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Blockchain-Based Infrastructure for Product Traceability in the Medical Supply Chain

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Abstract

This chapter introduces a blockchain-based infrastructure to support the traceability of medical products and implementation of unique device identification. Therefore, in the next pages, the characteristics of blockchain technology as well as benefits and challenges in supply chain management are described. After that, regulations for medical supply chains are gathered with a focus on American and European regulations and interlinked with the current concepts of the labling medical products. Finally, a technical blockchain-based solution is conceptualized with regard to full and light node system in medical supply chains before the chapter is concluded with an outlook and further scientific and technical research possibilities.

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... Ethereum has a client application named Mist Browser, a user-friendly wallet also known as a Light Node. This Light Node connects to a blockchain to perform only basic functions of a full node, such as sending and receiving cryptocurrencies which only requires a wallet application on the IoT device [38,39]. A light node is thus able to sign and broadcast transactions on its own. ...
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Blockchain technology back in 2009 was mainly used for finance use cases due to the cryptocurrency support of the Bitcoin and the Ethereum networks. Nowadays with the emergence of business oriented distributed ledger frameworks we can find blockchain (BC) in almost every aspect of our everyday real-life transactions. Starting with supply chain, BC has been used to support and secure education, e-government, real estate, insurance, healthcare and other business cases. Regarding blockchain in supply chain, examples as the Walmart and IBM partnership shows that smart contracts (SC) and cryptocurrencies can disrupt the way suppliers, shippers, retailers and customers trust each other and interact. This paper describes how we applied BC technology in two real-life supply chain scenarios. The first one is for logging and tracing products, showing how we can use SCs to identify the ingredients of food products and how to uniquely identify the food product throughout its shipment from the factory to the customer who purchase it. Important aspects of this route is the transparency of the process as well as the verification of transport. The second one deals with how authentication works for users holding BC identities. The identity of a user is important in order to secure the network, allowing only permissioned parties to access it and perform actions on the data. As long as the network is private and immutable, authenticating and authorizing users is crucial for enforcing the end-to-end security to increase users' trust and protect the confidentiality of data. While exploring these two scenarios we define the actors, the transactions these actors can perform on the systems and we propose the SCs that have to be implemented for these use cases to take advantage of BC's unique characteristics, as immutability and non-repudiation. In addition, we provide sample template SCs for both scenarios.
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Background and objectives: Similarly to what already established and implemented in the United States, the concept of the Unique Device Identification (UDI) system has been introduced with the European Regulations for medical devices MDR (EU) 2017/745 and in-vitro diagnostic medical devices IVDR (EU) 2017/746 and it is on the way to become a worldwide standard. The aim of this work was to provide a possible approach for the implementation of UDI and traceability in Europe for standalone software medical devices according to lifecycle and quality system standards. Methods: The key points of the UDI regulation were determined and analyzed in order to identify the main issues related to the manufacturing of software medical devices and, in particular, labeling, privacy aspects, UDI assignment criteria, and international standards compliance. Results: An approach for the management of each key point was suggested, resulting in different levels of implementation for UDI and traceability. Conclusions: Among the various types of medical devices, software is an increasingly large reality with very specific characteristics that must be taken into consideration. All the relevant aspects for the implementation of the UDI should be taken into consideration to combine safety and feasibility in order to effectively pursue the traceability of these medical devices.
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Blockchain and the Internet of Things (IoT) are key technologies that will have a huge impact in the next 10 years for companies in the industrial market. This article describes how these two technologies will improve efficiencies, provide new business opportunities, address regulatory requirements, and improve transparency and visibility.
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Modern supply chain is a complex system and plays an important role for different sectors under the globalization economic integration background. Supply chain management system is proposed to handle the increasing complexity and improve the efficiency of flows of goods. It is also useful to prevent potential frauds and guarantee trade compliance. Currently, most companies maintain their own IT systems for supply chain management. However, it is hard for these isolated systems to work together and provide a global view of the status of the highly distributed supply chain system. Using emerging decentralized ledger/blockchain technology, which is a special type of distributed system in essence, to build supply chain management system is a promising direction to go. Decentralized ledger usually suffers from low performance and lack of capability to protect information stored on the ledger. To overcome these challenges, we propose CoC (supply chain on blockchain), a novel supply chain management system based on a hybrid decentralized ledger with a novel two-step block construction mechanism. We also design an efficient storage scheme and information protection method that satisfy requirements of supply chain management. These techniques can also be applied to other decentralized ledger based applications with requirements similar to supply chain management.
