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A Hybrid Account of Concepts Within the Predictive Processing Paradigm

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We seem to learn and use concepts in a variety of heterogenous “formats”, including exemplars, prototypes, and theories. Different strategies have been proposed to account for this diversity. Hybridists consider instances in different formats to be instances of a single concept. Pluralists think that each instance in a different format is a different concept. Eliminativists deny that the different instances in different formats pertain to a scientifically fruitful kind and recommend eliminating the notion of a “concept” entirely. In recent years, hybridism has received the most attention and support. However, we are still lacking a cognitive-computational model for concept representation and processing that would underpin hybridism. The aim of this paper is to advance the understanding of concepts by grounding hybridism in a neuroscientific model within the Predictive Processing framework. In the suggested view, the different formats are not distinct parts of a concept but arise from different ways of processing a functionally unified representational structure.
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Review of Philosophy and Psychology
https://doi.org/10.1007/s13164-022-00648-8
Abstract
We seem to learn and use concepts in a variety of heterogenous “formats”, includ-
ing exemplars, prototypes, and theories. Dierent strategies have been proposed to
account for this diversity. Hybridists consider instances in dierent formats to be
instances of a single concept. Pluralists think that each instance in a dierent for-
mat is a dierent concept. Eliminativists deny that the dierent instances in dierent
formats pertain to a scientically fruitful kind and recommend eliminating the no-
tion of a “concept” entirely. In recent years, hybridism has received the most atten-
tion and support. However, we are still lacking a cognitive-computational model for
concept representation and processing that would underpin hybridism. The aim of
this paper is to advance the understanding of concepts by grounding hybridism in a
neuroscientic model within the Predictive Processing framework. In the suggested
view, the dierent formats are not distinct parts of a concept but arise from dierent
ways of processing a functionally unied representational structure.
Keywords Concept · Concept eliminativism · Concept pluralism · Concept
hybridism · Predictive Processing · Coactivation package account of concepts
Accepted: 17 June 2022
© The Author(s) 2022
A Hybrid Account of Concepts Within the Predictive
Processing Paradigm
ChristianMichel1
Christian Michel
chris.michel08@gmail.com
1 Department of Philosophy, University of Edinburgh, Edinburgh, Scotland
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C. Michel
1 Introduction
We seem to learn and process concepts1 in dierent and heterogenous “formats”2,
like exemplars (e.g., Medin and Schaer 1978; Nosofsky 1986), prototypes (e.g.,
Posner and Keele 1968; Rosch 1978; Hampton 2006) and theories (e.g., Keil 1989;
Murphy and Medin 1985; Gopnik and Wellman 2012). Exemplar theory holds that
concepts are represented as a set of exemplars stored under a category label. Proto-
types are abstracted summary representations, for instance, in the form of a list of
features with typicality ratings. And theory-theory describes concepts as embedded
in theory-like structures or as little theories themselves. Other formats are sometimes
hypothesized: for instance, denitions (a set of necessary and sucient characteris-
tics), scripts (procedural knowledge) or ideals (a description of an ideal member of
a category). However, exemplars, prototypes and theories are the formats that are
generally accepted; for this reason, here I will focus on those three.
Those formats were posited to account for a large range of empirical, mostly
behavioral, data related to conceptual development and conceptual tasks (some of
which I will discuss later). But none of the aforementioned accounts turns out to
be able to accommodate the wealth of empirical data (e.g., Kruschke 2005:188,
190; Machery 2009). Therefore, format variety is now generally recognized as an
unavoidable conclusion (e.g., Bloch-Mullins 2018; Hampton 2015; Voorspoels et al.
2011) and has been discussed in depth by Machery (2009).
This heterogeneity of formats sparked many early hybrid proposals, most of them
combining two formats (e.g., Osherson and Smith 1981; Nosofsky et al. 1994; Erick-
son and Kruschke 1998; Anderson and Betz 2001). Given the limited scope and other
defects of those initial hybrids, Machery (2009) concluded that each format corre-
sponds to a dierent fundamental type, and we should dispose of the notion of a
concept because the formats have nothing scientically interesting in common.
Notwithstanding this, many researchers nd eliminativism implausible and have
continued to propose hybrid solutions in defence of the notion of a concept (e.g.,
Bloch-Mullins 2018; Keil 2010; Margolis and Laurence 1999, 2010; Rice 2016;
Vicente and Martínez Manrique 2016), searched for unity behind the diversity of
concept formats (e.g., Danks 2014) or endorsed conceptual pluralism (e.g., Piccinini
and Scott 2006; Weiskopf 2009).
Arguably, hybridism is the approach that has received most attention and support in
recent years. Therefore, here I will leave pluralism and eliminativism aside and focus
only on hybrid accounts. My overall goal is not to defend hybrid approaches. Rather
I want to provide a novel way to spell out a hybrid account in the spirit of Vicente
1 I take concepts to be certain bodies of information (see Machery 2009) that are used in many higher
cognitive tasks, i.e., abilities like categorization, inductive and deductive reasoning, planning or analogy
making. The focus here is on the psychological notion of concepts (see Machery 2009, 2020), which is
concerned with their cognitive-computational signicance.
2 I use the term “format” as a placeholder for whatever protypes, exemplars and theories turn out to be
(representational structures, types of knowledge, ways of processing, etc.). Thanks to an anonymous
reviewer for suggesting this way of using the term. Also note that “format” is sometimes used in con-
nection with concepts to distinguish amodal and modality-specic representations. This is not the way I
use the term here.
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A Hybrid Account of Concepts Within the Predictive Processing…
& Martínez Manrique’s “coactivation package” account (2016). Vicente & Martínez
Manrique have forcefully argued that hybrids that do not consider “functional inte-
gration” of the formats are hopelessly awed. While I endorse this view, I neverthe-
less argue that their approach deserves further development and improvements.
I do not develop a full theory of concepts here. Rather, I focus on the aspect of
how a concept needs to be structured as a representational device so that it can serve
the roles that the dierent formats (exemplars, prototypes, and theories) are supposed
to play in conceptual cognition. A full theory of concepts would need to address a
host of additional desiderata, for instance, how concepts compose to more complex
concepts, how they can be shared among members of a language community, etc.
(see, e.g., Prinz 2002).
The rest of the paper is structured as follows. In Sect. 2, I discuss hybrid accounts
and examine in some more detail Vicente & Martínez Manrique’s coactivation pack-
age hybrid proposal. I identify two aspects that need further development. In Sect. 3,
I introduce a model of concepts that is emerging from neuroscience. In Sect. 4, I
introduce Predictive Processing (PP), a cognitive computational framework, and
show how the concept model from Sect. 3 can be embedded in it. In Sect. 5, I suggest
how the dierent formats of concepts might arise and how this approach improves
the coactivation package account.
2 Hybrid accounts of concepts
I focus on Vicente and Martínez Manrique (2016) (V&MM) which is one of the most
recent hybrids3. Their account, which I call a “functional hybrid”, is a reaction to
previously dominating “mereological hybrids”. To better appreciate the strengths and
weaknesses of V&MM’s account, and motivate needed improvements, let me set the
stage by briey discussing mereological hybrids.
2.1 Mereological hybrids
Mereological hybrids treat instances of concepts in dierent formats as numerically
distinct entities that are combined to create a hybrid entity. For most such hybrids,
their proponents do not emphasize and provide principles for a deeper functional
integration of the parts. This is not to say that mereological hybrids do not provide
some integrating principle, of course, but the characterization of how and why the
components are integrated is rather minimal and “thin.“ That, however, makes them
vulnerable to various anti-hybrid arguments put forward by eliminativists and plural-
ists (see, e.g., Vicente and Martínez Manrique 2016, for a discussion). In a nutshell,
mereological hybrids have diculty explaining what keeps the components together,
beyond some minimal description, and hence what justies calling the cluster of
formats a concept. Furthermore, it is unclear what explanatory advantage hybridism
would have over pluralism and eliminativism. Secondly, mereological hybrids can-
3 Another account that could be considered a functional hybrid”, in the sense dened here, is Bloch-
Mullins (2018), which I will briey discuss in Sect. 5.3.
