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International Journal of Medical Science and Clinical Invention 10(1): 6352-6361, 2023
DOI:10.18535/ijmsci/v10i1.01
https://valleyinternational.net/index.php/ijmsci
6352 International Journal of Medical Science and Clinical Invention, vol. 10, Issue 01, January 2023
Short communication,
The Trespassing Bugs: Microbial Translocation Disorders
Adonis Sfera, MD1*, Sabine Hazan, MD2, Zisis Kozlakidis, MD3
1Patton State Hospital, University of California, Riverside
2Progena Biome, Ventura, USA
3 The International Agency for Research on Cancer (IARC)
Email Address: dr.sfera@gmail.com
Key words: inflammatory bowel disease, microbial translocation, innate lymphoid cells, neuropsychiatric
illness.
“All disease begins in the gut”
Hippocrates:
The Human Microbiome Project, launched in in 2007, and the discovery of innate lymphoid cells (ILCs) in
2008 are major advances that have begun to shed light on the pathogenesis of some disorders of uncertain
etiology, including autoimmune, fibrotic, and neuropsychiatric illnesses, as well as the potential interaction
of systemic infections with the gut-brain axis.
The gut microbial community is immunologically ―tolerated‖ in the gastrointestinal (GI) tract but may elicit
immunogenicity and pathology upon translocation into host tissues (1) (2). Indeed, in the former case long-
term, low-grade inflammation may eventually lead to disease (3), while in the latter case, numerous studies
have reported the presence of intestinal microbes and/or their molecules as part of observed pathology
within host tissues, such as the circulatory system and the brain (4) (5).
A better understanding of oral and gut tolerance, immune unresponsiveness to food proteins and gut
microbiota, has led to the reconceptualization of some idiopathic diseases as microbial translocation
disorders (MTDs) (6). Ironically, disease caused by viruses that were originally considered unrelated, such
as human immunodeficiency virus (HIV) and severe acute respiratory syndrome coronaviruses (SARS and
SARS-CoV-2) have contributed to a more complete understanding of the molecular underpinnings of
oral/gut tolerance and immunogenicity (7)(8). As both HIV and SARS-CoV-2 viruses target ILC type 3
(ILC3), they disrupt the intestinal barrier and the immunological tolerance of oral and gut microbiome
(9)(10)(11)(12). Indeed, ILC3-generated interleukin 22 (IL22) functions as a guardian of the intestinal
barrier as it upregulates the antimicrobial peptides and luminal mucus, opposing microbial translocation
(13)(14) (Fig. 1).
Adonis Sfera, MD.et.al. /The Trespassing Bugs: Microbial Translocation Disorders
6353 International Journal of Medical Science and Clinical Invention, vol. 10, Issue 01, January 2023
Fig. 1 HIV induces apoptotic loss of ILC3, lowering IL22, the guardian of gut barrier, allowing translocation of intestinal
microbes and their molecules into the systemic circulation. Activated host immunity maintains a state of low-grade
inflammation that characterizes many chronic diseases of uncertain etiology.
Innate lymphoid cells
ILCs are non-T and non-B lymphocytes, consisting of natural killer cells (NKCs), ILC-1, ILC-2, ILC-3, that
reside in various tissues, including the central nervous system (CNS) and the GI tract (15)(Fig. 1). These
cells play a key role in gut immunological tolerance as they maintain the barrier integrity and homeostasis,
increasing antimicrobial peptides and intestinal mucus (16)(17).
Unlike the B and T cells, ILCs do not possess specific antigen receptors but express transcription factors and
synthesize cytokines (18). For example, NKCs and ILC1, activated by IL12, IL15, and IL18 release
interferon γ (IFN-γ), participating in antiviral defenses (Fig. 1). ILC-2 express GATA-3, are activated by IL-
25 and IL33, and release IL5 and IL13; ILC3, expressing RORγt, are activated by IL23 and IL1 beta (IL-
1β), while their output consists of IL22 and IL17 (Fig.2). Dysfunctional signaling in these lymphoid systems
can trigger MTDs, though the full range of interactions remains to be determined.
