeing, better services,
and security circumstance that can be founded in Sulaymaniah, indicating that Sulaymaniah city has
become an attractive city for migration. The population dynamics have reflected an important change
in city structure and its pattern, predominantly in the housing sector. The rapid development due to
the urban explosion, internal and external migration, modern life style, and rapid economic growth
of the city of Sulaymaniyah are essential factors that result in the significant change in the city
structure and model of residential areas. These factors contribute to the challenges that government
are facing particularly in area of housing sector.
The interpretation from the above findings is that, migration from other regions has come in
knowledge to be among the causes of urban sprawl in the city. This is due to expulsion of residents
from the villages and their consequent destruction of villages from 1982–1992. Other causes are the
rising income of the people, safety issues, demand of more dwellings, and politicians’ decision. The
intervention by politicians in the planning issues are creating independence of decision: often these
decisions may not follow the master plan. Many projects which were not proposed earlier in the
master plan have been implemented in the city due to the politicians’ decisions. Therefore,
uncoordinated and unplanned developments have occurred in the city. Our interpretation is
comparable to the case of rapid urbanization happens when economic growth and urban job creation
are absent in some areas as there was in Africa and Latin America during the eighties [18]. However,
we understand that with rising growth, more jobs opportunities, or higher wages in cities it seems
puzzling that so many rural dwellers choose to become urban inhabitants, in a way that is comparable
25%
25%
22%
17%
11%
0% 5% 10% 15% 20% 25% 30%
Political Decision of Leaders
Population Explosion
Non-Implementation of Master Plan
Expulsion from Village
Housing Demand and Supply
Urban Sprawl Causes Respondents
Figure 8. Causes of urban sprawl.
Inadequate residential mechanisms and increased demands for more housing units have been
identified as important concerns in the result of this study. Nonetheless, as a result of substantial
alterations in the demography and huge increase in population statistics of the city. It is because of
internal and external migrants who were looking for job opportunities, wellbeing, better services,
and security circumstance that can be founded in Sulaymaniah, indicating that Sulaymaniah city has
become an attractive city for migration. The population dynamics have reflected an important change
Sustainability 2019,11, 485 13 of 21
in city structure and its pattern, predominantly in the housing sector. The rapid development due to
the urban explosion, internal and external migration, modern life style, and rapid economic growth of
the city of Sulaymaniyah are essential factors that result in the significant change in the city structure
and model of residential areas. These factors contribute to the challenges that government are facing
particularly in area of housing sector.
The interpretation from the above findings is that, migration from other regions has come in
knowledge to be among the causes of urban sprawl in the city. This is due to expulsion of residents
from the villages and their consequent destruction of villages from 1982–1992. Other causes are
the rising income of the people, safety issues, demand of more dwellings, and politicians’ decision.
The intervention by politicians in the planning issues are creating independence of decision: often these
decisions may not follow the master plan. Many projects which were not proposed earlier in the master
plan have been implemented in the city due to the politicians’ decisions. Therefore, uncoordinated and
unplanned developments have occurred in the city. Our interpretation is comparable to the case of
rapid urbanization happens when economic growth and urban job creation are absent in some areas
as there was in Africa and Latin America during the eighties [
18
]. However, we understand that
with rising growth, more jobs opportunities, or higher wages in cities it seems puzzling that so many
rural dwellers choose to become urban inhabitants, in a way that is comparable with urban sprawl,
that can be caused by a variety of different factors including lower land rates, improved infrastructure,
high living standard, lack of urban planning, lower house tax rates, rise in population growth,
and consumer preferences [19].
3.5. Urban Sprawl Effects
Urban sprawl as an intricate phenomenon has socioeconomic and environmental effects,
both negative and positive [
50
]. Hence it has undesirable influences on public health [
51
], quality of
life [
52
], rising urban pollution [
53
], car dependency [
54
], environmental degradation [
8
,
55
,
56
], and can
disturb public amenities and social segregation [
57
,
58
]. On the other hand, urban sprawl may have
advantages on the sense of economic expansion [
59
], more living space [
44
], decreasing crime rates [
55
],
and community extension between inhabitants [60].
