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Evaluation of the management of marine protected areas. Comparative study in Costa Rica

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Abstract

Costa Rica is one of the most biodiverse countries in the world, and stands out for its commitment to conservation. Along its two coasts, it presents a great heterogeneity of ecosystems and social realities. Social factors, more than physical-natural factors, determine the success or failure of an MPA, so they must be urgently incorporated into all phases of MPA management. The objective of this work is to analyze the management of three marine protected areas, to establish improvements. These areas are Santa Rosa National Park, Marino Ballena National Park and Cahuita National Park. The methodology used assesses 26 indicators grouped into 4 key factotres: management body, planning subprocess, public participation, and implementation subprocess. The results of this evaluation are 5 possible scenarios. These scenarios have been termed (from the ideal situation to the least favourable): proactive (1), learning (2), interactive (3), centralized (4) and formal (5) management. The results of this study show that both Santa Rosa and Cahuita present a proactive scenario (1), with high citizen participation, although in practice the way the two MPAs are managed is very different. Marino Ballena, on the other hand, is in scenario 5 (formal), and a series of measures are presented that can move it towards scenario 2 (learning). In general, MPA management in Costa Rica tends to be adaptive, with high public participation, as determined by its public policies. However, the existence of a public policy favors but does not guarantee success in MPA management, as can be seen in the difference in results. Therefore, the periodic evaluation of its management, allowing for feedback, is essential.

