Mixing rule for calculating the effective refractive index beyond the limit of small particles

Abstract

Considering light transport in disordered media, the medium is often treated as an effective medium requiring accurate evaluation of an effective refractive index. Because of its simplicity, the Maxwell-Garnett (MG) mixing rule is widely used, although its restriction to particles much smaller than the wavelength is rarely satisfied. Using 3D finite-difference time-domain simulations, we show that the MG theory indeed fails for large particles. Systematic investigation of size effects reveals that the effective refractive index can be instead approximated by a quadratic polynomial whose coefficients are given by an empirical formula. Hence, a simple mixing rule is derived which clearly outperforms established mixing rules for composite media containing large particles, a common condition in natural disordered media.

Full text

Research Article Vol. 31, No. 20 / 25 Sep 2023 / Optics Express 32067
Mixing rule for calculating the effective
refractive index beyond the limit of small
particles
DOMINIC T. MEIERS1,* AND GE ORG VON FREYMANN1,2,3
1Physics Department and Research Center OPTIMAS, RPTU Kaiserslautern-Landau, 67663
Kaiserslautern, Germany
2Fraunhofer Institute for Industrial Mathematics ITWM, 67663 Kaiserslautern, Germany
3georg.freymann@rptu.de
*dmeiers@rptu.de
Abstract:
Considering light transport in disordered media, the medium is often treated as an
effective medium requiring accurate evaluation of an effective refractive index. Because of
its simplicity, the Maxwell-Garnett (MG) mixing rule is widely used, although its restriction
to particles much smaller than the wavelength is rarely satisfied. Using 3D finite-difference
time-domain simulations, we show that the MG theory indeed fails for large particles. Systematic
investigation of size effects reveals that the effective refractive index can be instead approximated
by a quadratic polynomial whose coefficients are given by an empirical formula. Hence, a simple
mixing rule is derived which clearly outperforms established mixing rules for composite media
containing large particles, a common condition in natural disordered media.
© 2023 Optica Publishing Group under the terms of the Optica Open Access Publishing Agreement
1. Introduction
Since perfect order is rarely found in natural systems, the interaction of electromagnetic waves
with disordered materials is part of many sensing applications ranging from biophotonics [1,2]
over geophysics [3,4] up to astrophysical problems [5,6]. In addition, disorder is also used
as powerful tool to design materials with tailored optical properties, e.g., exhibiting radiative
cooling [7–9]. Hence, there is a strong need to efficiently describe light propagation within
disordered media.
Due to the randomness of local arrangements, a description of light transport entirely on a
microscopic scale is extremely challenging if not even impossible. However, in many cases using
averaged quantities allows for a feasible description of the disordered medium as an effective
medium, giving access to macroscopic transport properties. That means a homogenization
approach is applied in which the heterogeneous medium with locally varying permittivity is
treated as a homogeneous medium possessing an effective permittivity and permeability. For
non-magnetic, small particles the latter is close to unit, i.e., the effective refractive index can be
directly obtained from the effective permittivity. For large particles, however, magnetic multipole
terms might not be negligible and both quantities must be considered. [10,11]
While the effective medium approach enables a relatively simple description of the light
transport, the bottleneck of the homogenization is the evaluation of suitable effective quantities
for arbitrary structures. The first attempts to solve this problem date back more than a century
[12] and eventually resulted in two famous approaches namely the Maxwell-Garnett (MG) [13]
and the Bruggeman (BG) theory [14]. While both theories only require the permittivity of both
constituents and the respective volume fractions, their applicability is restricted to grains much
smaller than the incident wavelength due to their quasi-static character [10].
Indeed, the MG theory originally assumes a so-called cermet topology, i.e., separated spheres
which are dispersed in a host medium [13,15,16]. The sphere size parameter x
=
ka (where kis
#494653 https://doi.org/10.1364/OE.494653
Journal © 2023 Received 3 May 2023; revised 26 Jun 2023; accepted 5 Jul 2023; published 12 Sep 2023

