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Citation: Rana, S.; Vandewetering,
N.; Powell, J.; Ariza, J.Á.; Pearce, J.M.
Geographical Dependence of Open
Hardware Optimization: Case Study
of Solar Photovoltaic Racking.
Technologies 2023,11, 62. https://
doi.org/10.3390/technologies11020062
Academic Editor: Valeri Mladenov
Received: 14 March 2023
Revised: 16 April 2023
Accepted: 17 April 2023
Published: 21 April 2023
Copyright: © 2023 by the authors.
Licensee MDPI, Basel, Switzerland.
This article is an open access article
distributed under the terms and
conditions of the Creative Commons
Attribution (CC BY) license (https://
creativecommons.org/licenses/by/
4.0/).
technologies
Article
Geographical Dependence of Open Hardware Optimization:
Case Study of Solar Photovoltaic Racking
Shafquat Rana 1, Nicholas Vandewetering 2, Jadyn Powell 1, Jonathan Álvarez Ariza 3
and Joshua M. Pearce 1, 4, *
1Department of Electrical & Computer Engineering, Western University, London, ON N6A 5B9, Canada;
srana63@uwo.ca (S.R.); jpowel45@uwo.ca (J.P.)
2Department of Civil & Environmental Engineering, Western University, London, ON N6A 3K7, Canada;
nvandew@uwo.ca
3Department of Technology in Electronics, Engineering Faculty, Corporación Universitaria Minuto de
Dios-UNIMINUTO, Bogotá111021, Colombia; jalvarez@uniminuto.edu
4Ivey Business School, Western University, London, ON N6G 0N1, Canada
*Correspondence: joshua.pearce@uwo.ca
Abstract:
Open-source technological development is well-known for rapid innovation and providing
opportunities to reduce costs and thus increase accessibility for a wide range of products. This
is done through distributed manufacturing, in which products are produced close to end users.
There is anecdotal evidence that these opportunities are heavily geographically dependent, with
some locations unable to acquire components to build open hardware at accessible prices because
of trade restrictions, tariffs, taxes, or market availability. Supply chain disruptions during the
COVID-19 pandemic exacerbated this and forced designers to pivot towards a la carte-style design
frameworks for critical system components. To further develop this phenomenon, a case study of
free and open-source solar photovoltaic (PV) racking systems is provided. Two similar open-source
designs made from different materials are compared in terms of capital costs for their detailed bill of
materials throughout ten locations in North, Central and South America. The differences in economic
optimization showed that the costs of wood-based racks were superior in North America and in some
South American countries, while metal was less costly in Central and South America. The results
make it clear that open hardware designs would be best to allow for local optimization based on
material availability in all designs.
Keywords:
open hardware; open source; open-source hardware; photovoltaic; solar energy; renew-
able energy; racking; design; open-source appropriate technology; appropriate technology
1. Introduction
The free and open-source licensing ignited rapid innovation [
1
,
2
] that now dominates
the software industry [
3
,
4
]. Anyone can use, copy, study, and change the source code,
which is openly shared to encourage others to voluntarily improve the design so that
everyone benefits because they are required to share adaptations with the same license [
5
].
Hence, open-source technology development has become the ultimate gift economy [
6
],
in terms of the software it has matured [
7
]. For instance, free/libre/open-source software
(FOSS/FLOSS) has been integrated into 90% of cloud servers [
8
] (and all household-name
internet companies) as well as 90% of Fortune 500 companies [
9
]. It is not surprising that
all supercomputers use it [
10
]; additionally, >84% of smartphones also run it [
11
] and so
does more than 80% of the Internet of Things (IOT) market [12].
The same accelerated innovation paradigm [
13
,
14
] has now taken hold with free
and open-source hardware (FOSH) [
15
]. FOSH has the potential to democratize produc-
tion [
16
,
17
] by manufacturing a wide range of physical products from toys [
18
,
19
] to
high-tech scientific equipment [
20
,
21
] and medical hardware [
22
–
24
]. For example, in
Technologies 2023,11, 62. https://doi.org/10.3390/technologies11020062 https://www.mdpi.com/journal/technologies
Technologies 2023,11, 62 2 of 17
the electric vehicle (EV) sector, FOSH development has already started with open-source
EV charging stations [
25
]. More notable, Tesla removed threats of intellectual property
protectionism from their EV patents for those operating in good faith [
26
], as has Ford, to ac-
celerate industry-wide EV development [
27
]. Open hardware has been created for different
purposes, such as potentiostats/galvanostats to characterize thin film batteries [
28
], battery
management [29], maintenance tools for EV batteries [30], the in situ monitoring of Li-ion
cells [
31
], and even open-source all-iron batteries [
32
,
33
]. Following the same path as free
and open-source software, open hardware has been shown to accelerate innovation [
34
–
36
],
but lags behind software by approximately 15 years [37].
It is well-established in the literature that open technology development can create op-
portunities for distributed manufacturing that are able to radically reduce the price compared
to commercial products manufactured using the traditional centralized paradigm [
38
–
40
].
These opportunities, however, are heavily geographically dependent. In poorer households,
but particularly in developing countries or poor countries, individuals struggle with low
incomes. Thus, not everyone can afford to purchase the necessary components to deploy open
hardware. For technologies to be ‘appropriate technologies’ for the communities, they must
consider their environmental, ethical, cultural, social, political, and economic aspects [
41
,
42
].
Technologies developed in such a way that are also licensed as open source are referred to as
open-source appropriate technologies (OSAT) [
43
]. OSAT, particularly when coupled with
distributed manufacturing, has the potential to drive sustainable development [44,45].
