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Reduced brain responsiveness to emotional stimuli with
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escitalopram but not psilocybin therapy for depression
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Matthew B. Wall1,2,3, Lysia Demetriou1,2,4, Bruna Giribaldi5, Leor Roseman5, Natalie Ertl1,2,
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David Erritzoe5, David J. Nutt5, Robin L. Carhart-Harris5,6.
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1Invicro London, Hammersmith Hospital, UK
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2Faculty of Medicine, Imperial College London, UK
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3Clinical Psychopharmacology Unit, University College London, UK
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4Nuffield Department of Women’s and Reproductive Health, University of Oxford
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5Centre for Psychedelic Research, Division of Psychiatry, Department of Brain Sciences,
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Faculty of Medicine, Imperial College London
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6Psychedelics Division, Neuroscape, University of California San Francisco, USA.
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Corresponding Author:
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Matthew B. Wall
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matt.wall@invicro.co.uk
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Funding and Disclosures
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This trial was funded by a private donation from the Alexander Mosley Charitable Trust,
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supplemented by Founders of ICL’s Centre for Psychedelic Research (CPR)
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(https://www.imperial.ac.uk/psychedelic-research-centre/funding-partners/). Infrastructure
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support was provided by the NIHR Imperial Biomedical Research Centre and the NIHR
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Imperial Clinical Research Facility.
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Authors MBW, LD, and NE’s primary employer is Invicro LLC., a contract research
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organization which provides services to the pharmaceutical and biotechnology industries.
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RCH is a scientific advisor to Maya Health, Osmind, Beckley Psytech, Usona Institute,
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Mindstate, Entheos Labs, and TRYP therapeutics. DJN is a scientific advisor to Awakn Life
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Sciences, and Algernon pharmaceuticals, and Psyched Wellness. DE is a scientific advisor to
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Mindstate, Aya Biosciences, and Clerkenwell Health.
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NOTE: This preprint reports new research that has not been certified by peer review and should not be used to guide clinical practice.
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Abstract
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Psilocybin therapy is an emerging intervention for depression that may be at least as
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effective as standard first-line treatments i.e., Selective Serotonin Reuptake Inhibitors
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(SSRIs). Here we assess neural responses to emotional faces (fear, happy, and neutral) using
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Blood Oxygen-Level Dependent (BOLD) functional Magnetic Resonance Imaging (fMRI) in
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two groups with major depressive disorder: 1) a ‘psilocybin group’ that received two dosing
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sessions with 25mg plus six weeks of daily placebo, and 2) an ‘escitalopram group’ that
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received six weeks of the SSRI escitalopram, plus two dosing sessions with an
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inactive/placebo dose of 1mg psilocybin. Both groups had an equal amount of psychological
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support throughout. An emotional face fMRI paradigm was completed at baseline (pre-
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treatment) and at the six-week post-treatment primary endpoint (three weeks following
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psilocybin dosing sessions). An analysis examining the interaction between patient group
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(psilocybin vs. escitalopram) and time-point (pre- vs. post-treatment) showed a robust
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effect in a distributed network of cortical brain regions. Follow-up analyses showed that
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post-treatment BOLD responses to emotional faces of all types were significantly reduced in
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the escitalopram group, with no change, or even a slight increase, in the psilocybin group.
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Specific analyses of the amygdala showed a reduction of response to fear faces in the
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escitalopram group, but no effects for the psilocybin group. Despite large improvements in
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depressive symptoms in the psilocybin group, psilocybin-therapy had only a minor effect on
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brain responsiveness to emotional stimuli. We suggest that reduced emotional
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responsiveness may be a biomarker of SSRIs’ antidepressant action that is not shared by
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psilocybin-therapy.
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Introduction
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Major Depressive Disorder (MDD) is one of the most prevalent and debilitating psychiatric
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disorders 1. Current treatment guidelines suggest psychotherapy for mild depression, with
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pharmacotherapy or a combination of the two treatments recommended for moderate-to-
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severe cases 2. Pharmacotherapy with Selective Serotonin Reuptake Inhibitors (SSRIs) is a
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popular option. However, SSRIs are only moderately effective, take four to eight weeks to
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show a meaningful therapeutic response, and have acceptability rates (indexed by
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treatment discontinuation) comparable with placebo 3, i.e. around 25-30% 4.
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A phenomenon commonly referred to as ‘emotional blunting’ (i.e., a restricted range or
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intensity of emotional experience) has been associated with SSRI use, with one survey
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suggesting a prevalence close to 50% 5. Diminished libido and sexual functioning with SSRI
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treatment 6,7 and a modest impact on symptoms of anhedonia in depression 8 are also
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commonly reported. One potential cause of diminished emotional responsiveness via SSRIs
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may be increased 5-HT activity on inhibitory postsynaptic 5-HT1A receptors in limbic and
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paralimbic circuitry implicated in affective and hedonic functioning 9,10. Specifically,
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decreased amygdala responsiveness to emotional stimuli (i.e. a normalization of responses
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to negative stimuli) has been found in depressed patients soon after beginning a course of
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SSRIs 11,12, and similar effects have been found in healthy subjects with short-term use of
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SSRIs 13,14. This emotional/amygdala blunting has been hypothesized to be central to their
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therapeutic effect 15,16.
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Novel treatments for major depression are generating a great deal of interest in psychiatry
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17,18. Ketamine has shown potential as a rapid-acting treatment option 19, and promising
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results are being seen in small clinical trials assessing psilocybin therapy for depression 20–22
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and depressive symptoms 23–25. Psilocybin is a naturally occurring ‘classic’ psychedelic which
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exerts its characteristic subjective effects through direct agonism of the 5-HT2A receptor 26.