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Background: Most countries have different registration and tracking system, but unique device identification based approach was recently introduced in the USA. In 2013, FDA and EU released regulations about unique device identification system. In literature, there is not any study that compares the UDI legislations on the basis of the requirements. In addition to the legal requirements, establishing a UDI system in digital environment is very challenging. Methods: This is a theory based study that includes information from healthcare industries and key points from UDI related legislations which are discussed. To visualize the design of the proposed system, the Dia program that contains the Unified Modeling Language (UML) components was used. Results: Implementation of the UDI based tracking system is very difficult due to two reasons. First, the relevant legislations do not give detailed information on how UDI system will be implemented. Second, each type of medical device has difficulties due to UDI labeling. We have observed that the stakeholders in the medical devices sector in Turkey, especially the manufacturers, are not yet ready for UDI-based tracking. The current registry system is not effective to track medical devices and share data. Conclusions: To overcome compliance problems, UDI requirements should be perfectly determined and subsequently related legislation should be established. Regarding these requirements, every country should introduce an action plan and include all sector stakeholders in that action plan. We suggest a model for medical device tracking to be able to use instead of the current registry system in Turkey.
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Medizinprodukte Die Rückverfolgung von Aufbereitungsprozessen ist ein wichtiger Baustein der Medizinprodukte-Sicherheit. Allerdings hat die Rückverfolgung ihre Grenzen und Lücken – bedingt durch die Vielfalt der Produkte und Schwierigkeiten bei der Kennzeichnung. Ohne eindeutige Kennzeichnung ist es praktisch nicht möglich, zurückzuverfolgen, welche Instrumente bei welchem Patienten zum Einsatz kamen. Eine mögliche Verbesserung wird in Zukunft ein universeller, maschinenlesbarer Code bringen, die sogenannte „Unique Device Identification“ (UDI). Darüber hinaus birgt die RFID-Technologie (Radio-Frequence-Identified-Device) großes Potenzial in der automatischen Erkennung und Lokalisation von Instrumenten.
Article
Background: Although electronic product identification in the consumer sector is ubiquitous, unique identification of medical devices is just being implemented in 2014. To evaluate unique device identifiers (UDIs) in health care, the US Food and Drug Administration (FDA) funded the Medical Device Epidemiology Network initiative, including a demonstration of the implementation of coronary stent UDI data in the information systems of a multihospital system (Mercy Health). This report describes the first phase of the demonstration. Methods: An expert panel of interventional cardiologists nominated by the American College of Cardiology and the Society for Cardiovascular Angiography and Interventions was convened with representatives of industry, health system members of the Healthcare Transformation Group, the American College of Cardiology National Cardiovascular Data Registry, and FDA to articulate concepts needed to best use UDI-associated data. The expert panel identified 3: (1) use cases for UDI-associated data (eg, research), (2) a supplemental data set of clinically relevant attributes (eg, stent dimensions), and (3) governance and administrative principles for the authoritative management of these data. Results: Eighteen use cases were identified, encompassing clinical care, supply chain management, consumer information, research, regulatory, and surveillance domains. In addition to the attributes of the FDA Global Unique Device Identification Database, 9 additional coronary stent-specific attributes were required to address use case requirements. Recommendations regarding governance were elucidated as foundational principles for UDI-associated data management. Conclusions: This process for identifying requisite extensions to support the effective use of UDI-associated data should be generalizable. Implementation of a UDI system for medical devices must anticipate both global and device-specific information.
