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Theoretical foundation for word classes

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The word is a significative unit of a language system. As such, it fulfills functions of cognition and communication, but is also subject to structural constraints. Criteria for the classification of words are based on both of these spheres. In the hierarchy of grammatical complexity, the word occupies a position between the phrase and the morpheme. It may consist of significative elements, but its composition is more subject to potentially arbitrary rules of grammar than the composition of higher-level units. The principal operations of cognition and communication constituting complex significative units are the propositional operations of reference, predication and modification. A higher-level operation is eased to the extent that the lower-level units which provide the operands are categorized. In this perspective, word classes are prior categorizations preparing or incorporating propositional operations. Propositional operations are executed at all complexity levels. A given operation may be executed at one level in some languages, but at another level in other languages. Given the position of the word in the grammatical complexity hierarchy, relevant alternatives include the classification of roots, stems and phrases. Given the theoretical position of propositional operations, they provide a basis on which to conceive word classes as interlingual categories, i.e. categories that may show up in individual languages. This is, at the same time, the basis on which word-class systems of different languages may be compared. While major word classes have a relatively straightforward foundation in the universal propositional operations and therefore tend to be similar across languages, minor word classes are specified inside a language system with respect to major ones and are increasingly subject to language-specific structural constraints. Accordingly, languages differ more in their conformation.
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CLIPP
Christiani Lehmanni inedita, publicanda, publicata
titulus
Theoretical foundation for word classes
huius textus situs retis mundialis
christianlehmann.eu/publ/lehmann_word_classes.pdf
dies manuscripti postremum modificati
31.10.2023
occasio orationis habitae
-
volumen publicationem continens
De Cesare, Anna-Maria & Salvi, Giampaolo (eds.), Manual of
Romance word classes. (Manuals of Romance linguistics, 36)
Berlin: W. de Gruyter
annus publicationis
2024
paginae
ignotae
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1The account is largely based on publications by Lehmann listed in the references, especially on
Lehmann 2013. References to the sizable literature are found there.
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
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 ' 
 "#(
)(*

   # '       
!"&)'#!"
+
,
- $.       ! $ 
&$!
           
+
"+
  -.$-.
-.
"
!+

,

         

       
            
/!(        0  1  2
/##34)56(#7#5
(
(
 

8
8-.-$. -.-.
-.-$. -.-.)
2Facete is not actually related to the other forms based on the root fac-.
 9
2
"9
+         

           
&        
 :  
.4
-.;#/%)<#9=>?)(
@   @           
 "     &  !  $ 

  
   
+     /=>)#(      
      
44
  

   
   '  
&
:         ! +  
         %$ 
,
+-.
A-.
  -.      '  $
-.$
!-.-.
3For the ancient grammarians, adjectives were (common) nouns; cf. ch. 3 of this vol.
word
major holophrastic
noun verb interjection ideophone
adaptive
+-
referential deictic
++
--
 ?
          
!/*#(&-.
/*)(
*#  "#-.
,BC  #"-.
*) #-.
    :  + !  &   
-.
'
           D   

$ %
$ %
%   &      
 !   ,$ / (    
 
   '  " E      


+*9

*9 '
,BC -.

            
           
 $ -.
            

1


           
       
  -.        % -.  

$
     E     
 F
&     +       
E
 &
+
%
$$
    ,$     

            
        +   
          C
  $           
/G#HH?(
           
            
$
/6)<#5=>??(
$ & 
+&$
  + '     :

IJI!JIJ

 A          
,

  +         
 
*?  *!KL
,BC -.
 %!KL
M/(M
+*?
         
/=>F)#("*?
N   
&$  $
*?!
&'/BO6)<#5=>#(
+$
 3
             
/=>?9(+
D
:
 !    
$
 /% )<#P =>??9#( +        
   + Q      
/*F(/*F(

*F  B$$
QD0*C CD1 ;*%
-.
  $
0 
-.
B          

   "'      $ 

 1  
     -.  -. :  
    $Q
Q &"-.& -.
'(-.