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Acutely a 25mg dose of psilocybin has profound effects on spontaneous brain function 27
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and longer-term functional brain changes have been reported with this dose of psilocybin in
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depressed 28–30 as well as in healthy individuals 31,32. In clinical use, psilocybin dosing
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sessions can be combined with psychological therapy and support, before (‘preparation’
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sessions), during the dosing sessions, and after (‘integration’ sessions)33.
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Emotional face perception paradigms are widely used in human fMRI studies, and
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particularly in depression research 34. Using this approach in a sample of patients before and
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one-day after psilocybin therapy for treatment-resistant depression we previously observed
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an increase in BOLD responsiveness to emotional face stimuli in depressed patients35, which
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may reflect early changes in responses to treatment or ‘afterglow’ phenomena36, i.e., a sub-
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acute life in mood. Despite being directionally opposite to the BOLD-reducing action of SSRIs
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on emotional faces 11,12,37, this finding was predictive of longer-term treatment response 35.
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An extension of this work identified changes in amygdala connectivity that were also
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associated with clinical improvements 38. In contrast to the emotional blunting associated
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with SSRIs, a sense of increased emotional connection is often reported with effective
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psychedelic therapy 39. Thus, a differential effect on emotional functioning between SSRIs
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and psychedelic therapy could explain their contrasting fMRI findings in emotional
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processing paradigms.
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The aim of the present study was to directly compare the brain effects of the two
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treatments for the first time, in a double-blinded, randomized-controlled trial. We chose
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escitalopram as an active comparator for psilocybin therapy because of its high
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pharmacological selectivity as a 5-HT reuptake inhibitor and good antidepressant
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performance; in terms of both tolerability and efficacy 3,40. Psilocybin therapy was carried
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out in a manner that was generally consistent with previous studies. The clinical procedures
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are detailed below and the clinical findings are fully reported elsewhere 41. The specific
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emotional facial expression paradigm employed in this study was similar to those used in
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previous work, e.g. 11,35. The main pre-registered hypothesis for this trial was that the two
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treatments would have significantly different effects on brain responsiveness to emotional
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faces (see trial registration under identifier NCT03429075;
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https://clinicaltrials.gov/ct2/show/NCT03429075). This is therefore the first report of the
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primary study outcome.
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Methods
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This study was approved by the Brent Research Ethics Committee, with additional approvals
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from the UK Medicines & Healthcare products Regulatory Agency, the Health Research
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Authority, and Imperial College London. MRI data collection, drug storage, and dispensing
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took place at Invicro LLC, Hammersmith Hospital, London. All subjects gave written
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informed consent, and the trial was conducted under the principles of Good Clinical
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Practice.
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Design
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The full clinical study procedure is reported in 41. This was a phase II, double-blinded,
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randomized, controlled experimental medicine trial. MRI scanning was done prior to any
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therapeutic intervention (baseline) and six weeks and one day after the first dosing day. For
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the psilocybin group, they received 2 x 25mg doses of psilocybin, three weeks apart. The
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post-treatment MR scan occurred three weeks after the second 25mg dose. After the first of
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the two dosing sessions, patients in the psilocybin group were provided with a bottle of
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capsules containing microcrystalline cellulose (i.e. inert placebo capsules) and instructed to
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take one per day for the next three weeks and two per day for the final three weeks until
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scan visit two, which was the primary endpoint. Subjects in the escitalopram group received
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a 1mg dose of psilocybin on each of the two dosing visits (also three weeks apart); 1mg has
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negligible subjective effects and therefore served as a control procedure/placebo. These
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subjects were provided with encapsulated escitalopram (10mg capsules) and were
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instructed to take one capsule (10mg escitalopram) daily for the first three weeks, and two
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capsules (20mg) daily for the final three weeks. Scan visit two occurred on the day of the
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final capsule ingestion at the approximate time of peak plasma concentration, implying both
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steady state and acute presence of escitalopram for the escitalopram group.
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Clinical scales
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The primary pre-registered (https://clinicaltrials.gov/ct2/show/NCT03429075) clinical
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outcome was the Quick Inventory of Depression Score (QIDS-SR16) 42. Additional measures
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used were the Beck Depression Inventory (BDI) 43, the Warwick-Edinburgh Mental Well-
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being Scale (WEMWBS) for assessment of well-being 44, the Snaith-Hamilton Pleasure Scale
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(SHAPS) 45 for assessment of anhedonia, the Laukes Emotional Intensity Scale (LEIS) 6 for
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assessment of emotional function, and the PRSexDQ 46 for assessment of changes to sexual
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function.
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Participants and Recruitment
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For full details of the recruitment and screening procedures see 41. Participants were
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recruited using trial networks, social media, and other sources, via a recruitment website
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(https://www.imperial.ac.uk/psychedelic-research-centre). Volunteers emailed the
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recruitment coordinator, so all recruited participants were self-referred. There followed a
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multi-step screening process involving telephone and video calls, and in-person sessions
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with a trial psychiatrist.
