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Abstract

In this article, I am going through my scientific and personal journey using my work on oxytocin as a compass. I recount how my scientific questions were shaped over the years, and how I studied them through the lens of different fields ranging from linguistics and neuroscience to comparative and population genomics in a wide range of vertebrate species. I explain how my evolutionary findings and proposal for a universal gene nomenclature in the oxytocin-vasotocin ligand and receptor families have impacted relevant fields, and how my studies in the oxytocin and vasotocin system in songbirds, humans and non-human primates have led me to now be testing intranasal oxytocin as a candidate treatment for speech deficits. I also discuss my projects on the neurobiology of dance and where oxytocin fits in the picture of studying speech and dance in parallel. Lastly, I briefly communicate the challenges I have been facing as a woman and an international scholar in science and academia, and my personal ways to overcome them.
Comprehensive Psychoneuroendocrinology 16 (2023) 100193
Available online 31 July 2023
2666-4976/© 2023 The Author. Published by Elsevier Ltd. This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-
nc-nd/4.0/).
A journey from speech to dance through the eld of oxytocin
Constantina Theofanopoulou
a
,
b
,
*
a
The Rockefeller University, New York, USA
b
Center for the Ballet and the Arts, New York University, New York, USA
ARTICLE INFO
Keywords:
Oxytocin
Vasotocin
Vasopressin
Speech
Language
Vocal learning
Songbirds
Dance
ABSTRACT
In this article, I am going through my scientic and personal journey using my work on oxytocin as a compass. I
recount how my scientic questions were shaped over the years, and how I studied them through the lens of
different elds ranging from linguistics and neuroscience to comparative and population genomics in a wide
range of vertebrate species. I explain how my evolutionary ndings and proposal for a universal gene nomen-
clature in the oxytocin-vasotocin ligand and receptor families have impacted relevant elds, and how my studies
in the oxytocin and vasotocin system in songbirds, humans and non-human primates have led me to now be
testing intranasal oxytocin as a candidate treatment for speech decits. I also discuss my projects on the
neurobiology of dance and where oxytocin ts in the picture of studying speech and dance in parallel. Lastly, I
briey communicate the challenges I have been facing as a woman and an international scholar in science and
academia, and my personal ways to overcome them.
1. An unusual start: from linguistics to neuroscience
Since I can remember myself, from early to middle and high school, I
have always been fascinated by what we call language, a word that
took many different meanings throughout my life. I remember myself
listening carefully to what my family and friends had to say, and more
importantly to how they were saying it; I was equally careful with the
words I was picking to express a thought or a feeling. As I am seeking to
understand the origins for this early inclination of mine, I recall my
grandparents, teachers and ardent literature readers, who would recite
poetry to me and ask me questions on the etymology of the words I was
using. This passion for language also stems from my parents poly-
glossia, which they instilled in me: I currently speak 6 languages (Greek,
English, Spanish, Italian, French, Catalan), including being a procient
reader of texts written in Ancient Greek and Latin.
I soon started to write my own prose and poetry and won my rst
important literature award at the age of 7 (Kid Fairytale Prize from
Minoas Publications), followed by an award in poetry at the age of 22
(Panhellenic Poetry Competition). Although I was fond of reading and
writing, I was also an excellent student at all the other school subjects,
including in Mathematics, Physics, and Biology, and was selected to
represent my school in the most competitive national competitions in
Mathematics (e.g., Thalescompetition). In fact, in almost all years of
middle and high school I was ending the school year with a clean 20/20
grade. This meant that it was not the grades themselves that guided my
future academic choices, but my own deep wishes and passions.
In an academic world, in Greece and worldwide, where the hu-
manities vs. sciencesdistinction reigned, I had to take a decision as to
which studies would enable me to best delve into the wonders of the
vehicle we use for communication that I so much cherished: language. I
decided to go for the School of Philosophy in Athens (National and
Kapodistrian University of Athens), and to choose the specialization
path of Philology and Linguistics. At that point, the eld of Linguistics
was at, what I came to later understand, a crucial nexus: one the one
hand, there were the theoretical linguists, who thought that to dissect
the mechanisms of language, one had to study language itself; on the
other hand, either neuroscientists or linguists turning to neuroscience
had begun to postulate that one cannot understand what language is,
unless through looking into the brain. The University of Athens was
almost exclusively driven by theoretical linguists, who exposed us to the
great lessons of Noam Chomsky, among others, and who left me fully
convinced that I had picked the right path that would lead me to un-
derstand the inner workings of language.
It was not until I saw an advertisement on the Universitys walls
about applying for an Erasmus scholarship that enables undergraduate
students to study for a semester at a different European University,
including in Spain. This is where another important pillar of my life
comes in to explain my feverous willingness to take up this opportunity:
* The Rockefeller University, New York, USA.
E-mail address: ktheofanop@rockefeller.edu.