Research Article Vol. 31, No. 20 / 25 Sep 2023 / Optics Express 32068
the wave vector in the host medium and ais the sphere radius) is thereby required to be much
smaller than one. However, even for particles in the deep-subwavelength regime, the MG mixing
rule might fail under particular circumstances, for instance when different constituents are in
close vicinity, causing evanescent fields to become important [17]. In addition, its applicability is
generally limited to a small volume fraction of inclusions [15], although sometimes appropriate
results at higher filling fractions can be obtained [16,18,19].
Nevertheless, due to its simplicity the MG theory is widely used for calculating the effective
permittivity for various types of composite media ranging from packings of large spheres [20]
even to interconnected structures, e.g., foams, micro-porous media or biological tissues [9,21–24].
While the MG theory can provide reasonable results for some structures, its constraints, especially
the criterion of small particles, are rarely fulfilled in reality, so its validity is highly questionable
in many cases. To circumvent the unpractical restriction of very small spheres several extensions
as well as generalized effective medium theories capable to include size effects are presented in
the literature [16,25–28]. However, these generalized theories are usually limited to a maximum
sphere size parameter (or its pendant in the case of non-cermet topologies) of about 0.5 to 1
[10,28], thus to still somewhat small particles as illustrated in Fig. 1. Moreover, it is shown that
the most theories work well only in a very limited number of scenarios [10,29,30].
Fig. 1.
Illustration of different sphere size parameters. The size of a sphere (blue) is
displayed in comparison to the wavelength (red) for a typical sphere size parameter in the
Maxwell-Garnett regime (x
=
0.2
)
, the limit of extended theories (x
=
1.0) and the largest
sphere sizes investigated here (x=2.5).
Here, we present a numerical analysis of the effective refractive index of cermet topologies
with sphere sizes up to x
≈
2.5 using finite-difference time-domain (FDTD) technique. In contrast
to other FDTD approaches [28,31,32], we implement the criterion that the forward scattering
amplitude of a spherical region of the composite medium vanishes when the homogeneous
background possesses a refractive index which matches the effective refractive index of the
composite medium [33–35].
This setup is used below for systematical evaluation of size effects, (i) to reveal the inability of
the MG mixing rule in the case of large particles and (ii) to retrieve a simple mixing rule capable
to predict the effective refractive index in the yet inaccessible range between x
≈
1 and x
≈
2. At
first instance, the investigation is limited to non-absorbing dielectric media, which occur in many
situations. Nevertheless, the simulation setup can be extended to also account for absorbing and
metallic particles in further studies.
2. Methods
2.1. FDTD simulations
The software Lumerical FDTD Solutions (Ansys Inc., USA) is used to conduct the FDTD
simulations with the setup displayed in Fig. 2(a). Since the software uses a cubic mesh grid

Research Article Vol. 31, No. 20 / 25 Sep 2023 / Optics Express 32069
as standard, attention must be paid in resolving the spherical shape of the spheres correctly.
Therefore, in preliminary tests the mesh size is decreased until the simulation results for the
forward scattering amplitude of a single sphere are in agreement with the analytic results of the
Mie theory. Thereby, a mesh size of 15nm in all directions in combination with the conformal
mesh technique is found to be sufficient for all used sphere sizes. The electric field of the injected
plane wave has an amplitude of 1 V/m in all simulations, while the far field is projected onto
a hemisphere with a diameter of 1 m. To determine the effective refractive index of a sphere
packing, first of all at least 5 distinct spherical regions are cut out, which possess the same filling
fraction than the entire packing. Thereby, the size of the extracted regions is kept constant for
different filling fractions, while it is ensured that for the smallest filling fraction 5 spheres are
included in the extraction. Subsequently, the extracted regions are placed in the simulation
setup and the forward scattering intensity is calculated for different background indices. Since a
quadratic dependence between the forward scattering intensity and the background index is found
around the point of index matching (see Supplement 1), a parabola is fitted to the simulation
results yielding the effective refractive index at its minimum. The final value is obtained by
averaging over the distinct extracted regions.
2.2. Generating random sphere packings
Random sphere packings are created using a self-written MATLAB code (The MathWorks Inc.,
USA) of the force-biased algorithm [36,37], with its main idea presented below. After initially
placing the origins of Nspheres randomly in a container with predefined size, two different
diameters are assigned to the spheres. For the inner diameter the maximum value is chosen
for which the spheres just do not overlap. The outer diameter is selected such that the sum of
all sphere volumes occupies a predefined volume, in most cases the container volume. Thus,
overlaps between the spheres are allowed, regarding the outer diameter. Starting with this initial
setting the following steps are performed consecutively. First, on every sphere a repulsion force
is applied which moves overlapping spheres apart. The calculation of this force is based on a
potential function [36,37] which relies on the overlap of adjacent spheres according to their outer
diameter. In the second step, the outer diameter is gradually decreased. Eventually, the new
inner diameter fulfilling the requirement of non-overlapping spheres is computed. Since moving
the spheres increases the inner diameter by tendency, the inner and outer diameter approaches.
Once the inner diameter reaches the desired value the algorithm is stopped and a random sphere
packing of non-overlapping spheres with a specific diameter is obtained. By changing the initial
number Nof spheres in the container, the filling fraction can be tuned. Here, sphere packings with
sphere radii between 100 nm and 240 nm are generated, which results in sphere size parameters
between x
=
0.90 and x
=
2.15 for an incident wavelength of 700nm. By varying the wavelength,
this range is partially extended up to x=2.51.
2.3. Parameter of the white model structure
To investigate interconnected structures, a model structure mimicking white Cyphochilus scales
is used, which is composed of Bragg stacks with a footprint of 300
nm ×
300
nm
and a disordered
layer thickness as described in Ref. [38]. The center-to-center distance of consecutive dielectric
layers is 587nm, while the space in-between is vacuum. The variation of the layer thickness is
given by a normal distribution which is specified by its mean value
µ
, its standard deviation
σ
and the interval Iof used values. Finally, one third of the layers is randomly omitted, yielding
particular bigger gaps between consecutive layers. The effective refractive index of this model
structure is calculated analogous to the procedure for the sphere packings. To compute the
prediction of the mixing rule for large spheres, the sphere size parameter has to be determined
for the model structure. In all cases it is found that taking the sphere size parameter of a sphere,