Even with high per capita incomes, some locations are unable to acquire components
to build open hardware at accessible prices because of trade restrictions, tariffs, taxes, or
market availability. This challenge of open hardware was brought into the spotlight with
the supply chain disruptions observed during the COVID-19 pandemic [
46
,
47
], which forced
open hardware designers to pivot towards a la carte-style design frameworks for critical
components of a system [
48
]. This study probes this phenomenon using a case study of
free and open-source solar photovoltaic (PV) racking systems. Solar PV system prices have
declined rapidly in the last two decades [
49
–
53
], which has often made solar the lowest-cost
option for electricity generation [
54
,
55
]. These low solar electricity prices have resulted in
PV being the most rapidly expanding source of electricity [
56
], offering developing countries
an enormous opportunity to leapfrog and directly electrify with renewable energy while
meeting the U.N.’s ‘Sustainable Energy for All’ goals [
57
]. Similarly, in wealthy countries,
middle-class consumers are also embracing distributed generation with PV to lower their
electric utility bills [
58
,
59
]. In contrast, racking costs for PV systems have actually increased,
so to help reduce costs and evaluate the geographic dependence of open hardware designs,
two similar open hardware designs made from different materials are compared in terms of
the capital costs for their detailed bill of materials throughout locations in North, Central and
South America. An analysis of their economic differences in open hardware optimization is
discussed in this context, and conclusions are drawn about the universal generalizability for
open-hardware-based technologies. Technical considerations, limitations and future work
derived from the previous analysis are then discussed.
The order of the manuscript is as follows. First, the case study of the solar photovoltaic
racking is described. Next, the ten locations are provided for the market analysis. The
results for the wood and metal material costs are provided in the results section. In the
discussion of our materials selection, four considerations are evaluated: economics, fire
resistance, electrical grounding, and physical attachment. Finally, conclusions are drawn.
2. Materials and Methods
2.1. Case Study Solar Photovoltaic Racking
Although installing PV is profitable in most of the world, it should be noted that tem-
perature, solar flux, installed costs (materials and labor), and utility rate structure all play
a role in that profitability and are geographically dependent. This study focuses primarily
on the material cost of one subsystem (racking) or complete PV systems. Despite clear eco-
nomic benefits, over the lifetime of a PV system (25 years under warranty), the capital cost is
Technologies 2023,11, 62 3 of 17
prohibitive for many consumers in both poor [
60
] and wealthy countries [
61
–
64
]. A method
less-wealthy people can use to substantially reduce the up-front costs of PV systems (by 50%
or more) is to adopt a do-it-yourself (DIY) approach [
65
]. Small DIY PV systems avoid most
of the “soft costs”, but still have USD/W costs that can be too expensive for some consumers.
The historic PV system cost decreases are primarily because of reductions in PV module
costs, while the racking and wiring relative costs have even become dominant on smaller
systems [
49
,
53
]. Historically, PV racking (components that hold modules mechanically) was
largely ignored by academics and industry, which focused on developing high-cost, overly
complicated proprietary aluminum extrusion profiles for racking rails because the relative
cost of the modules was so high. This resulted in only small cost decreases for PV racking [
49
].
Initial studies on open hardware approaches to PV racking are appropriate only for specialty
applications with low tilt angles [
66
–
68
], but the majority of PV systems require a larger tilt
angle. To fulfill this need, two open hardware PV racking systems have been designed from
two materials: (a) wood [
69
] and (b) metal [
70
], as shown in Figure 1(For full details on the
step-by-step assembly and photographs of the complete PV systems, see these articles). Only
two materials were selected, because for ground-mounted PV systems, they are the only two
with widespread use and the majority are metal. Although there are some plastic racking
materials for roof-mounted systems, in general, plastic racks are only used for low-tilt-angle
systems. An economic analysis of the bill of materials (BOM) of the wood rack found savings
of 49% to 77% compared to proprietary racking in Canada, but the savings were dependent on
lumber costs, which vary widely throughout the world [
69
]. The partial BOMs of the racking
systems focusing on the main structural components and costs are shown in Tables 1and 2for
wood and metal, respectively. Both open-source racks are designed to hold three PV modules
each of 400 W, so these racking systems are for 1.2 kW arrays. The systems can be replicated
to meet the power needs of a specific application in these 1.2 kW modular arrays.
Technologies 2023, 11, x FOR PEER REVIEW 3 of 18
play a role in that profitability and are geographically dependent. This study focuses pri-
marily on the material cost of one subsystem (racking) or complete PV systems. Despite
clear economic benefits, over the lifetime of a PV system (25 years under warranty), the
capital cost is prohibitive for many consumers in both poor [60] and wealthy countries
[61–64]. A method less-wealthy people can use to substantially reduce the up-front costs
of PV systems (by 50% or more) is to adopt a do-it-yourself (DIY) approach [65]. Small
DIY PV systems avoid most of the “soft costs”, but still have USD/W costs that can be too
expensive for some consumers. The historic PV system cost decreases are primarily be-
cause of reductions in PV module costs, while the racking and wiring relative costs have
even become dominant on smaller systems [49,53]. Historically, PV racking (components
that hold modules mechanically) was largely ignored by academics and industry, which
focused on developing high-cost, overly complicated proprietary aluminum extrusion
profiles for racking rails because the relative cost of the modules was so high. This resulted
in only small cost decreases for PV racking [49]. Initial studies on open hardware ap-
proaches to PV racking are appropriate only for specialty applications with low tilt angles
[66–68], but the majority of PV systems require a larger tilt angle. To fulfill this need, two
open hardware PV racking systems have been designed from two materials: (a) wood [69]
and (b) metal [70], as shown in Figure 1 (For full details on the step-by-step assembly and
photographs of the complete PV systems, see these articles). Only two materials were se-
lected, because for ground-mounted PV systems, they are the only two with widespread
use and the majority are metal. Although there are some plastic racking materials for roof-
mounted systems, in general, plastic racks are only used for low-tilt-angle systems. An
economic analysis of the bill of materials (BOM) of the wood rack found savings of 49%
to 77% compared to proprietary racking in Canada, but the savings were dependent on
lumber costs, which vary widely throughout the world [69]. The partial BOMs of the rack-
ing systems focusing on the main structural components and costs are shown in Tables 1
and 2 for wood and metal, respectively. Both open-source racks are designed to hold three
PV modules each of 400 W, so these racking systems are for 1.2 kW arrays. The systems
can be replicated to meet the power needs of a specific application in these 1.2 kW modu-
lar arrays.