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Inclusion criteria were: a score of at least 17 (indicating moderate-to-severe MDD) on the
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HAM-D-17 assessments which were performed on the video call, confirmation of a diagnosis
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of depression and a satisfactory medical history (obtained from the patient’s general
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physician), willingness to withdraw completely from psychiatric medication (at least two
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weeks) and psychotherapy (at least three weeks) before starting the trial, age 18-80 years,
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and sufficient competence with English. The main exclusion criteria were a history of certain
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exclusory mental or physical health conditions (both physician-assessed), pregnancy,
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previous courses of escitalopram, and drug or alcohol dependence.
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Thirty patients were randomized to the psilocybin arm of the study, and 29 were
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randomized to the escitalopram arm. However, four patients in the escitalopram arm
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discontinued treatment due to side effects and were therefore excluded in the present
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analyses. A further five subjects in the escitalopram arm did not complete the second MRI
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visit because of Covid-19 lockdowns in the UK in March/April 2020. Four subjects in the
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psilocybin arm also did not complete their second MRI scanning session also because of
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Covid-19 lockdowns. After the end of the trial, it was revealed that one subject in the
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psilocybin arm had been using cannabis regularly throughout the trial, so their data was also
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excluded. Consequently, there were N=21 subjects available for analysis in the escitalopram
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arm of the study, and N=25 in the psilocybin arm. See figure 1 for the full recruitment flow
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diagram.
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Figure 1. Recruitment flow diagram for the study.
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Task and image acquisition
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The fMRI task involved stimuli with three facial expressions: fear, happy, and neutral. These
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were selected from the Karolinska Directed Emotional Faces set 47 and presented in blocks
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of five images of the same type, with each image on-screen for 3s. Rest/baseline blocks
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were also included, which displayed a small fixation cross at the center of the screen. There
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were eight repeats of each block type presented in a pre-determined pseudo-random order,
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and 32 blocks in total (eight each of fear, happy, neutral, and rest/baseline). The total task
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time was eight minutes, plus a 10s buffer period at the end of the task to ensure the last
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response was fully captured. Two different pseudo-random orders of block presentation
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were used, and subjects saw one order on the first visit and a different order on the second
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visit. Patients passively viewed the faces.
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Data was acquired using a Siemens TIM Trio 3 Tesla MRI scanner (Siemens, Erlangen),
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equipped with a 32-channel phased-array head-coil. Anatomical images were acquired using
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the recommended parameters for MPRAGE by the ADNI-GO project 48: TE = 2.98ms, TR =
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2300ms, 160 sagittal slices, 256x256 in-plane FOV, flip angle = 9, 1mm isotropic voxels.
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The functional (Echo-Planar-Imaging) acquisition was based on the multiband EPI WIP v012b
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provided by the University of Minnesota 49–51 using a multiband acceleration factor of 2, and
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a slice acceleration (GRAPPA) factor of 2 (TR=1250ms, TE=30ms, 44 slices, 3mm isotropic
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voxels, FOV = 192x192mm, flip angle = 70, bandwidth = 2232Hz/pixel, 392 volumes
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acquired). This was based on sequences previously tested and validated by 52.
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Data analysis
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Analysis was conducted using FSL version 5 53. Processing of the anatomical data used the
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fsl_anat script, which performs a number of processes including inhomogeneity correction
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and brain extraction using BET (Brain Extraction Tool). Pre-processing of the functional data
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included head-motion correction, smoothing (6 mm), registration to a standard template
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(MNI152) using a two-step registration using the subjects’ anatomical scans, and high-pass
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filtering (0.01 Hz).
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For the first-level analyses, a general linear model contained regressors derived from the
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occurrence of the stimuli in three (fear, happy, and neutral face blocks) separate regressors.
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These stimulus-related time-series were convolved with a standard Gamma function to
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model the hemodynamic response. An extended set of 24 head-motion regressors were also
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included as confounds, which included temporal derivatives and quadratic functions derived
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from the raw head-motion parameters. Modelling used FSL’s FILM (FMRIB’s Improved
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Linear Model) for pre-whitening and autocorrelation correction. Contrasts were computed
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that compared each stimulus condition with the fixation cross baseline condition, as well as
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a summary contrast that modelled all stimulus conditions relative to the fixation cross
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baseline.
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To visualize treatment effects, mid-level, fixed-effects, within-subjects analyses were used
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to generate comparisons between pre- and post-intervention visits for each subject. Group
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analyses were random effects (FLAME-1) models, with statistical maps thresholded at Z =
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2.3, and p < 0.05 (cluster corrected). Mean analyses including data from all subjects and all
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visits were generated to verify the success of the task paradigm in producing an expected
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pattern of brain activation, and the general acquisition and analysis procedures (see
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supplementary material for results). Between-subjects group-level analyses then used the
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results of the mid-level analyses for a comparison between the two treatment groups
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(psilocybin vs. escitalopram). These comparisons modelled both the difference between
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groups, and the difference between study visits, and therefore test an interaction effect.
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Data were extracted from functional clusters/maps in these group-level analyses and
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plotted to visualize the precise pattern of effects across the task conditions, visits, and drug
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treatment groups. Additionally, group-level analyses of pre- vs. post-treatment effects were
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also performed with an anatomical amygdala mask, derived from the Harvard-Oxford sub-
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cortical atlas, provided with FSL. The rationale for this analysis was based on previous work
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showing that amygdala connectivity and responsiveness to emotional stimuli can be
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specifically affected by psilocybin therapy 35,38 and that it is also a region of interest in
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depression research 10. Finally, a control analysis was performed that compared the pre-
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therapy (baseline) scans of the two treatment groups, to examine any potential baseline
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differences between the two groups.