Contents lists available at ScienceDirect
Comprehensive Psychoneuroendocrinology
journal homepage: www.sciencedirect.com/journal/comprehensive-psychoneuroendocrinology
https://doi.org/10.1016/j.cpnec.2023.100193
Received 1 June 2023; Accepted 14 July 2023
Comprehensive Psychoneuroendocrinology 16 (2023) 100193
2
amenco. I had been dancing amenco since I was little, and, truly,
amenco was one of those elements in life that made (and still makes) all
the rest come together. Sometimes, I realize that my stellar grades in
school were because of amenco; I had created a personal motivation
system, where I was telling myself I would not go to my dance classes
unless I had nished my homework. Looking forward to a amenco class
had always propelled me to nish my homework in a concentrated and
effective manner. And here was in front of me my chance to marry both
my passions for Linguistics and amenco by traveling to the mecca of
amenco in the world: Seville.
What I did not know was that, back at that time, the University of
Seville, was abounded by professors who were studying and teaching
what is called Neurolinguistics, the eld that had come up to bring
closer together the elds of Neuroscience and Linguistics. I was
astounded to learn which brain regions light up while we are speaking
and about the brain plasticity during language learning in the rst years
of our lives. In very little time, I came to realize that unless I worked on
the brain circuitry of language, I would never be able to shed light on
how language came about and why humans speak the way they speak.
And this is how amenco led me to choose an academic destination that
would change my scientic understanding of language, and how art
initially played a role in a cascade of decisions that ended up making me
a Masters holder of the Cognitive Science and Language program of
the University of Barcelona. In two years time, I passed from studying
the formof language for my undergraduate thesis [1] to deciphering
the brain white matter patterns that underlie language learning [2], and
the lateralization differences in the brain regions involved in language in
men vs. women, via Magnetic Resonance Imaging [3].
2. From humans to songbirds: from oxytocin to mesotocin
As a Doctoral graduate student, under the supervision of Cedric
Boeckx at the University of Barcelona and of Erich Jarvis at Duke Uni-
versity and during his transition to Rockefeller University, I came to
form the hypothesis that oxytocin could be playing an important role in
language production and learning in humans [4]. Oxytocin (OT) acts as
a hormone, neuromodulator or neurotransmitter that functions mainly
through the oxytocin receptor (OTR) to regulate a diverse set of
Table 1
Main biological functions of OT in vertebrates. First column: old nomenclature for OT in different lineages.
Second column: revised universal vertebrate nomenclature proposed in Refs. [8,9]. Third column: major
biological functions of OT in each lineage. Color shading: terms that fall under the same general biological
function (e.g., purple for ‘sexual behaviorprocesses: courtship, pair-bonding, grooming, sperm ejaculation,
reproductive behavior, sexual behavior etc.; light green for ‘motheringprocesses: female pregnancy, uterine
contractions, egg-laying, nesting etc.). Partial reproduction with permission from the Supplementary Table 1
in Refs. [8,9].
C. Theofanopoulou
Comprehensive Psychoneuroendocrinology 16 (2023) 100193
3
biological processes, some of which include uterine contractions, milk
ejection, bond formation, copulation and orgasm, stress suppression,
thermoregulation, olfactory processing, auditory processing, and eye
contact [57] (Table 1).
This possible role of oxytocin in language was not part of any of my
supervisorsresearch agenda; it was my own hypothesis that I brought to
the table during the rst month of my graduate studies. This is how I
came up with it: in the summer after nishing my Masters studies, I
delved into scientic articles, books and documentaries that would
prepare me for a PhD in neuroscience, a eld in which I still had lots to
learn. My synthesis of the information I had chosen for my summer
education led me to the hypothesis that an important, possibly neces-
sary, aspect of language learning in human babies is the socially
rewarding feedback they receive from their parents or caregivers during
their speech attempts in the rst years of their lives [40]. Back then,
there was only some suggestive evidence. For example [41], exposed
infants, reared in an English-speaking environment, to Mandarin Chi-
nese, by exposing them to a) only audio recordings of Mandarin Chinese;
b) audiovisual stimuli (i.e., videos) where people were speaking in
Mandarin Chinese; or c) live-interactive learning with a Mandarin Chi-
nese speaker. They found that only the latter (c) gave rise to successful
language learning. Nonetheless, this experiment was made for
second-language learning, leaving unanswered the question of whether
the primary speech learning mechanisms rely on motivational and
rewarding mechanisms provided by social interactions.
And this is where OT comes into play. My literature exploration of
the social reward and motivation brain pathways led me to oxytocin, but
there was no one, to my knowledge, that had suggested back then a role
of oxytocin in the brain pathways of human language. I was only able to
nd relevant evidence in the auditory and vocal behaviors of non-
human animals. For example, OT and OTR knock-out infant mice were
found to emit fewer ultrasonic vocalizations when compared to wild-
type mice [42,43], while OTR-containing neurons in the mouse audi-
tory cortex were identied to both be involved in auditory processing of
pupsultrasonic vocalizations [28] and to be left-lateralized [44]. These
studies, along with other evidence at different levels of analysis (e.g.,
interaction of OT with key genes in gene pathways with an established
role in language, such as the FOXP2-CNTNAP2 pathway [4]) became the
backbone of my proposal to study the implications of OT in human
language.