Adonis Sfera, MD.et.al. /The Trespassing Bugs: Microbial Translocation Disorders
6354 International Journal of Medical Science and Clinical Invention, vol. 10, Issue 01, January 2023
Fig. 2 Innate lymphoid cells are comprised of NKCs, ILC1, ILC2, and ILC3. They are activated by various cytokines (top),
release other cytokines (bottom), and express transcription factors, including T-bet, GATA-3 and RORγt. When
dysregulated, these lymphoid systems may trigger autoimmunity, fibrotic and neuropsychiatric illnesses.
In the following sections, we highlight several mechanisms that may connect ILCs with the disorders of
unknown etiology, especially autoimmune, fibrotic, and neuropsychiatric illnesses
Autoimmune disorders:
Autoimmune disorders are believed to reflect an immune system dysfunction characterized by the
generation of autoantibodies against self-proteins. However, improved understanding of the microbiome and
ILCs has contributed to the emergence of noncanonical views in which autoantibodies can be conceptualized
as conventional immunoglobulins directed at the translocated gut microbes and/or their antigens that
resemble human proteins. As gut commensals express receptors similar to those of the human host,
translocated microbes may elicit antibodies against these proteins, triggering pathology. For example, lupus-
associated autoantigen Ro60, expressed by numerous gut commensal species, may elicit conventional
immune responses when these microbes migrate into the host systemic circulation (19)(20). In another
example, the gut resident Escherichia coli, expressing succinate dehydrogenase, a molecule that mimics the
human mitochondrial enzyme, may elicit the formation of antimitochondrial antibodies documented in
several autoimmune disorders (21)(22). Interestingly, elevated plasma succinate levels were associated with
cardiovascular disease, hypertension, and diabetes type 2 (T2D), connecting these diseases of
uncertain/multiple etiology to microbial translocation (23)(24). Along this line, a recent study has
associated suicidal behavior in young adults with the depletion of succinate producing Alloprevotella rava,
linking this condition to MTD (25). This is not the first time that suicidal behavior has been linked to
potential enzymatic imbalance (26)(27), however it is one of the first linking directly to a specific species
within the microbiome. Furthermore, diabetes type 1 (T1D) was associated with Citrobacter rodentium,
suggesting a probable MTD etiology (28). Indeed, several studies have linked both T1D and suicidal
behavior to increased levels of intestinal fatty acid binding protein (I-FABP), a serological biomarker of
dysfunctional intestinal barrier, further emphasizing the likely MST etiology (29)(30). Moreover, succinate
dehydrogenase was implicated in lung fibrosis, and a number of cancers, highlighting the interconnectedness
of several diseases of unknown etiology (31)(32).
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6355 International Journal of Medical Science and Clinical Invention, vol. 10, Issue 01, January 2023
Neuropsychiatric disorders:
Upregulated translocation markers, I-FABP and lipopolysaccharide (LPS) were reported in several
neuropsychiatric conditions, including major depressive disorder (MDD) and Alzheimer’s disease (AD),
linking these pathologies to MTDs (33)(34)(35)(36). This common biological foundation is further
substantiated by the higher prevalence of several neuropsychiatric conditions, such as MDD and
schizophrenia, in patients with inflammatory bowel disease (IBD), a disorder marked by impaired gut barrier
(37)(38)(39). Moreover, CNS-resident ILCs have been implicated in MDD, neurodegeneration, multiple
sclerosis (MS), and suicidal behavior, connecting these pathologies to MTDs (40)(41)(42)(43). Indeed,
dysfunctional ILC2 and IL15 and IL13 mark autoimmune disorders as well as schizophrenia and AD,
linking these neuropsychiatric conditions to autoantibodies (44)(45)(46)(47)(48). This is significant as
autoantibodies against neuronal adhesion molecule (NCAM1) were recently detected in patients with
Guillan-Barre Syndrome (49) and schizophrenia, emphasizing that inflammation in these conditions may be
autoimmune in nature (50). As NCAM1 has been associated with several viruses, including COVID-19,
rabies, and Zika, non-familial schizophrenia may be the result of prenatal exposure to those and similar
pathogens as demonstrated in the aftermath of the 1957 influenza A2 epidemic (51)(52)(53)(54). In addition,
as IL-13 attachment to its α1 receptor (IL13R α1) can trigger loss of dopaminergic neurons in substantia
nigra, ILC3 may be implicated in Parkinson’s disease (55)(56). Moreover, IL13 was reported to differentiate
between MDD patients with and without suicidal intent, suggesting that for a portion of neuropsychiatric
patients this cytokine could become a biomarker of suicidality (57)(58).
