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Participation in the administration of elections and perceptions of electoral integrity

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Abstract

In recent years, election administration has become a subject of intensified debates, raising questions of how to organize elections to ensure electoral integrity. One question concerns who should serve as members of polling station boards, administer election day proceedings, and participate in the vote count. Different models co-exist in modern democracies, with some countries – among them Austria – actively involving the political parties in the election administration. Against this background, this paper examines perceptions of electoral integrity among Austrian poll workers and citizens using data from an original survey of poll workers and survey data of the voting population. The results show that poll workers have greater confidence in the election administration than regular voters but are equally or more skeptical regarding other aspects of electoral integrity. Also, their partisan background shapes perceptions of electoral integrity. To conclude, we discuss the benefits and limitations of the ‘party model’ for poll worker recruitment.

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... Research in political science has not paid much attention to the topic of poll workers' evaluations of elections, which is surprising, because elections are the most important part of the democratic process. Most of the existing literature about poll workers' experiences of elections has focused on the USA (e.g., Atkeson et al. 2014; Suttmann-Lea 2020), on Great Britain to some extent (Clark and James 2017;James and Clark 2020), and on a few other countries, for example Austria (Partheymüeller et al. 2022). 1 Several previous studies in the research field have focused on rules relating to identification, such as identification requirements for voters, and on voters' evaluations of poll workers. For example, Atkeson et al. (2014) use data from a post-election survey of randomly selected New Mexico poll workers when they investigate why poll workers asked voters for photo identification in the November 2008 election. ...
... A previous study (Partheymüeller et al. 2022) has shown that poll workers and voters rate election administration and electoral integrity differently. This study focuses only on poll workers' evaluations of elections, and voters' views are not considered, which could be seen as a limitation. ...
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... That is, a presidential election could be different from the parliamentary or gubernatorial election. In these views, the political behavior of the people determines the voting pattern of each election in the country Partheymuller et al. (2022). In Nigeria, as a case study in Africa, political participation has been very high since the inauguration of democracy in 1999. ...
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This article investigates the electoral administration in Nigeria, focusing on conflicts and problems in the Fourth Republic. Nigeria’s transition to democracy in 1999 involved the crucial role of the Independent National Electoral Commission (INEC). The study aims to highlight that both international and local electoral observers have reported deficiencies in the initial elections conducted by INEC, which have had negative impacts on democracy in Nigeria. Additionally, the article discusses how an incumbent political party may collaborate with INEC to manipulate election results in their favor. Consequently, INEC has faced accusations from opposition parties after announcing electoral outcomes. The article argues that INEC has not maintained political independence in managing elections in Nigeria and suggests that INEC should be more powerful than the incumbent government. The study utilized qualitative and primary documents as its research methods.
... Moreover, while moral reasoning and integrity, shaped by ethical culture, are known to prevent fraud, there is a need to investigate how values-based training can be optimised to alter perspectives on misconduct effectively (Khusnah & Soewarno, 2022). Furthermore, Partisanship's influence on poll workers' integrity perceptions, despite their higher election confidence compared to voters, indicates a research gap in how recruitment models can mitigate the impact of partisanship on the integrity of electoral processes (Partheymueller et al., 2022). ...
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... Basically, there are three kinds of general election objectives: enabling the transition of government in a safe and orderly manner, exercising people's sovereignty, and exercising the rights of citizens. General election is a democratic process that is held periodically to produce representatives of the people or leaders who can voice the interests of the people, maintain national stability, and create a legitimate and democratic government [1]. ...
... Relatedly, people with stronger antimedia populist attitudes are more susceptible to alternative information sources, which are said to produce popular political mythologies and are often associated with domestic or foreign actors' strategies to undermine institutional legitimacy and to destabilize elections (Bennett and Livingston, 2018). As a result, even in objectively fair elections, the deep-seated distrust towards the established system, including both the political elites and news media, means that citizens with populist attitudes are less likely to believe in the fairness of elections due to electoral fraud or other flaws (Edelson et al., 2017;Partheymueller et al., 2022). Hence, we expect that people with stronger populist attitudes are more likely to perceive a lower level of election fairness at the European election level (Hypothesis 4). ...