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C. Michel
not say much about what formats are possible, how they hang together and interact,
and how they are acquired. They do not seek to reveal an underlying principle from
which dierent formats might naturally arise. Hence, they have an ad-hoc air and
lack deeper unity.
As an example, in Margolis & Laurence’s (2010) account the dierent formats
are “bound to the same mental symbol”. However, no constraints are provided for
what formats can be bound to a symbol. Also, nothing is said about how exactly
the formats are represented and processed, in particular how dierent formats are
selected on some use occasion. Rice’s “pluralist hybrid” (2016) is a further instance
of a mereological hybrid. In his proposal, we store information in dierent formats
in long term memory. Information chunks in dierent formats are retrieved and com-
bined dynamically to create a concept, which is then processed, depending on the
task, context, and category. Each combination of dierent formats corresponds to a
dierent concept. This proposal has the advantage that it does justice to the highly
dynamic and exible processes in concept retrieval. But Rice does not provide con-
straints for what kind of formats are possible. He also does not explain how those
formats are represented and how the selection and assembly mechanisms work.
2.2 A functional hybrid account
I now discuss how V&MM respond to the problems that aict the mereological
hybrid accounts. I argue that while their response focuses on, and advances in terms
of a solution to the rst problem, they still face issues, including the second problem
of mereological hybrids just discussed.
V&MM suggest that functional integration is what holds the dierent formats of
a concept together. Contrary to the above-mentioned mereological hybrids, V&MM
put the issue of the functional integration into the spotlight. For this reason, I suggest
calling their approach a “functional hybrid.“ Their proposal is then that the unity of a
hybrid rests on the “functional stable coactivation” of the formats:
In a nutshell, the idea is that dierent structures can be regarded as constitut-
ing a common representation when they are activated concurrently, in a way
that is functionally signicant for the task at hand, and in patterns that remain
substantially stable along dierent tasks related to the same category. (Vicente
& Martínez Manrique, 2016:61)
A concept is, roughly, a “coactivation package” that makes information of dierent
formats available. Dierent formats are dierent parts of the concept that are context-
sensitively selected:
Depending on the task at hand, and on background factors, one part or another
of this complex structure receives more activation and plays the leading func-
tional role. Taken separately, prototypes, theories, and so on may be not con-
cepts, but they are components of concepts. (Vicente & Martínez Manrique,
2016:72, emphasis added)
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A Hybrid Account of Concepts Within the Predictive Processing…
Note that the authors still speak of formats as “components of concepts”. But they use
“component” in a rather loose sense, not necessarily implying that formats are strictly
“separate modules” (p.73).
I agree with the idea that formats should be integrated in such a way that for a
given use of a concept the dierent formats should simultaneously play some func-
tional role. Only some form of functional interdependence guarantees integration.
And without integration it is dicult to see why we need hybrids rather than formats
as standalone entities, as pluralists and eliminativists claim. Functional integration
makes the hybrid resistant to the above-mentioned anti-hybrid arguments, moreover,
it undermines eliminativism, because a functionally integrated unit certainly is a sci-
entically interesting kind that gives rise to generalizations.
However, I see two issues with V&MM’s account.
First, what exactly is “functional signicance”? V&MM have not spelled out in
detail what this notion amounts to. They only provide a minimal characterization:
The idea behind the functionality condition is that only representational compo-
nents that make a positive contribution to select the appropriate tokening of the
concept count as part of such a concept. (p.69, emphasis added)
According to V&MM, the concept components are “functional” in so far as they
make a “positive contribution” to the selection of the “appropriate tokening of the
concept”. I assume here that V&MM mean that “appropriate tokening” involves
two elements. Firstly, the “correct” concept should be selected (e.g., DOG instead
of HORSE) and, secondly, it should be tokened in an appropriate format (each con-
cept can be tokened in dierent ways by selecting dierent “representational compo-
nents”, which I understand correspond to dierent formats). The interesting question
then is: what does this contribution consist of exactly? An answer to this question
crucially requires an account of how the context-sensitive selection of formats works,
which is not provided by V&MM.
A second issue with the coactivation package account is that it provides no con-
straints for possible formats. Should we include, for instance, ideals, scripts, and
denitions in the coactivation package? The account is simply silent on this question.
Formats are given and then merely added to the coactivation package as a range of
possible formats. While V&MM strongly emphasize functional integration, without
further details about what exactly this consists in and without further constraints on
admissible formats, their account risks remaining a programmatic desideratum about
functional integration.
I suggest that we can further develop and improve V&MM´s account by adding a
level of description from below, i.e., by being more specic about aspects of neural-
level implementation. Rather than starting with a set of independently given formats,
we should start from a general neurocognitive architecture that is motivated indepen-
dently of the question of format variety. From this we can then derive the formats.
As such a general neurocognitive framework, I will use Predictive Processing
(PP). But before describing it in Sect. 4, I will rst provide a sketch of a current neu-
roscientic picture of how concepts might be represented in the brain.
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C. Michel
3 A neuroscientic model of concepts
The hybrid account I propose builds on a model of the neural realization of concep-
tual representations that, so I suggest, crystalizes out of an increasing body of current
empirical and theoretical neuroscience. This model can be articulated in the form of
three core claims.
C1. Conceptual representations are realized as extended networks of nodes: A con-
ceptual representation is neurally realized as the activation of a set of neuron assem-
blies (nodes) in the form of a distributed network that can cover dierent brain areas,
from higher cortical areas down to lower-level sensorimotor ones.
C2. Concepts are hierarchically organized networks: Dierent subassemblies
(nodes) of the network structure of a concept represent information with dierent
degrees of abstraction/schematicity. The network forms a hierarchy of nodes with
an abstraction gradient. Very roughly, higher layers of nodes are sensitive to lower-
level node patterns, or in other words, they compress lower-level information. The
lowest level in the hierarchy corresponds to the sensory periphery, where representa-
tions are maximally modality specic. As we go higher in the hierarchy, information
represented by the nodes gets not only increasingly abstracted/compressed, but also
convolved, i.e., dierent modalities (visual, acoustic, proprioceptive, aective, etc.)
get mixed (see also Eliasmith 2013).
C3. Context-sensitive and exible conceptual processing: On dierent occasions
dierent parts of the network of a concept are activated in a task- and context-sensi-
tive manner. The tokening of the same concept on dierent occasions can reach into
lower levels of the hierarchy to dierent degrees.
C1 and C3 closely follow the view of the neural realization of concepts suggested
by Kiefer and Pulvermüller (2012). They characterize concepts as “exible, dis-
tributed representations comprised of modality-specic conceptual features”. Fur-
thermore, with regard to C2, it is well established that the brain is hierarchically
organized; neural layers and areas correspond to dierent levels of abstraction/com-
pression (e.g., Raut et al. 2020, Hilgetag and Goulas 2020). This suggests that the
extended network structure reaching from higher cortical levels down to sensorimo-
tor areas plausibly has an abstraction/compression gradient.
Kuhnke et al. (2021) have put forward a model and empirical evidence that char-
acterizes the hierarchical structure in more detail by mapping the dierent hierarchy
levels on specic brain regions. Lower-level monomodal representations are com-
pressed in layers in so-called unimodal convergence zones. Those feed into layers
in multimodal convergence zones. The highest level is an amodal4 layer that com-
presses multimodal input. We have here a double gradient in the hierarchy. On the
one hand, the higher the level, the more abstract and compressed the information is.
Secondly, in multimodal convergence zones we have a mixing (or convolution) of
dierent modalities. That is, neuron assemblies are sensitive to patterns that involve
4 The authors call the highest level in the hierarchy “amodal”. However, it seems also appropriate to call
it “multimodal”, given that in that layer we abstract across a maximally broad range of modalities, so it
is just one more step in the abstraction/convolution hierarchy, not a qualitatively dierent step (see also
Michel 2020b).