(a) (b)
Figure 1. Open hardware PV racking designs made from: (a) wood and (b) metal.
The major components seen in Figure 2 for the wood and metal racking system are
nearly identical. The outside joists hold the side of portrait-oriented modules on the far
right and far left of both racks. The inside joists do the same for the interior sides of the
modules. Both designs have an equivalent number. Both systems have two beams. The
Figure 1. Open hardware PV racking designs made from: (a) wood and (b) metal.
The major components seen in Figure 2for the wood and metal racking system are
nearly identical. The outside joists hold the side of portrait-oriented modules on the far
right and far left of both racks. The inside joists do the same for the interior sides of the
modules. Both designs have an equivalent number. Both systems have two beams. The
wood system has them at the top and bottom of the racking, helping frame the modules.
The metal members are parallel, running at about 1/3 and 2/3 of the module. The front and
back posts are the upright members perpendicular to the ground that are secured into the
ground with the same amount of concrete. They are different lengths in the two systems
Technologies 2023,11, 62 4 of 17
because of where they are attached to the racking system. The wood system needs lateral
bracing, which is not present in the metal rack.
Table 1. Simplified BOM for the fixed-tilt wood-based PV racking system.
Component Dimensions (m) Quantity
Outside Joists 0.60 ×1.82 ×2.43 2
Inside Joists 0.60 ×2.43 ×2.43 2
Beams 0.60 ×2.43 ×3.04 2
Back Posts 1.82 ×1.82 ×2.43 2
Front Posts 1.21 ×1.21 ×3.04 1
Lateral Bracing 0.60 ×1.21 ×2.43 2
Lateral Bracing 0.60 ×1.21 ×3.04 1
Concrete Bag (30 kg) 8
Table 2. BOM for the fixed-tilt aluminum-based PV racking system.
Component Dimensions (m) Quantity
Outside Joists 1.5 ×0.75 ×0.125 2
Inside Joists 2 ×1×0.125 2
Beams 1.5 ×0.75 ×0.125 2
Back Posts 2 ×1×0.995 2
Front Posts 1.5 ×0.75 ×0.125 2
Concrete Bag (30 kg) 8
Technologies 2023, 11, x FOR PEER REVIEW 4 of 18
wood system has them at the top and bottom of the racking, helping frame the modules.
The metal members are parallel, running at about 1/3 and 2/3 of the module. The front
and back posts are the upright members perpendicular to the ground that are secured into
the ground with the same amount of concrete. They are different lengths in the two sys-
tems because of where they are attached to the racking system. The wood system needs
lateral bracing, which is not present in the metal rack.
Figure 2. The capital costs of the BOM for the open hardware PV racks for both wood and aluminum
are shown in ten cities/countries. Blue is the cost of the wood racks and orange is the cost of alumi-
num racks.
Table 1. Simplified BOM for the fixed-tilt wood-based PV racking system.
Component Dimensions (m) Quantity
Outside Joists 0.60 × 1.82 × 2.43 2
Inside Joists 0.60 × 2.43 × 2.43 2
Beams 0.60 × 2.43 × 3.04 2
Back Posts 1.82 × 1.82 × 2.43 2
Front Posts 1.21 × 1.21 × 3.04 1
Lateral Bracing 0.60 × 1.21 × 2.43 2
Lateral Bracing 0.60 × 1.21 × 3.04 1
Concrete Bag (30 kg) 8
Table 2. BOM for the fixed-tilt aluminum-based PV racking system.
Component Dimensions (m) Quantity
Outside Joists 1.5 × 0.75 × 0.125 2
Inside Joists 2 × 1 × 0.125 2
Beams 1.5 × 0.75 × 0.125 2
Back Posts 2 × 1 × 0.995 2
Front Posts 1.5 × 0.75 × 0.125 2
Concrete Bag (30 kg) 8
Figure 2.
The capital costs of the BOM for the open hardware PV racks for both wood and aluminum
are shown in ten cities/countries. Blue is the cost of the wood racks and orange is the cost of
aluminum racks.
2.2. Market Analysis
Ten locations were selected throughout North, Central and South America:
•London, ON, Canada
•San Jose, CA, USA
•Atlanta, GA, USA
•Port Huron, MI, USA
•Mexico City, Mexico
Technologies 2023,11, 62 5 of 17
•Buenos, Argentina
•Santiago, Chile
•Lima, Peru
•Panama City, Panama
•Bogotá, Colombia
The same methodology of sourcing the building materials for the open-source ground-
mounted racks was implemented throughout the ten locations studied. Initially, pressure-
treated wood and 6061-grade aluminum rectangular tubes of the provided dimensions
were sourced. The availability of these grades of materials, however, varied by location, so
when necessary, 6063-grade aluminum was substituted. When sourcing materials, large
chain stores, such as Metal Supermarkets, The Home Depot, and Sodimac, were used as
much as possible, given their large-scale distribution of stores. Full data for the analysis
are available on the Open Science Framework [
71
]. When chain stores were not available,
local providers of the area investigated were used. This methodology ensured that realistic
values that actual distributed PV system builder would use in each country.