This section tries to identify effects of urban sprawl in Sulaymaniah city. To achieve this aim,
the question was designed “What are the effects or consequences of urban sprawl in the city?”. In
view of this, Figure 9shows that a total 45 participants were surveyed for this study. Among them
18% were of the view that increased property values. While 27%, 35%, 13%, and 7% were of the view
that distortion of city master plan, unequal distribution of public amenities, urban explosion, and
missing cultural identity separately are involved in the effects of urban sprawl in the city. However,
other insignificant factors were mentioned as among the above factors that affect the city structure
in Sulaymaniah.
One of the participants posited that: “The city of Sulaymaniah suffers from urban chaos, it is
only referred to as a city but actually it has not been designed as such. Although it is the center of
Kurdish culture and has historical value but there is a billion of deficiencies in the structure of the
city” (Male, aged 39, 2 March).
Distortion of the master plan can be a sign of unsuccessful implementation of the master plan,
since the enforcement and planning policy are often corrupt and intermittent in the Sulaymaniah city.
Moreover, the interpretation from the above findings is that, inadequate distribution of infrastructure
and services, unplanned pattern and structure, rise in real estate value, irregular city growth,
unequal municipal services, inefficient public transportation system, non-implementation of the
master plan, deformation of the city, and missing identity of the city have been recorded as other
effects of urban sprawl in Sulaymaniah city. In addition, traffic conjunction and resources consumption
which destroy open spaces and cause loss of farm lands are considered major effects of urban sprawl.
Sustainability 2019,11, 485 14 of 21
Sustainability 2018, 10, x FOR PEER REVIEW 14 of 22
with urban sprawl, that can be caused by a variety of different factors including lower land rates,
improved infrastructure, high living standard, lack of urban planning, lower house tax rates, rise in
population growth ,and consumer preferences [19].
3.5. Urban Sprawl Effects
Urban sprawl as an intricate phenomenon has socioeconomic and environmental effects, both
negative and positive [50]. Hence it has undesirable influences on public health [51], quality of life
[52], rising urban pollution [53], car dependency [54], environmental degradation [8,55,56], and can
disturb public amenities and social segregation [57,58]. On the other hand, urban sprawl may have
advantages on the sense of economic expansion [59], more living space [44], decreasing crime rates
[55], and community extension between inhabitants [60].
This section tries to identify effects of urban sprawl in Sulaymaniah city. To achieve this aim, the
question was designed “What are the effects or consequences of urban sprawl in the city?”. In view
of this, Figure 9 shows that a total 45 participants were surveyed for this study. Among them 18%
were of the view that increased property values. While 27%, 35%, 13%, and 7% were of the view that
distortion of city master plan, unequal distribution of public amenities, urban explosion, and missing
cultural identity separately are involved in the effects of urban sprawl in the city. However, other
insignificant factors were mentioned as among the above factors that affect the city structure in
Sulaymaniah.
Figure 9. Effects of urban sprawl.
One of the participants posited that: “The city of Sulaymaniah suffers from urban chaos, it is
only referred to as a city but actually it has not been designed as such. Although it is the center of
Kurdish culture and has historical value but there is a billion of deficiencies in the structure of the
city” (Male, aged 39, March 2).
Distortion of the master plan can be a sign of unsuccessful implementation of the master plan,
since the enforcement and planning policy are often corrupt and intermittent in the Sulaymaniah city.
Moreover, the interpretation from the above findings is that, inadequate distribution of infrastructure
and services, unplanned pattern and structure, rise in real estate value, irregular city growth, unequal
municipal services, inefficient public transportation system, non-implementation of the master plan,
deformation of the city, and missing identity of the city have been recorded as other effects of urban
sprawl in Sulaymaniah city. In addition, traffic conjunction and resources consumption which
destroy open spaces and cause loss of farm lands are considered major effects of urban sprawl.
Our interpretation is that in the city of Sulaymaniah, the low-level economic growth in the
suburban area accelerates the urbanization process. The same as in case of Altieri et al. [61], they say
Figure 9. Effects of urban sprawl.
Our interpretation is that in the city of Sulaymaniah, the low-level economic growth in the
suburban area accelerates the urbanization process. The same as in case of Altieri et al. [
61
], they say
that on top of the rapid urbanization in the country, there exists low-level economic growth in many
of the cities. Frick et al. and Duncan et al. [
20
,
23
] were of the same view that such conditions led
cities to emerge as unplanned centers dominated by informal settlements haphazardly located close to
urban growth centers. Another understanding from the findings is that the implication of the cities has
a complex mix of urban land use types such as residential, industrial, commercial, and public areas
often displaying disorganized spatial patterns. In the same dimension, He et al. [
22
] mentions that
even though urban centers cover a very small portion of global land surface; the sporadic expansion
has substantially changed the natural landscape and created huge environmental and social impacts.