!
        B C G  C
   /R C & B
)<<9(&
   
      B  "   

*3 KL   S   
BD0 ;*::,G  "B,9,G +C;:1,G  %D";*:1,G BD,,9,G1
-.
*3)-.
$
+
  !       ! /%
)<<F(      /% )<#P =9#)(   
 5
      $    
 / , #H5F( *H       
0
   '         
       &   
T',
!'A
       & ' 
           
C/
($) 

          
           , 
           

/6)<#5(&


  
&
+$
3.3 Relationality
:      
          
  +         
  
    & 

 &         
    +        
$
G   0       /=>F)#(&  0
            
           0   
 I0J (&        0  
+0+
0             
   0!+ 
0!+0
      0   A 
 P
              
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0

!
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             
:
!$,-.$-.
$!
-.
G00&0
&"            
I0J0.0.0,
     0      )"&
00!
!
$$B-.$)-.
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0!$$
,IJ -IJ. IJ-IJ.
4    0  : ,
 -. $        - .  
&
/R#H)?"PP%)<#H(
A
             :
              
     &      
'-.
  $ ,    !     

 : * -.          

*  +,
* -"&

    $       
U
            
 H


&
 
*
4   4   
44,
         '   
  :   +  -'.   (  
 ( /B%(
$:
!
(

6      
  
:
! #(

!$
  %

G
/(
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4In the ideal isolating language, this level would seem to be absent since there would be no
difference between a word and a morpheme. However, all isolating languages have compounding.
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
+-.
-.A
/A)<#)=#<(  

*$ "&'

B
,
     '  
-.
+   -.     *H    
*H
 ##
*H  a+,0bc'M,
0d
-D a ,0e 
,0.
/"``````<<9`<<9##5F(
 a+,0bM,
0d
+*H$

$

+
      +   
44  
          

     $     /
(/
(,$/B6)<##=>F?(
Q/1(
 
   
/A#HH)(+*  

%         /% )<<PI0J( +
%  /       
,-.I%)<<)J($(-.
!&,
        ((     / ((
!    (      /(     (( 
!/((/
(/($$$(-'.(-.
&

,$     
 - .  -.  " -.     
%( ( ( 
 ((!
  (   ( ' (  , 
(!
,%/#HFF=)9)%)<<PI0J=>9?(
 #)
. 
    
     +      

/A)<#)=H(+
        $  

+             
           
        ,    
         *
            
 $
B
    B     
$
+


. %
5.1.1 Distributional analysis
%           $.
/=#(&
    / (    
  :   *9       
 $  -.    " -.    
           
D
  $  -.        
       
 %$*9
 $       
$   
%$   $      B    
$        4   
+
 $&     $


 #9
         $ 
$/
ae(&
 $          $


!
,
     :   *5   
6
          
    $      , 

      !    %$   



+      
:
:
+
             0


          :
  + !       /*#<( 
/*#<(/*#<(
!: *#<
   ! ;*:,G:  *#<   ! 
-.*#<!-.
*#<  #--.
+%  #- -.
 $#-.-.
A        !
           +
!  
 $  -G.    

+           

     /=>?)(           
,
 #?
  +*'0  +
   

   :         
         /  
  G   / /"(-.(
/!(*
G
          
        
A!
         +   

   $ %
0

         

5.1.2 Limits of distributional definitions
;.
:      


&
'          
;        

,

:-.0-.-.
4
 A 
&
  /)<<F( D      
$
           
/*OD)<<F(
       &   
          :  
             
$R
 #F
R
 $      
   $.       
$

D
'
'          /=>9)(  
'D

%$
            
 C         


. %
.  
+44$
$+
         +  
/ 
&$
1         
         
/ =>99(F           
/= ?9(
          
      !    / #HH#
A#HH)( B       
6)<##=>))
:       " 
 -. -.  -.       
,
+$
    A -. -.  -.  
'
+      
  $   
   
5The pair ‘predication vs. modification’ has a structural counterpart in Jespersen’s (1924, ch. VIII)
‘nexus vs. junction’, although Jespersen (p. 114) does not consider junction a “degraded predication”.
 #3
            + 
''
/#HH#$-$.(G 
           /A #HH)
%)<#P=>)9(
   !0

*##  % c c 
+% ;*:":,G /:(DB9,G ":,G
-.
  c 
;*:":,G /:( ":,G
-.
 '        *##  
N+      
A*##'N'
!'N
+$!