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A Hybrid Account of Concepts Within the Predictive Processing…
various modalities. The dierent layers can be identied with dierent brain areas
(e.g., being the “amodal” layer the ATL). Kuhnke et al. (2021) also show that the
connectivity between the layers is strongly task-dependent (claim C3).
C1, C2 and C3 are closely interrelated and empirical evidence for them is increas-
ing. Modality-specic (action, visual, gustatory, olfactory, sound, but also intero-
ceptive) representations often activate complex extended neural networks including
modality-specic lower-level brain areas (e.g., Hoenig et al. 2008; see also the over-
view by Harpaintner et al. 2018). What is debated however, is whether a concept
includes sensorimotor areas each time it is tokened, and whether abstract concepts
like democracy or freedom also include sensorimotor information.
It is safe to say that lower-level sensorimotor areas are not necessarily activated on
each occasion even for concrete concepts (Barsalou 2016; Kemmerer 2015; Pecher
2018). Van Dam, van Dijk, Bekkering and Rueschemeyer (2012) argue for the ex-
ibility and context-dependency of the activation of lower-level modality-specic
areas in the case of lexical concepts. Yee and Thompson-Schill (2016) conclude that
concepts are highly uid and their activations depend on the context, including the
individual short and long-term experience.
With regard to abstract concepts, studies show that their activation can also include
lower-level sensorimotor areas (e.g., Harpaintner et al. 2020), including interoceptive
and areas processing emotions. Harpaintner et al. (2018) highlight the “importance
of linguistic, social, introspective and aective experiential information for the rep-
resentation of abstract concepts.“ Such modality specic features can be context and
task-dependently activated (e.g., Harpaintner 2020). Furthermore, various research-
ers suggest that abstract concepts are grounded in emotions (e.g., Vigliocco et al.
2014, Lenci et al. 2018), supporting the idea that their neural realizations also poten-
tially extend into sensorimotor and aective5 areas. All of this is evidence that all
concepts might have the same fundamental structure. Also, it is evidence for the
claim that concepts are sensorimotor grounded in the sense that they are hierarchical
networks of nodes that bottom out at the sensorimotor periphery.
It is important to stress that the neuroscientic model of concepts I have articu-
lated here mainly covers the structure of the realization of concepts (C1 and C2), but
little research is available about the specic dynamics of the context sensitive activa-
tion patterns postulated by C3. Specically, an account of how the dierent formats
of concepts arise is lacking. In other words, from the available neuroscientic work
we cannot yet derive a full neuro-mechanistic account of dynamic concept process-
ing and the format heterogeneity. This is where the Predictive Processing framework
comes in.
My strategy going forward is to embed the exible, layered network model of con-
cepts in the Predictive Processing (PP) framework which I will introduce in the next
section. I argue that PP can take on board the three core principles of the model and,
more importantly, it can bring the wealth of individual ndings under a single com-
prehensive neuro-mechanistic framework. What PP can then bring uniquely to the
table is a model of how concepts are processed. This will be central for my proposal
5 Sensory areas are meant to include both exteroceptive and interoceptive modalities.
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C. Michel
that dierent formats arise from dierent ways of processing the network structure
that realizes a concept.
4 Concepts within the Predictive Processing framework
In this section I briey introduce the Predictive Processing (PP) framework and sug-
gest how the model of the neural realization of concepts just described could be
embedded in it.6
4.1 The Predictive Processing paradigm
Predictive Processing (or coding) (see Clark 2013, 2016; Hohwy 2013; Friston, 2010;
Sprevak, 2021) provides a neuroscientic framework or paradigm for how the brain
works from a cognitive-computational perspective. PP is an ambitious framework as
it aims at providing a general and unied view on cognitive agency, i.e., an account
of perception, action and cognition. It should be stressed that PP is far from being a
mature and worked out theory (Sprevak 2021a; Walsh et al. 2020). However, it is a
very popular framework in cognitive science. In recent years, its scope of applica-
tions has been extended and is now ranging from low-level sensorimotor phenomena
to several psychological phenomena and even consciousness (Hohwy 2020).
As a paradigm, PP provides guidance and constrains for the development of more
specic theories of cognitive phenomena; PP can be seen as a research program
based on some programmatic commitments that are generally but not unanimously
accepted by the PP community. In the following part I try to synthesize what I con-
sider to be the core commitments that are most relevant for the purpose of this paper.
Most if not all commitments taken in isolation are neither original nor unique to PP
(see Sprevak 2021a) and it is rather the combination and integration of the commit-
ments that characterizes PP.
4.1.1 Prediction error minimization of sensory input
In very general terms, PP pictures the brain as an anticipation and expectation organ
that constantly ne-tunes a mental model to continually predict its sensory input.
For instance, perception is not passive bottom-up feature aggregation and pattern
recognition, as traditionally conceived (e.g., Marr 1982, Hubel and Wiesel 1959).
Rather, the brain constantly generates hypotheses of its sensorimotor states (includ-
ing all extero- and interoceptive modalities) and corrects the model in the case of
errors, so next time it does a better prediction job. In a way, the brain constantly hal-
lucinates in a manner that happens (normally) to match reality.
6 Let me stress that I don’t aim here at defending the PP framework, therefore I will not put forward argu-
ments or evidence for it. For that I refer to the mentioned literature.
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A Hybrid Account of Concepts Within the Predictive Processing…
4.1.2 The mental model: generative, hierarchical, and probabilistic
Predictions are being generated by a mental model that is generative, hierarchical,
and probabilistic. The attribute generative captures the already mentioned idea that
the model serves to generate hypotheses constantly and proactively about sensorimo-
tor states.
The model is hierarchical because the predictions are being done through repre-
sentations on many dierent levels of abstraction/compression (e.g., Clark 2013). In
other words, representations, and hence knowledge, are structured in a hierarchy with
an abstraction gradient. Higher levels contain representations that are responsive to
larger “receptive elds”, i.e., they capture more abstract and coarse-grained patterns
represented on lower levels. For instance, while on a very low-level pixels in the
retina are represented (which change heavily), higher levels contain representations7
corresponding to concepts like apple, which abstract over many instances of specic
apples (and hence are more stable). In the downward ow of information, the predic-
tions of higher-level layers play the role of priors for the lower-level predictions and,
in this way, constrain the predictions on lower levels. Predictions are being carried
out all the time and on all levels of the model at the same time.
The model is probabilistic because it represents probability distributions over
(sub-personal) “hypotheses” about the causes of sensory input. Furthermore, predic-
tion error minimization approximates Bayesian inference as its primary computa-
tional mechanism (e.g., Clark 2013:188–189; Hohwy 2013:15–39).
4.1.3 Precision weighting mechanism
The PP system contains a so-called “precision-weighting mechanism” of prediction
errors (Clark 2016:53–83). Such a mechanism is necessary as the brain must predict
the reliability of its sensory input (or more generally the inputs from lower levels in
the hierarchy) to distinguish noise and useful signals. In this way, useless modica-
tions of the model due to noisy signals can be avoided. Weights are assigned to the
error signals, which allows the system to control the inuence of top-down predic-
tions versus bottom-up driven updates of the model. This modulatory mechanism is
implemented as part of the overall PP prediction model as (second order) “knowl-
edge” about the reliability and relevance of features in each context (see Michel
2020a).
4.1.4 Neural architecture
PP also makes some general claims about neural implementation. The smallest unit
in the model is a combination of an “error unit” and a “representation unit” which I
will call a “prediction unit” or simply a “node”. Prediction units or nodes are realized
as small neural assemblies or “canonical circuits” (see Kanai et al. 2015, also Bastos
et al. 2012, Keller and Mrsic-Flogel 2018, Weilnhammer et al. 2018). The error unit
7 We will later see that it would be more accurate to say here that higher levels contain the root nodes of
the representational structure corresponding to concepts.