Hence, the unavoidable results from this occurrence are the spatial expansion of cities outside their
juridical boundaries so as to cater for the growing urban residents.
3.6. Economic and Political Influence on City Structure
Expansion of economic base and new industries in countryside dynamic the urban sprawl,
rising income per capita, increasing demand of new houses and rapid construction accelerating
the urbanization process [
43
]. Since the region pass by series of political events after 2000.
This political reform dramatically spurred rapid urbanization in Sulaymaniah city. The profound
changes in political economy of oil investment resulted in a considerable economic incentive [
62
].
Consequently, many projects and factories have been established in the urban edge where costs
are lower.
This section aims to understand how economic and political structure of the city affects urban
sprawl. To achieve this aim, the two questions were designed: “How does the economy have influenced
on urban sprawl?” and “How does the political sphere have influenced on urban sprawl?”. In this
view, as shown in Figure 10, among 45 participants surveyed, political autonomy was mentioned
frequently by 31% of the participants as among the outcome of factors that impacted on urban sprawl
of Sulaymaniah city. Furthermore, this was a result of the ability of the political leaders of the
region to make friendly policies that encourage safety and peaceful co-existence among local and
migrant people. Another important factor that was also mentioned was economic reform, 22% of
which resulted in a massive attraction of both local and foreign investment. In addition to the earlier
mentioned variables, other factors that were found to contribute to change in the city structure are
commercial activities 16%, independent media 13%, democratic governance 18%, and other less
significant variables. Hence, as per one of the respondents: “The series of political activities that took
Sustainability 2019,11, 485 15 of 21
place in the region has greatly impacted on the economic status of the city. This impact has positive
influence on economic development of the city in general among which is through the establishment
of private sector businesses in different industry” (female, aged 51, 12 March).
Sustainability 2018, 10, x FOR PEER REVIEW 15 of 22
that on top of the rapid urbanization in the country, there exists low-level economic growth in many
of the cities. Frick et al. and Duncan et al. [20,23] were of the same view that such conditions led cities
to emerge as unplanned centers dominated by informal settlements haphazardly located close to
urban growth centers. Another understanding from the findings is that the implication of the cities
has a complex mix of urban land use types such as residential, industrial, commercial, and public
areas often displaying disorganized spatial patterns. In the same dimension, He et al. [22] mentions
that even though urban centers cover a very small portion of global land surface; the sporadic
expansion has substantially changed the natural landscape and created huge environmental and
social impacts. Hence, the unavoidable results from this occurrence are the spatial expansion of cities
outside their juridical boundaries so as to cater for the growing urban residents.
3.6. Economic and Political Influence on City Structure
Expansion of economic base and new industries in countryside dynamic the urban sprawl, rising
income per capita, increasing demand of new houses and rapid construction accelerating the
urbanization process [43]. Since the region pass by series of political events after 2000. This political
reform dramatically spurred rapid urbanization in Sulaymaniah city. The profound changes in
political economy of oil investment resulted in a considerable economic incentive [62]. Consequently,
many projects and factories have been established in the urban edge where costs are lower.
This section aims to understand how economic and political structure of the city affects urban
sprawl. To achieve this aim, the two questions were designed: “How does the economy have
influenced on urban sprawl?” and “How does the political sphere have influenced on urban
sprawl?”. In this view, as shown in Figure 10, among 45 participants surveyed, political autonomy
was mentioned frequently by 31% of the participants as among the outcome of factors that impacted
on urban sprawl of Sulaymaniah city. Furthermore, this was a result of the ability of the political
leaders of the region to make friendly policies that encourage safety and peaceful co-existence among
local and migrant people. Another important factor that was also mentioned was economic reform,
22% of which resulted in a massive attraction of both local and foreign investment. In addition to the
earlier mentioned variables, other factors that were found to contribute to change in the city structure
are commercial activities 16%, independent media 13%, democratic governance 18%, and other less
significant variables. Hence, as per one of the respondents: “The series of political activities that took
place in the region has greatly impacted on the economic status of the city. This impact has positive
influence on economic development of the city in general among which is through the establishment
of private sector businesses in different industry” (female, aged 51, March 12).