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Additional exploratory analyses were conducted to examine the relationship between
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measures of clinical outcomes, and the BOLD activation data, using Pearson’s correlations
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and moderation analyses to examine the specific relationships between clinical depression
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outcomes, BOLD activation data, and a subjective measure of emotional function.
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Results
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Demographics
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Demographic and selected clinical (baseline, pre-treatment) information for this sample are
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shown in table 1. There were no significant differences at baseline between the two groups
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on any demographic or clinical measure except for the QIDS-SR-16 score, where the
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escitalopram group were somewhat higher.
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Characteristic
Escitalopram
(N=21)
Psilocybin
(N=25)
Difference
Demographic
Age: MeanSD (range)
38.1910.9 (22-60)
42.811.7(21-64)
t(44)=-1.06,
p = 0.294
Female sex: no. (%)
6 (30)
9 (36)
2 (1) = 0.287,
p = 0.592
White race: no. (%)
17 (80)
24 (96)
2 (1) = 2.67,
p = 0.102
Employment status: no. (%)
Employed
16 (76)
16 (64)
2 (2) = 3.55,
p = 0.471
Unemployed
4 (19)
7 (28)
Student
1 (5)
2 (8)
University education (%)
15 (71)
19 (76)
2 (1) = 0.12,
p = 0.725
Weekly alcohol use, UK Units:
MeanSD (range)
8.558.69 (0-30)
4.85.8 (0-20)
t(44)=-1.73,
p = 0.090
No previous psilocybin use: no. (%)
15 (71)
17 (68)
2 (1) = 0.063,
p = 0.801
Discontinued psychiatric medication
for trial: no. (%)
8 (40)
10 (40)
2 (1) = 0.00,
p = 1.0
Clinical
Duration of illness, years: MeanSD
(range)
15.311.4 (1.5-46)
21.311.0(3-44)
t(44)=-1.84,
p = 0.08
Previous psychiatric medications:
MeanSD (range)
1.951.63 (0-5)
2.21.68 (0-6)
t(44)=-0.505,
p = 0.616
Previous use of psychotherapy: no. (%)
19 (90)
23 (92)
2 (1) = 0.033,
p = 0.855
QIDS-SR-16 score at baseline:
MeanSD (range)
16.34.4 (6-22)
13.93.4 (7-19)
t(44)=2.128,
p = 0.039
BDI-1A score at baseline: MeanSD
(range)
28.06.73 (10-38)
28.76.6 (16-41)
t(44)=0.34,
p = 0.735
Table 1. Demographic information and selected baseline clinical scores for the
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sample. Pre-treatment baseline was 7-10 days before dosing day 1. All inferential
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statistics in the third column are non-significant (at an alpha value of p < 0.05) except
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the QIDS-SR-16 baseline score.
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Clinical data
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The full clinical results from the entire cohort are presented in 41, however, selected clinical
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data from the restricted cohort of n = 45 that completed the MRI scanning sessions, after
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exclusions, is presented here (baseline to six week timepoints). For the primary outcome
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measure (QIDS SR-16) a mixed-effects analysis with one between-groups factor (treatment)
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and one within-subjects factor (time) showed a significant main effect of treatment group
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(F[1,44] = 11.76, p = 0.0013) and time (F[6,251] = 26.36, p < 0.0001), but no significant
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interaction (figure 2A). A similar analysis was used for Beck Depression Inventory (BDI)
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scores, which also showed significant main effects of time (F[3,113] = 55.89, p < 0.0001),
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time (F[1,44] = 8.73, p = 0.005), and a significant interaction (F[3,127] = 6.49, p = 0.0004),
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suggesting a significantly greater decrease in BDI scores in the psilocybin group (figure 2B).
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The same analysis model applied to well-being (WEMWBS) data showed a significant main
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effect of time (F[2,92) = 20.93, p < 0.0001), a significant main effect of treatment (F[1,44) =
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12.11, p = 0.0011) and a significant interaction between the two factors (F[3,127) = 4.97, p =
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0.0027). These results suggest significantly greater improvement in well-being scores in the
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psilocybin treatment group (see figure 2C). A two-way ANOVA analysis of scores on the
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Snaith Hamilton Anhedonia Pleasure Scale (SHAPS) showed no main effect of treatment
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group (F[1,44) = 2.13, p = 0.15), but a significant effect of pre- vs. post-treatment (F[1,44) =
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79.89, p < 0.0001), and a significant interaction (F[1,44) = 7.34, p = 0.0096), again suggesting
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greater improvement in anhedonia in the psilocybin group (figure 2D). The change (pre- vs.
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post-treatment) in scores on perceived emotional responsiveness or intensity (LEIS) were
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analysed using an unpaired t-test, and showed a significant difference between the groups
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(t[44] = 5.27, p < 0.0001), i.e., there was a relative decrease in emotional-intensity in the
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escitalopram group and a relative increase in the psilocybin group (figure 2E). Finally,
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change scores on the Psychotropic-Related Sexual Dysfunction Questionnaire (PRSexDQ)
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were also significantly different between the two treatment groups (t[44] = 3.08, p =
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0.0036) in this restricted cohort (figure 2F).