Although up to that point I had only worked with human subjects, I
took up on the suggestion of Dr. Jarvis to rst test this hypothesis in
songbirds. Birdsong in his and others laboratories was being used as a
model to understand human language, and, in particular, vocal
learning, a core component of language. Vocal learning is the ability to
imitate complex sounds and is found to date in only a few independently
evolved species of mammals (humans, bats, cetaceans, sea lions and
elephants) and birds (songbirds, parrots and hummingbirds) [45,46].
Testing the social reward mechanisms of birdsong in zebra nches, a
songbird species that is widely used in research, meant that I would need
to immerse myself into experiments I had never run before. Thanks to a
lot of self-learning, generous help of other lab members, and guidance
from my mentors and collaborators, I managed to enter into the beau-
tiful world of songbirds.
I ran my rst behavioral experiments at Duke University, followed by
research at Rockefeller University, where Dr. Jarvis transitioned, and
Hunter College (City University of New York), the latter in the context of
our collaboration with Dr. Ofer Tchernichovski, who instilled in me his
unique curiosity for the nchesvocal learning behavior. One of my rst
most exciting ndings was on the role of social reward in vocal learning
in zebra nches, where I showed that, when exposed to two different
types of songs in isolation vs. a socially rewarding context, male nches
end up learning the song of the socially rewarding context [47]. This was
the rst direct piece of evidence for my initial hypothesis [48] that social
reward gates vocal learning.
Up next, my plan was to test the hypothesis [48] that, in songbirds,
OT subserves these social reward mechanisms of vocal learning. This is
where an obstacle came up: I was not able to nd in the zebra nch
genome (version Taeniopygia_guttata-3.2.4) any gene that was called
oxytocin or, even, oxytocin receptor. Searches in the zebra nch
genome, and other avian genomes, based on mammalian OT and OTR
gene sequences were leading me to genes that were named as meso-
tocin, for the ligand, and mesotocin receptor or vasotocin receptor
3for the receptor (Table 2). The literature back then was equally per-
plexing, containing an array of different names [29,30,49].
I decided to reach out to several scientists working on the endocrine
system of avian species, and their responses on the matter were even
more bewildering. These were the most prominent explanations: a) the
avian mesotocin just shares a high sequence identity with the
mammalian oxytocin, but in reality they are two different genes, and
birds do not have oxytocin; b) the avian mesotocin and the mammalian
oxytocin are the same genes, but we are using different names because
their function/gene expression/gene sequence is different [50]. If a)
were the case, then this would mean that oxytocin either had not
evolved in the avian lineage or that it had been deleted, and that, either
way, I would not be able to study the oxytocin system in songbirds; if b)
were the case, then this would mean that scientists base gene nomen-
clature on parameters, such as gene function or sequence, that are
known to be variable across species. If the latter practice were adopted
across all genes, then we would be using a nomenclature that oftentimes
should not truly reect evolutionary relationships, but relationships
between specic metrics: e.g., mouse and human gene sequences of the
oxytocin receptor share a high sequence similarity, hence they are
given the same name, but human and zebra nch sequences for the same
(evolutionary orthologous) gene do not, hence the sequence of the
former is called oxytocin receptorand of the latter vasotocin receptor
3. This lack of clarity in the eld urged me to resolve rst the issue of
whether songbirds, and avian species in general, have or do not have the
gene that in mammals is called oxytocin.
Proposing a universal nomenclature for the oxytocin-vasotocin
ligand and receptor families.
To tackle this issue, I needed to get a good handle on comparative
genomics and phylogenetics, and on tools and methodologies that I had
little experience in. This required, once more, a lot of self-learning,
paired with the valuable help I was thankful to receive from my lab-
mates and mentors. Progressively and during my transition as a Post Doc
at Rockefeller University, I was able to advance genomic methods that
enabled me to nd out whether and which oxytocin-vasotocin (OT-VT)
ligands and receptors are present in 35 vertebrate and 4 invertebrate
speciesgenomes. The reason why we included so many species in our
analysis was because, although the initial conundrum was for the rele-
vant genes in avian species, we soon realized that the rest of the verte-
brate species were also suffering from an inconsistent nomenclature
(Table 2).
My modus operandi was to compare across species not only the se-
quences of the genes of interest (through pairwise comparisons and
phylogenetics), but importantly to compare the genes surrounding these
putative genes of interest (synteny analyses). What I found after hun-
dreds of pairwise sequence identity comparisons was that often clearly
orthologous genes (e.g., gene X in rat and mouse) have a higher
sequence identity with another paralogous gene (e.g., gene X in mouse
with gene Y in rat) and not their orthologous one, and that sequence
identity is not a stable parameter on which we can base our gene
orthology identication and gene nomenclature. Unlike the instability
of gene sequences across species, I found that the gene territory (or, the
synteny), namely the genes that surround gene X in one species and the
same orthologous gene X in another is widely conserved. Using a com-
bination of different synteny analyses (i.e., in a 10-gene window, 100-
gene window, and chromosomal windows), I managed to clarify gene
orthologous and paralogous relationships across vertebrate species,
which led to a proposal of a universal vertebrate gene nomenclature for
these gene families. Considering that sequence identity comparisons (e.