Figure 10. Political and economic influence on city structure.
Figure 10. Political and economic influence on city structure.
Interpretation from this study are that the political autonomy granted to the region has led to
increase the income and purchasing power of the people. This is because of prosperity in commercial
activities and establishment of industries in the city. Therefore, the real-estate market encountered
increased prosperity in addition to the fact that several new investments and project have been
implemented. Kurdistan has become that part of Iraq with the greatest dynamics in its development,
because of its share in the oil revenues and the relative security in the region. Foreign investors are
being attracted and the economic boom is obvious. The concentration of investments and new projects
in the city attract huge number of migrants looking for jobs. This is not to exaggerate the fact that
Kurdistan region generally and Sulaymaniah city in particular have witnessed such unpredicted
growth and development that has never been experienced in the past. Nonetheless, the sudden and
unexpected growth of the city has invariably resulted to an uncontrolled growth otherwise referred to
as urban sprawl. Other factors that influenced urban sprawl are poor low enforcement, lack of policy
implementation, rural urban migration, political instability, political conflict, inequality of distribution
of resources, and war.
4. Discussion
In addressing the first research question of this study, the results reveal that the main driving
forces [
1
,
2
] of urban sprawl are the political autonomy: the alteration of political circumstance in
2003 changed the structure of Sulaymaniah city in northern region of Iraq. This has resulted in
significant alteration of the city structure which agree with the previous study [
33
], whereas the
city structure and pattern have been investigated in detail in this research. Aside from political
autonomy, other important factors that emerged from the study are political conflict, migration,
investment, and city safety [
62
]. In addition, the war in the south and middle of Iraq led to substantial
migration from those areas to Kurdistan Region and this resulted to a huge increase in land value
of Sulaymaniah city and its surrounding. Due to the rise in land values which is indirectly related
to one of the interviewing variables, the immigrants are not able to afford the houses within inner
region of the city which forces them to settle down in suburban areas [
9
,
47
,
63
]. As compared to center
of the city, the suburban areas have limited public amenities, which is again indirectly related to the
intervening variables [
9
,
47
,
64
]. The provision of services and infrastructures have failed to match
with the new urbanization requirements. Thus, poor quality of urban life and housing, inadequate
Sustainability 2019,11, 485 16 of 21
services, and transportation problems have been the main characteristics of new urbanized area,
particularly for the periphery areas. On the same lines, the stability of Sulaymaniah city in terms
of security affects indirectly the urban sprawl because of the sudden increase in the population.
The aforementioned prosperity reflected in many sectors of the city such as industrial, agricultural,
and commercial activities. This revival accelerates the city growth but most of the new urbanization
that sprawled along with the main corridor and city entrance has resulted in a significant change in
the structure of the city.
Moreover, for the second research question of this study, the pattern analysis of the entire city
has been considered as an important tool to interpret its structural transformation [
1
,
5
,
22
,
27
,
47
].
Therefore, monitoring the city pattern and its aspects is critical instrument from an urban planning
perception. In this respect, the city pattern investigations can stimulate further analysis on sprawl
phenomena and its driving forces. The results show that Sulaymaniah city involves organic pattern
in its center, since the current city center was represented as a whole city in the early stages in 1925.
The organic pattern is surrounded by disorder pattern in the area around the city center. In the late
1960s, this type of disorder pattern has occurred and is represented as a connecting area between
organic and geometric patterns. The geometric pattern resembles the new urbanization of the city.
Due to expansion of the city boundary, areas which was previously village or the area near the
boundary of the city have constituted in current structure of sprawled area in the city. Therefore, it is
concluded that organic pattern, geometric pattern, disorder or irregular pattern, sub-urban pattern,
and village pattern are modes of the city development in Sulaymaniah.
