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Relative importance of ENSO and IOD on interannual variability of Indonesian Throughflow transport

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Introduction The Indonesian Throughflow (ITF) connects the Pacific Ocean and the Indian Ocean. It plays an important role in the global ocean circulation system. The interannual variability of ITF transport is largely modulated by climate modes, such as Central-Pacific (CP) and Eastern-Pacific (EP) El Niño and Indian Ocean Dipole (IOD). However, the relative importance of these climate modes importing on the ITF is not well clarified. Methods Dominant roles of the climate modes on ITF in specific periods are quantified by combining a machine learning algorithm of the random forest (RF) model with a variety of reanalysis datasets. Results The results reveal that during the period from 1993 to 2019, the average ITF transport derived from high-resolution reanalysis datasets is -14.97 Sv with an intensification trend of -0.06 Sv year⁻¹, which mainly occurred in the upper layer. Four periods, which are 1993–2000, 2002–2008, 2009–2012 and 2013–2019, are identified as Niño 3.4, Dipole Mode Index (DMI), no significant dominant index, and DMI dominated, respectively. Discussion The corresponding sea surface height differences between the Northwest Tropical Pacific Ocean (NWP) and Southeast Indian Ocean (SEI) in these three periods when exist dominant index are -0.50 cm, 0.99 cm and -3.22 cm, respectively, which are responsible for the dominance of the climate modes. The study provides a new insight to quantify the response of ITF transport to climate drivers.
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Relative importance of ENSO
and IOD on interannual
variability of Indonesian
Throughow transport
Aojie Li
1
, Yongchui Zhang
1
*, Mei Hong
1
, Jian Shi
1
and Jing Wang
2
1
College of Meteorology and Oceanography, National University of Defense Technology,
Changsha, China,
2
CAS Key Laboratory of Ocean Circulation and Waves, Center for Ocean Mega-
Science, Institute of Oceanology, Chinese Academy of Science, Qingdao, China
Introduction: The Indonesian Throughow (ITF) connects the Pacic Ocean and
the Indian Ocean. It plays an important role in the global ocean circulation
system. The interannual variability of ITF transport is largely modulated by climate
modes, such as Central-Pacic (CP) and Eastern-Pacic (EP) El Niño and Indian
Ocean Dipole (IOD). However, the relative importance of these climate modes
importing on the ITF is not well claried.
Methods: Dominant roles of the climate modes on ITF in specic periods are
quantied by combining a machine learning algorithm of the random forest (RF)
model with a variety of reanalysis datasets.
Results: The results reveal that during the period from 1993 to 2019, the average
ITF transport derived from high-resolution reanalysis datasets is -14.97 Sv with an
intensication trend of -0.06 Sv year
-1
, which mainly occurred in the upper layer.
Four periods, which are 19932000, 20022008, 20092012 and 20132019,
are identied as Niño 3.4, Dipole Mode Index (DMI), no signicant dominant
index, and DMI dominated, respectively.
Discussion: The corresponding sea surface height differences between the
Northwest Tropical Pacic Ocean (NWP) and Southeast Indian Ocean (SEI) in
these three periods when exist dominant index are -0.50 cm, 0.99 cm and
-3.22 cm, respectively, which are responsible for the dominance of the climate
modes. The study provides a new insight to quantify the response of ITF transport
to climate drivers.
KEYWORDS
Indonesian throughow (ITF), upper layer, lower layer, El Niño-Southern Oscillation
(ENSO), Indian Ocean Dipole (IOD), random forest (RF) model
Frontiers in Marine Science frontiersin.org01
OPEN ACCESS
EDITED BY
Zexun Wei,
Ministry of Natural Resources, China
REVIEWED BY
Qin-Yan Liu,
Chinese Academy of Sciences (CAS), China
Xiaohui Liu,
Ministry of Natural Resources, China
*CORRESPONDENCE
Yongchui Zhang
zyc@nudt.edu.cn
RECEIVED 08 March 2023
ACCEPTED 28 April 2023
PUBLISHED 12 May 2023
CITATION
Li A, Zhang Y, Hong M, Shi J and Wang J
(2023) Relative importance of ENSO and
IOD on interannual variability of Indonesian
Throughow transport.
Front. Mar. Sci. 10:1182255.
doi: 10.3389/fmars.2023.1182255
COPYRIGHT
© 2023 Li, Zhang, Hong, Shi and Wang. This
is an open-access article distributed under
the terms of the Creative Commons
Attribution License (CC BY). The use,
distribution or reproduction in other
forums is permitted, provided the original
author(s) and the copyright owner(s) are
credited and that the original publication in
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accepted academic practice. No use,
distribution or reproduction is permitted
which does not comply with these terms.
TYPE Original Research
PUBLISHED 12 May 2023
DOI 10.3389/fmars.2023.1182255
1 Introduction
The Indonesian Throughow (ITF) originates from the western
Pacic Ocean, and then passes through the Indonesian Sea to enter
the Indian Ocean. The ITF carries a large amount of warmer and
fresher waters with an annual average volume transport of
approximately 15 Sv (1 Sv=10
6
m
3
s
-1
)(Wijffels et al., 2008;
Sprintall et al., 2009;Gordon et al., 2010;Susanto et al., 2012;Liu
et al., 2015;Sprintall et al., 2019), and heat transport of 0.241.15
PW (1 PW = 10
15
W) from the Pacic to the Indian Ocean (Hirst
and Godfrey, 1993;Vranes et al., 2002;Tillinger and Gordon, 2009;
Xie et al., 2019;Zhang et al., 2019). It has a signicant impact on the
thermohaline structure and velocity proles owing through the
oceans (Lee et al., 2019;Pang et al., 2022). This provides an
important low-latitude ocean channel for the transmission of
climate signals and anomalies in the global thermohaline
circulation. The ITF regulates the local atmosphere system by
inuencing air-sea exchange and precipitation at different time
scales, which in turn has a far-reaching effect on the global climate
(Gordon, 1986;Godfrey, 1996;Gordon, 2005;Sprintall et al., 2014;
Hu et al., 2019;Yuan et al., 2022). Thus, the variability of ITF
transport has to be understood to interpret climate change.
The ITF transport is not well determined observationally due to
several inow and outow channels, such as the Makassar Strait,
Maluku Strait, Halmahera Strait, Lombok Strait, Ombai Strait, and
Timor Strait. Among them, the Makassar Strait accounts for
approximately 77% of the ITF transport and is thus considered
the main inow channel of the ITF (Du and Qu, 2010;Gordon et al.,
2010;Gordon et al., 2019). Therefore, several international
observation programs have been conducted there to detect the
changes in ITF transport, such as the Arlindo Mixing program, the
International Nusantara Stratication and Transport program
(INSTANT), and the Monitoring the ITF program (MITF). The
long-term mooring data of the Makassar Strait reveals that the
average thermocline (0300 m) southward transport (9.1 Sv)
contributed about 73% of the total transport (12.5 Sv) (Gordon
et al., 2019). In addition to the mooring observation data,
temperature data measured by repeated expendable
bathythermograph (XBT) and Argo buoy data of IX1 section
were also used to deduce the geostrophic current transport of the
ITF (Wijffels et al., 2008;Liu et al., 2015). Based on 30 years of XBT
data from 1984 to 2013 ITF geostrophic transport experienced a
strengthening trend of ~0.1 Sv year
-1
(Liu et al., 2015). In addition,
numerous numerical models and reanalysis data demonstrate a
relatively consistent interannual variability with the observed data
(Masumoto et al., 2004;Feng et al., 2013;Yuan et al., 2013).