Research Article Vol. 31, No. 20 / 25 Sep 2023 / Optics Express 32070
0.0
0.5
1.0
1.5
nbackground <neff nbackground =neff nbackground >neff
Abs. electric field |E| (V/m)
0.0 0.2 0.4 0.6 0.8 1.0
Filling fraction f
1.0
1.1
1.2
1.3
Eff. refractive index neff
FDTD
MG theory
+
+
+
+
+
+
+
x= 0.31
(a)
(b)
(d)(c)
PML background TFSF source
host mediuminclusionsmonitors
0.0 0.1 0.2 0.3 0.4 0.5
0
2
8
12
Filling fraction f
Imaginary part neff, imag (10-3)
+
+
+
+
FDTD
MG theory
+
Fig. 2.
Simulation setup and its validation. (a) 2D cross-section through the 3D simulation
region. The simulation region consists of perfectly matched layer (PML) boundaries (gray)
limiting the background medium (pale red) in which the total-field scattered-field (TFSF)
source (black) is embedded. The composite medium which contains a host medium (pale
blue) with spherical inclusions (blue) is illuminated by a plane wave injected at the lower
edge of the TFSF source. The far field projection of the scattered field can be calculated
using a box of monitors (red). (b) The distribution of the absolute electric field within the
simulation region is shown for three different background indices. For a mismatch between
the background index and the effective refractive index, forward scattered fields can be seen
as marked by the black, dashed box. As shown in Supplement 1 weaker scattering is also
observed for other directions. (c) Effective refractive index of sphere packings at different
filling fractions (black crosses) obtained with the simulation setup shown in (a). The results
are in agreement with the prediction of the MG theory (blue curve). For the simulation an
incident wavelength of 1000 nm as well as spheres with a refractive index of 1.3 and a radius
of 100 nm are used. (d) Calculation of the imaginary part of the effective refractive index
and comparison to the predictions of the complex MG mixing rule (blue curve). Except for
a higher refractive index of 1.5, the parameters of the sphere packing are the same as in (c).

Research Article Vol. 31, No. 20 / 25 Sep 2023 / Optics Express 32071
whose volume is equal to the volume of the cuboid with a thickness of
µ
, delivers excellent
agreement between the simulation results and the prediction.
3. Results
3.1. Validation of the simulation setup
The approach used to set up the simulations is based on the condition that the forward scattering
amplitude vanishes once the refractive index of the background fits the effective refractive index
of the composite medium. This condition can be retrieved from the generalized optical theorem
and thus holds true for any sphere size as long as the medium can be considered as an effective one,
as shown by Stroud and Pan or Niklasson et al. [33,34]. In the literature, however, the effective
medium models obtained from this condition are usually restricted to somewhat small sphere
size parameter, since the (analytic) calculation of the forward scattering amplitude requires some
simplifications. For instance, using Mie theory only the leading terms are taken into account
[33,34]. Deploying a Maxwell solver such as FDTD simulations in our approach, all relevant
electric and magnetic multipole terms are considered, which enables to deal with arbitrary sphere
sizes correctly.
Compared to the original formulation, stating that the forward scattering amplitude vanishes
on the average when (different) single particles embedded in the effective medium are considered
individually, a further modification has been made. Here, we use a spherical region of the
composite medium containing both constituents with their respective volume fractions. This
reduces the required number of simulations drastically, since the average forward scattering
amplitude is directly obtained in every single simulation. This modification is justified by the fact
that a spherical region of a composite medium possesses the same forward scattering amplitude
than a homogeneous sphere of equal size made up of the effective medium, as demonstrated by
Mallet et al. for small sphere size parameter and Yazhgur et al. for large ones of x
≈
1.66 [16,20].
Another advantage of this technique is the opportunity to additionally obtain the imaginary
part of the effective refractive index, which can be non-zero even in the case of non-absorbing
particles. In that, the imaginary part accounts for the attenuation of an impinging wave due
to scattering in the lateral direction. As mentioned by Mallet et al., this attenuation can be
considered by introducing absorption in the homogeneous effective sphere such that the resulting
absorption cross section equals the scattering cross section due to the lateral scattering [16].
A 2D cross-section through the applied 3D simulation setup is displayed in Fig. 2(a). The
whole simulation region is filled with a background medium with adjustable refractive index
(pale red). In this background a spherical region of the composite medium is embedded, which
consists of the host medium (pale blue) and spherical inclusions (blue).
To efficiently determine the forward scattering amplitude the composite medium is placed
inside a so-called total-field scattered-field (TFSF) source (black). This source is defined by a 3D
box where the total field of the impinging plane wave, i.e., the incident field and the scattered
field, is calculated. However, outside of the box only the scattered field exists since the portion of
the incident field is subtracted at the edge of the box, as exhibited by the field distribution in
Fig. 2(b). Using a box of monitors (red) around the source, the far field projection of the scattered
field can be evaluated for all directions.
In the forward direction the electric field E
for
is proportional to the forward scattering amplitude
S(0◦)
Efor ∼E0eikr
−ikr S(0◦), (1)
where ris the distance to the scattering particle, kthe wave vector and E
0
the electric field of
the incident wave [39] (see Methods). In the frequency domain the real field is given by the