Finally, to help developers or user-developers make economic decisions about PV
systems, the open-source Systems Advisory Model (SAM) (NREL, U.S.) was used to
determine the PV system’s electrical output. For each 1.2 kW system, the input parameters
shown in Table 3were used with the tilt angle being set by the latitude of the representative
city selected for each country. The losses are considered using default values.
Table 3. Input parameters of SAM.
Parameters
London,
ON,
Canada
San Jose,
CA,
USA
Atlanta,
GA,
USA
Port
Huron,
MI,
USA
Mexico
City,
Mexico
Buenos,
Ar-
gentina
Santiago,
Chile
Lima,
Peru
Panama
City,
Panama
Bogota,
Colom-
bia
System
Type Residential
PV
Module Heliene 72M–400 G1
Module
Type Mono Crystalline Silicon
Number
of
Modules 3
Tilt Angle 43 34 35 43 19 45 35 12 9 4.6
Azimuth 180
DC Power
Rating 1.2 kWdc
DC to AC
Ratio 0.79
Inverter Altenergy Power System Inc: QS1A [240 V]
3. Results
Sourcing the two BOMs in the ten countries (not only the correct grade of materials,
but also the correct size) proved challenging. The standard sizes of the pressure-treated
wood that was sold varied with metric versus imperial sizing in the various countries. This
difference resulted in sourcing wood that was not exactly the provided dimensions. When
necessary, larger-than-specified dimensions were chosen to ensure adequate materials to
still meet Canadian building code standards [
72
], which accounted for both the heavy wind
and snow loads used in the initial designs. The lengths of 6061 aluminum rectangular tubes
available by region also varied. While the exact dimension was sourced when possible,
some locations did not provide tubes of the correct length. Upon this occurrence, tubes of
lengths longer than the given dimensions were selected to ensure adequate material to still
Technologies 2023,11, 62 6 of 17
meet mechanial requirements. Sourcing aluminum of the correct grade and dimensions
was difficult in Mexico, so an American chain supplier was used, and an extra cost was
added to account for shipping. The results for both the wood and aluminum BOM costs to
build the PV racks are shown in Figure 2.
The prices of each material varied greatly by location, as well as which material would
be more cost effective. In order to simulate a consumer as closely as possible, in each
location the lowest price for each material/product from the BOM was evaluated by web
market surveys for the location. Aluminum is the more expensive construction material in
Canada, the U.S., Mexico and Argentina, whereas wood is more expensive in Chile, Peru,
Panama and Colombia. The prices of the materials range widely, with the most expensive
construction of the ground mount being with aluminum in Mexico, and the least expensive
construction being with aluminum in Panama.
The difference in price between the two materials per location also varied (Figure 3).
Canada, the U.S. and Mexico showed a very close price difference, being within a range of
USD 33. The price difference of the remainder of the locations studied, however, varied by
a much larger range. Chile had the lowest price difference between materials, of only USD
39, whereas Mexico had the largest price difference of USD 309.
Technologies 2023, 11, x FOR PEER REVIEW 6 of 18
occurrence, tubes of lengths longer than the given dimensions were selected to ensure
adequate material to still meet mechanial requirements. Sourcing aluminum of the correct
grade and dimensions was difficult in Mexico, so an American chain supplier was used,
and an extra cost was added to account for shipping. The results for both the wood and
aluminum BOM costs to build the PV racks are shown in Figure 2.
The prices of each material varied greatly by location, as well as which material
would be more cost effective. In order to simulate a consumer as closely as possible, in
each location the lowest price for each material/product from the BOM was evaluated by
web market surveys for the location. Aluminum is the more expensive construction ma-
terial in Canada, the U.S., Mexico and Argentina, whereas wood is more expensive in
Chile, Peru, Panama and Colombia. The prices of the materials range widely, with the
most expensive construction of the ground mount being with aluminum in Mexico, and
the least expensive construction being with aluminum in Panama.
The difference in price between the two materials per location also varied (Figure 3).
Canada, the U.S. and Mexico showed a very close price difference, being within a range
of USD 33. The price difference of the remainder of the locations studied, however, varied
by a much larger range. Chile had the lowest price difference between materials, of only
USD 39, whereas Mexico had the largest price difference of USD 309.
Figure 3. The difference in the capital costs of the open hardware PV based on materials selection in
the ten cities/countries as well as the less expensive material denoted by color.
The prices of aluminum and wood for constructing the open-source PV racks do not
follow a consistent pattern. The results are summarized geographically in Figure 4.
Figure 3.
The difference in the capital costs of the open hardware PV based on materials selection in
the ten cities/countries as well as the less expensive material denoted by color.
The prices of aluminum and wood for constructing the open-source PV racks do not
follow a consistent pattern. The results are summarized geographically in Figure 4.
The electrical output simulated with SAM for the systems is summarized in Figure 5.
As can be seen by Figure 5, the solar electric output varies by almost a factor of two
between the lowest (Santiago, Chile) and highest (Mexico City, Mexico) solar flux locations.
These values can be used as a first estimate for economic viability. The overall economics,
however, will depend not only on the PV output but also many local specific factors. These
factors will include personal information from users, such as financing costs and the value
of electricity in each location, which is not only dependent on utility rate structures but also
the type of user (e.g., residential or commercial) and what type of contract they are working
under (e.g., net metering, power purchasing agreement, etc.). There is no performance
Technologies 2023,11, 62 7 of 17
difference between the two designs from the simulations, as there was not a physical factor
included in the simulations that could have been used to differentiate them.