The ITF variability is mainly driven by large scale sea level
gradients between the Pacic and Indian Ocean basins (Wyrtki,
1987). Specically, the sea surface height (SSH) difference between
the northwest tropical Pacic (NWP) and the southeast Indian
Ocean (SEI) is a favorable indicator of ITF transport, which is
largely dominated by the El Niño-Southern Oscillation (ENSO) and
the Indian Ocean Dipole (IOD), respectively. The ITF is generally
strong (weak) during La Niña (El Niño) events (Meyers, 1996). This
is because the Pacic trade winds and the Walker circulation
strengthening (weakening), which leads to an increase (decrease)
of sea level in the western Pacic(Meyers, 1996;Gordon et al., 1999;
Sprintall and Revelard, 2014;Hu and Sprintall, 2016). During
negative (positive) IOD events, when the eastern and western
surface water of the tropical Indian Ocean appear abnormally
warm (cold) and cold (warm), downwelling (upwelling) occurs in
the eastern sea surface of the tropical eastern Indian Ocean. This
favors a positive (negative) sea level anomaly in that region and thus
suppresses (strengths) the ITF (Cai et al., 2011;Yuan et al., 2011).
Increasing number of studies show that IOD events have a more
signicant impact on the ITF (Sprintall et al., 2009;Sprintall and
Revelard, 2014;Liu et al., 2015;Pujiana et al., 2019). However,
ENSO and IOD events often occur concurrently (Murtugudde et al.,
1998;Saji et al., 1999;Feng et al., 2001), and hence, it is hard to tease
out the individual effects of each climate mode on ITF variability.
Quantitative analysis of the inuences of ENSO and IOD on ITF
changes are not yet well claried.
In this study, four high-resolution reanalysis datasets are used
to detect the spatial-temporal variability of the ITF inow and
outow. A machine learning method is adopted to express whether
the ENSO or the IOD is the dominant climate driver for the ITF
variability during different periods. The study is explained as
follows. The four reanalysis datasets and the methods are
depicted in section 2. The temporal and spatial changes of ITF
transport are explained in section 3. The dominant climate indices
affecting the ITF in different periods are studied in section 4. The
possible mechanisms are discussed in section 5, and the conclusions
are given in section 6.
2 Data and methods
2.1 Mooring data
Mooring data are obtained from three straits: the Makassar
Strait, Ombai Strait, and Timor Strait. Among them, the Makassar
mooring data is procured from the INSTANT and MITF
observation projects, whereas the Ombai and Timor are from the
Integrated Marine Observing System (IMOS, 2022).
2.1.1 INSTANT
In January 2004, two moorings were deployed in the Labani
channel in the Makassar Strait as part of an international program
to monitor the major ITF inow routes: 2°51.9S, 118°27.3E, and
51.5S, 118°37.7E(Gordon et al., 2008;Gordon et al., 2010). In July
2005 and November 27, 2006, the moorings were repeatedly
recovered and redeployed. The moorings measured the three-
dimensional velocity components at 30 min intervals.
2.1.2 MITF
Only one mooring was deployed at 2°51.9S, 118°27.3E as part
of the MITF program on 22 November 2006, after the INSTANT
project. MITF was designed to receive data and was redeployed
Li et al. 10.3389/fmars.2023.1182255
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every two years. Due to equipment transportation problems, there
are no data from August 2011 to August 2013. At the mooring
location, upward-looking and downward-looking acoustic Doppler
current prolers (ADCPs) were placed at 463 m and 487 m to
record ow data for the entire channel at a depth of 680 m. The
positions varied slightly throughout the observation period but
remained roughly the same. In August 2015, two ADCPs were
placed at the same buoy station at 498 m, and two cpods (small
autonomous instruments), which can measure the temperature
gradient spectrum using a fast thermistor, were placed at the
same position to measure the temperature microstructure
(Gordon et al., 2019). The MITF data up to August 2017 is used
in this study, though the project is still ongoing.
2.1.3 IMOS
The IMOS has moorings across both its National Mooring
Network and Deep Water Moorings facilities. This system provides
parameters such as temperature, salinity, dissolved oxygen,
chlorophyll estimates, turbidity, down-welling photosynthetic
photon ux (PAR), and current velocity, accompanied by depth
and pressure when available. The observations were made using a
range of temperature loggers, conductivity-temperature-depth
(CTD) instruments, water-quality monitors (WQM), ADCPs, and
single-point current meters. In this study, we use the single-point
mooring data (OMB) for the Ombai Strait at 125.08°E, 8.52°S,
which ranges from June 19, 2011, to October 21, 2015. For the
Timor Strait, we mainly use three mooring data: Timor North
(TNorth), Timor North Slope (TNSlope), and Timor South
(TSouth), which cover from June 14, 2011 to April 15, 2014.
These are the hourly mooring data, and the vertical depth
reaches 520.95m.
2.2 Reanalysis data
Four reanalysis datasets are used: Copernicus Marine
Environment Monitoring Service (CMEMS), OGCM For Earth
Simulator (OFES), Hybrid Coordinate Ocean Model (HYCOM),
and simple Ocean Data Assimilation Ocean/Sea Ice Reanalysis
(SODA), respectively.
2.2.1 CMEMS
For the CMEMS, the version GLOBAL_MULTIYEAR_
PHY_001_030 global reanalysis data with a monthly average from
1993 to 2019 is used. The data have a spatial resolution of 1/12° × 1/
12° (about 8 km × 8 km at the equator) and a total of 50 standard
layers in the vertical direction. The reanalysis data assimilate many
available observations. The time range is from 1993 to 2020, which
covers the most recent period of altimeter data (beginning with the
launch of TOPEX/Poseidon and ERS-1 satellites in the early 1990s).
2.2.2 OFES
OFES data is a global 0.1° × 0.1° × 54 layers model data forced
by NCEP winds. The output is an integration of more than 50 years.
The OFES data used is the monthly average from 1993 to 2017.
2.2.3 HYCOM
The HYCOM versions of GLBu0.08/expt_19.0, GLBu0.08/
expt_90.9, and GLBv0.08/expt_93.0 cover the time range 1993
2012, 20132017 and 20182019, respectively. The global 0.08° ×
0.08° horizontal resolution and 40 vertical resolution of depth levels
are daily reanalysis data from 1993 to 2019.
2.2.4 SODA
SODA is a reanalysis data set that covers the global ocean
(except some polar sea areas) jointly developed by the University of
Maryland and Texas A&M University. The latest version, SODA
3.4.2, which adopts the Modular Ocean Model (MOM5) of 0.5° ×
0.5° × 50 layers (horizontal spacing at the equator 28 km, polar
location less than 10 km) is used in this study. The time range of the
monthly reanalysis data is from 1993 to 2019.
2.3 Methods
2.3.1 Transport calculation
Many methods are used to calculate the ow in channels,
including the volume ux (Anderson et al., 1986)andtheP-
vector methods (Chu, 1995). The volume ux method is used to
take full advantage of the high-resolution datasets:
Fv=o
nz
k=1
o
ns
i=1
vik
!·dx
i·dz
k:(1)
Among them, vi,k
!is perpendicular to the ith horizontal grid
and the kth vertical grid on the cross-section ow velocity, iis the
location of the cross-section grid point number, ns is the number of
grid points, xi is the distance between two adjacent grid points, kis
the number of vertical layers, nz is the number of vertical layers, and
dzk is the distance between two adjacent vertical layers.
2.3.2 Removal of potential dependency between
climate drivers
ENSO and the IOD events often occur synchronously; hence,
they can interact with each other. Therefore, linear regression is
used to eliminate the possible inuence of Niño 3.4 on IOD (Saji
and Yamagata, 2003), as follows:
d
DMI =aNino 3:4+b, (2)
DMInew =DMI
d
DMI :(3)
where d
DMI represents the linear tting term of Nino3:4, aand
brepresent the trend and offset, respectively, and DMInew indicates
the new DMI, excluding the Nino3:4 trend item.
2.3.3 Random Forest model
A machine learning decision method, named Random Forest
(RF) is employed to determine the contribution of climate drivers to
the interannual variation of the ITF. RF is a kind of ensemble
learning algorithm. The general idea of RF is to train multiple weak
models to pack together to form a strong model. The performance
Li et al. 10.3389/fmars.2023.1182255
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of the strong model is much better than that of a single weak model.
Hence, the results of the multi-models have higher accuracy and
generalization performance.