Research Article Vol. 31, No. 20 / 25 Sep 2023 / Optics Express 32072
magnitude of the electric field, thus the intensity I
for(λ) ∼ |
E
for(λ)|2
is used for convenience. The
effective refractive index is obtained by varying the background index to minimize the forward
scattering amplitude and hence the forward scattering intensity in the far field (see Methods). As
displayed in Fig. 2(b), for the case of index matching the suppression of the forward scattering
can be observed in the field distribution.
First, the setup is tested by placing a single particle inside the TFSF source and calculating
the intensity in the far field for a background index of one. In addition, the scattering amplitude
and thus the forward scattering intensity of a single particle is analytically evaluated using Mie
theory (e.g. Reference [39]). Figure S1(a) in Supplement 1 shows the comparison between the
results obtained by FDTD simulation (black, dashed curve) and Mie theory (green curve) for
a sphere with a refractive index of n
i=
1.5 and a radius of 100 nm. It can be seen that for the
whole simulated wavelength range both curves are in excellent agreement.
In addition, it also has to be tested if the setup is capable to predict the effective refractive index
of a composite medium correctly. Therefore, packings of small spheres with filling fractions
between 10% and 60% are generated using a slightly modified version of the force-biased sphere
packing algorithm [36,37] (see Methods). For every filling fraction spherical regions are cut
from the entire sphere packing and subsequently used in the simulation setup shown in Fig. 2(a).
Figure 2(c) shows the simulation results obtained for spheres with x
=
0.314 and n
i=
1.3
dispersed in a host medium with n
h=
1 at different filling fractions f(black crosses). These
findings are compared to the real part of the MG mixing rule (blue curve) which reads
ϵMG =ϵhϵi(1+2f)+2ϵh(1−f)
ϵi(1−f)+ϵh(2+f), (2)
with
ϵi
and
ϵh
being the permittivity of inclusions and host, respectively [15]. The corresponding
effective refractive index is received via n
MG =√ϵMG
. As expected for cermet topologies with
small spheres, the simulation results are in perfect agreement with the MG theory validating the
used simulation geometry.
To test whether the simulation setup is also capable to predict the imaginary part of the effective
refractive index, the scattering cross section of a spherical region of the composite medium placed
in vacuum is calculated. Subsequently, this scattering cross section is compared to the extinction
cross section of a homogeneous effective sphere of equal size. For sufficient diameter of the
spherical region (here 4
µ
m) the extinction cross section is found to be smaller than the scattering
cross section due to lateral scattering. Note that for small spherical regions only one scattering
event occurs on average such that the lateral scattering is largely suppressed. Eventually, as
described above an absorption is assigned to the homogeneous effective sphere, such that the
extinction cross section matches the scattering cross section of the composite medium.
The result of the calculation for a sphere size parameter of x
=
0.31 and a refractive index of
1.5 is shown in Fig. 2(d). As expected for small filling fractions, it follows the prediction of the
complex version of the MG mixing rule as given by Mallet et al. [16]. For larger filling fractions
above 10%, however, deviations are found which rather rely on the insufficient theoretical model,
since deviations from the complex MG mixing rule for large filling fractions are also reported
elsewhere [16].
3.2. Derivation of a mixing rule for large particles
To derive a mixing rule applicable for large spheres, first the size effects are systematically studied
by varying the sphere size parameter x. Due to x
=(
2
π
n
h/λ)
a,xdepends on the sphere radius
and the applied wavelength. Hence, both quantities can be used to alter xyielding similar results,
see Supplement 1. Here, values between x
=
0.90 and x
=
2.51 are realized in random sphere
packings (see Methods), which possess filling fractions up to 60%, close to the limit at which
packings can still be considered random (around 65% [36,40]).