In regards to the third research question the researchers opine that non-implementation of
master plan, expulsion from villages, un-affordability of housing, political decision of leaders,
population explosion, and other indirect factors such as political autonomy, migration of population,
political conflicts between leaders, investment for new projects, city safety constitute the causes of
urban sprawl [
43
] in Sulaymaniah city. Due to the political revolutions which have taken place after
1991 and 2003, the northern part of the country was separated from the southern part bringing more
opportunities to expand social welfare, investment for structural development, public amenities
etc. [
13
,
55
,
62
]. As per the issues related to the public safety, the majority of the population from the
southern part has migrated to the northern part causing the population explosion [
15
]. Another factor
which is indirectly related to the causes of urban sprawl is the existence of independent decision
making among the politicians, wherein the new projects have been commissioned for their self-benefits
without any prior description in the city master plan.
In addition, the effects of urban sprawl are rising values of the properties, urban explosion,
unequal distribution of public amenities, distortion of city masterplan, and missing cultural
identity
[17,49]
. The rapid urbanization, and non-controlled urban sprawl cause disruption in
cultural and environmental components and other indirect factors also affect the city structure in
Sulaymaniah [
55
]. As far as the pattern of the city structure is concerned, it indirectly affects the urban
sprawl because the original pattern of the city has transformed from the organic to the geometric or
disorder pattern. Besides, the suburban pattern, village pattern near the vicinity of urban areas which
have been included in the sprawled area. Consequently, some arrangements have also been observed
which cannot be classified by aforementioned patterns however also constitutes the total sprawl area.
Correspondingly, energy inefficiency, disparity in wealth, loss of farm land, poor quality of urban life,
and inflated infrastructure are considered as other significant consequences of urban sprawl.
The fourth and last research question yielded that administrative autonomy granted the Kurdistan
region, economic reforms, commercial activities, independent media, and democratic government.
The interrelationship with neighboring countries is important factors that resulted to urban sprawl and
eventually changed the structure of the city [
20
]. The factors which indirectly related to the political
and economic interviewing variables are rise in the real-state business, urban explosion, lack of
public amenities, and non-implementation of master plans [
62
]. For the overall development and
modernization of the city, the real-estate business has been substantially raised with non-implementable
Sustainability 2019,11, 485 17 of 21
master plans forcing the immigrants to move towards suburban areas. In contrast to center of the city,
the suburban areas have limited public amenities, which is again indirectly related to the interviewing
variables leading to population explosion.
Finally, all the experimental work and results have been summarized in (Figure 11) where,
other themes with indirect relation to the main issues that emerged from this study have been
shown clearly.
Sustainability 2018, 10, x FOR PEER REVIEW 18 of 22
Figure 11. Finalized framework of the study findings.
5. Conclusions
Our study shows that, Sulaymaniah city experienced considerable changes between 2003–2013,
the dramatic growth in the new urbanization outside the city of Sulaymaniah has been observed.
Generally, urbanization is an irrepressible process, therefore the obvious effects of rapid urbanization
are undesirable pattern or process of urban growth. Hence, seeking among the actual driving forces
for urban sprawl is crucial for understanding the dynamic growth process. Highlighting the causes
and consequences behind the urban sprawl provide deeper insights in proposing new guidelines to
enable sustainable urban planning for the future. The results of this study indicate that the causes of
the rapid and uncontrolled urbanization from 2000 are multiplied and mutually connected to each
other. This is due to the considerable alteration in the political system in Kurdistan region in the
northern part of Iraq. Thus, urban area increased thrice during 2003–2006, resulting in a significant
alteration in the city structure. Overall, urban growth has continued to be fueled by its own dynamics.
As can be known from the study that urban growth proceeded in different direction out of the city
boundary, especially along the main roads and suburbs area, the urbanized areas are characterized
by mixed and complicated sprawl modes, and there was no specific single pattern. Therefore, this
fast expansion of unplanned settlements and neighborhoods raises several urban problems such as
low quality of urban life, insufficient services, transportation issues, poor housing, and land
consumption.
Figure 11. Finalized framework of the study findings.
5. Conclusions
Our study shows that, Sulaymaniah city experienced considerable changes between 2003–2013,
the dramatic growth in the new urbanization outside the city of Sulaymaniah has been observed.
Generally, urbanization is an irrepressible process, therefore the obvious effects of rapid urbanization
are undesirable pattern or process of urban growth. Hence, seeking among the actual driving forces for
urban sprawl is crucial for understanding the dynamic growth process. Highlighting the causes and
consequences behind the urban sprawl provide deeper insights in proposing new guidelines to enable
sustainable urban planning for the future. The results of this study indicate that the causes of the
rapid and uncontrolled urbanization from 2000 are multiplied and mutually connected to each other.