Unlike the simple linear correlation and regression methods, RF
methods can be used to study complex relationships between
variables and can reveal nonlinear and hierarchical relationships
between responses and predictors (Feng et al., 2022). RF builds the
model by combining predictors and evaluates the relative
importance of each predictor. In this study, an out-of-bag (OOB)
generated accuracy-based materiality measure is used. When
building the model, approximately one-third of the relevant data
was randomly selected for model verication. When variables in the
OOB samples are randomly disturbed, the average prediction
accuracy is dened as the important value of the corresponding
variable (Heung et al., 2014), which is expressed as the mean square
error:
MSEOOB =1
No
N
K=1
(OiPKOOB)2
:(4)
where Nis the number of observations, Oirepresents actual
data and PKOOB indicates the average of all OOB predictions across
all trees.
3 Variability of ITF
Mooring observation in the Makassar Strait reveals different
water masses in the upper (0300 m) and lower (300760 m) layers,
respectively. The ITF is separated into the upper and lower parts,
with a depth boundary of 300 m, to reveal the impacts of climate
modes on the vertical structures. To facilitate later research, the 0
300 m layer is dened as the upper layer and the 300760 m layer as
the lower layer. Due to the depth limitation of the Ombai and Timor
Straits, the lower layer is 300520 m. In accordance with Li et al.
(2020), the inow is dened as that the sections of Sulawesi Sea
(125°E, 1°N6°N), Maluku Sea (125°E127.5°E, 0.5°N), and
Halmahera Sea (128°E131°E, 0.5°S), respectively, and the
outow is dened as that across the eastern tropical Indian Ocean
section (114°E, 8°S22°S) (Figure 1).
3.1 Validation of model data
Performances of the four reanalysis datasets are validated by
using the mooring observation located at the Makassar Strait,
namely the INSTANT and MITF programs. In accordance with
the two periods of INSTANT and MITF, the comparative results are
divided into two stages, which are January 2004 to late November
2006 and November 2006 to August 2017, respectively. An
approximate position at the same latitude as the mooring position
is selected to conducted verication when calculating the Makassar
Strait ow, which is 117°E119°E, 2.5°S (Figure 1).
The comparative results are illustrated in Figures 2A,B. In the
upper layer, the mean mooring transport is -7.94 Sv (negative
means southward transport). It shows a prominent interannual
variability. The transport intensied from 2004 to late 2008, with an
intensication of -1.53 Sv, whereas from 2009 to mid2011, it
slightly weakened by 0.32 Sv. The transport quickly weakened from
mid2013 to mid2016, whereas the ITF quickly intensied. The
relativity between the upper and lower layers was negative and
insignicant (correlation coefcient of -0.30). In the lower layer, the
mean transport is -3.10 Sv. The trends of mean transport during
20042011 and 20132017 were the opposite: there is an intensied
(weakened) trend in the former period and a weakened (intensied)
trend in the latter period in the upper (lower) layer. In addition, in
terms of interdecadal variability, the correlation between the upper
layer Makassar ow and PDO and NPO were signicantly opposite
(Figures not shown). During 20042011 and 20132017, the
correlation coefcients between PDO and ow in the upper layer
were 0.78 and 0.75, respectively; whereas the correlation coefcients
between NPO and ow changes in the upper layer were -0.44 and
-0.35, respectively. All the correlation coefcients pass the 95%
signicance test. However, the contributions of PDO in the ITF
transport are limited in the upper layer inow and in the decadal
timescales, which will not be further considered in this study.
In the upper layer, the correlation coefcients of SODA and
CMEMS in the rst and second periods are R1 = 0.8 and R2 = 0.96,
respectively, and the RMSE is 1.12 Sv, in comparison with the
observed data. Similarly, the OFES data in this layer exhibit low
correlation coefcients with the observed data in the rst half and
the second half, where R1 = 0.25 and R2 = 0.7, respectively, and the
FIGURE 1
The topographic map of the Indonesian sea and the main ow system
of the ITF. The pathways of ITF are shown by orange lines with
arrows. The red indicates the mooring station in the Makassar
Strait. The four red dots that appear in the enlarged view in the small
window of the lower right corner denote the mooring positions of the
Ombai and Timor Straits, and from north to south are Ombai Strait
(OMB), Timor North (TNorth), Timor North Slope (TNSlope), and Timor
South (TSouth), the rst of which is the mooring position of the
Ombai Strait and the remaining three are the mooring positions of the
Timor Strait. The purple lines are the interception position of the
corresponding strait data validation. The dotted arrows in orange
represent the PacicOceanow. The red and green solid lines
indicate the inow and outow cross-sections, respectively.
Li et al. 10.3389/fmars.2023.1182255
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RMSE is 0.82 Sv. It can be found that between July 2005 and
November 2006, the reanalysis data declined more than the
mooring observation data, which may be explained by that single
point data of Makassar mooring could not accurately reect the
wholechangeintheentirechannel.Inthelowerlayer,the
correlation coefcients of OFES and CMEMS with the observed
data in the rst and second half are R1 = 0.73 and R2 = 0.98,
respectively, and the RMSE is 0.89 Sv. The HYCOM data in this
layer has relatively low correlation coefcients of R1 = 0.49 and
R2 = 0.77, respectively, and the RMSE is 1.35 Sv, in comparison
with the observed data. All the correlation coefcients pass the 95%
signicance test. It can be found that in the upper and lower layers,
the correlation between the reanalysis and mooring observation
data in the second period is better than in the rst period, which
may be attributed to the reanalysis datasets dependency and the
limitation of mooring observations.
The mooring data of the Ombai and Timor Straits are
comprehensively collected to verify the applicability of reanalysis data
in the outow area. Two sections along 125.08°E, 8.33°S8.83°S and
127.35°E, 8.71°S10.02°S in the Ombai and Timor Straits, respectively,
are selected to conduct the calculation. The low resolution of SODA
(only 0.1°) leads to a lack of lower layer data in the Ombai Strait, and
hence, only the upper layer of SODA is given below.
Figures 3A,Billustrate the comparison results in the Ombai
Strait. For SODA, the correlation with the observed data is low due
to the low resolution in the upper layer (R = 0.31, which passes the
95% signicance test; RMSE = 0.61 Sv). Apart that, the correlations
of the other three reanalysis data are all high. Among them,
correlation coefcient of OFES is maximum which reaches 0.90
and RMSE is 0.45 Sv. In the lower layer, HYCOM has the maximum
correlation coefcient of 0.80 and lowest RMSE of 0.28 Sv, whereas
OFES has a relatively low correlation coefcient of 0.69 and RMSE
of 0.43 Sv. The validation results of the Timor Strait data are shown
in Figures 3C,D. It is found that CMEMS has the maximum
correlation coefcient of 0.71 and lowest RMSE of 0.14 Sv in the
upper layer, whereas HYCOM has a relatively low correlation
coefcient of 0.38 (passing the 95% signicance test) and RMSE of
0.26 Sv. In the lower layer, CMEMS also exhibits a good correlation,
with a correlation coefcient of 0.63 and RMSEof 0.11 Sv. However, the
correlation coefcientsof the other three data arelow. Note that, all the
correlation coefcients pass the 95% signicance test, which
demonstrate that all the four reanalysis datasets show consistency
with the observations,which gives the condences to use the reanalysis
datasets to show the variability and mechanisms.
3.2 Spatial and temporal variability
of the ITF
Good performance of the eddy-resolving reanalysis datasets
reveals, the detailed spatial structures of the ITF in the inow
and outow.
Among the three inow cross-sections (Figures 4AC), the
Sulawesi Sea has the widest entrance, which spans 3.58°N5.5°N,
A
B
FIGURE 2
Transport anomaly of the four reanalysis datasets and the mooring observation at Makassar. (A) Transport in the upper layer. The red line is the
mooring observation of INSTANT and MITF after a 13-month moving average. The black, blue, green, and pink lines are CMEMS, OFES, SODA, and
HYCOM, respectively. Due to the discontinuity of mooring data between 2004 and 2017, the correlation coefcients of the rst and second halves
of the mooring after the 13-month moving average are calculated, respectively. (B) Same as (A) but for the lower layer. Negative values mean
southward transport anomaly.