Technologies 2023, 11, x FOR PEER REVIEW 7 of 18
Figure 4. Results of economic analysis for wood and aluminum PV racking.
The electrical output simulated with SAM for the systems is summarized in Figure
5. As can be seen by Figure 5, the solar electric output varies by almost a factor of two
between the lowest (Santiago, Chile) and highest (Mexico City, Mexico) solar flux loca-
tions. These values can be used as a first estimate for economic viability. The overall eco-
nomics, however, will depend not only on the PV output but also many local specific fac-
tors. These factors will include personal information from users, such as financing costs
and the value of electricity in each location, which is not only dependent on utility rate
structures but also the type of user (e.g., residential or commercial) and what type of con-
tract they are working under (e.g., net metering, power purchasing agreement, etc.). There
is no performance difference between the two designs from the simulations, as there was
not a physical factor included in the simulations that could have been used to differentiate
them.
Figure 4. Results of economic analysis for wood and aluminum PV racking.
Technologies 2023, 11, x FOR PEER REVIEW 8 of 18
Figure 5. Annual PV electrical generation in kWh for the PV systems located in representative cities
for each country evaluated.
4. Discussion and Future Work
4.1. Open Source PV Racking Material Selection Considerations
4.1.1. Economics
Both the open-source wood-based and metal-based racking systems are less expen-
sive than their proprietary equals. As some communities are extremely sensitive to capital
costs, depending on the region, one or the other material may be economically prohibitive
and thus designs are made based on only one material may not necessarily be considered
OSAT. Flexibility in the design and material selection makes a given design more likely
to be OSAT and be deployed throughout the world. Building on a shared open-source
design would allow small- and medium-sized companies throughout all of the Americas
(and for that matter, the world) to form alliances to open hardware and leverage digital
technologies [73] (e.g., CNC mills for manufacturing the components). Thus, they would
be using the do-it-together (DIT) methodology [74] which is expected to accomplish more
than by going about it alone [75]. There is still far more room for optimization (e.g., the
designs were developed to meet Canadian building codes, which account for larger loads
such as snow than those in some other regions). In addition, the members may also be
able to be made smaller and thus less costly when optimizing for tilt angles closer to the
equator. Similarly, the wood-rack used here has already evolved into a variable tilt model
[76], which can collect about 5% more energy per year, and a vertical model [76], which is
appropriate for field-based agrivoltaics. Thus, the DIT participatory design would lead to
better products and collaborative production (e.g., global design, but national, state/prov-
ince, local community manufacturing, or in the most extreme case, home-based manufac-
turing). DIT methodologies encourage local production from commons-based peer pro-
duction [74,77–79], which generates positive externalities (rather than negative externali-
ties, as for proprietary approaches to producing energy) for all the involved stakeholders
(e.g., producers, prosumers, consumers and workers) [80]. DIT is perhaps best suited for
small-scale local production that offers entrepreneurial opportunities and employment,
0
500
1000
1500
2000
2500
London,
Ontario,
Canada
San Jose,
California,
USA
Atlanta,
Georgia,
USA
Port Huron,
Michigan,
USA
Mexico
City,
Mexico
Buenos,
Argentina
Santiago,
Chile
Lima, Peru Panama
City,
Panama
Bogota,
Colombia
Annual Energy Production (kWh)
Location
Figure 5.
Annual PV electrical generation in kWh for the PV systems located in representative cities
for each country evaluated.
Technologies 2023,11, 62 8 of 17
4. Discussion and Future Work
4.1. Open Source PV Racking Material Selection Considerations
4.1.1. Economics
Both the open-source wood-based and metal-based racking systems are less expensive
than their proprietary equals. As some communities are extremely sensitive to capital
costs, depending on the region, one or the other material may be economically prohibitive
and thus designs are made based on only one material may not necessarily be considered
OSAT. Flexibility in the design and material selection makes a given design more likely
to be OSAT and be deployed throughout the world. Building on a shared open-source
design would allow small- and medium-sized companies throughout all of the Americas
(and for that matter, the world) to form alliances to open hardware and leverage digital
technologies [
73
] (e.g., CNC mills for manufacturing the components). Thus, they would
be using the do-it-together (DIT) methodology [
74
] which is expected to accomplish more
than by going about it alone [
75
]. There is still far more room for optimization (e.g., the
designs were developed to meet Canadian building codes, which account for larger loads
such as snow than those in some other regions). In addition, the members may also be
able to be made smaller and thus less costly when optimizing for tilt angles closer to
the equator. Similarly, the wood-rack used here has already evolved into a variable tilt
model [
76
], which can collect about 5% more energy per year, and a vertical model [
76
],
which is appropriate for field-based agrivoltaics. Thus, the DIT participatory design would
lead to better products and collaborative production (e.g., global design, but national,
state/province, local community manufacturing, or in the most extreme case, home-based
manufacturing). DIT methodologies encourage local production from commons-based
peer production [
74
,
77
–
79
], which generates positive externalities (rather than negative
externalities, as for proprietary approaches to producing energy) for all the involved
stakeholders (e.g., producers, prosumers, consumers and workers) [
80
]. DIT is perhaps
best suited for small-scale local production that offers entrepreneurial opportunities and
employment, as DIT provides a competitive advantage while also reducing the costs and
risks of innovation [81].