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Figure 2. Selected clinical data from the fMRI sub-sample analyzed here. Error bars
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are standard errors. A: Significant interaction between the treatment groups and
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time on Beck Depression Inventory (BDI) scores, * p = 0.0002. B. Significant main
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effect of treatment on the Quick Inventory of Depressive Symptoms (QIDS), * p =
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0.002. C: Significant differences between the treatment groups on the Warwick-
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Edinburgh Mental Well-being Scale (WEMWBS), * p = 0.0031. D: Significant
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differences between the treatment groups on the Snaith Hamilton Anhedonia
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Pleasure Scale (SHAPS), * p = 0.014. E: Significant differences between the treatment
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groups on change (pre- vs. post-treatment) scores on the Laukes Emotional Intensity
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Scale (LEIS), * p < 0.0001). F: Significant differences between the treatment groups
309
on the Psychotropic-Related Sexual Dysfunction Questionnaire (PRSexDQ). * p =
310
0.0036. Note, higher scores on the PRSexDQ reflect greater sexual dysfunction.
311
312
Imaging data
313
314
Subject head-motion was assessed and no subjects were excluded on this basis. There were
315
also no significant differences in head-motion between groups or across study visits; see
316
supplementary material for full details. Results of an analysis modelling the mean task
317
activation of all subjects from each group and all scan visits showed the predicted pattern of
318
task effects, with the emotional faces activating a broad pattern of brain regions including
319
primary and secondary visual cortex, amygdala, thalamus, insula, and superior frontal
320
regions (see supplementary figure S1). This pattern is entirely consistent with previous work
321
(e.g. 54) and therefore validates the experimental and analysis procedures.
322
323
Results from the main analyses of treatment and drug group effects are shown in figure 3.
324
This is a complex effect that models the interaction between the (within-subject) pre- and
325
post-treatment factor and the (between-subjects) treatment group factor. The voxel-wise
326
analyses found a large network of areas in which there was a decreased BOLD response
327
post-treatment in the escitalopram group, relative to the psilocybin group. Significant
328
clusters were evident in the dorsolateral pre-frontal cortex, supramarginal gyrus, mid-insula,
329
and superior temporal lobe.
330
331
Data was extracted from this set of clusters and plotted across all the stimulus conditions
332
(figure 3, panels B-E). A mixed-model 2 (group) x 2 (visit) x 3 (facial expression) ANOVA
333
showed a significant main effect of study visit (F[1,44] = 5.27, p = 0.027). There were also
334
significant interactions between the treatment group and visit factors (F[1,44] = 10.83, p =
335
0.002), and the visit and facial expression factors (F[2,86] = 10.09, p < 0.001).
336
337
Follow-up comparisons revealed that in the escitalopram group there was a significant
338
reduction in responses on the second visit (six weeks) for all three individual facial
339
expressions: fear (t[20] = 2.82, p = 0.011), happy (t[20] = 3.79, p = 0.001), and neutral (t[20]
340
= 2.25, p = 0.036). This effect is also significant when collapsing across all facial expressions
341
(t[29] = 3.16, p = 0.005). All these results survive a Bonferroni-corrected p threshold of
342
0.0125, except the neutral faces result. In the psilocybin group, similar comparisons showed
343
a significant increase in responses on the post-therapy visit for the neutral facial expressions
344
(t[24] = -3.17, p = 0.004).This neutral faces result for the psilocybin group survived the
345
corrected alpha threshold (p = 0.0125). There were no other significant effects.
346
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348
Figure 3. Results from the main analysis. Panel A shows results of a voxel-wise (Z>
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2.3, p < 0.05, corrected for multiple comparisons) analysis of an interaction effect
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between the two treatment groups and study visit (psilocybin (pre- > post-
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treatment) > escitalopram (pre- > post-treatment), showing a relatively greater
352
activation to faces in the post-treatment scan (relative to the pre-treatment baseline
353
scan) for the psilocybin group, compared with the escitalopram group. Panels B-E
354
break down this high-level effect and plot ROI data from this total set of clusters for
355
all task conditions, groups, and study visits. Results show that the effect is driven by
356
a decrease in response to all face types in the escitalopram group in the post-
357
treatment visit, with minimal post-treatment change in the psilocybin group. In fact,
358
for neutral faces there is an increased activation post-treatment with psilocybin. * =
359
p < 0.05, see text for exact values.
360
361
Figure 4 shows the results of the analyses using a bilateral amygdala mask. These analyses
362
compared pre- vs. post-treatment effects for the various task contrasts within each group
363
and found a significant activation cluster in the right amygdala for the escitalopram group,
364
with a smaller cluster in the right amygdala for the psilocybin group, both on the task
365
contrast of fear > neutral faces (figure 3, panels A and C). There were no other significant
366
effects on the other task contrasts conducted in these analyses using the amygdala mask.
367
Extracting and plotting data from the relevant activation clusters (figure 3; panels B and D),
368
and comparing baseline to post-therapy responses found that there was no change in the
369
psilocybin group post-treatment, however, there was a reduction in responses in the
370
escitalopram group, with a significant effect for the fear faces (t[20]=2.33, p=0.031).
371
However, this effect does not survive a multiple-comparisons correction for the four tests
372
conducted here.
373
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375
376
Figure 4. Results from analyses using an anatomical amygdala mask for the
377
comparison of pre- vs. post-treatment for the task contrast fear > neutral. The
378
escitalopram group showed relatively large and bilateral activation clusters for this
379
contrast (A) whereas the psilocybin group showed a more dorsal and smaller cluster
380
only in the left amygdala (C). ROI data from these clusters revealed a significant
381
reduction in response to fear faces post-treatment in the escitalopram group, with
382
no effects seen in the psilocybin group. * = p < 0.05.
383
384
Reassuringly, in the control analysis of the pre-treatment (baseline) scans, BOLD activations
385
were not significantly different between the two groups on any task condition or contrast.