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In recent years, firms in high-technology supply chains have established internet-based electronic linkages with their trading partners. As a result, they have improved their ability to coordinate and synchronize shared business processes by using more complete, accurate, and timely information. These electronic linkages are based on open-standard interorganizational information systems (OSIOS), which are fundamentally different from traditional electronic data interchanges. OSIOS capture not only the technical specifications for data interchange but also the sequential steps for the execution of shared business processes. Because OSIOS are still at an early diffusion stage, it remains unclear why firms would assimilate such an innovation and whether assimilation provides firms any benefits. In this research, we develop a framework grounded on the economics of standards, institutional theory, and strategic interorganizational information systems literatures to investigate the drivers and outcomes of OSIOS assimilation in a focused context. In order to test our hypotheses based on this framework, we used data from a high-technology supply chain and employed econometrics techniques. We found that both competition asymmetry across supply chain echelons and OSIOS assimilation within supply chain echelons predict individual firms’ OSIOS assimilation. The results also suggest that firms’ supply chain dominance is both a driver and an outcome of OSIOS assimilation, highlighting a mutually reinforcing process. In addition, our study reveals boundary conditions of the hypothesized relationships. The use of multiple theoretical perspectives, a unique dataset, and innovative statistical techniques to investigate OSIOS assimilation in high-technology supply chains contributes to the body of knowledge in both the supply chain management and management of information systems disciplines.
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The FDA’s plan is a big ask but will be well worth the effort In September 2012, the US Food and Drug Administration (FDA) released its vision for a postmarket surveillance system for medical devices,1 describing four key strategies to protect public health. But why this initiative now? Firstly, several concerns about the safety of specific devices, such as the Medtronic Fidelis defibrillator lead and the DePuy ASR hip implant, have garnered substantial press coverage.2 3 4 Secondly, the Institute of Medicine recently called for a substantial overhaul of processes for the approval and postmarket safety surveillance of medical devices.5 Thirdly, the FDA has undertaken several premarket initiatives to improve the efficiency of the regulatory review for innovative devices.6 With the number and complexity of medical devices growing rapidly, it is timely to complement the new premarket initiatives with a strong postmarket surveillance program. Regulation of the entry into use of medical devices in the United States was introduced after that for drugs (table⇓), and it quickly became apparent that the public health assessment of devices would need to be different from that of drugs. Unlike drugs, medical devices are assembled from many components, may affect patients long after the initial exposure, and have rapid product development cycles, which lead to frequent incremental improvements. Medical devices also pose unique challenges to studying …
Unique device identification system
  • Fda
FDA. (2013). Unique device identification system. https://www.federalregister.gov/documents/2013/09/24/2013-23059/unique-deviceidentification-system FDA. (2019). Udi basics. https://www.fda.gov/medical-devices/unique-device-identificationsystem-udi-system/udi-basics#recognize
Blockchain und smart contracts: Effiziente und sichere wertschöpfungsnetzwerke
  • S Jakob
  • A T Schulte
  • D Sparer
  • R Koller
  • M Henke
Jakob, S., Schulte, A. T., Sparer, D., Koller, R., & Henke, M. (2018). Blockchain und smart contracts: Effiziente und sichere wertschöpfungsnetzwerke.
Regulation (eu) 2017/745 of the European parliament and of the council of 5 April 2017 on medical devices, amending directive 2001/83 / ec, regulation (ec) no. 178/2002 and regulation (ec) no
  • European Parliament
Exploring the Attack Surface of Blockchain: A Systematic Overview
  • M Saad
  • J Spaulding
  • L Njilla
  • C Kamhoua
  • S Shetty
  • D Nyang
  • A Mohaisen
Saad, M., Spaulding, J., Njilla, L., Kamhoua, C., Shetty, S., Nyang, D., & Mohaisen, A. (2019, April 6). Exploring the Attack Surface of Blockchain: A Systematic Overview. https://arxiv.org/pdf/1904.03487
Blockchain not understood by almost 70% of firms in asiapacific
  • M Huillet
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Management-Reihe Corporate Social Responsibility. CSR und Digitalisierung: Der digitale Wandel als Chance und Herausforderung für Wirtschaft und Gesellschaft
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