Research Article Vol. 31, No. 20 / 25 Sep 2023 / Optics Express 32073
Figure 3(a) shows the effective refractive index obtained by FDTD simulations (black crosses)
for x
=
1.80 and a refractive index of n
i=
1.7. Here, a significant discrepancy can be seen
between the simulation results and the MG mixing rule (blue curve), showing that the latter is
not able to correctly predict the effective refractive index for large spheres. Instead, the results
can be fitted to a good approximation with a quadratic polynomial function as shown by the
green, dashed curve. In general, as sphere size increases, the discrepancy between the effective
refractive index and the MG theory increases, with greater refractive index contrast leads to
greater discrepancies overall, as shown in Fig. 3(b)-(d).
(a)
++++++
Filling fraction f
0.0 0.2 0.4 0.6 0.8 1.0
Relative deviation
0.98
1.00
1.02
1.04
1.06 ni= 1.5
++++++
Filling fraction f
0.0 0.2 0.4 0.6 0.8 1.0
Relative deviation
0.98
1.00
1.02
1.04
1.06 ni= 1.7
(b)
(d)
+
+
+
+
+
+
Filling fraction f
0.0 0.2 0.4 0.6 0.8 1.0
1.0
1.1
1.2
1.3
1.4
1.5
1.6
1.7
ni= 1.7
x= 1.80
FDTD
+
Eff. refractive index neff
(c)
parabolic fit
MG mixing rule
++++++
Filling fraction f
0.0 0.2 0.4 0.6 0.8 1.0
Relative deviation
0.98
1.00
1.02
1.04
1.06
x= 1.80
x= 1.26
x= 0.90
+
ni= 1.3
parabolic fit
MG mixing rule
Fig. 3.
Evaluation of the effective refractive index behavior for different particle sizes. (a)
The simulated effective refractive index (black crosses) for a sphere packing with x
=
1.80,
n
i=
1.7 and n
h=
1 is compared to the prediction of the MG mixing rule (blue curve) and to
a parabolic curve (green, dashed), which is fitted to the obtained effective refractive indices.
(b)-(d) Deviation of the calculated effective refractive index and corresponding parabolic fits
from the MG theory for different sphere sizes and refractive index contrasts of (b) 1.3, (c)
1.5, and (d) 1.7. All quantities are normalized to the results of the MG mixing rule, i.e., the
relative deviation from the MG mixing rule is given.
In contrast, in all cases the fitted quadratic polynomial describes the obtained behavior closely.
For the polynomial, two assumptions are made considering the limit of very low and high filling
fractions. In the limit f
=
0 the composite medium only consists of the host medium, i.e., it is
identical to a homogeneous medium possessing a refractive index of n
h
. On the other hand, for
f
=
1 the composite medium is solely composed of the inclusion medium with a refractive index
of ni.
Based on these findings, the following ansatz for a new mixing rule for large particles is made
neff,large(f)=p1f2+p2f+p3, (3)

Research Article Vol. 31, No. 20 / 25 Sep 2023 / Optics Express 32074
where the coefficients p
1
,p
2
, and p
3
have to be determined. Applying the boundary conditions
for f=0 and f=1
neff,large(0)=p3=nh, (4a)
neff,large(1)=p1+p2+p3=ni, (4b)
defines the two coefficients p
2
and p
3
. To find a general expression for p
1
, the performed quadratic
fits are compared to the MG mixing rule. As it can be discerned in Fig. 3(a) the shape of the MG
curve resembles a parabola as well. Indeed, performing a second order Taylor expansion of the
MG curve around f
=
0.5 gives a good approximation for almost all filling fractions as shown
in Fig. 4(a) (black, dashed curve). However, some deviations are found for very low and high
filling fractions, i.e., the boundary conditions mentioned above are not fulfilled (cf. inset). Since
these boundary conditions are a basic requirement of the new mixing rule, they should be also
enforced for an approximation of the MG mixing rule to allow for comparison. In addition, it is
reasonable to demand that the approximation equals the MG mixing rule at f
=
0.5 as in the case
of the Taylor expansion. Hence, this approximation can be given by
nMG,approx(f)=p1,MGf2+p2,MG f+p3,MG, (5)
with
nMG,approx(0)=p3,MG =nh, (6a)
nMG,approx(0.5)=1
4p1,MG +1
2p2,MG +p3,MG =nMG(0.5), (6b)
nMG,approx(1)=p1,MG +p2,MG +p3,MG =ni, (6c)
which directly yields the coefficients p
1,MG
,p
2,MG
, and p
3,MG
. Inserting these coefficients in
Eq. (5) indeed closely approximates the MG mixing rule while fulfilling the boundary conditions
(see Fig. 4(b)).
As it is exhibited in Fig. 3the coefficient p
1
depends on n
i
and x. However, within the scope of
the mixing rule for large spheres (between x
≈
1 and x
≈
2) the explicit dependence on n
i
can
be overcome by considering the ratio p
1/
p
1,MG
instead of p
1
. As shown in Fig. 4(c) the ratio
p
1/
p
1,MG
indeed follows the same trend (red line) for different n
i
, i.e., the n
i
dependence of the
mixing rule for large spheres can be ascribe to the one of the MG mixing rule. Within the scope
the ratio p
1/
p
1,MG
is empirically found to be related to the sphere size parameter by the linear
function p1
p1,MG
=1−π
4x, (7)
as indicated by the red line in Fig. 4(c). Inserting p
1,MG =
2n
i+
2n
h−
4n
MG(
0.5
)
in Eq. (7) p
1
can
be computed. Thus, within the scope x
≈
1 to x
≈
2 the mixing rule for large sphere is generally
give by
neff,large(f)=(1−π
4x)·(2ni+2nh−4nMG(0.5))f2
+(ni−nh− (1−π
4x)·(2ni+2nh−4nMG(0.5)))f+nh.
(8)
While so far the host medium is assumed to be vacuum, the empirical formula (Eq. (7)) holds
also true for host media with n
h≠
1 (see Supplement 1) validating the mixing rule for large
spheres in its general form as given above.