386
387
388
Relationships between BOLD and clinical data
389
390
Exploratory analyses were conducted to examine relationships between the ROI data
391
plotted in figure 2 and the selected clinical data presented in figure 1. Correlations were
392
calculated within each patient group comparing the change in clinical scores (i.e., score at
393
baseline, subtracted from the 6-week follow-up) with the change in BOLD activity (visit 1
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subtracted from visit 2) from the regions identified in figure 2. There were no significant
395
correlations present in these analyses. Results can be found in the supplementary material.
396
397
Additional exploratory work used two moderation analyses to test whether the change in
398
brain activity (average of all faces) could predict the main clinical outcome (change in QIDS
399
scores from baseline to six weeks), and whether this was moderated by emotional function
400
(change in score on the LEIS). In the psilocybin group, the LEIS alone was significantly
401
predictive of QIDS outcomes (Z = -2.24, p = 0.025), but brain activity alone was not (Z = -
402
0.07, p = 0.944), and neither was the interaction between the predictor and moderator (Z = -
403
0.91, p = 0.363). For the escitalopram group, the change in brain activity was predictive of
404
BDI outcomes (Z = 1.97, p = 0.048), and while the LEIS alone was not (Z = 0.36, p = 0.721);
405
the interaction (i.e., a moderation of the predictive power of brain activity via LEIS) was
406
strongly significant (Z = 3.14, p = 0.002).
407
408
In moderation analyses, the interaction term is the most instructive result, and a significant
409
result denotes that the relationship between the predictor and the dependent variable is
410
stronger or weaker, given varying levels of the moderator. In this case, since all three
411
variables are negative (i.e. relative decreases in brain activity, decreases in depression, and
412
decreases in emotional function) it implies that - in the escitalopram group - the relationship
413
between brain function and the clinical outcome (QIDS) is stronger when patients have
414
greater levels of emotional blunting (i.e. lower scores on the LEIS). LEIS scores were
415
relatively increased in the psilocybin group, meaning that the significant direct effect of the
416
LEIS on clinical outcome (Z = -2.24) implies that a higher level of emotional function post-
417
psilocybin-therapy relates to a greater post-treatment reduction in depression scores (i.e.
418
greater clinical effect) after the psilocybin-therapy. These analyses were also repeated with
419
the BDI as the dependent variable and showed a similar pattern of results; see
420
supplementary material.
421
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423
Figure 5. Results of exploratory moderation analyses examining the effects of the
424
change in brain activity on the primary clinical outcome (QIDS) and its moderation by
425
a measure of emotional function (LEIS). In the psilocybin group (top) emotional
426
function has a significant effect on clinical outcomes, but there is no significant effect
427
of brain activity and no interaction effect. In the escitalopram group (bottom) the
428
change in brain activity has a robust effect on clinical outcome, and emotional
429
function also has a strong moderating effect, supporting mechanistic assumptions
430
about the action of the SSRI. Significant effects are denoted by a green arrow and *.
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Discussion
432
433
Consistent with our primary hypothesis for this comparative mechanisms trial, we found
434
significant differences in brain responsiveness to emotional stimuli after escitalopram
435
compared with psilocybin for depression. The separate examination of treatment effects
436
revealed that the between-group differences were largely driven by decreases in
437
responsiveness post-treatment in the escitalopram group. Null, or opposite (i.e., slightly
438
increased activation) effects were seen in the psilocybin group, depending on the exact face
439
type i.e., increased activations post-treatment to neutral faces was seen in the whole brain
440
analysis. Results were generally consistent whether examining whole brain activations or
441
focusing specifically on the amygdala. Exploratory moderation analyses suggested that
442
outcomes were better predicted by the change in brain activity, moderated by changes in
443
emotional function, in the escitalopram group, whereas clinical outcomes were better
444
predicted by changes in emotional function in the psilocybin group.
445
446
This study’s findings lend support to the view that psilocybin-therapy and SSRIs have distinct
447
therapeutic mechanisms of action 9. While both drugs act on the 5-HT system, SSRIs
448
increase synaptic concentrations of 5-HT by blocking its reuptake, whereas psilocybin
449
(through its main active metabolite, psilocin) acts as a direct agonist on certain 5-HT
450
receptors, with a key action on the 5-HT2A receptor subtype 26,55. Increased synaptic 5-HT
451
via SSRIs should affect all available 5-HT receptors but there is some evidence to suggest
452
that the activation of inhibitory postsynaptic 5-HT1A receptors, which are heavily expressed
453
in limbic regions 56 and implicated in emotional 57 and sexual functioning 58, play an
454
important role in the action of SSRIs. The four to six week lag in antidepressant effects with
455
SSRIs is thought to be due to a gradual down-regulation of inhibitory 5-HT1A pre-synaptic
456
auto-receptors 59, allowing a slow disinhibition of serotonergic efflux onto postsynaptic
457
targets. Although speculative, activating inhibitory postsynaptic 5-HT1A receptors in limbic
458
regions may dampen their responsiveness and account for the emotional blunting and loss
459
of sexual function described by some patients receiving treatment with SSRIs 7. The
460
moderation analyses provided here suggest that this reduction in brain responsiveness to
461
emotion with SSRIs may be an important factor in their therapeutic action.