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125°E. There are two opposite ows, which are westward in the
northern channel and eastward in the southern channel,
respectively. As the depth deepens, the eastward ow gradually
expands to the north, while the westward ow decreases in scope.
The eastward ow mainly exists in the range of 125°E, 1.83°N3.5°
N (the maximum depth is 350 m south of 3.25°N, while it can be
extended to 760 m north of 3.25°N), with an average speed of
0.07 m s
-1
and a maximum speed of 0.23 m s
-1
at a depth of 20m
near 2.25°N. The westward ow in the 3.58°N4.66°N region
mainly exists above the 115 m layer with an average speed of
-0.14 m s
-1
. The large value zone of westward ow mainly exists in
4.5°N5.33°N (the depth can be extended to 760 m) and a
maximum speed is -0.59 m s
-1
at a depth of 85 m near 5°N.
There is a weak eastward ow near Mindanao Island. The standard
deviation of the ow gradually decreases with the increase of depth
overall. There has a larger standard deviation in the westward ow,
which can reach 0.13 m s
-1
, mainly concentrated in the upper 90 m
layer of 4.58°N5.08°N. In the eastward ow range, the standard
deviation of the ow can reach a maximum of 0.09 m s
-1
, mainly
concentrated in the surface layer of 1.91°N2.83°N.
The opposite ow structure is the same as the Maluku Sea
meridional sections (Figure 4B). In the western Maluku Sea (125°
E126°E, 0.5°N): above 60 m layer, it ows northward with an
average speed of 0.05 m s
-1
, and the maximum is 0.16 m s
-1
at a
depth of 10 m near 125°E; within a depth of 60 m300 m, it ows
southward with an average speed of -0.02 m s
-1
, and the ow
gradually decreases as the depth increases; within a depth of 300
m450 m, there is a weak northerly ow; under 450 m, there is a
A
B
D
C
FIGURE 3
Transport anomaly of the four reanalysis datasets and the mooring observation in the Ombai and Timor Straits. (A) Transport in the upper layer of
Ombai Strait. The red line is the mooring observation of Ombai Strait after a 13-month moving average. The black, blue, green and pink lines are
CMEMS, OFES, SODA and HYCOM, respectively. (B) Same as (A) but for the lower layer of Ombai Strait. (C, D) Same as (A, B) but for Timor Strait.
Negative values mean southward transport anomaly.
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southward ow, which corresponds well to the observational nding
of the Maluku Sea intermediate western boundary current (Yuan
et al., 2022). In the eastern Maluku Sea (126°E127.5°E, 0.5°N): above
60 m layer, there is a weak southward ow with an average speed of
-0.03 m s
-1
and the maximum southward ow velocity is -0.07 m s
-1
;
under 60 m, except for the presence of weak southward ow in depth
of 350 m720 m and range of 126°E126.41°E, it ows northward in
the western side (126°E126.83°E, 0.5°N) and southward on the
eastern side (126.83°E127.5°E, 0.5°N). The large standard deviation
of the ow velocity is mainly concentrated in the western upper layer
of Maluku Sea (125°E126°E, 0.5°N), which can reach a maximum of
0.07 m s
-1
. With the increase of depth, the standard deviation
gradually decreases. However, below 450 m in the western of
Maluku Sea, there is still a relatively large variation zone with a
standard deviation of 0.02 m s
-1
.
In the Halmahera Sea section (0.5°S) (Figure 4C), the ow
structures are complicated. In the range of 128.5°E129.75°E and
129.91°E130.08°E, there are southward ows, which can reach a
depth of 200 m. The maximum velocity (-0.36 m s
-1
) appears at
128.83°E and 50 m depth. The ow is northward at both sides of the
Halmahera Sea section and in the lower layer. However, the
northward ow is relatively weak, with a maximum of 0.08 m s
-1
.
The large standard deviation of ow velocity is concentrated in the
large value region of southward ow, which can reach a maximum
of 0.14 m s
-1
in the upper layer of 128.83°E. With the increase of
depth, the standard deviation gradually decreases. At the maximum
southward ow (at 128.83°E and 50 m depth), the standard
deviation reaches 0.12 m s
-1
.
In the exit of the eastern equatorial Indian Ocean (Figure 4D),
the outow is a signicant eastward ow in the 0110 m range of
114°E, 8.75°S9.33°S, and the maximum velocity is 0.22 m s
-1
at a
depth of 60 m at 8.83°S. The eastward ow corresponds to the upper
ocean South Java Coastal Current (SJCC) (Atmadipoera et al., 2009;
Sprintall et al., 2009;Liang and Xue, 2020). In the middle section of
114°E, 9.5°S13.41°S, most of the ow is westward with a maximum
of -0.28 m s
-1
, which exists at a depth of 10 m at 10.5°S. The
eastward ow south of 14°S is closely related with the Eastern Gyral
Current (EGC) and the Northwest Shelf Inow (NWS-inow)
(Liang and Xue, 2020). The large standard deviation values of
ow velocity are concentrated in the range of westward ow,
which can reach 0.06 m s
-1
in the upper layer.
The comparison results reveal a narrower and stronger inow
and a wider and weaker outow. This opposite ow among the
cross-sections implies complicated ow structures in the high-
resolution reanalysis datasets. Detailed ow structures along with
additional eld experiments should be veried.
AB
D
C
FIGURE 4
The four reanalysis datasets average velocity in the inow (upper panel) and outow (lower panel) cross-sections from 1993 to 2019. The prole
color ll is the East-West (North-South) velocity of the ow perpendicular to the longitude (latitude). (A, D) are the zonal ow in the Sulawesi Sea
and the eastern equatorial Indian Ocean cross-sections, respectively. (B, C) are zonal ows in the Maluku Sea and the Halmahera Sea cross-sections,
respectively. The magenta contour is represented as the standard deviation of the ow velocity of each section on the interannual scale. The black
contour line in the gures indicate that the velocity is 0. A negative value represents southward or westward ow.
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To understand the interannual variations of the ITF transport,
the upper, lower and full depth layers of the inow and outow
transport anomaly are illustrated in Figure 5. The results are
averaged from the four reanalysis datasets. In the upper layer
(Figure 5A),thelineartrendsofinow and outow are -0.08 Sv
year
-1
and -0.04 Sv year
-1
, respectively (negative linear trend
indicatesanincreaseinsouthwesterlyow). During the strong
El Niño event (1997/1998), there was a signicant decrease in the
upper layer inow, with a value of -3.38 ± 4.15 Sv. It applies to
2015/2016 as well, when the upper layer inow is -4.90 ± 1.98 Sv.
During positive IOD events (20042008), the upper layer inow
increased signicantly, from -5.31 ± 2.76 Sv in 2004 to -14.31 ±
4.14 Sv in 2008. However, the upper layer outow intensied only
during 20052006, which was signicantly weaker than the inow.
In the upper layer outow, the interannual variation is similar to
those of the inow, the average correlation coefcient between the
upper layer inow and outowofthefourmodelsis0.63,which
passes the 99% signicancetest.Theaverageow is more
intensied than the upper layer inow, and the difference is 3.23
Sv. In the upper layer, it can be found that the inow is smaller
than the outow, which is mainly due to the reason that the South
China Sea (SCS) branch of the ITF is not taken into account. Note
that, the depth of the Karimata Strait that connects the SCS and
Indonesian Sea is less than 50 m, so its inow mainly contributes
to the upper layer.
Unlike the upper layer, the lower layer ow shows no signicant
trend in the interannual scale (Figure 5B). For the lower layer
inow, the ow decreased in 2015 and increased in 2016, but with a
A
B
C
FIGURE 5
Interannual variability of the ITF transport in different layers. (A) The four reanalysis datasets average the upper layer inow and outow from 1993 to
2019. The red and blue lines represent inow and outow, respectively. The shaded areas indicate the standard deviation. (B, C) Same as (A) but for
the lower layer and full depth (0 to the maximum modeling depth), respectively. Negative values mean southward or westward transport anomalies
(enhanced ITF).