" '
     '
!
'
   '          
D  '   
          ' 
a'e

'a-.e

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      $  
'+$
,G
       $ 1 /"( 
! 1       $ 
/=>))("C
   %$        
 !     

 #5
          
          
C
           $ B )
-. /*3(   -.    ) - .    ) T 
 -.! T,

   
&+
!
$       

G
 '   $     
           
    
/=>99(+
44+ 
C
'      


+              
D
          ' 
    C     
'           

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'           
       C  
     '    
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,
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    ;   
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    &         
'
   +$ 
6
           6   
       '   

+
     :  
   '       
*#)
*#)  1!L
,BC -1.
 1!
-1.
 *#)!
  *#)      $ *#)  
           !
'+*#)
+   !         ' 
,
!
U
!


!1/GL  #H5HP(+
 #H
  
!           
"!
+

,
A'
      
.f 
2 01 
6.1 Major and minor classes
!/%#H3P
5#9(#

+
!+
!     !     
D
          B 
!$+IJ/IJ(-.
# /(-.$IJ/"IJ(-.
 0 /"(-. ,       
!
          
/6
)<##=>?(
+
/%)<#F(1
    0  /Q )<<<( D
 /% )<<PIJ(" + +0   
  -. + '    -  I  J.  
     !    ,'
          B   -
.33-$. 
/-.)(
-IJ.
+        
)
 )<
 4
 
   
 -.  -.
! 4-. ! -.
 4-.  -/(.
 -.  -.
 0-.  -.
! $-. ! $-.
! 45-g. ! -.
 )          

+
 )!
!#!
$+635 -$Gg. 75 -Gg.
           $
  !       !  6
! !
/=>3)( A/( :
/)(,
     , 
$$.
G
   )    +       
      A   
D
D!

+

1!

       )   
/#9($
$, -.
/=>9)(B-d.

0 C$
           
0
 )#
   )     
+
         
       % 
-.B0
B-+.((/+C:
#,G(-+.*)
   

G         
           + 
   $  
        G   
$%/6)<##=>F9(
           
         . $ 

6.2 Adverbs and particles
 "   !          
 $ +  /";20( -.    
$$-.
  D         
D
        


A$/($
! !
+/(
!!
*#9
*#9 $Lh hLh L ih  $jL
6*0 ` +B:2 B0DGi;E0 9*0G 
- $  $   .  " -  
.
D
            $
+,
  /";*:1,G ( -.    &   

 ))
  /% - .(
!
$     $ 
1
  #     
 !,! 
0!
/R#H)?"PH(
             
!
*#?  R!
,BC -R$.
 R!'L 
-R$.
+*#?-.&N
     $     
!
+!
 
&       +! 
=>3#
           
      
       D    
$+
-.$3-.
%
            

D
 $ , -.  8 -.  $ -.  -.
     2 -. /  #5(


  !  
)
B+$#-.
-.9-.A
G$ -.
-$/(.

 )9
&
     

3 %& &&
;   
            
        '   
   
        D    
      ==>F)#     
D
      => F#    

D
!$-.-.-.$-.
-.-.-.$-.-.-.+
'+
A
     ,       

    /    ( 
'!

+      
 +            

            
           
!+

/(!
 A         
 1       / =>F#(

+
$
D
+   

          

 )?
,
D!