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... Democracy, in this sense, is referred to as representational. It can be "democratic" to some extent because it is founded on the two tenets above of equality for all (one person, one vote) and the right to some measure of personal autonomy for every person (Partheymüller et al., 2022). ...
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... While previous research has acknowledged the role of institutional characteristics (Birch, 2008) and party identification (Beaulieu, 2014;Cantú and García-Ponce, 2015) in shaping citizens' assessment of elections, less attention has been paid to ways in which personal experiences at the voting booth might be correlated with perceptions of electoral integrity. To bridge this gap, we build upon recent research comparing poll workers to the general population (Partheymueller et al., 2022) and examine how differences in citizens' exposure to electoral integrity issues and the administration of electoral processes might be linked to their perceptions of electoral fairness. Therefore, our analysis focuses on the following research questions. ...
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Trust in the integrity of the electoral process is essential for a functioning democracy. However, doubts about the legitimacy of electoral processes have increased in established and emerging democracies. We analyzed electoral integrity perceptions and related variables across 26 elections and 18 countries using post-election surveys conducted between 2004 and 2021 as part of the Comparative National Elections Project. We found that citizens' experiences of electoral integrity failures, such as bribery and intimidation, are crucial in shaping their perceptions of electoral integrity. Additionally, we found that autonomous electoral offices have little effect on citizens' perceptions of integrity and freedom in the electoral process. Finally, electoral integrity perceptions significantly impact attitudes towards democracy. Our results emphasize the importance of well-functioning electoral processes and institutions in upholding the legitimacy of democracies.
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... A free and fair election highlights the indicators of a healthy practice of democracy in a country. Citizens of an organisation or nation show their support or opposition to the policies and operations of the government through these elections [1,2]. In our country, elections are held every 4-5 years, and sometimes, these occur in different phases for different States [3]. ...
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In this paper, an end-to-end secure, anonymous, anti-quantum, tamper-resistant e-voting system has been proposed using blockchain-based decentralized architecture. The available key generation and key exchange algorithms have been analyzed based on different parameters. Currently, almost all models are prone to quantum type of attacks. The proposed methodology implements the concepts of quantum cryptography, thus preventing these types of attacks. After the registration and authentication phases, voters cast votes which are then encrypted using Elliptical Curve-Diffie–Hellman key agreement protocol. Smart contracts and some libraries are used for automating the execution. These contracts are deployed over Polygon network that uses a modified proof-of-stake consensus mechanism. Polygon has the ability to process the transactions at a faster rate and also has lower transaction fees compared to Ethereum. InterPlanetary File system (IPFS) which is a more reliable and decentralized alternative to cloud storage system has been used. It also provides security benefits and makes it impossible for the third party to access the voting information.
... La integridad electoral es un concepto multidimensional que se refiere a gran variedad de aspectos a lo largo del ciclo electoral, como las leyes y procedimientos electorales, el proceso de votación, el conteo de votos y la declaración de resultados (Várnagy y Ilonszki, 2017). La percepción que la ciudadanía tenga sobre la existencia y garantía de dicha integridad afecta su disposición a participar en los procesos de elección popular (Partheymüller et al., 2022;Stockemer, 2018). La transparencia, como atributo de la integridad, conlleva la exigencia de realizar seguimiento al proceso electoral, incluyendo el control de las herramientas tecnológicas en la fase de escrutinio y la auditoría del software empleado por los organismos encargados de la gestión del proceso electoral (Zhang et al., 2021). ...
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... 348-349). Previous studies have focused on assessments by independent election observers (Hyde, 2011;Roussias and Ruiz-Rufino, 2018), electoral officials and practitioners (Garnett and James, 2021), election agents of political candidates (Fisher and Sällberg, 2020), poll workers (Partheymüller et al., 2022), country experts Martínez i Coma and van Ham, 2015), and ordinary citizens (Birch, 2008;Bowler et al., 2015;Coffé, 2017;Garnett, 2019;Schnaudt, 2023a). While these studies have made substantial headway in illuminating our understanding concerning the quality of elections as well as the causes and consequences of electoral-integrity beliefs, they have thus far completely neglected the perspective and perceptions of political elites (for a notable exception, see Rosas, 2010). 2 In light of recent developments in many advanced democracies, with political elites increasingly relying on rhetoric that questions the fairness and integrity of democratic elections (Norris et al., 2020;Schmitt-Beck and Faas, 2021;Fogarty et al., 2022), this omission in the scholarly debate is not only inimical to an encompassing understanding of electoral integrity as such. ...