462
463
The results of the whole-brain between-groups contrast revealed a pattern of reduced
464
responsiveness under escitalopram in regions including the DLPFC, temporo-parietal
465
junction (TPJ), supramarginal gyrus, and secondary somatosensory cortex. These are largely
466
high-level transmodal regions implicated in a broad range of processes, including social-
467
cognitive functions. They are not necessarily regions most commonly identified in emotional
468
face perception 54, however, a recent meta-analysis 60 highlighted a similar set of regions
469
involved in empathy for physical pain, emotional situations, and emotional faces. A further
470
recent meta-analysis of the neural effects of antidepressants as assessed by emotional
471
response paradigms has also identified effects in a wider set of cortical regions than just the
472
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amygdala 10. Although speculative, the relative preservation of responsiveness in these high-
473
level cortical regions after psilocybin therapy may relate to its positive modulation of socio-
474
emotional functioning 61, an assumption that might also align with the greater
475
responsiveness to neutral faces post psilocybin therapy.
476
477
Psilocybin therapy is emerging as a potential paradigm-shifting62,63 treatment for depression
478
and other commonly comorbid disorders64 ; paradigm-shifting because it is arguably the first
479
truly effective drug-assisted psychotherapy41. This may be because psilocybin enhances
480
affective psychotherapeutic processes in a different way to other compounds that have
481
been combined with psychotherapy 65 including SSRIs66. Psilocybin therapy appears to have
482
an efficacy at least comparable to established treatments20,22,41, with treatment response
483
rates of approximately 70% in three recent trials in MDD21,22,67, and has a favorable side-
484
effect and patient acceptance profile. The present finding of a robust difference in the
485
effects of an SSRI and psilocybin therapy on brain responsiveness to emotional stimuli are
486
consistent with previous assumptions about their differential therapeutic actions9, as well as
487
this trial’s pre-registered primary mechanistic hypothesis
488
(https://clinicaltrials.gov/ct2/show/NCT03429075).
489
490
A generalized emotional blunting is often associated with SSRIs5, whereas greater
491
acceptance of emotions and a multi-faceted sense of reconnection39,68 is commonplace with
492
psilocybin-therapy. The differing pattern of effects in the exploratory moderation analyses
493
presented here also support this perspective. In the psilocybin group, the (relatively
494
increased) emotional function was shown to have a direct positive effect on clinical
495
outcome, such that higher levels of emotional function were associated with greater
496
improvements in clinical symptoms. In the escitalopram group however, the effect of
497
changes in emotional function was a robust moderator of the effect of brain responses on
498
the clinical outcome, but in an opposite direction. The relationship between brain function
499
(decreased responsiveness to faces) and clinical effects (decreased symptom severity) was
500
strongest for those patients who reported the largest muting of the intensity of their
501
emotions (LEIS). As others have recently noted9,16 this emotional blunting associated with
502
SSRIs may be a key factor in their therapeutic efficacy, and the current findings support this
503
perspective.
504
505
The importance of the 5-HT2A receptor for the action of psychedelics is well established26,
506
as demonstrated for example, via a strong and selective affinity-to-potency relationship 69,
507
antagonist pre-treatment blocking the psychedelic effects70, and most recently, subjective
508
psychedelic effects correlating with degree of 5-HT2A receptor occupation in the human
509
brain71. 5-HT2A receptors are highly expressed throughout the human cortex56,72, but
510
particularly in high-level associative/transmodal regions that undergo marked expansion
511
throughout brain development73 and have expanded most evolutionarily74,75. A growing
512
body of evidence has linked 5-HT2A receptor signaling with increases in a variety of markers
513
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of neuroplasticity76,77. The most recent model of psychedelic therapy’s mechanism of action
514
emphasizes a role for enhanced 5-HT2AR-induced cortical plasticity; opening a window for
515
healthy psychological change, guided by concomitant psychotherapy64,78. In contrast to the
516
effects of SSRIs, suppressed emotional or limbic responsiveness is not a feature of the
517
psychedelic therapy model. Indeed, acute emotional release during ‘the trip’79 and then
518
progress towards greater emotional acceptance and ‘reconnection’39 are thought to be
519
important components of the psychedelic therapy model. Together with the present results,
520
replicated findings of increased whole brain functional integrity after psilocybin therapy for
521
depression 30, as well as increased dynamic flexibility 29, imply a different antidepressant
522
action for psilocybin relative to SSRIs.
523
524
Regarding this study’s design, it should be noted that the final post-treatment scan occurred
525
hours after the final dose for those in the escitalopram group (coinciding with peak plasma
526
concentration of the drug) but three weeks after the second of two 25mg psilocybin
527
sessions for the psilocybin group. The smaller changes in post-treatment brain functioning in
528
the psilocybin group may be due to the duration since dosing and a different result may
529
have been found had we scanned closer to the last psilocybin dosing session, as we did in
530
previous work, where we showed a relative increases in amygdala responses one-day post-
531
dosing 28. We believe that the present study’s design can be justified however, as the
532
intention was to capture the enduring antidepressant effects of psilocybin-therapy, and
533
these were robust at the 6-week endpoint (3 weeks after the final psilocybin dosing
534
session)41. Our current findings can be seen as consistent with previous work in which
535
healthy volunteers received a single-dose of psilocybin and reduced amygdala responses
536
were observed at a one-week follow-up, with responses returning to baseline after one
537
month 80. Interestingly, a distinct metric (whole-brain network modularity applied to
538
spontaneous brain activity) has been found to reliably index the antidepressant action of
539
psilocybin-therapy, but not escitalopram30. The implication is that (unlike for SSRIs11) the
540
emotional face paradigm may not be an especially sensitive marker of the antidepressant
541
action of psilocybin-therapy (on this time-scale), whereas other brain indices may be more
542
sensitive to its specific action.