D 
         : 
$
        
!
+

;+


4 
R
 
       ,       
/($-../(-.$..-.
-.
%$R$
'
+$


  ,        

             %$ 
        
   &       
$!D
 ! "'$
! 1         /(
0
D         D 

/=>)#(
"&
#)9 #)9
 
;20 
0 
 )F
DB 
;*% 
;*: 
;E0 
*0G 
:
+C;: 
+C: 
+B:2 
%D 
1
CD1 
B% 
BD,, 
B0DG 
B0, 
B, 
,G 
/
6  )<## b b , R R /(  :4 '  
  D"DEB&)P<9<)
6 )<#5b4
bBO6/()<#5"#HH)9<
 * #HFF b,    /b   L b(b ;# 
<" + #<"5)F 0"  * #H5P 6= =
#> 1  <"  1" G /6 0L 
AL ++`)P<(&F<5H
 #HH#7 >#3
"EB
  )<<F b     b 
  H"?9#??#
* C O D $ )<<Fb1b
  H"??)?F5
G;#HH?a0+e?@#5/)("#5H)<<
GL #H5H :Ck$"B/B
CB(
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   BBC>  O B" R 6! /B
O6C,)9(&)HFF
Jespersen, Otto 1924, The philosophy of grammar. London: G. Allen & Unwin.
Q Rj  )<<< 63>7    ; 4
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/(6D'11E#F>Gj " &?F59
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,6O61/(H>%"&
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33`)"#?##55
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"B%
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BO6/()<#5"##5
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From among the various processes that form prepositions in the history from Latin to Castilian, the investigation concentrates on the formation of prepositional adverbs like Spanish delante (de) ‘in front (of)’. There are two mechanisms for their formation: (a) An adverb or a preposition is preceded by a superordinate simple local preposition which initially specifies a local relation, but ends up as a reinforcing expansion of its base; and (b) an adverb is converted into a preposition by a following functional preposition which serves as a relationalizer. In case #a, the syntactic structure is often destroyed by univerbation, and the resulting reinforced preposition is lexicalized. In case #b, the alternation between adverb and relationalized preposition is regular and bidirectional, so that the combination of adverb and relationalizer is normally not univerbated. The exception desde is given some attention. As a result, the formation of prepositions of this structure is, at the outset, not a matter of word formation, and such complex prepositions are therefore not compound prepositions, but instead lexicalized univerbations.
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Categories of parts of speech have both semantic and structural aspects. The two sets of features are essentially incommensurate, since the semantic features derive from the functions of language in communication and cognition, while the structural features are essentially based in the combinatorial potential of signs in a text. Consequently, the two sets of features are largely independent of each other. Their combination in a language yields sets of parts of speech whose systematicity is largely language-internal To the extent that there is a functional motivation for parts of speech, three restrictions must be made: 1) It is not, in the first place, a cognitive, but rather a communicative motivation. 2) The functional motivation of word classes is not direct, but mediated by semantic and syntactic categories of higher order. 3) Only the primary parts of speech (verb and noun) are motivated in this way. The secondary parts of speech (adjectives, adverbs etc.) and the minor parts of speech (pronouns, subordinators etc.) increasingly have a system-internal structural rather than a universal functional motivation. Given these heterogeneous functions and constraints, there is no uniform nature to all parts of speech.
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The assignment of a linguistic sign to a word class is an operation that must be seen as part of the overall transformation of extralinguistic substance into linguistic form. In this, it is comparable to such processes as the transitivization of a verbal base, which further specifies a relatively rough categorization. Languages differ both in the extent to which they structure the material by purely grammatical criteria and in the level at which they do this. The root and the stem are the lowest levels at which a linguistic sign can be categorized in terms of language-specific structure. Further categorization is then achieved at the level of the syntagm. An empirical investigation comparing the categorization of roots and stems in a sample of six languages (English, German, Latin, Spanish, Yucatec Maya, Mandarin Chinese) turns up far-reaching differences. These differences in the amount of categorization that languages apply to linguistic signs at the most basic levels throw into doubt any thesis claiming universal categoriality or acategoriality for roots. Such a static view must be replaced by a dynamic one which asks for the role of categorization in linguistic activity. At the same time, these differences raise the issue of the amount of structure — or of grammar — that is necessary for a human language.1
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This article is concerned with the basic syntactic and semantic structure of Riau Indonesian, a hitherto undescribed dialect differing in many respects from standard Indonesian and Malay. Riau Indonesian appears to exhibit an abundance of zero-markings of various kinds, in which a wide variety of syntactic constructions and semantic categories lack overt morphosyntactic expression. Two alternative descriptions are provided: an “easy” description, couched in traditional grammatical terminology and a Eurocentric perspective, and a “simple” description, positing a single open syntactic category, and unconstrained rules of semantic interpretation. The latter, simple description, is argued to be superior.
The Oxford handbook of linguistic typology. Oxford etc
  • Walter Bisang
Bisang, Walter 2011, "Word classes." Song, Jae Jung (ed.), The Oxford handbook of linguistic typology. Oxford etc.: Oxford University Press; 280-302.