C. Theofanopoulou
Comprehensive Psychoneuroendocrinology 16 (2023) 100193
4
g., with BLAST alignments [51]) have been used as the canon to reveal
orthologous and paralogous relationships so far, with this study I shifted
the focus of what denes gene orthology from what lies insidethe gene
(sequence) to outsideof it (synteny).
I believe this study is a great example that you can never expect
where science will take you. Sometimes, to address a question, in this
case, if OT is involved in vocal learning in songbirds, one needs to
resolve other pending questions that are on the way, in this case,
whether songbirds have OT to begin with. Although the resulting nd-
ings far exceeded the scope of this question, this study was necessary for
scientists like me to be condent on the exact system they are working
on and provided the needed evidence for my project that birds,
including songbirds, have the same orthologous OT and OTR genes that
are found in the rest of the vertebrates.
3. Impact of the unied gene nomenclature to the research
community
In the short time it has been published, our methodology and pro-
posal for a universal vertebrate gene nomenclature for the OT-VT ligand
and receptor families has been adopted in a variety of studies across
vertebrate lineages [5255] and it has inuenced the NCBI and
ENSEMBL annotation groups in using synteny as the primary evidence
when it comes to annotate newly sequenced genomes, such as those that
I contributed to in the context of the Vertebrate Genomes Project [56].
Further, our methods for synteny analyses have worked as the founda-
tion of a subsequent project I co-coordinated on the evolution of the OT
pathway genes in both vertebrates and invertebrates [57].
Our ndings have also had an impact beyond the elds of neuro-
science and genomics; for example, they were used by structural bi-
ologists to explore the mechanisms responsible for the cellular
physiology of G protein coupled receptors [58]. Our identication of the
orthologous and paralogous gene relationships (or, of which gene is
which) across vertebrates provided their research with the correct
genes to work on, whose study led them to identify that cation coordi-
nation is required for both OT binding and OTR activation.
In the context of the aim of this Special Issue to debunk the myth that
OT is just a female hormone, I could say that with this work, at the very
least, we debunked the myth that OT is just a mammalian hormone. Now
we can support with evidence that OT is the same orthologous gene in all
vertebrate lineages (e.g., mammals, birds, amphibians, sh,
cyclostomes), not an analogousgene or an oxytocin-likegene, going
by different names in different species and lineages (e.g., mesotocin,
isotocin, glumitocin, valitocin, and neurophysin) (Table 2). I nd that
debunking the female hormone myth goes hand-in-hand with
debunking the mammalian hormone myth, since essentially the
functions in females with which OT has been traditionally linked are also
mammalian-specic (e.g., birth uterine contractions and lactation).
Upon reviewing the so far identied functions (Table 1) of OT across
vertebrates, it becomes tangible that OT is far from being involved in
only these mechanisms.
Our proposed unied gene nomenclature also met some pushback.
For example, some authors cite our paper in their work to support gene
orthology between the mammalian OT and the orthologous gene they
study in other vertebrates (e.g., in teleost sh [59], and waxbill [60]) but
do not adopt in their manuscript our proposed nomenclature, or use it
interchangeably with the old nomenclature [58]. According to some of
these authorsexperience that they communicated to us (e.g. Ref. [58],
their use of the traditional symbols was due to following reviewers
suggestions to stick to the traditional nomenclature. In my experience as
well, although in 4/5 scientic studies I have published on the OT-VT
system since then [50,61], both editors and reviewers welcomed the use
of our unied gene nomenclature, in one case [62], one of the editors
would not allow the use of the new nomenclature, with arguments
ranging from gene nomenclature needing to echo gene identity to
nomenclatural changes happening over 100 years and not with a single
paper. Nonetheless, we were permitted to include in the conclusions of
the paper [62] the scientic reasons that made us propose a universal
nomenclature.
The most organized reaction to our proposal came from Ref. [63]
who argued that only minor nomenclatural changes are needed in this
gene family, and that changes in nomenclature should be based on
tradition, name stability, phylogeny, identity and gene function. One of
their main arguments was that a standardized system of nomenclature
already exists, rst established in vertebrates 30 years ago, although
we provided challenges for their practices with scientic evidence. In
our response [50], we provided further phylogenetic evidence for our
gene orthologies, based on analysis using high-quality genomes, and
proposed evidence-based criteria for gene nomenclature decisions
beyond the OT-VT ligand and receptor families, in the following order of
reliability: synteny, phylogenetic inference, sequence identity and gene
function. We also proposed the creation of a Universal Gene
Table 2
Previous and proposed terminology for genes encoding OT and VT ligands and receptors in vertebrates. Long (for example, VTR1A) and short (for example,
V1A) versions of the gene symbols are given. Aliases include terminology in the NCBI gene database. (Reproduced from Table 1 of [8,9] with permission).