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much smaller amplitude than that of the upper layer. The lower
layer outow in the same period was also similar. In 1997, the lower
layer outow showed a similar change as the upper layer. In the
lower layer, it can be found that the outow is greater than the
inow, which is closely related to the large inow of HYCOM.
The total ITF transport is obtained in Figure 5C. The results
show that the average ITF transport is -13.33 Sv and -16.62 Sv of the
inow and outow, with linear strengthening trends of -0.06 Sv
year
-1
and -0.05 Sv year
-1
, respectively. On average, the outow
value is larger than the inow. The outow volume transport
estimated in this study is -16.62 Sv, which is close to that by
SODA (-16.9 Sv) and the multi-model ensemble means of phase 5
of the Coupled Model Intercomparison Project (CMIP5) (-15.3 Sv)
(Santoso et al., 2022). In the Makassar Strait, the mooring average
ow of the upper (-9.10 Sv) and lower layers (-3.40 Sv) from 2004 to
2017 (Gordon et al., 2019) are consistent with the reanalysis
datasets, which is -9.36 Sv in the upper layer and -1.88 Sv in the
lower layer. The difference in the outow and inow (3.29 Sv) is
larger than in the Makassar Strait (1.26 Sv). Two possible reasons
contribute to the mismatch between the inow and the outow.
First, the SCS branch of the ITF and the inow along the northern
Australia coast are not taken into account in the inow and outow
calculation, which results in small and large estimates of the inow
and outow, respectively. Results of the previous particle tracking
experiments present the interannual average of the ITF branch in
the South China Sea to be approximately 1.61.98 Sv (He et al.,
2015;Xu et al., 2021). Most of the reanalysis data show that the
inow after adding Karimata Strait ow is comparable to the
outow. And for the high spatial resolution data (CMEMS,
HYCOM), the inow adding Karimata Strait ow is comparable
to the outow after subtracting the inow along the northern
Australia coast. Second, different reanalysis data show large
dispersions in the ITF estimation. The full-depth ITF obtained by
four kinds of reanalysis data (CMEMS, SODA, OFES, HYCOM) at
the inow position is -14.22 Sv, -15.01 Sv, -6.44 Sv, and -16.94 Sv,
respectively. At the outow position, they are -17.28 Sv, -15.20 Sv,
-8.95 Sv, and -24.29 Sv, respectively. The differences are 3.06 Sv,
0.19 Sv, 2.51 Sv, and 7.35 Sv, respectively. The largest deviation
between the outow and the inow is derived from the HYCOM
dataset. In addition, the selection of the outow section also affects
the amount of transport. Overall, it is reasonable to use reanalysis
data in this study to reect the interannual changes of ITF.
4 Contribution of ENSO and IOD to
the ITF transport
4.1 Relationships between climate modes
and ITF transport
Figure 6 illustrates the variabilities of ITF transport in different
layers that further explain the correlations between the climate
modes and the detailed ow structure. For the upper layer inow,
the correlation coefcients between ow data and Niño 3.4, DMI,
and CP indices are 0.73, -0.28, and 0.56, respectively. Among the
above results, Niño 3.4 and CP pass the 99% signicance test,
whereas DMI does not pass the 95% signicance test. In the lower
layer inow, the correlation coefcient between ow anomaly and
Niño 3.4, DMI and CP indices are 0.23, 0.01 and 0.12, respectively,
none of them pass the 95% signicance test. This concludes that the
inuence of the climate index in the upper layer is greater than that
in the lower layer.
In the upper layer outow, the correlation coefcients between
ow data and Niño 3.4, DMI, and CP indices are 0.52, -0.55, and
0.32, respectively. Among the above results, Niño 3.4 and DMI pass
the 99% signicance test, whereas CP does not pass the 90%
signicance test. In the lower layer outow, the correlation
coefcients of ow anomaly with Niño 3.4 and CP indices are
0.65 and 0.41, respectively, and they pass the 99% signicance test,
whereas the correlation coefcient with the DMI shows a low
correlation (0.12). The correlation between Niño 3.4 and CP
indices, and the lower layer is greater than the correlation of the
upper layer inow. Whereas, the correlation between the DMI
index and the lower layer with that of the upper layer inow is
the opposite.
Niño 3.4 and DMI have opposite correlations for ITF in
comparison with the upper layer inow and outow. The linear
correlation coefcients between Niño 3.4 and ITF anomalies
remained high at 0.73 and 0.52 for the inow and outow,
respectively. However, the DMI is -0.28 and -0.55 in the inow
and outow, respectively, and the correlation changes are relatively
large. The conclusion is consistent with Li et al. (2020). In the upper
layer, the CP index maintains a positive correlation with both inow
and outow, which is similar to the impact of the Niño 3.4 index.
The difference with Li et al. (2020) is that the Niño 3.4 and CP
indices have a strong positive correlation with the lower layer
outow, which may be related to the period selected.
4.2 Relative importance of climate modes
in the ITF variability
To quantitively expose the climate drivers of ITF transport, the
RF method is adopted in this subsection. Before that, the dominant
periods of the ITF transport should be claried. The average multi-
models ow data in different levels (Figure 7) help to obtain the
power spectra of the upper layer and the lower layer inow and
outow during 19932019. Power spectral analysis reveals that the
upper layer and the lower layer inow exhibit peak periods of 49
and 57 years, respectively. The upper layer and the lower layer
outow exhibit peak periods of 57 and 26 years, respectively.
Overall, the results characterize a common peak period ow of 57
years at four different locations. Comparatively, Niño 3.4, as well as
DMI and CP indices have peak periods of 27, 24, and within 10
years (Sullivan et al., 2016;Santoso et al., 2022), respectively.
The calculation of the power spectrum of the four levels of ow
data and climate indices concludes that the main change cycle is
concentrated in 57 years; hence, it is taken as the cycle for RF
model training. In addition, to make full use of the data and the
experimental results more reliable, the data is recycled (consider the
6-year cycle as an example: 19931998, 19941999). Niño and
IOD events often occur simultaneously during RF model training.
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AB
FIGURE 7
The power spectrum of inow and outow at different levels. The ow data is the multi-models average monthly data after a 13-month sliding
average from 1993 to 2019. (A) The black and blue solid lines represent the result of the upper layer (0300 m) and the lower layer (300760m)
inow, respectively. The black and blue dotted lines represent their 95% condence level. (B) same as (A) but for outow.
A
B
D
C
FIGURE 6
Interannual variations of the ITF transport anomaly and the climate indices. (A) The four datasets average the upper layer inow transport anomaly (purple
shadow), superimposed with the three indices (Niño 3.4-blue, DMI-orange, CP-green) after a 13month running mean. The DMI is the DMI new after
removing the linear inuence of Niño 3.4. (B) Same as (A) but for the lower layer inow. (C, D) The upper layer and the lower layer outow transport.
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Therefore, the DMInew, which removes the inuence of the linear
trend of Niño 3.4, is adopted and the corresponding RF models by
using four model data training are obtained. The relative
importance of the RF training results in the period of 5, 6, and 7
years, respectively, are considered. Signicant differences are not
revealed in the results (gures not given). Therefore, the 6year
period is considered to reveal the relative importance of different
climate indices at different levels, beginning with different starting
years (Figure 8). Due to the OFES data is up to 2017, the results for
the starting year 20132014 are obtained from CMEMS, HYCOM,
and SODA data. In this study, the dominant index is dened as the
importance higher than 33% and which exceeds the other two
indices without overlapping.
The RF results show that in the upper layer inow, starting from
19931995 (end of 2008 and 2000), the importance of the Niño 3.4
was signicantly higher than that of the other two indices which was
greater than 40%. In the 19962001 period (end of 2001 and 2006),
Niño 3.4 showed more important but insignicant results (shadow
regions cover each other) under the average training results of
multi-model data. In the starting year of 20022003 (end of 2007
and 2008), the DMI became the important index (without overlap
of the other two indices). In the periods of 20042012 (end of 2009
and 2017), the relative importance of the three indices were
comparative and the overlapping shadow covered each other. In
the periods of 20132014 (end of 2018 and 2019), the importance of
the DMI increased, whereas the importance of the Niño
3.4 decreased.