Research Article Vol. 31, No. 20 / 25 Sep 2023 / Optics Express 32075
Fig. 4.
Parameter determination for the mixing rule for large spheres. (a) Comparison
between the MG mixing rule for a refractive index of n
i=
1.7 (blue curve) and its second
order Taylor expansion around f
=
0.5 (black, dashed curve). The inset shows a close-up
of the lower bound marked by the dotted box. (b) Corresponding comparison between the
MG mixing rule and the quadratic approximation (black, dashed line). The inset displays a
close-up of the marked region. (c) Ratio p
1/
p
1,MG
plotted against the sphere size parameter
xfor spheres with a refractive index of n
i=
1.3, n
i=
1.5, n
i=
1.7, and n
i=
1.9, respectively.
The error bars display the 95% confidence interval of the fits. In all cases the host medium
is presumed to be vacuum. In addition, the empirically found linear function is displayed
(red line), revealing that in the range of interest the ratio follows the same trend independent
of the refractive index ni.
3.3. Comparison of different mixing rules
The prediction (calculated with Eq. (8)) of the here derived mixing rule for large spheres is shown
in comparison to the respective results of the MG and the Bruggeman mixing rule as displayed
in Fig. 5. For the used index contrast of 1.9 and sphere size x
=
1.71, it can be seen that only
the mixing rule for large spheres describes the obtained effective refractive index closely over a
great range of filling fractions. In contrast, the MG theory clearly underestimates the effective
refractive index, revealing a deviation of around ∆n
=
0.1 for large filling fractions between 30%
and 60%. In this filling fraction range the prediction of the BG theory is better than that of the
MG theory, although there is still an underestimation of about ∆n=0.05.
The difference between the MG and the BG theory can be understood, considering their
original purposes. The MG theory is developed for separated grains which are dispersed in
a host medium, hence only weak interaction between grains is assumed. Contrarily, the BG
theory presumes an aggregate structure, i.e., space which is randomly occupied by two different
materials. Thereby, every constituent is modeled as a tight arrangement of homogeneous, small
spheres [35]. Although so far only separated grains in a host medium are considered, the

Research Article Vol. 31, No. 20 / 25 Sep 2023 / Optics Express 32076
Fig. 5.
Comparison of different mixing rules. (a) The prediction of the mixing rule for large
spheres (green, solid curve) is compared to the respective results of the Bruggeman (black,
dotted curve) and the Maxwell-Garnett mixing rule (blue, dashed curve) for a sphere radius
of 190 nm and a refractive index of n
i=
1.9. The host medium is assumed to be vacuum and
the incident wavelength is set to 700 nm yielding a sphere size parameter of x
=
1.71. (b)
Relative deviation of the quantities shown in (a) from the prediction of the MG mixing rule.
character of these structures for large filling fractions resembles rather an aggregate structure.
This can be unambiguously seen for filling fractions above 50% where the volume of the ‘host’
medium is lower than the volume of the ‘inclusions’, rendering this assignment unsuitable. The
approximation as an aggregate structure holds also true for filling fractions somewhat below 50%,
where many spheres are in close proximity, i.e., forming clusters. In consequence, for large filling
fractions the BG outperforms the MG mixing rule; however, both theories are unable to correctly
predict the effective refractive index, which is only achieved by the mixing rule for large spheres.
While large filling fractions lead to aggregate-like structures, the spheres are still generally
non-interconnected as well as monodisperse in size. In contrast, many composite media, e.g.
biological tissue, consist of disordered, interconnected structures with varying feature sizes [42].
Therefore, the predictions of different mixing rules are tested in the context of more realistic,
interconnected structures.
One example of such a structure are the white scales of beetle Cyphochilus. A photograph
of this beetle is shown in Fig. 6(a). Its brilliant whiteness arises from multiple scattering in
the disordered intra-scale network structure which is composed of chitin fibrils with various
thickness [23].
However, to test the prediction of the novel mixing rule for varying structure parameters,
an adjustable model of the white beetle scales is used instead of the original scales’ network.
This model structure is based on disordered Bragg stacks with small lateral footprint which
was recently reported and investigated in simulations and experiments, respectively [24,38].
Figure 6(a) shows an experimental realization of this model structure fabricated via direct laser
writing, revealing a similar whiteness than the beetle. In Fig. 6(b) a cross section through
the fabricated structure is displayed, which exhibits the arrangement of single Bragg stacks
possessing a varying layer thickness. The idea of the model structure becomes even clearer in
Fig. 6(c) depicting the underlying 3D computer model.
The model structure is defined by a small set of parameters regarding the normal distribution
of the thickness of individual building blocks, which is characterized by mean value
µ
, standard
deviation
σ
and the truncation of the normal distribution outside of the interval I(for further
details see Methods and Ref. [38]). In consequence, adjusting the size distribution allows to
easily control the filling fraction fof the resulting structure.
As shown in Fig. 6(b,c) this model structure is clearly distinct from the so far investigated
random sphere packings as (i) the fundamental building blocks are cuboids instead of spheres