In this particular case, the availability of low-cost building materials and types is the
driving factor for the type of design employed. Although solar PV systems are economical,
the racking system now is a substantive capital expense for them. Therefore, considering
the example of the availability of low-cost solar racking materials in countries such as
Canada, U.S, Argentina and Mexico can attract more producers and consumers towards a
wood racking system, and DIY methodologies will provide them an alternative to choose
and do it themselves, helping locals as well as others. Whereas in countries such as Chile,
Peru, Panama, and Colombia, where aluminum is the less expensive option for solar
racking, using them will make the solar PV system more economical. In countries where
the difference between price of wood and aluminum is approximately the same, the driving
factor is the type of material available rather than the cost itself. This highlights that the
design material can change from one place to another depending on cost and availability,
letting people in different countries use different materials to design the same system. The
open-source wooden and metal racking techniques can help people to learn and implement
ideas across the world. Proposals to build a detailed appropriate technology database
by the U.N. or others would allow for a geographical information system to provide the
optimal design for users based on local availability and the costs of materials [
82
]. This will
be dependent on the specific local industries. For example, the aluminum industries in
Chile [
83
], Peru [
84
], Panama [
85
] and Colombia [
86
] have a high export rate of aluminum,
i.e., they are a good market for aluminum stakeholders. Similarly, Michigan, the U.S. [
87
]
and Mexico [
88
] show robust lumber markets. These markets are consistent with the results
of this study.
Technologies 2023,11, 62 9 of 17
4.1.2. Fire Resistance and Weathering
Fire is not a threat to the aluminum racks, but it must be considered with wood-based
racks. Thus, there is a need to consider the flammability and the quality of wood for making
wood-based PV racks. Along with possessing strength, durability, and resistance to insects,
decay and rot, the wood should be fire resistant. Commonly, pressure-treated pine, Douglas
fir and cedar wood is used to make solar PV racks. Edison International [
89
] compared [
90
]
timber’s fire resistance and structural qualities against those of other materials that are more
frequently employed in high-rise buildings. It demonstrated that wood is mechanically
competitive with high-strength steel or concrete. The primary ecological benefit of wood,
however, is its ability to absorb carbon dioxide, which, together with its high level of
prefabrication, makes it a sustainable alternative that is gaining popularity and a good
option for making wood racks in the future [90].
The lifetime of both racking systems is somewhat dependent on varying weather
conditions in the different locations (e.g., snow loads in Canada or humidity factors in
Central and South America). The lifetime of the aluminum racks is not a concern, as this
is the PV industry standard and can match PV module warranties, which are generally
around 25 years. Similarly, the pressure-treated lumber specified for the wood racking in
this study would be expected to last for up to 40 years, which again is more than adequate
to last for 25 years for the PV module warranty. In addition, pressure-treated lumber can
be used in both humid and dry hot climates.
4.1.3. Electrical Grounding
The requirements and techniques used for the grounding of electrical equipment vary
from one country to another, but there are some universal considerations for selecting a
racking material. For example, PV systems with conventional metal-framed modules need
to be grounded. The main goal of grounding various metal parts of electrical equipment is
to reduce the damage caused to personnel and property by the fault current induced due to
(i) insulation or mechanical failures; (ii) lightening; or (iii) surges or any adverse conditions
that may energize the electrical components. When it comes to the grounding of electrical
equipment, there are certain requirements, for example, set by the National Electrical Code
(NEC) or National Fire Protection Association (NFPA 70), which must be followed in the
U.S. [91] or the Canadian Electrical Code (CEC) in Canada [92].
The electrical equipment’s grounding mechanism efficiently bonds (i.e., electrically
connects) any exposed non-current-carrying metal elements together, eventually connect-
ing these metal parts to the ground (see Figure 6). Similarly, according to NEC Section
690.43. for PV systems [
91
], when there are any exposed metals or conductive surfaces
that could energize, equipment grounding systems are used to ground the system. This
NEC requirement is applicable for any voltage of PV systems, even standalone 12-volt
or 6-volt systems [
93
]. The electrically conductive elements with exposed metal surfaces
are PV module frames, metal mounting racks, metal conduits, enclosures for combiners,
disconnects, switchgears, inverters, and charge controllers, as well as other parts of a PV
system that can cause fires and electrical shocks and need to be grounded. The grounding of
the PV system, however, must match the grounding applied to the interconnected electrical
system; if not, this may result in unexpected currents that follow into the PV system through
the interface of connected power systems. Therefore, these faults conditions should be
considered while designing the PV grounding system [
93
]. There are two methods used for
the grounding of solar PV: (1) equipment grounding; or (2) system grounding. Equipment
grounding is a traditional form in which all the non-current-carrying exposed metal parts
are electrically connected and grounded. In system grounding, the negative wire of one
of the two conductors coming out from the PV system is grounded. System grounding,
however, increases the risk of fire if there is an excessive current flow, necessitating the
addition of a fault fuse. Generally, in a metal racking system, the metal frames of the PV
modules are physically in contact with the racking so only a single grounding connection
is needed with a metal stake pounded into the ground.
Technologies 2023,11, 62 10 of 17
Technologies 2023, 11, x FOR PEER REVIEW 10 of 18
adverse conditions that may energize the electrical components. When it comes to the
grounding of electrical equipment, there are certain requirements, for example, set by the
National Electrical Code (NEC) or National Fire Protection Association (NFPA 70), which
must be followed in the U.S. [91] or the Canadian Electrical Code (CEC) in Canada [92].