Different from the upper layer, in the lower layer inow, in the
starting year of 1993 (end of 1998), the DMI was relatively
important. However, in the starting year of 1994 (end of 1999),
the importance of DMI decreased and CP was relatively important.
In the starting years of 19951999 (end of 2000 and 2004), the
shadows of the three indices overlapped each other. On average, the
CP was relatively important but insignicant. In the initial years of
20002007 (end of 2005 and 2012), the importance of DMI
gradually increased, and during 20022003 (end of 2007 and
2008), DMI had signicant importance. In the later period,
starting from 20082014 (end of 2013 and 2019), the error bars
of the three indices overlapped, and again, there was no
dominant index.
In the upper layer outow, the Niño 3.4 was always at a high
level during the 19931999 period (end of 1998 and 2004), which
implies the dominance of Niño 3.4. During 20002001 (end of 2005
and 2006), the inuence of the DMI on the upper layer outow
increased, but the importance of the Niño 3.4 decreased. In the
starting years of 20022004 (end of 2007 and 2009), the DMI
became the dominant factor, with an average relative importance of
more than 50% between 2002 and 2007. In the initial years of 2005
2007 (end of 2010 and 2012), the average relative importance of the
CP increased, but the shadow region coincided with the shadow
region of the DMI. In the starting years 20082012 (end of 2013 and
2017), the importance of all three indices was relatively close. This
indicates the complexity of the inuencing factors of ITF during this
period, and a signicant index was not identied. In the following
starting years 20132014 (end of 2018 and 2019), the DMI became
the dominant factor again, with an average relative importance of
more than 40%.
In the lower layer outow, starting from 19931995 (end of
1998 and 2000), the error bars of the three indices coincided, and
the signicant index was not dominated. In the starting years of
19961998 (end of 2001 and 2003) and 20132014 (end of 2018 and
2019), the CP was the important index, with an average proportion
of 40%. In the starting years of 19992000 (end of 2004 and 2005)
and 20092012 (end of 2014 and 2017), there was no dominating
index. In the initial years of 20012005 (end of 2006 and 2010), the
DMI was the important inuence index, with an average proportion
of 50%. In the starting years of 20062008 (end of 2011 and 2013),
the Niño 3.4 was the dominant inuence index, with an average
proportion of 50% in 2007.
Figure 9 illustrates the relative importance of the different
climatic factor indices and their partial dependence in different
periods. In the partial dependence plots, the steeper the curve
change, the greater the inuence of the corresponding index. The
results reveal that the curve of Niño 3.4 to be the steepest and the
inuence on the upper layer inow to be the greatest during 1993
1998. In 20022007, the DMI curve was the steepest and became the
dominant index. Similarly, in 20082013, the CP and Niño 3.4 were
relatively important. During 20142019, the importance of DMI
increased. The results are consistent with those in Figure 8. The
partial dependences of the climate indices on the lower layer inow,
as well as the upper layer and lower layer outows are similar to the
upper layer inow (gures not given).
5 Discussion
The RF model shows the domination of different climate modes
in different periods. To explore the underlying mechanisms, four
periods of 19932000, 20022008, 20092012, and 20132019 are
composited, which corresponds to the dominant factors of Niño
3.4, DMI, no signicant dominant index, and DMI, respectively.
Among them, the dominant DMI from 2013 to 2019 mainly exists
in the upper layer outow. Previous studies reveal that the sea
surface height anomaly (SSHA) between two oceans (NWP and
SEI) is regarded as a good indicator of ITF transport (Wyrtki, 1987;
Shilimkar et al., 2022). This viewpoint is adopted to demonstrate the
underlying mechanism.
Figure 10 presents the average of SSHA for different periods,
with the spatial location of NWP and SEI marked. During the
ENSO domination period (19932000), the mean SSH in the NWP
and SEI are -0.68 cm and -0.18 cm, respectively, and the SSH
difference is -0.50 cm. During the rst IOD domination period
(20022008), the NWP and SEI are 0.49 cm and -0.50 cm,
respectively, and the SSH difference is 0.99 cm. During the period
with no dominant climate indices (20092012), the NWP and SEI
are 5.58 cm and 1.24 cm, respectively, and the SSH difference is
4.34 cm. During the second IOD domination period (20132019),
the NWP and SEI are -3.59 cm and -0.37 cm, respectively, and the
SSH difference is -3.22 cm. The SSH eld variation in the two
regions is related to the ENSO and IOD events, especially the El
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Niño and negative IOD events, respectively. The SSH differences
between the different periods are consistent with the mechanism,
that during El Niño (negative IOD) events, it reduces the Pac-
Indian Ocean pressure gradient and makes a weak ITF. On the
contrary, La Niña and positive IOD events help to enhance the ITF.
To further explore the mechanisms, the ENSO and IOD events
in the years 19932019 are summarized in Table 1. During 1993
2000 when ENSO dominates, a strong El Niño event occurred in
1997/1998 accompanied by a positive IOD event (Figure 8A). This
strong El Niño event led to reduced precipitation in the western
Pacic and Indonesia, which directly led to a lower SSH at the ITF
inow position (Chandra et al., 1998;Gordon et al., 1999).
Moreover, the occurrence of the positive IOD event reduced the
SSH at the ITF outow location (Cai et al., 2011). Thus, both the
A
B
D
C
FIGURE 8
The importance of climate indices on the ITF transport. (A) The importance of climate indices (Niño3.4 blue, DMI red, CP green) in the upper layer
inow with a 6year cycle. The triangles represent the major ENSO and IOD events that occur in the corresponding starting year, where the upper
and lower edges represent ENSO and IOD events, respectively, and the solid and hollow indicate positive and negative anomalies, respectively. (B
D) same as (A) but for the lower layer inow, the upper layer outow, and the lower layer outow, respectively. The shaded areas indicate the
standard deviation. The dominant driver dened in this study is the one with the largest proportion and does not overlap with the other two indices.
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upper layer inow and outow of the ITF showed a strong
reduction of 4.21 Sv and 1.21 Sv, respectively (Figure 5A). After
experiencing a signicantly weakened ITF in 1997/1998, the ITF
returned to its previous level in late 1998 under the combined effect
of La Niña and negative IOD events. Overall, it is inferred that the
occurrence of the El Niño event in 1997/1998 played a dominant
role in the 19932000 period.
During 20022008 when IOD dominates, two successive
positive IOD events occurred in 2006 and 2007, corresponding to
the El Niño and La Niña events, respectively (Figure 8A). The
positive IOD events are strongly associated with the Indian Ocean
surface temperature anomalies (unusually cold in the east and warm
in the west), further leading to a low SSH in the eastern Indian
Ocean (Behera et al., 2008). During 20042008, both the upper layer
inow and outow were enhanced 2.082.79 Sv (Figure 5A). During
20022008, the SSH differences between NWP and SEI was 0.99 cm,
which partly explains the dominant effect of the IOD events. This
concluded that the IOD events dominated the variability of the ITF
transport during 20022008.
During 20092012 when no climate indices dominate, the
successive La Niña events in 2010 and 2011 and the successive
positive IOD events in 2011 and 2012 (Figure 8A), which partly
explained that there were no single climate mode playing the
dominant role during this period.
During 20132019 when IOD dominates in the upper layer
outow, it also corresponded to the sharp decrease in the upper
layer outow during 20152016 (Figure 5A) and the SSH difference
between NWP and SEI was -3.22cm. During this period, relatively
strong negative IOD event occurred in 2015/2016 (Figure 8A).
Pujiana et al. (2019) also revealed that the sharp decrease in the
upper layer inow and outow in 2015/2016 was attributed to the
strong negative IOD events. In addition, successive positive IOD
events occurred from 2017 to 2019, which further illustrated the
dominant effect of IOD events.