Research Article Vol. 31, No. 20 / 25 Sep 2023 / Optics Express 32077
Fig. 6.
White beetle Cyphochilus and an adequate model structure. (a) Photograph
comparing the whiteness of beetle Cyphochilus and the direct laser written disordered Bragg
stacks model. (b) SEM image of a cross section through the fabricated architecture shown in
(a) revealing the varying thickness of individual blocks. (c) Corresponding 3D computer
model of the disordered Bragg stacks structure. (a) is adapted from Ref. [41], (b,c) are
adapted from Ref. [24].
and (ii) the cuboids are highly interconnected within each layer. Using the FDTD setup, the
effective refractive index of this model structure is calculated (see Methods) and compared to the
results of different mixing rules.
As displayed in Table 1, the mixing rule for large spheres predicts the effective refractive index
closely for all tested size distributions, filling fractions, and refractive indices. In contrast, the
results of the MG and BG mixing rule reveal notable deviations with smaller discrepancy in the
case of the BG mixing rule, as expected for aggregated structures. Overall, this clearly indicates
that the new mixing rule is not only capable to include size effects correctly but is also applicable
for various structure types, ranging from separated grain structures to more realistic aggregated
structures.
Table 1. Comparison between the effective refractive index of a model structure for
white beetle scales and the prediction of different mixing rules. The normal
distribution of the structure’s layer thickness is given by the mean value µ, the
standard deviation σand the interval Iof the used thicknesses. A refractive index of
niis applied and the resulting filling fraction is denoted by f. The effective refractive
index nFDTD obtained by FDTD simulation is compared to the predictions of the
mixing rule for large spheres neff,large, the BG mixing rule nBG as well as to the MG
mixing rule nMG.
niµ σ I f nFDTD neff,large nBG nMG
1.5 190 nm 80 nm [50 nm, 330 nm] 25% 1.126 1.127 1.116 1.113
1.5 230 nm 160 nm [50 nm, 410 nm] 30% 1.151 1.153 1.141 1.136
1.5 370 nm 160 nm [190 nm, 550 nm] 40% 1.210 1.207 1.191 1.183
1.7 130 nm 80 nm [50 nm, 210 nm] 15% 1.115 1.105 1.092 1.088
1.7 190 nm 80 nm [50 nm, 330 nm] 25% 1.179 1.179 1.158 1.149
4. Discussion
Below, the limits of the here presented mixing rule as well as potential applications are discussed.
Limits can be given by the type of the composite medium as well as by the size of the included
particles.