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C. Michel
is connected to prediction units on higher levels and the representation unit is con-
nected downwards. Furthermore, there are modulatory inputs into the error units that
allow the above-mentioned precision weighting mechanism to tune the error signal.
This brief sketch of the PP paradigm which emphasizes the elements that will play
a role in the rest of the paper, should suce.8 In the next section I show how the neu-
ral model of concepts from Sect. 3 can be embedded in the PP framework.
4.2 PP and concepts
My proposal for how concepts manifest themselves in dierent formats relies on
Michel (2020a, b) who suggests that concepts are implemented in PP by the predic-
tion units just described. Specically, a given concept is instantiated by a prediction
unit, taken as the root node of an extended tree of other prediction units.
The idea then is that the activation of a concept’s root node makes available a
body of information, namely the subnetwork depending on that root-node. This sub-
network can be seen to correspond to Vicente & Martínez Manrique’s “coactivation
package”. When a concept unit is activated, it makes available a subnetwork that can
cover various brain regions, potentially including higher cortical down to primary
sensory or motor areas. Critically, which other sub-nodes apart from the root-node
itself, are selected is regulated by a context-sensitive modulation mechanism (see
Michel 2020a). The basic idea is that higher order knowledge about the reliability and
relevance of the dierent nodes is also encoded in the world model. This higher order
knowledge then regulates how the prediction error signals are modulated (i.e., more
or less suppressed). Such a mechanism is equivalent to a mechanism that can switch
on and o certain parts or nodes of the network depending on the context.
There are concept root-nodes that correspond to patterns on all levels of com-
plexity and spatial and temporal scales. There are, hence, concept root-nodes that
range from simple sensory-based expectations, like RED, passing through interme-
diate-level ones like FACE, to abstract concepts like DEMOCRACY, up to complex
situation representations that we grasp in some gestalt-fashion. Such concept root-
nodes do not necessarily correspond to lexicalized concepts but also include a host of
sub-conscious ineable (“sub-symbolic”) representations that are used as prediction
vehicles.
This view of concepts within the PP framework can be put in correspondence with
the neural account of concepts as dynamic networks from Sect. 3 in the following
way:
C1: The extended network of a given concept corresponds to the sub-network in
the PP model that consists of the concept root node and all of its child nodes. (Note
that each child node is itself a concept root node).
C2: The sub-network corresponding to a concept is organized hierarchically and
has an abstraction gradient in the PP model, exactly like in the neuroscientic model.
8 My brief exposition of PP is far from complete, and I have omitted many features, e.g., active infer-
ence, ecient coding, etc. Virtually every paper related to Predictive Processing contains introductions
to the framework. I can recommend, e.g., Wiese (2017); Williams (2018); Sprevak (2021a,b), for a more
detailed overview.
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A Hybrid Account of Concepts Within the Predictive Processing…
Regarding C3, we said that neuroscientic evidence suggests that the concept net-
works are exibly and context-dependently activated. According to the PP model
the depth with which a concept’s tree is activated is exible, namely task and con-
text-sensitive, driven by the error signal weighting mechanism. Lower-level features
can be suppressed by the error weighting mechanism when they are estimated to be
unreliable or irrelevant. Activation of a concept can be “shallow” (e.g., a “schematic
apple” in which no specic colour is co-activated), in which case only higher-level
nodes are activated. Or activations can be “deep”, which involves, e.g., a more vivid
(modality-specic) mental representation due to the co-activation of nodes that are
located lower in the hierarchy (a mental picture of an apple, with a specic colour,
form, size, etc.).
The existence and exibility of concepts can be motivated within the PP frame-
work in a principled way (see Michel 2020a). Concepts are necessary vehicles for
prediction making; it is in virtue of prediction units that predictions are made. An
ecient prediction economy requires making predictions with an adequate level of
detail. When you want to cross a street successfully, your brain’s predictions cannot
and need not happen on the situation’s pixel-level of precision. Rather the predictions
need to be more schematic and have a coarser grain. There are two ways to regulate
prediction detail. The rst is by using prediction units at higher levels in the hierar-
chy. The higher the nodes, the more schematic and compressed (hence less detailed)
their content. The second is by co-activating a varying number of other nodes; those
represent more detailed and concrete features of that conceptual representation.
In conclusion, by embedding the neuroscientic model of concepts from Sect. 3
in the PP framework, we get a more comprehensive model of concept representa-
tion and processing. As we have seen, PP can provide an implementational-level
proposal for the network structure (a network of PP prediction units with an abstrac-
tion gradient). But what PP can crucially contribute is the processing aspect, which
is still underdeveloped in the literature. For instance, PP supplies a self-organizing
driving force operative in the node network (prediction error minimization), as well
as a mechanism for feature selection (based on the precision weighting mechanism).
Furthermore, PP motivates the existence of concepts as prediction vehicles, and the
need for the right level of granularity, which in turn motivates the existence of the
feature selection mechanism.
5 The manifestation of dierent concept formats
With a cognitive-computational account of the structure of conceptual represen-
tations in place, I will now show that the dierent formats correspond to how the
network of a concept is being context-sensitively processed. The dierent formats
mirror not numerically distinct representational entities, but the processing depth and
width of the concept’s (and surrounding) network structure. More precisely, exem-
plar eects correspond to relatively deep vertical downward processing (i.e., towards
less abstract nodes), prototype eects to relatively shallower vertical downward pro-
cessing, and theory eects to additional vertical upwards and horizontal processing
(i.e., towards parent and neighbor nodes).
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5.1 Exemplars and prototypes
In this subsection I argue that a concept can manifest itself in “exemplar mode”
and “prototype mode” when the node tree associated with the concept is processed
from more to less abstract nodes (vertically downwards processing). Processing only
higher-level nodes corresponds to prototypes. Processing in addition lower-level
nodes corresponds to exemplars. I will rst unpack this proposal by explaining how
exactly to understand exemplars and prototypes and how they are realized in the PP
model. Then I will provide some examples of how we can account for the exemplar
and prototype eects that motivated those formats in the rst place.
5.1.1 What exactly are exemplars and prototypes?
In the standard story of exemplar theory, which aims to address exemplar eects,
my concept DOG consists of the memorized collection of representations of spe-
cic dogs. They are modality-wise specic as they correspond to instances of dogs.
Categorizing some animal as a dog implies using dog exemplar(s) and calculating
similarities. Note that the exemplars might have very dierent levels of specicity,
i.e., levels of modality-specic detail or vividity. Sometimes we remember object-
exemplars only vaguely with little detail, and sometimes very concretely with a lot
of detail.
In the standard story of prototype theory, which aims to address prototype eects,
my concept DOG consists of some representation of a typical dog. The representation
is more abstract compared to an exemplar. Categorizing some animal as a dog under
prototype theory, implies using the dog prototype and calculating the similarity.
Note that the processing, for instance in categorization tasks, of both exemplars
and prototypes rely essentially on similarity calculations, primarily over relatively
supercial features.
Some researchers think that exemplars and prototypes are the ends of a continuum
rather than two distinct kinds (e.g., Vanpaemel et al. 2005, or Verbeemen et al. 2007).
Authors like Barsalou (1990) and Hampton (2003) think that prototypes and exem-
plars dier only to the extent to which exemplar information is retained or abstracted
away. Smith and Medin (1999:209) characterize exemplars in terms of a relative lack
of abstraction. Exemplars can be maximally specic object-particulars but are not
necessarily; they can also be subsets. For instance, PLANET is a subset of HEAV-
ENLY BODY, and hence an exemplar for it.
Following those authors, I assume that there is no fundamental dierence between
exemplars and prototypes in terms of the deeper, underlying representational struc-
ture in the rst place. In both cases, the general structure consists of a set of pairs
of features and values. Those features might have dierent degrees of specicity/
schematicity.