Mammals Birds Turtles and
crocodiles
Frogs Fish Sharks Universal vertebrate
revision
Oxytocin (OXT, OT, Oxy)
Neurophysin (NPI)
Mesotocin (MT)
Mesotocin (MT,
MST)
Oxt-like
Neurophysin-1-
like
Mesotocin (MT,
MST)
Mesotocin (MT,
MST)
Mesotocin (MT)
Isotocin (IT, IST)
Glumitocin
Neurophysin
IT-1-like, IT-NP
Valitocin
Aspargtocin
Oxytocin (OT)
Arginine vasopressin (AVP, ARVP,
AVRP, Vp, Vsp)
Neurophysin II (NP2)
Lysine vasopressin
Phenypresin
Vasotocin (VT) Vasotocin (VT) Vasotocin (VT) Vasotocin (VT)
VT-NP,
avpl, vsnp
Vasotocin
(VT)
Vasotocin (VT)
OXTR, OTR VT3, MTR OXTR MesoR, OXTR ITR, OXTR, itnpr-like 2,
itr2
OXTR Oxytocin receptor (OTR)
AVPR1a, V1aR, V1A VT4, VT4R Avpr1, VasR Avpr1aa, VasR,
Avpr1ab
Vasotocin receptor 1 A
(VTR1A, V1A)
AVPR1b, V1bR, (A)VPR3, V3,
VIBR
VT2, AVT2R Vasotocin receptor 1B
(VTR1B, V1B)
VT1, AVPR2 Avpr2.2 V2C, V2bR2,
Avpr2.2, V2L
V2C, V2bR2 Vasotocin receptor 2 A
(VTR2A, V2A)
V2B, V2BR1, V2R,OTRI,
nft, avpr2
Vasotocin receptor 2B
(VTR2B, V2B)
AVPR2, V2R, VPV2R Avpr2bb, V2A(2), avpr2a
(a)
Vasotocin receptor 2C
(VTR2C, V2C)
C. Theofanopoulou
Comprehensive Psychoneuroendocrinology 16 (2023) 100193
5
Nomenclature Committee that will involve scientists working on
sequencing, assembly, annotation, phylogeny and genome evolution, as
well as on the respective lineages and genes for all life. I believe such
committee will enable all scientists to speak the same language for the
rst time in history, a language that will be evidence and
evolution-based, something that will revolutionize translation of nd-
ings across species and clinical research.
4. Using the evolution of the oxytocin-vasotocin receptors as a
lens to understand vertebrate genome evolution
One of the most interesting -and unexpected-ramications of the
2021 study was that our comparative genomic ndings led us to put
forward a scenario for the evolutionary history of the oxytocin-vasotocin
receptors (OTR-VTR) and, by extension, for vertebrate genome evolution
in general, that is different from the traditionally accepted one. Ac-
cording to the most inuential hypothesis for vertebrate genome evo-
lution, rst proposed by Ohno [64] 50 years ago, vertebrate genomes
evolved through two (or possibly three) rounds of whole genome
duplication: the rst in the origin of cephalochordates (e.g., amphioxus)
and vertebrates and additional ones within vertebrates. This hypothesis
was later reinforced with the nding of four HOX gene clusters in
mammals [65], construed as the possible results of two rounds of whole
genome duplication (2 R of WGD). Most studies since then, using
phylogenetic analyses only [6668], or a combination of synteny and
phylogenetic analyses [69,70], have interpreted their ndings consid-
ering the 2 R hypothesis as the only evolutionary scenario a priori.
In both the original 2021 study and a follow-up study I single-
authored to further delve into this topic, I performed analyses of the
chromosomes or scaffolds containing OTR-VTR across different verte-
brate species and mapped these segments back to reconstructed karyo-
types of putative vertebrate or chordate ancestors. This kind of analysis,
that I named ancestral analysesin these studies, allow to identify the
location of genes, in this case the OTR-VTR genes, in the putative
chromosomes of the ancestor of all vertebrates or chordates. Tracing the
evolutionary history of a gene family back to the stem of vertebrates
uniquely sheds light to the rounds of WGD this family possibly under-
went. As I explained above, the evolutionary scenario I was expecting to
nd was that written in the textbooks, namely that the OTR-VTR un-
derwent 2 R of WGD.
Contrary to this expectation, my ndings pointed to two possible
scenarios, the one being consistent with the traditionally accepted 2 R of
WGD, with the rst occurring in the gnathostome-lamprey ancestor and
the second in the jawed vertebrate ancestor, but the other pointing to
only 1 R of WGD in the common ancestor of lampreys and gnathostomes,
followed by segmental duplications in both lineages. Combining the
data from the ancestral, synteny and phylogenetic analyses, I put for-
ward that the scenario consistent with 1 R of WGD is more parsimonious.