Various gut microbes produce molecules mimicking gamma-aminobutyric acid (GABA) and glutamic acid
decarboxylase (GAD or GAD65), suggesting that microbiota translocation may elicit autoantibodies directed
at these proteins (59). Indeed, anti-GAD antibodies were demonstrated in schizophrenia, bipolar disorder,
T1D, and autoimmune thyroiditis, further emphasizing the intertwined nature of the idiopathic disorders
(60). Interestingly, the protozoan Toxoplasma gondii (T. gondii), previously associated with schizophrenia,
utilizes GABA as a carbon source, depleting this neurotransmitter, likely contributing to neuropathology
(61)(62). Moreover, T. gondii was found to induce immunosuppression via IL-10, NKCs and ILC1,
implicating both immunodeficiency and autoimmunity in T. gondii psychopathology (63)(64). This is
significant as several studies have demonstrated a high rate of latent T. gondii infection among COVID-19
patients, indicating a possible opportunistic symbiosis for disruption of host immunity (65).
Human fibrotic diseases:
Fibrotic diseases, marked by the accumulation of excessive extracellular matrix proteins (EMPs), encompass
both generalized and organ-specific disorders, including systemic sclerosis, pulmonary, cardiac, intestinal,
liver, and kidney fibrosis (66). Transforming growth factor-β (TGF-β), upregulated in fibrotic illness, is a
key regulator of ILCs, linking excessive fibrosis to MTDs (67)(68)(69)(70)(71). Indeed, fibrosis has been
associated with autoantibodies and the breakdown of gut immunological tolerance. For example,
microbiota-generated curli amyloid fibrils were reported to disrupt ILC3, IL17, and IL22, promoting both
autoimmunity and intestinal fibrosis (72)(73)(74)(75)(76). Furthermore, fibroblast growth factors play a key
role in GI barrier integrity, while loss of fibroblast growth factor 9 (FGF9) was associated with pulmonary
fibrosis, further linking this pathology to MTDs (77)(78)(79). This is significant as FGF9 possesses
antiviral properties, probably regulating the gut virome, an intestinal viral community associated with
various pathologies, including fibrosis, autoimmunity, and neuropsychiatric illness (80)(81)(82)(83)(84).
Indeed, FGF9 has been implicated in MS, seizure disorder, and schizophrenia, emphasizing once more the
interconnectedness of these poorly understood disorders (85)(86)(87).
While this overview provides a first indication of the potential links between MTDs, auto-immune and
neuro-psychiatric disorders, it should be noted that a number of these investigations remain in their early
stage. Additionally, these conditions have been presented here as being well-distinct, though in practice
there are observed areas of etiological overlap. Therefore, caution would need to be exercised in inferring
causation from apparent correlation. While there is no doubt that the discovery of ILCs and the improved
understanding of the gut-brain axis will contribute to the in-depth knowledge of conditions and pathologies
of as yet unknown etiology (and eventually lead to novel treatments), there exist profound gaps in the
Adonis Sfera, MD.et.al. /The Trespassing Bugs: Microbial Translocation Disorders
6356 International Journal of Medical Science and Clinical Invention, vol. 10, Issue 01, January 2023
current scientific knowledge that require to be addressed by further molecular and population-based studies
on the subject.
Conclusions:
The discovery of ILCs contributed to a better understanding of microbial translocation outside the GI tract.
The host-microbiota interaction may elucidate the etiology of some poorly understood disorders, including
autoimmunity, fibrotic illness, and neuropsychiatric conditions. Restoring ILCs homeostasis and intestinal
barrier integrity to oppose microbial translocation will, eventually lead to the development of novel
therapeutic strategies for chronic illnesses.
Disclaimer:
Where authors are identified as personnel of the International Agency for Research on Cancer/WHO, the
authors alone are responsible for the views expressed in this article and they do not necessarily represent the
decisions, policy or views of the International Agency for Research on Cancer/WHO.
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