5.1.2 Prototypes and exemplars in the PP model
The posited structure of a concept as a hierarchical node tree allows us to account
for the exemplar and prototype formats. Concept processing in exemplar mode can
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A Hybrid Account of Concepts Within the Predictive Processing…
be cashed out as the processing of the concept’s node tree with attention towards
relatively more specic information (without necessarily being maximally modally
specic), while processing in prototype mode can be cashed out as more shallow
processing, i.e., involving nodes with relatively less specic information. In both
cases we have more or less deep “vertical downwards” processing of more supercial
features. Those features are included in the node tree that origins in the concept’s root
node.
In PP terms, processing a concept in exemplar mode is processing towards lower-
level (i.e., modally more specic) nodes. The tokening of the concept DOG in exem-
plar mode reaches from the conceptual root node [DOG] down to at least a subordinate
node and potentially (but not necessarily) further to lower-level nodes down to the
sensorimotor periphery. To conceive of a specic dog, e.g., Hasso, as a dog, implies
the activation of the abstract [DOG] node and the subordinated [HASSO] node and
other subordinate nodes, potentially down to specic shapes, colours, odours, etc. So,
a whole node sub-tree from [DOG] might be activated.
To categorize a specic dog exemplar, say Hasso, a hypothesis needs to be gener-
ated that matches as well as possible whatever sensory input I receive. If my dog Fido
is very similar to Hasso, a salient hypothesis is of course that Fido actually is Hasso.
So, the hypothesis that reproduces a memory of Hasso ts well with the bottom-up
Fido input, i.e., it produces a small prediction error in relation to other hypotheses.
Categorization might also happen via a prototype of DOG. If you cannot see Fido
well (because he moves quickly and is far away and could be a cat as well) but hear
loud barks, given that the feature of barking is strongly cue valid (i.e., the probability
that something that barks is a dog is high), there is no need (and it would not be very
economic) to recur to more specic exemplar information. The barking can be imme-
diately explained by the hypothesis DOG and Fido categorized as a dog.
It is important to stress that, in the proposed view, what is an exemplar and what
is a prototype is task-dependent. It might happen that in a task a prototype of some
concept is represented with more detail than an exemplar of that concept in another
task. Consider the following example:9
1) Suppose that a Bach scholar is played a piece of music and asked whether
it is typical of Bach. To answer this question, the scholar may draw upon a
very rich mental representation of the typical features of Bach pieces, which
encodes very specic information about sensorimotor details such as certain
kinds of instrumentation, cadences, melodies, harmonies, ornaments, rhythms
and so on.
2) Now suppose that the scholar is asked whether the Brandenburg Concertos
are a work by Bach. Plausibly, the scholar could answer this question without
drawing on deep, specic, information, close to the sensory periphery.
In task 1), the prototypical representation, say BACHprototype, used by the scholar to
decide whether the piece he is listening to is typical of Bach might perfectly contain
9 I am grateful to an anonymous reviewer for providing various potential counterexamples, including
this one.
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C. Michel
very specic features. The important point is that BACHprototype is relatively more
abstract than the exemplar representation in this task, which is the piece of music, say
BACHexemplar, that she has to classify. In task 2) we deal with a completely dierent
process, again with two representations, say, BACH-WORKS and BANDENBURG-
CONCERTO. The question is whether the latter is an exemplar of the former. Indeed,
to answer this, one only needs to know that the Brandenburg Concertos are works by
Bach (the former is an instance of the latter category). What is needed is that BACH-
WORKS is a relatively more abstract representation than BANDENBURG-CON-
CERTO, and that is sucient for the latter to be an exemplar of the former. According
to the PP model, this is the case if, for instance, BANDENBURG-CONCERTO is
represented as a child node of BACH-CONCERTOS. Here the exemplar BANDEN-
BURG-CONCERTO from task 2) is much less concrete than BACHprototype from task
1); but that does not undermine the proposed account. What matters is the relative
abstractness of the relevant representations within each task.
Let us turn to the probabilistic element of PP: the nodes making up the PP model
represent whatever they represent in terms of probability distributions. Specically,
a node represents a probability distribution over nodes in the next lower level. For
instance,10 Richard II might be represented as an exemplar of MONARCHS-OF-
ENGLAND because the probability distribution over monarchs encoded in MON-
ARCHS-OF-ENGLAND has at a given moment a sharp spike at the child node
RICHARD II. Being an exemplar does not imply, however, that all lower-level nodes
have sharp distributions. For instance, my probability distribution over the hair color
feature of Richard II must be very spread-out indeed. As already mentioned, often
exemplars are quite schematic (as in the Bach example 2). In the case of a prototype
representation, the probability distribution is more broadly spread. A typical feature
or exemplar is then one with the largest likelihood. For instance, MONARCHS-OF-
ENGLAND might encode a probability distribution over features such that a typical
monarch is one who has the most likely features, i.e., those features with the highest
probabilities.
Note that in the PP view, there is no explicit “calculation” of similarity formu-
las, which is central to categorization in exemplar and prototype theories (see, e.g.,
Machery 2009 for examples of formulas). Rather, similarity is implicit in the funda-
mental mechanism of the PP model, namely, weighted prediction error minimization.
In weighted prediction error minimization, the top-down prediction and the bottom-
up input at each level are compared, i.e., their “similarity” is determined. This mecha-
nism can model both the more abstract prototype level (by focusing attention on
higher level nodes, i.e., dampening lower-level nodes that represent more details) and
the exemplar level (i.e., lower-level nodes are more error sensitive).
5.1.3 Prototype and exemplar effects
As emphasized already, a theory of concepts aims at accounting for a large body of
behavioral eects observed during conceptual tasks.
10 Thanks to an anonymous reviewer for the example, which helped me to make the point clearer.
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A Hybrid Account of Concepts Within the Predictive Processing…
Prototypes have been motivated by “typicality eects” that could not be explained
by the previously prevailing denitional theory of concepts, according to which con-
cepts are denitions or necessary and sucient properties. A typicality eect arises
when we judge certain objects to be more typical members of a category than others.
For instance, a sparrow - in normal contexts - is judged to be a more typical bird than
an ostrich. In the standard story of prototypes theory, the concept BIRD consists of a
set of properties and a typicality rating for each property. A sparrow would in normal
circumstances be a more typical bird than an ostrich.
Typicality can be accounted for in terms of representations based on probability
distributions through conditional probabilities as they are posited by PP. For instance,
if we know that something is a bird, we expect to a higher degree (in a neutral con-
text) that some instantiation is a sparrow rather than an ostrich. So, a sparrow is a
more typical bird that an ostrich. In PP jargon: when you are asked to mention a
typical bird, your generative model is more likely to “sample” [SPARROW] in the
next lower level in the node tree below [BIRD] than [OSTRICH]. This is expressed
as the following relation between two conditional probabilities p(OSTRICH |
BIRD) < p(SPARROW | BIRD) which are encoded in the PP world model.
The PP model can also provide an account of how exemplar eects work. Take,
for instance, the old item advantage eect: memorized exemplars are more easily cat-
egorized than new ones that are equally typical (e.g., Smith and Minda 1998, 2000).
Those eects could be modelled within the PP framework as follows. For sensory
input like previously encountered and memorized exemplars, the prediction error is
better minimized by using the exemplar rather than a prototype. In the case of “deep
processing” which is characteristic for exemplar processing and where details matter,
the most similar memorized bird exemplar just best “predicts” the target bird you see
in front of you because it causes the least prediction error. The fact that details matter
is cashed out in terms of the higher error sensitivity of lower-level nodes that repre-
sent more specic features. The more specic features, however, are only considered
in the prediction if the brain assigns a high precision estimate to the prediction errors
on the level of those features, i.e., when it considers details to be relevant and reli-
able. In the above example, where a person hears a dog barking in a foggy environ-
ment, details will be suppressed due to the lack of reliability of the sensory input.
Therefore, more abstract prototype representations are used. Barking is a property
with high cue validity.