6 Conclusions
In this study, the spatial and temporal variabilities of ITF are
obtained in the four high-resolution reanalysis datasets (three are
eddy-resolving and one is eddy-permitting models). The ITF is
further divided into the upper layer and the lower layer ow,
respectively. The results of spatial structure analysis reveal that
among the three inow passages, the Sulawesi Sea is the main inow
area in terms of inow and the maximum westward ow velocity
reaches -0.59 m s
-1
. In terms of outow, the range of 9.5°S13.41°S
and 114°E in the eastern equatorial Indian Ocean cross-section is
the main outow area, and the maximum westward ow velocity
AB
DC
FIGURE 9
The partial dependence of the upper layer inow in different sub-period from the RF model on each climatic factor index. (A) 19931998, (B) 2002
2007, (C) 20082013 and (D) 20142019. The blue, orange, and green lines are Niño 3.4, DMI and CP indices, respectively. The trend of the curve
describes the correlation between the corresponding factor and the predictor. The shaded part represents a 95% condence interval.
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reaches -0.28 m s
-1
. The temporal analysis results reveal that the
southwest ow of the upper layer inow and outow have
interannual enhanced trends, which are -0.08 Sv year
-1
and -0.04
Sv year
-1
, respectively, whereas the lower layer inow and outow
do not have obvious linear trends on the interannual scale. The
interannual average of ITF full-depth ow is -14.97 Sv, whereas the
linear enhanced trend is -0.06 Sv year
-1
.
During 19932019, the linear correlation coefcients of Niño
3.4 index and ow change are greater than those of DMI index and
CP index at the upper layer and the lower layer inow and the lower
layer outow, while the upper layer outow shows a strong
correlation with DMI index. To quantify the relative importance
of the three climate factors to ITF changes over time, RF models are
conducted at different levels. Through the analysis of the model
results, the dominant climate factors of the upper layer inow and
outow are clear in the three periods of 19932000, 20022008, and
20092012, which are dominated by Niño 3.4 (relative importance
reaching 40%), DMI (relative importance exceeding 50%), and no
signicant dominant index. During 19932000, the El Niño event in
1997/1998 and the -0.5 cm SSH difference between NWP and SEI
dominated the Niño 3.4 index. During 20022008, the dominant
DMI was reinforced by successive positive IOD events in 2006
2007 and the 0.99 cm SSH difference between NWP and SEI. In the
upper layer outow, the dominant climate factor is clear in 2013-
2019 period, which are dominated by DMI (relative importance
reaching 40%). In the upper layer outow, during 20132019,
TABLE 1 Classication of years when El Niño or La Niña is contacted with positive IOD or negative IOD events from 1993 to 2019.
Negative IOD No IOD event Positive IOD
El Niño 2002,2004,2009 1994,1997,2006,2015,
2019
No ENSO event 1996 1993,2001,2003,2008,
2013,2014 2012,2017
La Niña 1998,2010,2016 1995,1999,2000,2005 2007,2011,2018
A
B
D
C
FIGURE 10
SSHA in different periods. (A) 19932000, (B) 20022008, (C) 20092012, (D) 20132019. The ranges in the red and green boxes in (A) are NWP (6°
N16°N, 125°E155°E) and SEI (6°S16°S, 85°E115°E), respectively. The solid gray line is the contour line with SSHA of zero.
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relatively strong negative IOD event in 2015/2016, the -3.22cm SSH
difference between NWP and SEI, and successive positive IOD
events occurred from 2017 to 2019 dominated the DMI index.
The climate drivers can markedly regulate the ITF transport.
However, due to the complexity of the climate modes and the
interaction between them, it is difcult to clarify the relative
importance of each period (Wang et al., 2022). This study provides a
new insight to quantify the response of ITF transport to climate drivers.
However, the effect of climate factors on ITF in specicyearscouldnot
be analyzed in detail. The inuence of these factors on ITF changes in a
specic climatic event can be studied with this method using identied
signicantly important climate factors.
Data availability statement
The original contributions presented in the study are included
in the article/supplementary material. Further inquiries can be
directed to the corresponding author.
Author contributions
YZ convinced the work, and AL performed the data analysis
and wrote the original manuscript. YZ and AL improved the
manuscript. All authors discussed and contributed to the writing.
Funding
This work was nancially supported by Laoshan Laboratory
(No. LSKJ202202704).
Acknowledgments
We sincerely thank Integrated Marine Observing System (IMOS)
for providing the mooring data in the Ombai and Timor Straits.
Conict of interest
The authors declare that the research was conducted in the
absence of any commercial or nancial relationships that could be
construed as a potential conict of interest.
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Frontiers in Marine Science frontiersin.org16
... Nowadays, machine learning methods are receiving more and more attention. By using the random forest (RF) model, Li et al. [27] studied the relationships between the changes in the upper and lower layers of the ITF inflow and outflow and the ENSO and IOD climate drivers. However, the effects are mainly dependent on the dataset size and the number of computations. ...
... To investigate the effects of ENSO and IOD events on the ITF, the first step was to obtain the monthly ITF volume transport from multiple reanalysis datasets, for which four independent reanalysis datasets were used: CMEMS, HYCOM, SODA, and OFES. Considering the obvious differences in ITF changes above and below the thermocline, the inflow and outflow were divided into the upper layer (0-300 m) and lower layer (300-760 m) [12,21,[25][26][27]. ...
... In previous studies, all four of the independent reanalysis datasets had been widely validated [12,26,27], which indicated that they had relatively good performances in simulating the ITF volume transport. In this study, results are briefly given. ...
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The Indonesian Throughflow (ITF) is significantly modulated by Indo-Pacific climate forcing, especially the El Niño–Southern Oscillation (ENSO) and the Indian Ocean Dipole (IOD). However, when ENSO and IOD occur concurrently, they tend to play different roles in the ITF volume transport. By employing an improved Constructed Circulation Analogue (CCA) method, the relative contributions of these climate events to the ITF inflow and outflow transport in the upper and lower layers were quantified. The results indicate that during co-occurring El Niño and positive IOD events, ENSO is the dominant influence, with ratio values of 5.5:1 (3.5:1) in the upper layer and 1.7:1 (1.6:1) in the lower layer of the inflow (outflow). Conversely, during co-occurring La Niña and negative IOD events, the IOD predominates, with ratio values of 1:6 (1:6.5) in the upper layer and 1:4 (1:3) in the lower layer of the inflow (outflow). The mechanisms underlying these variations in the upper and lower layers can be explained by the differences in sea level anomaly (SLA) and wave propagation, respectively. This study provides a new insight into distinct roles of climate forcing on the ITF volume transport during the simultaneous occurrence of multiple climate modes.
... The time range covers the most recent period of altimeter data, which is from 1993 to 2020. The CMEMS data are also used to study the ITF and can better model the changing characteristics of the main strait flow field [14], [15]. The CMEMS data used in this study are accessed from https://resources.marine.copernicus.eu. ...
... By using EOF, Ju J et al. [11] also derived the inverting phase variation characteristics of the surface temperature field in the Indonesian Sea connecting the Pacific and Indian Oceans. Since ITF is also an important factor affecting the temperature change in Indonesian Sea, combined with the research of Li et al. [14], the correlation coefficient between the second modal time coefficient and the annual change of ITF inflow is -0.45, and passed 95% significance test. Combined with its spatial distribution, when the ITF strengthened, the Indonesian Sea near the Pacific Ocean showed a warming trend. ...