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This article offers the beginnings of a methodology for assessing the quality of a national election, its freeness, fairness and administrative efficacy. The historical lack of a comprehensive framework of analysis has compelled election observers to make pronouncements on the basis of incomplete evidence, usually gathered on the day of the vote and count. It has allowed international observation missions to ‘call’ the results of elections on the basis of political expediency rather than the facts of the case. The intent in this article is not to offer a foolproof method for categorizing election quality but rather to lay out a framework which we believe is more comprehensive and meaningful than anything that has come before. To illustrate its workings the article scores six multi-party elections: two in established democracies – Australia and Denmark 2001– and four in fledgling democracies – South Africa 1994 and 2004, East Timor 2001 and Zimbabwe 2002. The framework outlined here will make it possible to identify patterns of success and failure in the fairness of elections. It should enable all kinds of observers from academics and election administrators to election observers to spotlight the weak areas of election administration, where a government might then choose to focus its efforts to improve the quality of subsequent elections.
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The integrity of the electoral process is vitally important for the delivery of democracy. However, there is an ongoing debate about how the integrity of elections can be measured. This article makes the theoretical and normative case for the use of practitioner knowledge. Unlike public and expert perceptions, electoral officials have unique practice-based, experiential, tacit knowledge about the conduct of elections, and more insights about the technical aspects of administration of which the public and even experts may be unaware. The article presents results from the first ever cross-national datasets based on a survey of electoral officials in 31 countries. Practitioner assessments are then compared to expert and public assessments, the traditional methods for assessing electoral integrity, and are found to be a reliable measure of electoral integrity. Analysis also shows that gender does shape practitioner assessments, suggesting that some electoral malpractices might be gendered in nature. Job satisfaction is also significant, which suggests that it should be controlled for in future studies. Overall, this study is significant for identifying the utility of a new method for assessing electoral integrity and provides important lessons for how they should be surveyed in the future.
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Contemporary research on electoral integrity has focused on the functioning, evaluation, and legitimacy of electoral processes in emerging democracies. By contrast, this study investigates whether a failed election in a well-established democracy can affect individuals' evaluations of the electoral management body, the Election Authority, and whether those evaluations affect satisfaction with democracy. Using the case of a Swedish regional election in 2010 that had to be rerun due to procedural mistakes in the vote handling, we found that, in the short term, individuals’ confidence in the Election Authority was reduced after it was announced that the election had to be rerun because of the mistakes. Subsequently, this decreased confidence was strongly associated with less satisfaction with democracy at the regional and national level. As good news for the authority, after a successful rerun election, confidence rebounded to the levels prior to the failed election.
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When political leaders are chosen by democratic means, the electoral process supposedly legitimates their authority, whatever the outcome. Nonetheless, disliked democratic outcomes may result instead in denigration of the electoral process. If positive reactions to winning and negative reactions to losing ultimately balance one another out, then perceived electoral integrity should remain roughly constant in a highly competitive political environment such as the United States. However, little is known about the symmetry or duration of these effects. Using panel data spanning more than nine years, we examine individual perceptions of electoral integrity across three American presidential election cycles. Our conclusions suggest that the effects of winning versus losing are not symmetric. Moreover, effects on people’s perceptions of electoral integrity are surprisingly persistent over time. We find that repeated losing has especially important long-term consequences for how citizens view elections.
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This article addresses a critical gap in the literature on winner–loser effects that consists of the lack of attention for highly contentious constitutional referenda. It uses unique multi-wave panel data of over 13,000 people that is unrivalled in size and richness. We estimate causal effects of the referendum on rarely studied but crucial public perceptions of the fairness of the way a referendum is conducted. These perceptions pertain to the highly contentious 2016 European Union (Brexit) referendum in the United Kingdom, which is an ideal-type example of a wider class of referenda for which similar outcomes can be expected. We use difference-in-differences methods and find winner–loser effects of a magnitude far greater than ever observed for general elections. Moreover, we find that these effects not only persist, but even grow over time. The findings have profound implications for the use of such referenda.