The electrical equipment’s grounding mechanism efficiently bonds (i.e., electrically
connects) any exposed non-current-carrying metal elements together, eventually connect-
ing these metal parts to the ground (see Figure 6). Similarly, according to NEC Section
690.43. for PV systems [91], when there are any exposed metals or conductive surfaces
that could energize, equipment grounding systems are used to ground the system. This
NEC requirement is applicable for any voltage of PV systems, even standalone 12-volt or
6-volt systems [93]. The electrically conductive elements with exposed metal surfaces are
PV module frames, metal mounting racks, metal conduits, enclosures for combiners, dis-
connects, switchgears, inverters, and charge controllers, as well as other parts of a PV sys-
tem that can cause fires and electrical shocks and need to be grounded. The grounding of
the PV system, however, must match the grounding applied to the interconnected electri-
cal system; if not, this may result in unexpected currents that follow into the PV system
through the interface of connected power systems. Therefore, these faults conditions
should be considered while designing the PV grounding system [93]. There are two meth-
ods used for the grounding of solar PV: (1) equipment grounding; or (2) system ground-
ing. Equipment grounding is a traditional form in which all the non-current-carrying ex-
posed metal parts are electrically connected and grounded. In system grounding, the neg-
ative wire of one of the two conductors coming out from the PV system is grounded. Sys-
tem grounding, however, increases the risk of fire if there is an excessive current flow,
necessitating the addition of a fault fuse. Generally, in a metal racking system, the metal
frames of the PV modules are physically in contact with the racking so only a single
grounding connection is needed with a metal stake pounded into the ground.
Figure 6. Conventional grounding of PV system with metal frame.
On the other hand, when a solar PV system is mounted on wooden racks, the metallic
frameworks of the modules still need to be grounded. In most cases, the frames of the
solar photovoltaic module are composed of anodized aluminum, which develops an ano-
dized layer, or aluminum oxide, which is a rather effective insulator. Because of this, listed
PV modules have a designated location where the equipment-grounding conductor can
Figure 6. Conventional grounding of PV system with metal frame.
On the other hand, when a solar PV system is mounted on wooden racks, the metallic
frameworks of the modules still need to be grounded. In most cases, the frames of the
solar photovoltaic module are composed of anodized aluminum, which develops an
anodized layer, or aluminum oxide, which is a rather effective insulator. Because of this,
listed PV modules have a designated location where the equipment-grounding conductor
can be connected. Typically, a stainless-steel screw is used to provide a strong electrical
connection [
94
]. It should be noted that the aluminum frames are still exposed metal even
though the anodized surface insulation on PV modules makes it difficult to achieve a reliable
equipment grounding connection; however, it still needs to be grounded. Metallically
bonding all the module frame’s exposed metal surfaces together will require additional
cables or wire, which will increase the cost of wiring for wood-based racking installations.
Thus, the wood racks need an extra grounding cable for metal-framed PV modules.
Solar modules are typically double-isolated, i.e., solar modules have layers of en-
capsulant, tempered glass and a back sheet which protects it from moisture and dirt as
well as keeps it electrically isolated. It is primarily the metal frames and racks that need
grounding. A totally floating or double-insulated system (Type II insulation) has none of
the current-carrying conductors grounded, and any exposed metal-conducting surfaces are
effectively double-insulated from the current-carrying conductors, eliminating the need for
the exposed conducting surfaces to be grounded [95].
In the case of frameless solar modules mounted on wood racks, since there is no ex-
posed metal surface, it eliminates the need for grounding. Frameless modules require spe-
cial clamping, which will be discussed in the next section. An alternative non-conducting
frame option is the use of non-metallic frames. The South Korean company LG Chem
has developed a new flame-retardant plastic material, named LUPOY EU5201, made by
mixing acrylonitrite styrene acrylate with a polycarbonate base with glass fiber added
to supplement its mechanical properties [
96
]. It can replace the aluminum frames of PV
modules, making the frames much lighter and maintaining their mechanical properties
with a low rate of thermal expansion and resistance to ultraviolet rays at a reasonable
cost [
96
]. By replacing the metallic frame of a solar PV system with plastic and replacing
the metallic racks with wooden racks, overall we can eliminate the need for grounding
the solar PV modules entirely, thus offering the lowest-cost wiring if all other variables
Technologies 2023,11, 62 11 of 17
are constant. Future work is needed in this area. It should be noted, however, that other
conductive metal parts need to be grounded.
4.1.4. Attachment
For speed of deployment, the mounting holes on the backs of PV modules are almost
never employed on conventional ground mounts using metal racking. Proprietary clamps
instead are bolted to the rack, and the clamps hold the modules in place by the frames [
97
].
The metal-based rack evaluated here (Figure 1b) can use the same method. The wood-
based racks, however, used bolts through the back holes into wooden side pieces, as shown
in Figure 7. This reduces the costs for the attachments, but also takes more time. This
may be an opportunity to use the FOSH technique of replicating hardware from digital
designs [
98
,
99
] so it can be customized [
100
] with free and open-source software [
101
].
Such a digital fabrication of open-source designs has been shown to allow for wealth
growth [
102
] with a high return on investments [
103
,
104
]. This approach has been shown
to provide the poor with a means to access high-value products, such as state-of-the-art
equipment [
105
–
108
]. As an example, consider that scientific hardware costs are cut 87%
when using open-source methods [104]. These savings can be increased when distributed
with an open-source self-replicating rapid prototyper (RepRap) [
109
–
112
]. RepRaps have
radically cut additive manufacturing costs already [
113
] and galvanized millions of free
3-D printing designs [
114
]. Such 3-D printers cut costs for mass-manufactured consumer
goods by 90–99% [
114
,
115
] and could be applicable here for 3-D printing racking clamps.
Future work is needed in this area.
Technologies 2023, 11, x FOR PEER REVIEW 12 of 18
Figure 7. Simple standard steel bolts can be used to attach a conventional PV module to a wood
frame. The reflection of the bolt is seen in the PV cell in the bifacial module above it.
4.1.5. Advantages, Disadvantages and Future Work
The advantages of the open-source wood and metal PV racks are summarized in Ta-
ble 4. The disadvantages of the wood-based rack include the following: needing to run an
additional grounding wire for metal-frame-based panels, not being able to recycle treated
wood, local PV installers not being familiar with it, and more susceptibility to sabotage
(e.g., arson). The disadvantages of the metal are that it is less easy to work with than wood
and may be more likely to be stolen in some areas than wood. Both systems currently have
a disadvantage compared to established proprietary racks because of their novelty; they
do not yet have vendors offering them as kits with warranties.