543
544
Some previous work has suggested that SSRIs and related antidepressant drugs have a
545
selective action on the processing of negatively valenced emotional stimuli 12. We did not
546
replicate this result in the whole-brain analysis but we did see suggestions of less
547
suppression of amygdala responses to happy and neutral faces with escitalopram relative to
548
its effect on fearful faces. However, consistent with observations from previous work 81,82,
549
faces of a negative valence evoked the largest amygdala responses in this study (figure 3). In
550
alignment with statistical principles, one could suggest that a drug’s modulatory action
551
would be greatest in the domain of functioning that is especially sensitive under baseline
552
conditions, i.e. in this case, the negatively-valenced domain. It seems plausible therefore
553
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that this could account for SSRI’s apparent biased action on negatively-valenced emotional
554
stimuli as seen in previous studies 12.
555
556
In conclusion, consistent with the primary hypothesis for this trial, fMRI analyses revealed a
557
reduced brain responsiveness to emotional face stimuli after six weeks of daily escitalopram
558
but not three weeks after the second of two 25mg dosing sessions with psilocybin-therapy
559
for major depressive disorder. The escitalopram data is consistent with current theories on
560
the therapeutic action of SSRIs 15 and the comparison with psilocybin-therapy highlights the
561
different brain actions of these two different treatment modalities.
562
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30
Supplementary material
813
814
Head movement
815
816
Overall head-motion characteristics for all subjects were excellent. Assessment of subject
817
head-motion during the scans was performed using the displacement time-series produced
818
during preprocessing of the functional data. These were collated, and means were
819
calculated across the time-series and across the six (three translations, three rotations)
820
displacement parameters. Maximum displacement values were also assessed.
821
822
Only one subject showed a maximum displacement value greater than one voxel dimension
823
(3mm) on a single parameter, for one study visit. Inspection of this subject’s time series
824
showed a single large (~3mm) shift in position part-way through the scan. This subject’s
825
mean displacement (0.088mm) was less than 0.1mm, and was comparable to other subjects
826
in the sample. It was therefore judged to be acceptable, and the subject was included in the
827
analyses. Mean displacement across all subjects, scan sessions, and parameters was -
828
0.00058mm (SD = 0.027mm).
829
830
A 2 (treatment group) by 2 (study visit) mixed-model ANOVA was conducted to examine any
831
systematic differences in head-motion across these factors. There was no main effect of
832
treatment group (F[1,44] = 1.84, p = 0.182) and no main effect of study visit (F[1,44] = 0.11,
833
p = 0.740. There was also no interaction effect (F[1,44] = 0.077, p = 0.782).
834
835
836
837
. CC-BY-NC-ND 4.0 International licenseIt is made available under a
is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. (which was not certified by peer review) The copyright holder for this preprint this version posted June 3, 2023. ; https://doi.org/10.1101/2023.05.29.23290667doi: medRxiv preprint
31
Group-level task results
838
839
840
Figure S1. Results from the validation analyses of mean task effects in each group.
841
842
843
. CC-BY-NC-ND 4.0 International licenseIt is made available under a
is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. (which was not certified by peer review) The copyright holder for this preprint this version posted June 3, 2023. ; https://doi.org/10.1101/2023.05.29.23290667doi: medRxiv preprint
32
Correlation results
844
845
Correlation of BOLD* data with:
Pearson’s r
p value
Psilocybin group (N=25)
BDI change (baseline to six weeks)
0.132
0.529
WEMWBS change (baseline to 6 weeks)
-0.001
0.997
PRSEXDQ
-0.041
0.846
LEIS change (baseline to 6 weeks)
-0.07
0.762
SHAPS change (baseline to 6 weeks)
-0.001
0.998
QIDS change (baseline to 6 weeks)
0.084
0.718
Escitalopram group (N=21)
BDI change (baseline to six weeks)
0.075
0.748
WEMWBS change (baseline to 6 weeks)
-0.001
0.997
PRSEXDQ
-0.077
0.741
LEIS change (baseline to 6 weeks)
-0.022
0.927
SHAPS change (baseline to 6 weeks)
0.037
0.878
QIDS change (baseline to 6 weeks)
0.187
0.43
*All faces vs. baseline contrast, pre-treatment vs. post-treatment
846
847
Table S1. Correlation analyses between a summary measure of brain activity and key clinical
848
measures. All analyses showed non-significant/null results.
849
850
851
852
Moderation Analyses with BDI as the dependent variable
853
854
The moderation analyses were repeated with BDI change scores (baseline to six-week
855
follow-up) as the dependent variable. For the psilocybin group, this produced the same
856
pattern of results as the analysis with QIDS scores in the main text. There was a significant (Z
857
= -3.02, p = 0.003) effect of the LEIS measure on BDI scores, but no effect of brain activity (Z
858
= -0.29, p = 0.774) and no interaction effect (Z = 1.32, p = 0.187). In the escitalopram group
859
there were no main effects of either brain activity (Z = 1.49, p = 0.137) or LEIS (Z = -0.59, p =
860
0.551) on BDI change scores, but a significant interaction effect (Z = 2.38, p = 0.018).
861
. CC-BY-NC-ND 4.0 International licenseIt is made available under a
is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. (which was not certified by peer review) The copyright holder for this preprint this version posted June 3, 2023. ; https://doi.org/10.1101/2023.05.29.23290667doi: medRxiv preprint