Research Article Vol. 31, No. 20 / 25 Sep 2023 / Optics Express 32078
In general, effective medium calculations are applied either for disordered materials, where
multiple scattering gives rise to diffusive light transport or to ordered materials with unit cells
in the order of the wavelength, i.e., metamaterials and photonic crystals [43]. While the novel
mixing rule is developed and tested for disordered media, it might also deliver reasonable results
for some metamaterials. However, this is strongly case depended and must be carefully tested
since ordered materials can be usually treated as effective media only under certain conditions,
e.g., for a particular incident angle or frequencies apart from features such as stop bands [43,44].
The common calculation of effective quantities in metamaterials therefore relies on the evaluation
of the complex reflection and transmission coefficient, taking the structure as a whole into account
[45,46]. In contrast, the here presented method is based on spherical regions cut from the entire
structure, which could lead to severe errors in the case of ordered structures.
Nevertheless, based on the results shown in Sec. 3.3 the novel mixing rule is believed to provide
suitable results in the case of many disordered materials. For this type of media, limitations are
mainly given by the particle size since the empirical formula is only valid for a certain range
of sphere size parameters (i.e. between x
≈
1 and x
≈
2). The reasons for this restriction are
discussed in the following. Since the ratio p
1/
p
1,MG
follows the same trend for equal refractive
index contrast n
i/
n
h
(see Supplement 1, Fig. S2), the contrast rather than the specific values of n
i
and nhhas an influence on the limitation.
For x
→
0 the mixing rule for large spheres transitions into the quadratic approximation
of the MG mixing rule as expected for vanishing sphere size. However, as long as the dipole
polarization of the inclusions can be given by its electrostatic value, the MG theory delivers the
correct effective refractive index [10,15]. Thus, also for x
>
0 the MG mixing rule can yield
correct results (cf. Figure 2(c) for x
≈
0.3). In consequence, for sphere size parameters near
the electrostatic regime the ratio p
1/
p
1,MG
is expected to be closer to one than predicted by the
empirical formula, limiting the scope at the lower edge. This behavior is more pronounced for
small index contrasts (cf. Figure 4(c)), where the electrostatic description holds true for larger
sphere sizes.
At the upper edge of the scope, it can be observed that at a certain point the ratio starts to stay
constant or even increases and hence deviates from the empirical formula. This point is found to
shift towards smaller sphere size parameter when the index contrast is increased, which limits the
scope to x
≲
2 for index contrasts up to n
i/
n
h=
2. Even larger index contrasts diminish the
scope further as exemplarily shown in Fig. 7(a) for ni/nh=2.8.
Filling fraction f
1.0
1.2
1.4
1.6
1.8
0.0 0.2 0.4 0.6 0.8 1.0 0.0 0.2 0.4 0.6 0.8 1.0
Sphere size parameter x
0.0 0.5 1.0 1.5 2.0 2.5 3.0
-1.0
0.0
1.0
Ratio p1/p1,MG
ni= 2.8
empirical line
Eff. refractive index neff
(a) (b) (c)
parabolic fit
FDTD
x= 2.15
+
+
+
+
+
+
+
+
+
+
+
+
+
+
++
++
+
+
+
+
++
+
+
++
++
+
x= 0.90
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
Fig. 7.
Limitation of the novel mixing rule. (a) Ratio p
1/
p
1,MG
for a large refractive index
contrast of 2.8. (b,c) Computed effective refractive index for different spherical regions
cut from the same sphere packing possessing a sphere size parameter of x
=
0.90 (b) and
x=2.15 (c). The refractive index contrast is 1.9 in both cases.
The upper limit of the scope can be understood considering different realizations of the same
sphere packing. As shown in Fig. 7(b), for small spheres the obtained effective refractive index
barely varies for different realizations. In contrast, for sphere size parameters above the scope the
gained values spread noticeably, see Fig. 7(c). This indicates that the individual arrangement of

Research Article Vol. 31, No. 20 / 25 Sep 2023 / Optics Express 32079
spheres becomes dominant for the scattering behavior of very large spheres. Consequently, the
description as an effective medium becomes invalid, which limits the applicability of any mixing
rule.
The exact determination of the effective refractive index is crucial in many application. Since
cancerous and healthy tissue possess different refractive indices [47–49], it could be recently
shown that modeling biological tissue as an effective medium allows to determine between malign
and healthy tissue at an early stage of the cancerous disease [50,51]. To delimit the tumor, precise
determination of the effective permittivity is needed, which requires more accurate mixing rules
than the currently used MG mixing rule [51], especially when size effects are not negligible.
This is the case for the frequently used THz regime, where the typical size of human cells (10
– 100
µ
m [52]) can be in the range of used wavelengths (about 3 mm – 40
µ
m for 0.1 – 7THz)
while index contrasts between malign and healthy tissue are up to 1.8 at these frequencies [49].
Another example where size effects are not negligible are white paint formulations, which
possess typical refractive index contrasts and sphere size parameters, both in the order of 1.8 [53].
Hence, in the broad field of scattering and whiteness optimization [24,53–55], incorporating size
effects in the calculation of the effective refractive index is of high interest.
5. Conclusions
A new mixing rule for calculating the effective refractive index of composite media is presented,
which is based on a quadratic function whose coefficients can be computed using an empirical
formula. Although being of a rather simple form, the new mixing rule provides correct results
for large particles in the range of x
≈
1 to x
≈
2, expanding the current upper limit for such rules
(x
≲
1) to sphere sizes close to the regime of geometrical optics. While the mixing rule is derived
for cermet topologies, testing for more complex structures yields very accurate predictions which
clearly outperform the results of common mixing rules. The new mixing rule is therefore believed
to supersede the MG and BG mixing rule in numerous situations since natural as well as many
artificial disordered media rather fall in the scope of the here presented rule than in the scope of
the other mixing rules.
Funding. Deutsche Forschungsgemeinschaft (255652081).
Acknowledgments.
The authors gratefully acknowledge financial support from the German Research Foundation
DFG within the priority program "Tailored Disorder - A science- and engineering-based approach to materials design for
advanced photonic applications" (SPP 1839).
Disclosures. The authors declare no conflicts of interest.
Data availability.
All data are available in the main text or the supplemental document. Additional data related to
this paper may be obtained from the authors upon reasonable request.
Supplemental document. See Supplement 1 for supporting content.
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