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Electoral integrity is a persistent concern in both established and transitional democracies. Independent Electoral Management Bodies (EMBs) have been championed as a key institutional reform measure to strengthen electoral integrity and are now the most common model of electoral management worldwide. Yet, empirical research has found conflicting evidence on the link between formal EMB independence and electoral integrity. We argue that conflicting findings might be driven by the lack of detailed data on EMB institutional design, with most studies using rudimentary classifications of ‘independent’, ‘governmental’ and ‘mixed’ EMBs, without addressing specific dimensions of EMB formal independence such as appointment procedures, budgetary control and formal competences. In this paper we analyse new detailed data on EMB institutional design in 72 countries around the world, develop a more detailed typology of dimensions of de jure EMB independence, and demonstrate how de jure EMB independence affects de facto EMB independence and electoral integrity.
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This concluding article begins by considering the reasons behind the growing demand for policy-relevant comparative research into the institutional structures and processes of electoral management. It then outlines the theoretical framework used in this special issue – distinguishing the structure, capacities, and ethos of electoral management – and summarizes the key insights arising from the evidence. Research on electoral management is expanding, nevertheless it suffers from several major challenges, including the difficulties of isolating aid effectiveness in this sector and of determining the impact of electoral management on broader indicators of democratic performance. This constitutes the future research agenda.
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Polls report that, contrary to the evidence, one quarter of Americans believe that millions of illegal votes were cast in the 2016 elections. What explains these types of beliefs? This article tests the predictors of public evaluations of electoral integrity in the 2016 American Presidential election, as measured by judgements about the fairness of the voting processes in the 2016 American National Election Study. We demonstrate that conspiratorial beliefs and populist values contribute towards citizens’ electoral mistrust. The results suggest that the paranoid style of American politics is alive and well in contemporary US elections.
Chapter
Electoral malpractices are commonly thought to occur in polling stations. This chapter makes the normative case for electoral management bodies (EMBs) around the world routinely using poll worker surveys. These surveys provide concrete sources of information about the extent and nature of any problems in the electoral process. Accusations by partisan actors can therefore be readily tested and challenged. Poll worker surveys can therefore increase the transparency of EMBs and the electoral process. They also increase opportunities for evidence based policy making in electoral management. Their usefulness is demonstrated through the first-ever non-US poll worker survey which was undertaken in Britain at the 2015 general election. This survey (n = 1,321) contradicted the existing literature on electoral administration in Britain in a number of ways.
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The organisation of the electoral counting process is a complex task that, in Germany, is delegated to local authorities. This article presents novel data from a representative survey of local communities in North Rhine-Westphalia, Germany’s most populous state, to describe and to explain the variation of the ways in which the electoral count for major elections is organised. The findings are: (1) local communities differ greatly in the ways they recruit poll workers for election day and in the ways the counting teams are composed; (2) the inclusion of parties in the recruitment of poll workers, the only main prescription in the legal framework, is not heeded by one third of all local communities, and (3) most importantly, actual election results such as the proportion of invalid votes systematically and widely co-vary with the ways in which local authorities organise the counting process – a pattern that should not exist. This article discusses the implications of these patterns for the electoral integrity of Germany during the electoral administration process.
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Citizen confidence in elections remains a salient topic when discussing democracy and representation. While scholars have argued that voter experiences affect satisfaction, confidence, and trust more broadly, often absent from this conversation is the unique role that poll workers play in shaping citizen confidence. For racial and ethnic minorities, descriptive representation in public institutions has a positive effect on trust in administrative procedures. However, the relationship between descriptive representation and confidence in local election administration has received limited attention. Utilizing the Survey of the Performance of American Elections (SPAE), we investigate the influence of poll workers on citizen confidence in local election operations. Specifically, we focus on the relationship between citizen interaction with racially/ethnically congruent poll workers and trust in American elections for African American and Hispanic voters. Findings indicate that for African American and Hispanic voters, in-person interaction with a poll worker of the same race/ethnicity increases general confidence in election administration.