Table 4. Advantages of open-source wood-based and metal-based PV racking systems compared to
conventional racking.
Advantages Wood Metal
Lower cost than proprietary racks X X
Uses local materials that are more easily sourced X X
Easier to find replacement components X X
Lower embodied energy of transportation X X
Supports local manufacturing jobs X X
No intellectual property costs or rents X X
Sustainable biobased material X
Recyclable X
Able to be grounded normally X
In addition to the future work outlined above, open-source racking based on these
open-source racking designs can be extended to single-axis and dual-axis trackers [116–
119]. There have already been some developments in low-concentration open-source rack-
ing using true ground mounts [120], which looks promising but needs a geographic anal-
ysis similar to the one in this article to determine if it is a realistic option globally. Far more
Figure 7.
Simple standard steel bolts can be used to attach a conventional PV module to a wood
frame. The reflection of the bolt is seen in the PV cell in the bifacial module above it.
4.1.5. Advantages, Disadvantages and Future Work
The advantages of the open-source wood and metal PV racks are summarized in
Table 4. The disadvantages of the wood-based rack include the following: needing to
run an additional grounding wire for metal-frame-based panels, not being able to recycle
treated wood, local PV installers not being familiar with it, and more susceptibility to
sabotage (e.g., arson). The disadvantages of the metal are that it is less easy to work with
than wood and may be more likely to be stolen in some areas than wood. Both systems
Technologies 2023,11, 62 12 of 17
currently have a disadvantage compared to established proprietary racks because of their
novelty; they do not yet have vendors offering them as kits with warranties.
Table 4.
Advantages of open-source wood-based and metal-based PV racking systems compared to
conventional racking.
Advantages Wood Metal
Lower cost than proprietary racks X X
Uses local materials that are more easily
sourced X X
Easier to find replacement components X X
Lower embodied energy of
transportation X X
Supports local manufacturing jobs X X
No intellectual property costs or rents X X
Sustainable biobased material X
Recyclable X
Able to be grounded normally X
In addition to the future work outlined above, open-source racking based on these
open-source racking designs can be extended to single-axis and dual-axis trackers [
116
–
119
].
There have already been some developments in low-concentration open-source racking
using true ground mounts [
120
], which looks promising but needs a geographic analysis
similar to the one in this article to determine if it is a realistic option globally. Far more work
can be done to develop more conventional open-source concentration systems [
121
–
124
].
Finally, tracking racking, which is the most expensive option for high-concentration PV
systems [
125
,
126
], may also offer the greatest opportunity for open-source racking redesign
using common and readily accessible materials. It is thus a rich area for future work.
5. Conclusions
Solar PV systems are becoming clean and green alternative for electricity generation
with economic benefits over their life cycle. The replacement of metal racking with wood
racking has the potential to reduce costs in some regions, and this study showed that this
is the case in North, Central and South America. Although a wood-based rack can save
between 49% and 77% of the capital costs as compared to proprietary racking in Canada,
the potential savings are extremely dependent on the location and cost of lumber. In this
study, the aluminum and wood markets of ten countries in North, Central and South
America are analyzed to determine the difference in the capital cost ranges of wood and
its availability as well as to address one of the challenges of making solar photovoltaic
racking economically accessible. The systems are designed to meet Canadian building code
standards, which ensure the highest standards of mechanical safety but may add to the
cost of system, as they were designed to handle snow loads that are not relevant in all of
the countries analyzed. The use of proper grounding methods and both the lifetime and
fire resistance of wood were provided to complement the solar PV system. For polymer
frame or frameless PV modules, grounding is not necessary, but for conventional modules,
an additional line of a conductor is needed to electrically link the frame of each model to
a common ground. Overall, this study proves that the appropriateness of a given open
hardware technology is extremely location-dependent; it varies based on the economics
of different countries. The price difference between wood and metal is not linear and can
vary non-linearly depending on the region. In this study, the price difference between
wood and metal for solar PV racking systems starts decreasing in Mexico, Michigan,
Canada, California, Atlanta, Panama, Colombia, Peru and Chile, respectively, with Mexico
approximately having a price difference of a factor of 10 (USD 309 to USD 39) to that of
Chile. It is clear that an open-source hardware-based wood-based solar PV racking system
can complement DIY and DIT business models in many countries, but is not the most
economical in some based on material availability and costs.
Technologies 2023,11, 62 13 of 17
Author Contributions:
Conceptualization, J.M.P.; Data curation, S.R., N.V., J.P. and J.Á.A.; Formal
analysis, S.R., N.V. and J.P.; Funding acquisition, J.M.P.; Investigation, S.R., N.V., J.P., J.Á.A. and J.M.P.;
Methodology, J.M.P.; Resources, J.M.P.; Supervision, J.M.P.; Validation, S.R. and J.P.; Visualization,
S.R., N.V. and J.P.; Writing—original draft, S.R. and J.M.P.; Writing—review and editing, S.R., N.V.,
J.P., J.Á.A. and J.M.P. All authors have read and agreed to the published version of the manuscript.
Funding:
This research was supported by the Thompson Endowment and the Natural Sciences and
Engineering Research Council of Canada.
Institutional Review Board Statement: Not applicable.
Informed Consent Statement: Not applicable.
Data Availability Statement: Data is available upon request.
Acknowledgments: This article benefited from helpful comments from Koami Soulemane Hayibo.
Conflicts of Interest: The authors declare no conflict of interest.
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