Although the analysis of one gene family is not able to capture the full
complexity of vertebrate genome evolution, this alternative scenario
may pave the way for vertebrate genome evolution to be seen through a
prism that is different to the one used in the past 50 years.
5. Oxytocin in vocal learning avian species
With the gene orthologies claried, I was nally able to work on the
OT system in songbirds, without ambiguities as to which system I was
working on and whether my ndings would be translatable to humans or
not. One of the rst experiments I tried included an intranasal admin-
istration of an OT antagonist in adult male zebra nches to assess
whether it would have any impact on the song they sing to females to
attract them.
Male zebra nches sing two types of song, the one being the undi-
rectedsong, which is the type of song they sing by themselves, possibly
to practice, and another, being the directed song, which they sing to
females [71]. These two types of song have some established differences
between them [71], including in the number of introductory notes the
nches sing before they start singing the main motif of the song, which
are signicantly more during directed singing, possibly to attract the
attention of the female. In my experiments, I found that the OT-anta-
gonist treated males had a signicant drop in the number of introductory
notes in their directed song, which made their love songmore similar
to the undirected song they sing without a female [47]. This points to OT
being necessary for an important feature (i.e., introductory notes) of
directed zebra nch singing, which, as far as we know, serves the pur-
pose of attracting the female nches to copulate [71].
The zebra nch was not the only avian species I worked on. A pre-
sentation I gave at a conference attracted the attention of Dr. Kazuo
Okanoya (University of Tokyo and RIKEN Brain Science Institute), an
expert in the songbird eld, to pursue understanding together the role of
OT in the singing and general behavioral differences identied in two
very closely related songbird species/strains: the white-rumped munias
and the Bengalese nches. These two species have a very interesting
story: more than 250 years ago, the white-rumped munias were im-
ported and brought into captivity from China to Japan [72]. They were
initially used to foster exotic birds, and were articially selected against
aggression, which gave rise to a domesticated versionof these species,
called Bengalese nches [73]. These domesticated Bengalese nches are
not only less aggressive and fearful; they also show different pigmen-
tation in their plumage and, importantly, sing a more complex song than
the white-rumped munias [74]. This has led scientists to hypothesize
that the higher vocal learning complexity in Bengalese nches might
have occurred as a by-product of their domestication. Since OT has been
highlighted in research focused on differences between domesticated
and wild species [75], and since my ndings in zebra nches suggested a
role of OT vocal learning, we hypothesized that it made a great candi-
date for studying the neurobiology underlying these speciesbehavioral
differences.
In a study I co-led with Dr. Yasuko Tobari we compared the OT
nucleotide sequence and synthesis between the wild white-rumped
munias and the domesticated Bengalese nches [75]. We found spe-
cic nucleotide changes in the regulatory regions of OT, both within the
Bengalese nch population, and in comparison to the white-rumped
munias. Some of these changes we identied fall in transcription fac-
tor binding sites and are well conserved in vertebrates in general, or in
the avian lineage in particular, something that suggests they might be
sites that are responsible for functional effect differences in these spe-
cies. Additionally, we showed, via real-time quantitative PCR, a signif-
icantly lower OT mRNA expression in the diencephalon of the Bengalese
nches relative to munias, implying there is less hypothalamic OT
synthesis in the domesticated strain, although, puzzlingly, the expres-
sion was signicantly higher in the Bengalese nch cerebrum compared
to munias. Our brain region-specic gene expression results did not
match those reported in other domesticated species (e.g., rats and mice)
[76], where more OT production was found for the domesticated strain.
Our interpretation was that these differences from other domesticated
species might be due to different domestication pathways (laboratory vs.
pet domestication), and/or to different domestication processes in the
mammalian vs. the avian lineages.
Regardless of the specic interpretation, our ndings on differences
on the OT gene sequence and brain expression in two very closely related
species that differ in their vocal learning complexity indicates that OT
could subserve these differences. Studies that were run before [49,77] or
after ours [54,78] in zebra nches pointing to: a) the OTR being
differentially expressed in their vocal learning nuclei [49,78]; b) an
age-dependent downregulation of OT in the hypothalamic para-
ventricular nucleus during the rst days post-hatch, which are of para-
mount importance for vocal learning [77]; and c) OT mediating song
preference in juveniles [54], further highlight the relevance of our OT
ndings in the song complexity differences between these two songbird
species.
C. Theofanopoulou
Comprehensive Psychoneuroendocrinology 16 (2023) 100193
6
6. The evolution of the OTR-VTR genes in human and non-
human primate evolution
Putting all these studies together, I realized it was high time I turned
my attention back to humans to nd out whether the OT-VT system had
undergone any recent changes in humans that could speak to the
behavioral differences attested between them and other non-human
primates (e.g., chimpanzees, bonobos), including their ability for vocal
learning, which is not present in other primates [46]. Interestingly at
that time, more and more genomes of archaic humans (i.e., Neanderthals
and Denisovans) were getting sequenced and becoming available for
comparison in studies like ours [7981].