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Today a general mood of pessimism surrounds Western efforts to strengthen elections and democracy abroad. If elections are often deeply flawed or even broken in many countries around the world, can anything be done to fix them? To counter the prevailing ethos, Pippa Norris presents new evidence for why programs of international electoral assistance work. She evaluates the effectiveness of several practical remedies, including efforts designed to reform electoral laws, strengthen women’s representation, build effective electoral management bodies, promote balanced campaign communications, regulate political money, and improve voter registration. Pippa Norris argues that it would be a tragedy to undermine progress by withdrawing from international engagement. Instead, the international community needs to learn the lessons of what works best to strengthen electoral integrity, to focus activities and resources upon the most effective programs, and to innovate after a quarter century of efforts to strengthen electoral integrity.
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Belief in electoral fraud has received heightened attention due to elite rhetoric and controversial voter identification (ID) laws. Using a two-wave national survey administered before and after the 2012 election, we examine the individuallevel correlates of belief in a range of election-related conspiracy theories. Our data show that partisanship affects the timing and content of belief in election-related conspiracy theories, but a general disposition toward conspiratorial thinking strongly influences those beliefs. Support for voter ID laws, in contrast, appears to be driven largely by party identification through elite-mass linkages. Our analysis suggests that belief in election fraud is a common and predictable consequence of both underlying conspiratorial thinking and motivated partisan reasoning.
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The development of a neutral, professional bureaucracy has been a profound concern for emerging democracies. International and domestic actors have expended significant resources to encourage the development of the rule of law, yet many postcommunist societies remain mired in corruption. When corrupt behaviors are integrated with a core function of democratic states, such as the implementation of free and fair elections, the implications of failures to professionalize bureaucrats are enhanced. This article empirically evaluates how professionalization and corruption interact in election administration, using unique survey data from Ukraine. We assess the results of pre- and postelection surveys of administrators conducted across Ukraine during the 2014 parliamentary elections. Our results suggest that aspects of a professionalized bureaucracy coexist with corruption and that mitigating incentives for state capture is a major challenge for democratization.
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The 2016 Austrian presidential election was remarkably different than the previous ones in the history of the country characterized by its stable political system. Not only did it open the role of president in Austria to debate, but it also sidelined the two political parties that had dominated Austrian politics since World War II. Alexander Van der Bellen won the election with one of the closest margins in recent history. This article argues that the election divided the country in more than one way. Besides the near 50–50 divide between the candidates, the results show that it generated important dynamics in territorial politics as well, notably in the states and cities of Austria. These results point towards a party system transformation in Austrian politics.
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Much discussion of electoral integrity focusses on new democracies. This paper explores the determinants of electoral integrity in a major established democracy in order to begin to identify drivers of electoral integrity for comparative scholars to exploit further. It does so through a novel measure of electoral administration in Britain which is brought together with comprehensive data on spending on electoral administration, whether concurrent elections were being held, size of electorate, number of constituencies administered, type of administration overseeing local electoral administration, and various socio-economic measures. The results establish a range of relationships to electoral integrity which will inform subsequent debates on election quality in other democracies, whether advanced or otherwise. In particular, the findings point to the importance of administrative resources in delivering electoral integrity in advanced democracies.
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In competitive and contested democratic elections, ensuring integrity is critical. Evaluating Elections shows why systematic analysis and reporting of election performance are important and how data-driven performance management can be used by election officials to improve elections. The authors outline how performance management systems can function in elections and their benefits for voters, candidates, and political parties. Journalists, election administrators, and even candidates all often ask whether recent elections were run well, whether there were problems in the administration of a particular state’s elections, and how well elections were run across the country. The authors explain that such questions are difficult to answer because of the complexity of election administration and because there is currently no standard or accepted framework to assess the general quality of an election. © R. Michael Alvarez, Lonna Rae Atkeson, and Thad E. Hall 2013.
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Social capital is the web of cooperative relationships between citizens that facilitates resolution of collection action problems (Coleman 1990; Putnam 1993). Although normally conceived as a property of communities, the reciprocal relationship between community involvement and trust in others is a demonstration of social capital in individual behavior and attitudes. Variation in social capital can be explained by citizens' psychological involvement with their communities, cognitive abilities, economic resources, and general life satisfaction. This variation affects citizens' confidence in national institutions, beyond specific controls for measures of actual performance. We analyze the pooled General Social Surveys from 1972 to 1994 in a latent variables framework incorporating aggregate contextual data. Civic engagement and interpersonal trust are in a tight reciprocal relationship, where the connection is stronger from participation to interpersonal trust, rather than the reverse.