So, according to the PP model, depending on the relevance and reliability of the
details, exemplar or prototype modes of processing arise. Note that those are not two
strictly dichotomic modes, but a gradation along the abstraction gradient exists. As
mentioned, concepts within the PP model serve to modulate the granularity of predic-
tions. Taking up again the example from Sect. 4.2., it is not ecient when a street is
crossed to predict the exact, maybe pixel-level, details of the event. Rather the event
should be processed on a more aggregated level. For instance, we do not need to
predict the exact shape and colour of the car approaching when we try to cross the
street. It is sucient to conceptualize the scene in larger grain, e.g., that some fast-
moving car is approaching. Exemplar and prototype formats are manifestation of
this context dependent granularity modulation (or choice of abstraction level). Also
note that what format, or more precisely, what level of abstraction is used in each
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C. Michel
task might vary across individuals. For instance, someone who is especially afraid of
sports cars when crossing a street might pay more attention to more detailed features.
Maybe someone is especially afraid of a specic car (because in the past Uncle Tim’s
car has almost hit her, for instance) and, therefore, she mobilizes even more detailed
exemplar information for prediction making.
5.2 Theories
Now I argue that a concept can manifest itself in “theory mode” when the surround-
ing node structure in which the concept is embedded is processed (i.e., processing
in a vertically upwards and horizontal direction from the concept’s root node). I will
rst unpack this proposal by explaining how exactly to understand the notion of
“theory” and how a theory is realized in the PP model. Then I will walk through an
example of how we can account for a classical knowledge eect that motivated the
theory format in the rst place.
5.2.1 What is a “theory” in the theory-theory of concepts?
It is important to point out that theory-theory is far from being a monolithic position.
Discrepancies (or indeterminacies) exist along various dimensions; let me mention
two and make explicit what notion of theory I will assume.
Firstly, there are two ways in which the relation between concepts and theories has
been spelled out (see, e.g., Weiskopf 2011): concepts are constituents of theories or
concepts are miniature theories that store relevant theoretical (i.e., causal, functional,
taxonomic, etc.) knowledge. In the rst case, theories are bodies of beliefs or propo-
sitional structures with concepts as constituents. In a strong version of this view (e.g.,
Carey 1985) concepts are individuated as the roles they play in those theories. In
the second case, concepts are structures that are themselves little theories (e.g., Keil
1989). However, it is not spelled out in detail what this position exactly amount to in
terms of its representational structure. For instance, when Keil says
most concepts are partial theories themselves in that they embody explanations
of the relations between their constituents, of their origins, and of their relations
to other clusters of features. (1989:281)
the question arises as to what exactly the embodiment of those items looks like. If
those items are articulated as beliefs or propositional structures, how is this then dif-
ferent from the concepts-as-constituents view? Even worse, the view seems then to
have the incoherent implication that a concept is both a constituent and a theory of
which it is a constituent. So, it is crucial to spell out how the knowledge items are rep-
resented. The concept-as-constituents view seems not to have this specic problem
because there are two things: some theory and a concept that is a constituent of that
theory. In turn, this view does not capture the intuition that a concept indeed seems to
be some sort of “information package” including a host of theoretical information. In
any case, we have here an unresolved problematic aspect of theory-theory in general
because, as Weiskopf points out (2011), “the empirical evidence taken to support the
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A Hybrid Account of Concepts Within the Predictive Processing…
Theory-Theory does not generally discriminate between them, nor have psycholo-
gists always been careful to mark these distinctions.“
The advantage of the proposed PP account of concepts is, as I will argue later on,
that it spells out a specic representational structure that allows to perfectly make
sense of the idea that a concept can be seen to be both, a miniature theory and a con-
stituent of a theory.
A second aspect where theory-theories vary is the demand regarding the coher-
ence of the encoded knowledge. Kwong (2006) usefully distinguishes two dierent
notions of theory, a literal and a liberal one. A literal theory is analogous to a sci-
entic theory, and cognitive and conceptual development is equivalent to scientic
theory formation and change. Here aspects of causal relationships, coherence, and
systematic structure are stressed. An example of a literal understanding of a theory
notion is Gopnik & Wellman’s (2012) account. According to the authors, a theory
is a coherent structure of abstract representations, analogous to scientic theories
(2012:1086).
On the other hand, in the liberal understanding of theory, as endorsed, for instance,
by Murphy and Medin (1985), the knowledge structure is more exible. When they
say that “…we use theory to mean any of a host of mental ‘explanations,‘ rather
than a complete, organized, scientic account” (1985:426), they allow other, infor-
mal types of knowledge structures, i.e., formats, in a theory. Such formats are, for
example, empirical generalizations (mere correlations of phenomena) or scripts (pro-
cedural knowledge, or a chain of events or acts). Liberal theory theorists put less
demand on the coherence of a body of knowledge. A representational knowledge sys-
tem does not need to exhibit formal consistency and rigor, deductive closure, etc., to
count as a theory. Such features might be desirable and are most probably normative;
however, they are not plausible as a description of how we cognitive-psychologically
store knowledge.
I will endorse the liberal view of theories relevant for concepts because the strict
view seems psychologically implausible (see also Machery 2009:102). The liberal
notion of theory is closely related to the notion of “folk theories.“ A folk theory, or
“intuitive theory” is common sense knowledge about a specic domain, for instance
folk biology or folk psychology (e.g., Gerstenberg and Tenenbaum 2017). The
building of such folk theories is less systematic and conscious than scientic theory
building.
5.2.2 Theories in the PP model
As we have said before, in the proposed PP model, world knowledge is encoded as a
huge network of interconnected prediction units (nodes) on many levels of abstrac-
tion/complexity. In the upper levels we have prediction units that represent complex
situations, contexts, scenes, relations, patterns, patterns of patterns, etc. The lower
levels represent for instance concepts of concrete objects or simple features like
colour, etc.
The PP framework quite naturally accommodates theory-like structures, as the
generative PP model is standardly interpreted as a multilevel causal model (e.g.,
Friston 2010, van Pelt et al. 2016). Nodes that correspond to variables form a proba-
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C. Michel
bilistic network. The model is hierarchical, i.e., the nodes at one level, roughly, cor-
respond to latent variables that are the causes from which the variable in the next
lower level can be derived. However, limiting the relations between the variables to
causal relations makes the model too narrow (see also Sprevak 2021b). A prediction
unit can be more generally interpreted as a prior that constrains the values on lower
levels, i.e., nodes and sub-nodes have a more general form of “predictive relation”,
which can also include part-whole relations or taxonomic relations or object-prop-
erty relations. The reason is that all of those are “predictive” in the sense that in the
same way as causes constrain possible eects, genera constrain possible species, and
wholes constrain possible parts.
In theory mode, so I suggest, it is the connectivity of a concept root node with
higher-level nodes and nodes on similar levels in the total model hierarchy that is
being exploited. In other words, the theory mode of concept processing arises from
horizontal and vertical upwards processing outside the concept node tree, in addition
to vertical downwards processing within the concept node tree below the concept’s
root node. While exemplar and protype processing remain within the structure of
the subordinate nodes of a concept root node, in theory mode, processing expands
upwards to more abstract and laterally into neighbouring concepts units.
One might think that theories are represented in terms of high-level, relatively
abstract, human-interpretable, lexicalized concepts. For instance, a certain edge form
representation in the brain´s visual processing stream is not a concept in the more
traditional and common-sense understanding. Perceptual and conceptual representa-
tions are normally seen as qualitatively distinct.