I used the knowledge I had acquired in comparative genomic tools
[48] and, in co-leadership with Dr. Alejandro Andirk´
o, we explored
nucleotide variation in the OTR-VTR using multiple genomes of modern
humans, archaic humans and non-human primates (bonobos, chim-
panzees, macaques, among other species) [61]. We identied poly-
morphic sites with alleles (i.e., Single Nucleotide Polymorphisms) found
for the rst time in modern or archaic humans, or shared only between
modern humans and bonobos. On these sites we performed an array of
analyses (prediction, regulation, linkage disequilibrium, frequency, se-
lection and functional association analyses) that revealed that they are
located in open chromatin or transcription factor binding sites, are
active in specic brain regions, and/or show positive or balancing se-
lection signals in modern humans. Importantly, all of them were also
associated with specic social behaviors and neurodevelopmental or
neuropsychiatric disorders.
With these ndings, we were able to shed light to specic sites that
have likely been hotspots in hominin and primate evolution and could
explain several of the key differences between the species studied [61]
and refs. therein). For example, they might subserve sociality differences
between the Pan and the Homo lineage that resulted in the decreased
aggression and demographic success in the latter, or group-size differ-
ences between archaic and modern humans. The convergent sites we
found in modern humans and bonobos might be relevant to similarities
between them in social attention, tolerance and cooperation. Lastly,
based on the gene expression patterns of the OTR-VTR in brain regions in
humans that are associated with vocal learning [48], and based on our
aforementioned ndings in songbirds, it could be that the archaic and
modern human-specic variants could have a synergistic heterozygous
impact on the evolution of vocal learning in the human lineage.
7. Oxytocin as a treatment for speech decits in autism
spectrum disorders
Synthesizing all these ndings, and considering evidence in the
human literature showing that an intranasal administration of OT (IN-
OT) alleviates several aspects of impaired socialization and communi-
cation in children with autism spectrum disorders (ASD) [82], including
speech comprehension [83,84], I hypothesized that IN-OT could also be
used to improve decits in speech production. Malfunction in the OT
system has been repeatedly linked to ASD, as we thoroughly reviewed in
a book chapter [62] I co-led with Dr. Amelie Borie (Emory University),
while, interestingly, aberrant changes in the OT or OTR genotype, blood
genome methylation, and plasma levels have been found in ASD patients
in conjunction with speech production disorders [85,86].
As an Associate Research Professor, directing the Neurobiology of
Social Communication Lab at City University of New York and Rock-
efeller University, I was recently able to secure funding (Robertson
Therapeutic Development Fund from the Rockefeller University) that
will enable us to test this hypothesis in children diagnosed with ASD and
speech production decits. At this point, I am feeling that my research
comes full circle, as I am nally able to address in humans the hypothesis
I had put forward several years ago. Seen from a distance, the oxytocin
journey has so far equipped me with great experience in different elds,
including neuroscience, comparative genomics and population genetics,
whose tools have been valuable in my transition to human studies,
where I also apply my early knowledge in linguistics.
8. The neurobiology of dance and oxytocin
In other scientic endeavors, I have also widened my research scope
to include the study of another sensorimotor behavior that serves social
communication in humans: dance [87]. Studying dance came as a
necessary ramication from studying speech: evidence from different
levels of analysis points to intriguing commonalities between vocal
learning (i.e., speech) and beat synchronization (i.e., dance) that go
beyond the fact that both behaviors rely on rhythmic motor control and
on a tight auditory to motor integration. For example, only vocal
learners (humans and parrots, in particular) have been found to be able
to synchronize their body movements to the beat of sound in music [88],
while developmental behavioral studies in human children have shown
that the development of the ability for a sustained beat perception and
synchronization predicts the development for phonological (speech)
production ability until late childhood [89]. These and other ndings
have led to the hypothesis [88,90] that vocal learning was a prerequisite
for the evolution of the ability to synchronize to a beat, a core feature of
dance.
In the projects I am currently coordinating, we are planning to un-
ravel the relationship between speech and dance in humans, at the level
of brain pathways, gene expression, gene variants, and therapy. For the
latter, we are testing the effect of a behavioral dance intervention in the
speech decits of people with Parkinsons Disease. Thinking back of the
moment I saw the Erasmus advertisement for studying in Seville, and
amenco being one of the major drivers of my decision to pursue this
application, I can see how my life comes full circle not only through
oxytocin, but also through dance. I had never imagined it, but scientic
ndings would actually bring my two passions together: speech and
dance.
What is even more intriguing is that the OT-VT system was recently
found to be implicated in dance as well. In one experiment, partners
while dancing together were administered intranasally either OT or
placebo, and a motion tracking software was used to measure synchrony
between them as manifested in the velocity of their movements [91].