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According to a popular version of social capital theory, civic engagement should produce generalized trust among citizens. We put this theory to the test by examining the causal connection between civic engagement and generalized trust using multiple methods and multiple (prospective) panel datasets. We found participants to be more trusting. This was mostly likely caused by selection effects: the causal effects of civic engagement on trust were very small or nonsignificant. In the cases where small causal effects were found, they turned out not to last. We found no differences across types of organizations and only minor variations across countries.
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A rapidly-growing research agenda shared by scholars and applied policy analysts is beginning to explore three questions: when do elections meet standards of electoral integrity? When do they fail to do so? And what can be done to mitigate these problems? To address these issues, Part 1 in this paper outlines the concept of electoral integrity, proposing a comprehensive and broad definition founded upon global norms and international conventions. Part 2 argues that several sub-fields contribute towards the study of electoral integrity, although commonly fragmented at present, including (i) public sector management; (ii) political culture; (iii) comparative institutions; and (iv) security studies. The emerging research agenda focused on electoral integrity, cutting across these conventional disciplinary boundaries, is characterized by its problem-oriented focus and global comparative framework, as well as by its use of pluralistic methods and analytical techniques. Part 3 outlines the contribution of papers in this symposium. The conclusion summarizes the key features of this new research agenda studying electoral integrity.
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Concerns about electoral malpractice have been raised in many democracies in recent years because of errors made in the administration of elections by local election officials (LEOs). This article argues that adopting appropriate policy instruments to manage LEOs is an under-explored method for improving election administration and reducing electoral malpractice. The article provides a case study of the use of performance benchmarking schemes in the UK 2008–2010. Semi-structured interviews were undertaken with 74 LEOs from 41 organisations subject to newly devised performance indicators. The research demonstrates that performance benchmarking can encourage learning amongst local electoral officials and strengthen central control over them.
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Human beings are consummate rationalizers, but rarely are we rational. Controlled deliberation is a bobbing cork on the currents of unconscious information processing, but we have always the illusion of standing at the helm. This book presents a theory of the architecture and mechanisms that determine when, how, and why unconscious thoughts, the coloration of feelings, the plausibility of goals, and the force of behavioral dispositions change moment-by-moment in response to “priming” events that spontaneously link changes in the environment to changes in beliefs, attitudes, and behavior. Far from the consciously directed decision-making assumed by conventional models, political behavior is the result of innumerable unnoticed forces, with conscious deliberation little more than a rationalization of the outputs of automatic feelings and inclinations.
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This article outlines the logic and consequences of the classical theory of electoral governance. By empowering the executive with the administration of elections and the legislature with the certification of the vote tally, the theory expected elected officials to generate widely acceptable election results. This article argues that the classical theory breaks down when the same party controls the executive and the legislature. Developments in several presidential systems offer tentative support for its central hypothesis. Only when parties delegated election governance to an autonomous court system did election conflicts stop promoting political instability. Comparisons between us and Latin American separation of power systems also suggest that political developments in North and South America are much more similar than commonly assumed.
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It is often assumed that the institutional organization of electoral management bodies (EMB) has an impact on the credibility of elections, but this proposition has been difficult to verify empirically. I examine whether the degree of autonomy from the political process of EMB administrators affects attitudes towards elections among citizens and legislators by analyzing mass and elite surveys across Latin America. I conclude that levels of confidence in the electoral process among political elites are higher in countries with politically autonomous EMBs, but this effect is muted in the analysis of citizen attitudes. This association holds after controlling for individual-level determinants of trust in elections and for other relevant country-level predictors in multilevel statistical models.
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Previous research has established a link between turnout and the extent to which voters are faced with a “meaningful” partisan choice in elections; this study extends the logic of this argument to perceptions of the “meaningfulness” of electoral conduct. It hypothesizes that perceptions of electoral integrity are positively related to turnout. The empirical analysis to test this hypothesis is based on aggregate-level data from 31 countries, combined with survey results from Module 1 of the Comparative Study of Electoral Systems survey project, which includes new and established democracies. Multilevel modeling is employed to control for a variety of individual- and election-level variables that have been found in previous research to influence turnout. The results of the analysis show that perceptions of electoral integrity are indeed positively associated with propensity to vote.