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Influenced by both the Pacific and Indian Oceans, the temperature field in the Indonesian Sea are complicated. In order to reveal the spatial-temporal variability, the surface, thermocline and intermediate layers of the temperature field are studied based on the global ocean reanalysis data of Copernicus Marine Environment Monitoring Service (CMEMS) from 1993 to 2019 and the Empirical Orthogonal Function (EOF) analysis method. The results show that there is a warming trend of 1.36×10 ⁻² °C /year in the surface layer. The first two modes both show reverse changes close to the Pacific and Indian Oceans. The correlation coefficients between the first and second modal time coefficients and the Niño 3.4 index are 0.62 and 0.48, respectively. And the correlation coefficient between the second modal time coefficient and the ITF inflow is -0.45. In the thermocline, there is a warmer trend, which is 4.78×10 ⁻² °C /year. The correlation index of the first and second modal time coefficient with the Niño 3.4 and DMI indices are 0.87 and 0.43, respectively. The correlation index between the first and second modal time coefficient and the ITF inflow are -0.60 and 0.38, respectively. In the intermediate layer, the warming trend is 2.18×10 ⁻² °C /year. From 1993 to 1999, from 2000 to 2016 and from 2017 to 2019, the Sulu Sea and northern Halmahera Sea experienced three periods of warming, cooling and warming, respectively. The study is helpful for further understanding the variation of the temperature field in the Indonesian Sea.
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The Indonesian Throughflow plays an important role in the global ocean circulation and climate. Existing studies of the Indonesian Throughflow have focused on the Makassar Strait and the exit straits, where the upper thermocline currents carry North Pacific waters to the Indian Ocean. Here we show, using mooring observations, that a previous unknown intermediate western boundary current (with the core at ~1000 m depth) exists in the Maluku Sea, which transports intermediate waters (primarily the Antarctic Intermediate Water) from the Pacific into the Seram-Banda Seas through the Lifamatola Passage above the bottom overflow. Our results suggest the importance of the western boundary current in global ocean intermediate circulation and overturn. We anticipate that our study is the beginning of more extensive investigations of the intermediate circulation of the Indo-Pacific ocean in global overturn, which shall improve our understanding of ocean heat and CO2 storages significantly. Here the authors use in situ mooring data in the Maluku Channel and the Lifamatola Passage of the Indonesian seas to show that a western boundary current transports Antarctic water from the South Pacific to the Indian Ocean.
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Volume, heat and freshwater transports from the South China Sea (SCS) to the Java Sea through the Karimata Strait are estimated based on direct measurements of current, temperature, salinity, and satellite observations. Subject to strong seasonal variability, the volume, heat, freshwater transports are −1.98 ± 0.23 Sv (1 Sv = 10⁶ m³/s), −209.68 ± 15.19 TW (1 TW = 10¹² W), −99.87 ± 15.11 mSv (1 mSv = 10‐3 Sv) in boreal winter, and 0.47 ± 0.20 Sv, 61.06 ± 15.46 TW, 31.67 ± 8.76 mSv in boreal summer, respectively (negative transport defined from SCS to Java Sea). The annual mean volume, heat and freshwater transports are −0.78 ± 0.12 Sv, −77.31 ± 4.99 TW, and −30.87 ± 6.15 mSv, respectively. The freshwater transport through Karimata Strait is as large as 42% of rainfall input to the entire Indonesian seas in boreal winter, thereby modulating the Indonesian Throughflow (ITF) through the “freshwater plug” effect in the Makassar Strait. The interannual variability of the transports is not significantly correlated to the Indian Ocean Dipole and El Niño‐Southern Oscillation. There is a significant decreasing trend of volume and heat transports from the SCS to Java Sea over the period of 1997–2015, with a reduction of 0.26 Sv and 15 TW, respectively. The freshwater transport decreases 12.29 mSv by 2016 compared with that in 2009, equivalent to 33.2%–49.72% of the annual mean freshwater transport during 2009–2016. This decreasing trend would play contradictory roles in the decadal trend of ITF transport by building a “freshwater plug” in the southern Makassar Strait and a ‘buoyant plume’ in the Indo‐Australian Basin, respectively.
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Plain Language Summary The Indonesian Throughflow (ITF) is often viewed as a unidirectional strong flow from the Pacific to the Indian Ocean. Little attention has been given to the reversal flow that permits Indian Ocean waters into the Indonesian seas since it was first documented (Sprintall et al. 2009, https://doi.org/10.1029/2008JC005257). In this work, we apply the Lagrangian trajectory code TRACMASS to a western Pacific and northern Indian Ocean Model (PIOM) to investigate this neglected issue and diagnose the reversal flow on its sources, sinks, and contributions to the Indonesian seas. This paper proposes for the first time a very interesting viewpoint that a small amount of Indian Ocean waters may get into the Pacific Ocean through the Indonesian Archipelago and it ultimately feeds into two important currents of the Pacific Ocean, namely, the North Equatorial CounterCurrent (NECC) and the North Intermediate CounterCurrent (NICC). All these not only provide us a new perspective of water exchanges between the Pacific and Indian oceans but also promote our understanding of the unique water properties of the Indonesian seas.
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Plain Language Summary The vertical structure of the Indonesian Throughflow (ITF) plays an important role in modulating the Indo‐Pacific Ocean freshwater and heat content. The response time of the thermocline and sub‐thermocline ITF to Indo‐Pacific climate indices differs as the two layers are related to variations in different geographic regions. Thermocline layer inflow responds to the interannual ENSO signal with almost no lag, with 5–7 months lag for outflow. The sub‐thermocline layer is related to decadal time scales. The increased ITF during periods of La Niña contributed to the Indian Ocean heat content increasing in the past decade. Changes in the ITF vertical velocity profile are important for Indo‐Pacific Ocean heat exchange, which is likely to be altered due to global climate change. The results have important implications for investigating the influences of ITF vertical profile on the interannual to decadal Indian Ocean circulation changes.
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Variability of oceanic salinity, an indicator of global hydrological cycle, plays an important role in the basin scale ocean circulation. In this study, interannual to decadal variability of salinity in the upper layer of the Indian Ocean is investigated using Argo observations since 2004 and data assimilating model outputs (1992–2015). The southeastern Indian Ocean shows the strongest interannual to decadal variability of upper ocean salinity in the Indian Ocean. Westward propagation of salinity anomalies along isopycnal surfaces is detected in the southern Indian Ocean and attributed to zonal salinity advection anomalies associated with the Indonesian Throughflow and the South Equatorial Current. Composite and salinity budget analyses show that horizontal advection is a major contributor to the interannual to decadal salinity variability of the southern Indian Ocean, and local air-sea freshwater flux plays a secondary role. The Pacific Decadal Oscillation (PDO) and El Niño-Southern Oscillation (ENSO) modulate the salinity variability in the southeastern Indian Ocean, with low salinity anomalies occurring during the negative phases of the PDO and ENSO and high salinity anomalies during their positive phases. The Indonesian Throughflow plays an essential role in transmitting the PDO and ENSO related salinity signals into the Indian Ocean. A statistical model is proposed based on the PDO index, which successfully predicts the southeastern Indian Ocean salinity variability with a lead time of 10 months.
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Understanding variability of the Indonesian Throughflow (ITF) and its links to the El Niño–Southern Oscillation (ENSO) and the Indian Ocean Dipole (IOD), and how they are represented across climate models, constitutes an important step toward improved future climate projections. These issues are examined using 20 models of the Climate Model Intercomparison Project phase 5 (CMIP5), and the SODA-2.2.4 ocean reanalysis. It is found that the CMIP5 models overall simulate aspects of ITF variability, such as spectral and vertical structure, that are consistent with the reanalysis, although inter-model differences are substantial. The ITF variability is shown to exhibit two dominant principal vertical structures: a surface-intensified transport anomaly (ITF M1 ) and an anomalous transport characterised by opposing flows in the surface and subsurface (ITF M2 ). In the CMIP5 models and reanalysis, ITFM2 is linked to both ENSO and the IOD via anomalous Indo-Pacific Walker Circulation. The driver of ITFM1 however differs between the reanalysis and the CMIP5 models. In the reanalysis ITF M1 is a delayed response to ENSO, whereas in the CMIP5 models it is linked to the IOD associated with the overly strong IOD amplitude bias. Further, the CMIP5 ITF variability tends to be weaker than in the reanalysis, due to a tendency for the CMIP5 models to simulate a delayed IOD in response to ENSO. The importance in considering the vertical structure of ITF variability in understanding ENSO and IOD impact is further underscored by the close link between greenhouse-forced changes in ENSO variability and projected changes in subsurface ITF variability.