IN-OT was found to increase synchronized interpersonal movement
during dance. In another experiment, they compared the VTR1A/AV-
PR1A (vasotocin receptor 1A/arginine vasopressin receptor 1 A) be-
tween performing dancers vs. elite athletes and nondancers/nonathletes
and showed signicant differences in allele frequencies [92]. These
ndings suggest a role of OT and VT beyond speech, in the coordination
of complex sensory-motor behaviors. A combined dance and oxytocin
therapy to alleviate speech and general body movement decits might
be where I predict to nd my research in some years from now.
9. Challenges and solutions
In this scientic and personal journey, I faced varying challenges.
Some of them were specic to my trajectory, as I decided to switch elds
and continuously get immersed in new tools in different species. Other
challenges were (and still are) more systemic. Being a woman in science
and surviving in a male-dominant environment, especially as I am
progressing towards research independence, is a challenge by itself. To
me it took different shapes, from being actively belittled from male
colleagues to receiving verbal and physical advances and harassment.
Other challenges have been pertinent to my identity as an international
scholar, which include working in cultural and linguistic environments
that are different to those I grew up, paired with all the relevant legal
hassle (for example, to maintain, in the US, a VISA and medical insur-
ance) and, of course, being away from the safety net of family.
I have been progressively learning how to mentally frame and
overcome these challenges. For changing elds, I can only say I devoted
a great deal of time in self-learning, reading, trying, and failing.
C. Theofanopoulou
Comprehensive Psychoneuroendocrinology 16 (2023) 100193
7
Especially in the beginning it was very difcult to fail, but then I learnt
to see it as part of the process. In this, psychotherapy played a pivotal
role in cracking my past wide open, in giving me practice on how to
speak and how to listen. I envisage a future where psychotherapy would
be readily available at no cost to all scientists. As I mentioned in the
beginning of the article, dance (amenco) has always been there to give
me beat and pace whenever I felt I had lost it, but also to just help me
express myself and have fun. Another artistic expression that has been
life-changing is poetry. Writing a good poem gives me a feeling of
fulllment and purpose. Moving to the US prompted me to start writing
in English, and my rst publications in US-based poetry journals have
been reinvigorating. Giving back to the community is another way for
me to face my own challenges: unless we actively seek to make science
and academia a diverse and equitable place, my challenges will be faced
unaltered by the future generations. Last but not least, it has always been
of outmost help to maintain a circle of people with whom I felt I could
truly be myself, feel accepted, learn, change, listen and be listened.
Declaration of competing interest
The author has no competing interest to declare.
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C. Theofanopoulou
... The origins of genes responsible for oxytocin, its receptors [1,2] and its functions [3] also challenge the notion that "oxytocin is a mammalian hormone." Oxytocin, as a peptide, evolved over 200 million years ago at around the time that mammals first appeared. ...
... However, vasotocin -the ancestor of oxytocin, and oxytocin homologues, such as isotocin and mesotocin -have many parallel physiological and behavioral functions in species that emerged before mammalian evolution. These oxytocin-like precursor molecules can be traced from cartilaginous and bony fishes to mammals [2]. It is argued that precursors to oxytocin were present before the division between vertebrate and invertebrate species. ...
... Nursing and the novel and adaptive components of milk provide altricial mammalian offspring with, not only nutrients, but also antibodies, as well as critical support and programming for the developing immune system, including the mucosal immune system that upregulates oxytocin receptors during lactation [14]. Oxytocin, though specific rhythmic actions on muscle and other aspects of behavior, assists in the development of social synchrony [2] and parental-child bonding [4,5,11]. Oxytocin also plays an essential role in the regulation of the symbiotic microbiome, which are now understood to have effects on essentially every aspect of health and well-being [14]. ...
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... In a series of studies [31][32][33][34][35], I have presented evidence and proposed a role for oxytocin and dopamine within the vocal learning circuitry. Could these neurotransmitters also contribute to our understanding of the relevant reward mechanisms (external and/or internal) involved in the rhythmic synchronization abilities of humans and parrots? ...
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Preprint
Oxytocin (OT) is a neuropeptide associated with several psychological and somatic processes across vertebrate species. Although OT homologs have been identified in many species, the evolutionary timeline of the OT signaling pathway genes has yet to be described. Evolution is the blueprint that phenotypes are built with, thus its systematic description can help inform the current purpose of the OT pathway. By using protein sequence similarity searches, microsynteny and phylostratigraphy analyses, we assigned the genes comprising the OT signaling pathway to different strata based on the identified time of their emergence. We show that the majority (64%) of genes in the pathway are modern, as they evolved around the emergence of vertebrates, predominantly before the emergence of jawed vertebrates, as is the case for OXTR, OXT and CD38. 18% of the OT pathway genes are ancient. Our selection analyses of OT pathway genes in eight primates (including modern and archaic humans) revealed patterns of negative selection. In humans, medium-aged OT signaling genes are highly expressed in contractile organs (e.g., bladder, blood vessel), while genes that evolved more recently are primarily expressed in the brain and muscle tissue. Altogether, we show that the most ancient genes in the pathway support basic cellular signaling functions in humans, whereas the recent ones are linked to adaptive functions, bone maturation and preservation, and are up-regulated in the brain.
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