This is due to the considerable alteration in the political system in Kurdistan region in the northern
part of Iraq. Thus, urban area increased thrice during 2003–2006, resulting in a significant alteration in
the city structure. Overall, urban growth has continued to be fueled by its own dynamics. As can be
known from the study that urban growth proceeded in different direction out of the city boundary,
especially along the main roads and suburbs area, the urbanized areas are characterized by mixed and
complicated sprawl modes, and there was no specific single pattern. Therefore, this fast expansion of
Sustainability 2019,11, 485 18 of 21
unplanned settlements and neighborhoods raises several urban problems such as low quality of urban
life, insufficient services, transportation issues, poor housing, and land consumption.
To achieve the objectives of the study, the qualitative method adopted to assure in depth and in
detail examined to the issues. Since the data obtained from qualitative method is more compelling than
quantitative data as it is based on human experience which is deliver more powerful understandings.
Although, the interviews were not restricted to specific questions but due to substantial open-ended
reply and comments that conveyed by the interviewer.
The aim of this study is to enrich the knowledge regarding the urbanization and urban sprawl
and how it influences the city structure through launching new guidelines and recommendations.
This is in the sense that the factors influencing urbanization, urban sprawl, and city structure have
been exposed to a considerable extent. This knowledge would be useful to policy makers both in the
public and private sectors to be fully armed at the decision taking time. The study results could be
a reference point for city development experts in structuring urban growth policies, especially in the
new construction projects around the main city as many individuals and developers find these areas
more appropriate for investments.
To sum up, Sulaymaniah city has been growing at a sporadic dimension. The authors suggest
that the city requires urgent practical policies and strategic urban development plans that could
control the unplanned urban growth. New tools are needed to monitor urban sprawl, measuring
the landscape characteristics and their distribution, and the extent of urban sprawl. The role of the
local government in urban settlements is important in planning to stimulate the desired sustainable
future urban development than being a facilitator for providing public services. Conferring to the
study outcomes, the urban growth management in the city of Sulaymaniah was suffering from the
lack of policy implementations due to the institutional weakness. A systematic response to the urban
growth was missing, and very little consideration has been given to the master plan. Based on
the above conclusions, this study can be used as recommendations for Sulaymaniah local authority
which help them to produce sustainable managements of urbanization process, by considering all
aspects of the development that involve social, environmental, economic, political, and governance
consideration. Therefore, equal consideration should be given to the related aspects in order to improve
the urbanization quality. Thus, more strategic tools need to be developed in order to control the urban
growth dynamics and minimize the undesirable impacts of the rapid developments. There is a crucial
necessity to establish effective institutions supported by strict regulations and laws regarding the
urban growth management, in order to ensure fully considered re-distribution of urban population,
provide adequate and affordable housing, provide better quality of urban life, and enhance sustainable
development linkages between urban and rural area. In addition, revising the master plan and
consulting experts, academic professional groups, developers, and community groups in order to
update the policies and strategies to meet the community new requirements. Hence, policy tools
should be clear without ambiguity, planning controls need a good governance which is imperative
for managing urban sprawl issues. Therefore, the result of this research is a practical significance for
driving the foreseeable urbanization trajectory in overall but specially for Sulaymaniah city.
Supplementary Materials:
The following are available online at http://www.mdpi.com/2071-1050/11/2/485/
s1.
Author Contributions:
The conceptualizing, S.A.J.; collecting data and research methodology, S.A.J. and R.A.;
validation and formal analysis, S.A.J. and Z.B.; investigation, S.A.J.; resources, S.A.J.; data curation, S.A.J. and
Z.B.; writing—original draft preparation, S.A.J. and Y.L.; writing—review, S.A.J. and W.Y.; visualization, S.A.J.;
supervision, Z.B.; project administration, Z.B.
Funding: This research received no external funding.
Acknowledgments:
Sivan acknowledged to China scholarship council (CSC), Government of china for providing
a research opportunity in school of Architecture and Fine Arts, Dalian University of Technology, Dalian, China and
Sulaymaniah Polytechnic University, Sulaymaniah, Iraq for granting permission for this study.
Conflicts of Interest: There is no any conflict of study.
Sustainability 2019,11, 485 19 of 21
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