However, authors proposing the existence of “folk theories” (e.g., Gerstenberg and
Tenenbaum 2017) do not assume representations in symbolic and lexicalized form. A
folk theory of physics, which allows for guessing whether certain tower constructions
are stable, requires complex “sub-symbolic” sensorimotor representations. Similarly,
I have emphasized within the proposed PP view the existence of many ineable,
consciously not accessible, and non-lexicalized nodes on many levels of abstraction
(see also Lake et al. 2017 for a discussion of sub-personal “theories” that are not
lexicalized). Those sub-symbolic nodes are continuous with the symbolic nodes that
correspond to more narrowly understood concepts (e.g., only lexicalized or lexicaliz-
able11 concepts). All the nodes are “concepts” in virtue of them playing the role of
prediction units. They just dier in the degree of abstraction. We could stipulate that
only narrowly conceived concepts form theories. But nothing hangs on this rather
terminological decision. We can consider theories based on narrow concepts to be
“embedded” in the total PP model, which consists of both narrow and inclusively
conceived concepts.
11 A feral child might have the lexicalizable concept WOLF, though it is not lexicalized. In contrast, all
sorts of ineable edge-patterns and shapes are used, e.g., in lower levels of the visual pathway there are
prediction nodes that are not consciously accessible and lexicalizable in any meaningful way.
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A Hybrid Account of Concepts Within the Predictive Processing…
5.2.3 Accounting for knowledge effects
The classical knowledge eect I want to focus on here as an example is reported by
Rips (1989) in his famous pizza experiment. It provides evidence that sometimes
we classify some A to be a B, rather than a C, even if A is more similar to C. Rips
asked participants to imagine a circular object of three inches and asked whether it
was more similar to a quarter or a pizza. The dominant answer was that it was more
similar to a coin (because of its small size). Then the participants were asked whether
it is more likely a pizza or a quarter. The dominant answer was that it was more likely
a pizza (because quarters have uniform sizes, while pizza sizes might vary). Here we
do not categorize in terms of similarity but rather based on more extended knowl-
edge, e.g., of the manufacturing process of pizzas and quarters from which we can
infer their possible variability in size.
Let us now account for the pizza experiment by the PP model. The concept for-
mats involved - prototypes/ exemplars versus theory-like common-sense knowledge
- seem to be primed by the task. In the rst task, the subjects are explicitly being
asked to make a similarity judgement while the second task evokes a judgement
about the causal chain that brought about each object (pizza versus quarter).
Such causal knowledge is encoded in the PP model as specic experiences but
also more abstract generalizations that one might have, which also involve other
concepts like PIZZA BAKER, PIZZA OVEN, DOUGH, etc. from experiences with
how pizzas are made (see Fig. 1). Hence the concept PIZZA is being processed by
carrying out inferences with concept units outside the information package PIZZA
itself. A more abstract node in the PP model might be a concept unit representing a
complex schema PIZZA-BAKING_SCHEMA which is a sub-domain of common-
sense knowledge about baking represented by BAKING-SCHEMA. PIZZA-BAK-
ING_SCHEMA might have sub-nodes that are part of the knowledge about pizza
baking, let us say AGENT-FORMS-DOUGH_SCHEMA and HEAT-DOUGH-TO-
END-PRODUCT_SCHEMA.12 AGENT-FORMS-DOUGH_SCHEMA again con-
tains sub-nodes that contain information about how an agent forms the dough, etc.
From that knowledge one can infer that it is easy to make, for instance, a pizza that is
smaller than usual, simply by applying the same pizza forming process to a reduced
quantity of dough. This reduced quantity is possible as the pizza baker is free to
choose the quantity she wishes.
Similarly, quarter, might be a node subordinate to a more abstract node corre-
sponding to some frame concept unit, which links quarter in such a way as to encode
common-sense knowledge about the role and production of coins. From that knowl-
edge one can infer that it is very unlikely that a coin has the size of the target object.
The agents intervening in the coin producing process do not normally have the “free-
dom” to alter the size of a coin ad hoc.
12 Here PIZZA-BAKING_SCHEMA could be a concept that encodes a script, i.e., a sequence of actions.
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C. Michel
Taking this way of processing the concept structure, the inference is being made
that a pizza can easily have dierent sizes, while coins do not. Therefore, the target
object is more likely to be a pizza13.
5.2.4 Are concepts then theories or constituents of theories?
With this approach of the theory format in hand, we can now briey revisit the ques-
tion discussed in Sect. 5.2.1., namely whether a concept (in its theory format) is a
theory or a constituent of a theory. It is easy to see that the dispute now looks merely
verbal. A concept can be both. A concept, say APPLE, can appear to be a theory
when connected nodes are processed that represent theoretically relevant informa-
tion (i.e., when it is processed in theory mode). But APPLE can also appear to be a
“constituent” of some (other) theory, namely when at least the root-node of APPLE
is processed as part of the processing in theory mode of some (other) concept, for
instance, FRUIT or NUTRITION.
5.3 The functional integration of exemplars/prototypes and theories
One might object that exemplars/prototypes and theories do not seem to have the
same status in the concept’s information package. There are three properties that
prototype and exemplar processing share but that are absent from theory processing.
Firstly, prototype and exemplar processing involve nodes of the sub-network of the
13 Given that the PP approach has commitments on the level of neural implementation, at least in principle,
there is an avenue for empirical verication/falsication of the model. Admittedly, the current state of the
art in brain imaging techniques does not yet provide a sucient level of temporal and spatial resolution to
map out concepts and neural structures in the required way.
Fig. 1 A schematic toy example of a concept unit network for the concept PIZZA and modes of processing
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A Hybrid Account of Concepts Within the Predictive Processing…
concept’s root node, while at least some nodes corresponding to theory processing lie
outside this sub-network. Secondly, we have also seen that the distinction between
exemplars and prototypes is a relative aair, but nothing similar has been said for
the theory format. Finally, exemplars and prototypes are closely associated with the
notion of similarity, which is not (at least not obviously) the case for theoretical
knowledge.
Despite those dierences, all three formats should be seen as deeply functionally
integrated in the form of a prediction device. To better understand why theoretical
information is also integrated with exemplar and prototype information of a given
concept, note that - from a neuro-anatomical point of view - the main dierence
is that processing theoretical information involves nodes on a level higher than (or
the same level as) the concept’s root-node, while prototype/exemplar information
involves nodes at a relatively lower-level. In both cases, however, the concept’s
root node is involved and connected to those nodes, and the general structure and
processing principles are the same in the whole hierarchy. The specic connectivity
implements a layered structure of conditional probabilistic dependencies among the
nodes on dierent levels. It is this informational dependency dynamics which then
integrates the higher and lower-level nodes connected to a given root-node into a
functional whole. Let me work this out in further detail.
Remember that a PP model is a generative model with latent variables represented
as nodes that “explain” (or “generate”, or “sample”) features represented by lower-
level nodes. While lower-level nodes correspond to concepts that are “explained” by
some concept in question, higher-level nodes correspond to concepts that “explain”
that lower-level concept. For instance, while APPLE “explains” RED, FRUIT
“explains” APPLE in the sense relevant here. In other words, using the terminology
of generative models, RED is a sampled (a “generated”) feature from the probability
distribution over features represented by APPLE. APPLE, in turn, is sampled with a
relatively high probability from FRUIT, which is a probability distribution over fruit
types.
Plausibly, the body of knowledge associated with some concept includes both
information about what it is caused/explained by and what it is a cause/explanation
for. In this sense, exemplars/prototypes (with more supercial features) and theoreti-
cal features (representing more abstract causal, taxonomic, mereological, etc. rela-
tions) form a functionally integrated information package. The dierence is only one
of explanatory (or “generative”) direction.
To bring home my point about the tight functional integration of exemplars/proto-
types and theoretical information, it might be useful to refer briey to Bloch-Mullins’
recent work on concepts (e.g., 2018, 2021). There is no space here for a careful
discussion of her account and a detailed comparison, but it is worthwhile pointing to
some deeper commonalities, which suggest some substantial common ground.
Bloch-Mullins (e.g., 2018: 607) observes, quite correctly in my view, that the
problem with the dierent single-format accounts of concepts is not that they are
each on their own unable to cover all of the empirical data from concept research. The
problem is that they do not even have sucient explanatory depth with regards to
the restricted scope of the phenomena they were designed to cover. For instance, she
argues that the similarity judgements involved in exemplar and prototype applica-
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C. Michel
tions cannot be calculated without theoretical (specically causal) knowledge about
how to pick out the relevant dimensions for comparison (pp. 609–614). Theoretical
knowledge, in turn, can’t be applied in categorization without using similarity judge-
ments to determine the relevant range of values that determine the category of a vari-
able guring in a causal relation (pp. 615–621). Normally, the values of the variables
by which those causal relations (used for categorization) are described are not identi-
cal, but only suciently similar to underwrite classication. A second way in which
causal knowledge is relevant in categorization is that the dimensions selected for
similarity judgements might also include causal relations (Bloch-Mullins 2018, pp.
622 and 624; see also Bloch-Mullins 2021:61–62; Hampton 2006:85–86). I suggest
a third way in which similarity intrudes categorization based on causal knowledge:
grasping and applying theoretical knowledge is itself recognizing analogies/similari-
ties to abstract (e.g., causal) patterns, i.e., causal knowledge is stored as patterns that
demand similarity matching.
I am very sympathetic with Bloch-Mullins’ view. In the PP model, the similar-
ity of A and B can be eshed out as A and B being an instance of (being “sampled
from”) some concept node. If there is some C that “generates” A and B, then A and
B are similar with respect to the features that C encodes. But this idea is transferable
to theoretical (i.e., causal, taxonomic, mereological, etc.) features. To see this, let
us take one of the examples that motivated the theory format of concepts, namely
deep “essences” of living creatures (e.g., Medin & Ortony, 1989; Gelman, 2004).
For example, assume that HORSE-A and HORSE-B are representations of horse
exemplars in virtue of being sampled by some HORSE-ESSENCE which represents
the horse essence that “generates” horses. Our folk-biology might be represented
minimally as the knowledge that animals have hidden essences that are responsible
for (i.e., cause) the existence of certain animal types. In the PP model, this knowledge
is captured by some abstract high-level prediction unit that encodes the very general
concept of ANIMAL-ESSENCE as part of some animal folk-theory. There are lower-
level child nodes of [ANIMAL-ESSENCE] that correspond to more specic essences
like HORSE-ESSENCE, DOG-ESSENCE, etc. Those in turn sample (or “generate”)
concrete exemplars of the corresponding species, e.g., FIDO (the dog).
The advantage of the PP approach is, as previously pointed out, that similarity
calculations are not based on algorithms over an explicit list of features but are the
implicit result of holistic prediction error minimization. What is then instantiated as
being similar to what depends heavily on the “context” which includes background
knowledge, goals, foils under consideration, etc., all of which are represented by
other prediction units in the network. PP captures well this highly context dependent
dynamics of similarity calculations. Similarity judgements emerge holistically from
all of the relevant available information in the PP model.
5.4 In which sense does the PP model refine the coactivation hybrid account?
Let us get back to the end of Sect. 2 where I pointed out two possible improvements
to the coactivation account: spelling out more concretely what functional integration
amounts to and providing constraints for “admissible” formats. Let us revisit each of
them in the light of the proposal just developed.
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A Hybrid Account of Concepts Within the Predictive Processing…
First, there is a more specic notion of functional integration that emerges from
the PP model. The whole coactivation package of a concept serves as a context-
sensitive prediction device for the category represented by the concept. A coactiva-
tion package, we have seen, consists of a root-node and the depending sub-network
of lower-level nodes. The root-node is the result of abstraction and convolution of
lower-level nodes, therefore in a sense it is closely connected to (i.e., it “contains”
information of) all sub-nodes. Those subordinate nodes correspond to exemplar and
prototypical information. Furthermore, as this package is integrated into the whole
overall model, it has external connections to other lateral and higher-level nodes.
Those nodes correspond to more theoretical and abstract knowledge associated
with the concept, namely causal, taxonomic, mereological, etc., information that
“explains” the concept.
Processing in the PP model is holistic, so all of the nodes are interlocked and have
an inuence on the overall state of the information package associated with the con-
cept, i.e., on which other nodes are selected, and which are not.
With the PP model, an account of the context sensitive modulation of the subparts
of a coactivation package comes for free because it is a core feature of the general
PP framework. It can be put to work to select the processing depth and direction that
determine the appearance of the concept formats.
Secondly, the PP model provides constraints for possible formats, namely those
imposed by the PP architecture. One needs to be able to derive the format from the
representational resources provided by PP. We have seen that we can derive the three
generally accepted, classical formats: exemplars, prototypes, and theories. An inter-
esting next step - that needs to be carried out elsewhere, however - would be to
explore whether other candidate formats like denitions, scripts or ideals could be
derived from, or are consistent with, the proposed PP model.
6 Conclusions
This paper has attempted to put forward a cognitive-computational model of hybrid
concepts within the Predictive Processing framework. In the view proposed here,
formats are - contrary to most other hybrid accounts - not to be understood as com-
ponents of a concept. Rather, formats correspond to dierent directions and depths of
processing of the same concept structure.
The model aims to further develop and improve Vicente & Martínez Manrique’s
hybrid account with regard to two aspects. Firstly, it spells out what “functional inte-
gration” of the formats more specically amounts to. Functional integration is nec-
essary for a genuine hybrid account. Formats are functionally integrated in the PP
model because they arise as optimal (i.e., prediction error minimizing) ways of pro-
cessing a unied representational structure. Critical for the functional integration is
the context-sensitive selection of subparts of the structure (which then appear as dif-
ferent formats). Such a format selection mechanism comes for free in the PP model.
Secondly, the proposed model provides constraints for possible formats because it
supplies more detail about how concepts are represented and processed in the mind,
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C. Michel
providing more specic computational, algorithmic and implementational level
commitments.
Acknowledgements I would like to thank Mark Sprevak and three anonymous reviewers for their very
useful comments.
Funding and Competing interests The author has no relevant nancial or non-nancial interests to
disclose.
Open Access This article is licensed under a Creative Commons Attribution 4.0 International License,
which permits use, sharing, adaptation, distribution and reproduction in any medium or format, as long
as you give appropriate credit to the original author(s) and the source, provide a link to the Creative
Commons licence, and indicate if changes were made. The images or other third party material in this
article are included in the article’s Creative Commons licence, unless indicated otherwise in a credit line
to the material. If material is not included in the article’s Creative Commons licence and your intended use
is not permitted by statutory regulation or exceeds the permitted use, you will need to obtain permission
directly from the copyright holder. To view a copy of this licence, visit http://creativecommons.org/
licenses/by/4.0/.
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Conceptual knowledge is central to cognition. Previous neuroimaging research indicates that conceptual processing involves both modality-specific perceptual-motor areas and multimodal convergence zones. For example, our previous functional magnetic resonance imaging (fMRI) study revealed that both modality-specific and multimodal regions respond to sound and action features of concepts in a task-dependent fashion (Kuhnke P, Kiefer M, Hartwigsen G. 2020b. Task-dependent recruitment of modality-specific and multimodal regions during conceptual processing. Cereb Cortex. 30:3938-3959.). However, it remains unknown whether and how modality-specific and multimodal areas interact during conceptual tasks. Here, we asked 1) whether multimodal and modality-specific areas are functionally coupled during conceptual processing, 2) whether their coupling depends on the task, 3) whether information flows top-down, bottom-up or both, and 4) whether their coupling is behaviorally relevant. We combined psychophysiological interaction analyses with dynamic causal modeling on the fMRI data of our previous study. We found that functional coupling between multimodal and modality-specific areas strongly depended on the task, involved both top-down and bottom-up information flow, and predicted conceptually guided behavior. Notably, we also found coupling between different modality-specific areas and between different multimodal areas. These results suggest that functional coupling in the conceptual system is extensive, reciprocal, task-dependent, and behaviorally relevant. We propose a new model of the conceptual system that incorporates task-dependent functional interactions between modality-specific and multimodal areas.
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