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... Costa Rica is one of the 20 most biodiverse countries in the world due to its geographic location; it experiences tropical weather, is surrounded by the Pacific and Atlantic Ocean, and includes the oceanic Cocos Island (Alvarado et al., 2012). With 92% of its total territory being marine area, Costa Rica possesses a great variety of marine ecosystems, including gulfs, bays, rocky shores, beaches, islands, and deep-sea ecosystems (e. g., seamounts, methane seeps, and mesophotic corals) hosting high marine richness (Alvarado et al., 2012;Levin et al., 2015;Cortés, 2019;Maestro et al., 2022). The country also stands out for its commitment to conservation and has recently expanded its marine protected area to ~30% of the country's marine territory (MINAE, 2022). ...
... The country also stands out for its commitment to conservation and has recently expanded its marine protected area to ~30% of the country's marine territory (MINAE, 2022). Although public participation in management efforts has been increasing in recent years (Maestro et al., 2022), the lack of adequate stakeholder participation, limited coordination among governmental agencies, and a shortage of economic resources are the main threats to marine management in the country (Alvarado et al., 2012). ...
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With 51 100km2 of terrestrial area and 589 000km2 of national waters, Costa Rica is considered one of the countries with the greatest biodiversity. It has approximately 3.5% of the world marine species. In the last four decades, Costa Rica has done a considerable effort to create a representative system of Protected Areas (PA), mainly terrestrial. We present an assessment of the current situation of the Marine Protected Areas (MPA) in Costa Rica, through an historical analysis, and an evaluation of their distribution, coverage and management categories. Costa Rica has 166 protected areas covering 50% of the coastline; of these 20 are MPAs, classified as National Parks (90.6%), National Wildlife Refuges (6.6%), Wetlands (1.5%), Biological Reserves (1%), and one Absolute Natural Reserve (0.3%). According to IUCN criteria, 93.7% correspond to category II, 5% to IV and 1.3% to I. The marine protected surface is 5 296.5km2, corresponding to 17.5% of the territorial waters and 0.9% of the Exclusive Economic Zone. The median distance between MPAs is 22.4km in the Pacific and 32.9km along the Caribbean. The median size is close to 54km2. The main threats to MPAs are the lack of coordination between governmental agencies, limited economic resources, restricted patrolling and control, poor watershed management, and rampant coastal alteration.
Article
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Se estudiaron las comunidades y arrecifes coralinos del Parque Nacional Marino Ballena (PNMB), en el Pacífico sur de Costa Rica, mediante tres transectos por sitio, de 10 m de largo cada uno y paralelos a la costa, utilizando una cuadrícula de 1 m2. Se encontró un total de 15 especies de corales (11 hermatípicas y 4 ahermatípicas), las que sumadas a informes previos para el parque hacen un total de 18 especies. El coral Porites lobata presentó la mayor cobertura coralina (36.5 ± 3.7%) y fue el único presente en todos los sitios. Las otras especies de coral presentaron bajas coberturas (<10%) y sólo fueron observadas en pocos sitios. El porcentaje de coral muerto fue de 1.8 ± 0.6% y el porcentaje de blanqueamiento (0.7 ± 0.2%) está dado por P. lobata en un solo sitio. El PNMB y la Isla del Caño poseen el mayor número de especies de coral (18 especies) de la región sur de Costa Rica; sin embargo, difieren en su composición. La baja diversidad y la baja cobertura coralina de varios sitios del parque se atribuyen al impacto del fenómeno de El Niño en los últimos años, a la sedimentación y a la dilución de las aguas en época de lluvias. Se sugiere la necesidad de realizar un monitoreo a largo plazo sobre estos ecosistemas y determinar futuras estrategias de manejo y conservación.
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Estuarine and coastal transformation is as old as civilization yet has dramatically accelerated over the past 150 to 300 years. Reconstructed time lines, causes, and consequences of change in 12 once diverse and productive estuaries and coastal seas worldwide show similar patterns: Human impacts have depleted >90% of formerly important species, destroyed >65% of seagrass and wetland habitat, degraded water quality, and accelerated species invasions. Twentieth-century conservation efforts achieved partial recovery of upper trophic levels but have so far failed to restore former ecosystem structure and function. Our results provide detailed historical baselines and quantitative targets for ecosystem-based management and marine conservation.
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The management and conservation of the world's oceans require synthesis of spatial data on the distribution and intensity of human activities and the overlap of their impacts on marine ecosystems. We developed an ecosystem-specific, multiscale spatial model to synthesize 17 global data sets of anthropogenic drivers of ecological change for 20 marine ecosystems. Our analysis indicates that no area is unaffected by human influence and that a large fraction (41%) is strongly affected by multiple drivers. However, large areas of relatively little human impact remain, particularly near the poles. The analytical process and resulting maps provide flexible tools for regional and global efforts to allocate conservation resources; to implement ecosystem-based management; and to inform marine spatial planning, education, and basic research.
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Coastal dunes can offer a series of Ecosystem Services (ES), especially to local communities. This study aimed to evaluate these benefits by exploring the perception of the Mapuche communities and representatives of the local government concerning the ES provided by the coastal dune fields of the Araucanía Region of Chile. Binary, multiple-choice, Likert scale and open questions were used to explore the general knowledge of 49 subjects about the ES provided by the dunes. Closed questions were analysed using Fisher's exact test, and tests of goodness of fit chi-square and G, while open questions were analysed by qualitative content analysis. The results showed that (1) cultural services were more important for Mapuche communities, while tourism was more valued for local government, (2) tourism and stock-raising were the most frequent use given to the dunes in the opinion of local government and Mapuche communities respondents, respectively, (3) both groups think that dunes offer habitat for biodiversity, and (4) the regulation of natural processes is one of the most important functions for both groups, although Mapuche communities consider that dune fields would not attenuate the effects of a tsunami. The conclusion is that dune fields offer a series of benefits, which are perceived in different ways by Mapuche communities and representatives of the local government. The lack of recognition of this knowledge is one of the main gaps in Chile's territorial planning instruments since it could make a decisive contribution to the management of social-ecological systems by zoning areas and identifying singular components, especially in Mapuche territories.
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The coastal lagoon of Lesina, is situated on the Italian southern Adriatic coast, in a primarily rural area. Agriculture is the primary economic activity, while the lagoon supports only small scale fisheries and one aquafarm enterprise. However, the lagoon ecological state shows a slow but constant deterioration. In this study, we a) assess the causes for this decline; b) evaluate why the existing regulations have failed to protect the environment from this deterioration; c) explore the potential for community involvement in the management of the lagoon; d) formulate suggestions for developing a management plan that will ensure the preservation of the lagoon and the well-being of the community, according to a shared stakeholders’ vision. For this purpose, available social, economic and physical data were gathered, organized and successively used to identify the causes for the lagoon deterioration. We found that the main causes are: increased discharge of sediments and nutrients from inland activities; unmanaged fishing; loss of human capital; unclear regulations due to vertical and horizontal lack of coordination among authorities. Further, three workshops were conducted with local stakeholders to identify the multiple problems affecting the lagoon area and discuss possible shared solutions. The workshops highlighted that participants perceived the lagoon as an unexploited source of income, mostly in terms of nature based tourism, and suggested that negative externalities caused by the inland activities and mismanagement of the fishery sector should be accounted for by the authorities. However, the mapping of stakeholders indicates that the tourist sector in the area is not developed enough to effectively promote in a bottom-up fashion the development of a management plan of the lagoon area, which could encourage sustainable tourism by protecting the lagoon and generating economic development for the area.
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The ecological management effectiveness (EME) of Marine Protected Areas (MPAs) is the degree to which MPAs reach their ecological goals. The significant variability of EME among MPAs has been partly explained by MPA design, management and implementation features (e.g. surface area, enforcement, age of protection). We investigated EME variability by employing, for the first time, Organization Science. Eight Mediterranean MPAs were taken into account as case studies to explore the relationships between EME and MPA features, such as: 1) organizational size (i.e. the ratio between the number of full-time employees and the total MPA surface area), 2) management performance (i.e. the level of effort exerted to enhance and sustain the MPA management, including enforcement), 3) total surface area, and 4) MPA age. The log-response ratios of fish biomass and density in protected vs unprotected (control) areas were used as a proxy of EME. Management performance, organizational size and, to a lesser extent, MPA age were positively correlated with the log-response ratio of fish biomass, whereas total surface area did not display a significant role. None of the four features considered was significantly correlated with the log-response ratio of fish density. Based on our findings, we argue that the employment of Organization Science in the management effectiveness assessment can assist MPA managers to reach MPAs goals more effectively, with a more efficient use of available resources.
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The aim of this investigation is to analyse the evolution of current trends in the management of MPAs within the international framework. To that end, three specific objectives are proposed: Analyse the current situation of the MPAs within the international framework. Determine if there are differences in the declaration of MPAs across different regions of the world. Assess the progress made in the management of MPAs since the beginning of the 21st century.
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In the absence of world government, effective national policy is essential to the success of international environmental initiatives. Yet research on global environmental cooperation has proceeded without models of policy change in developing countries, where most of the world's people, land, and species are found. In this book Paul Steinberg provides a theoretical framework to explain the domestic responses of developing countries to global environmental concerns. Drawing on extensive field research, he traces the evolution of public policies to protect biological diversity in Costa Rica and Bolivia over the past four decades, to understand how these countries emerged as leaders in tropical conservation and how international institutions might support similar outcomes in other countries. Environmental Leadership in Developing Countries explodes the myth that developing countries are too preoccupied with short-term economic growth and material survival to devote attention to global environmental concerns. Instead it offers a nuanced account of complex, decades-long efforts to create effective institutions, and analyzes the relative roles of foreign and domestic actors in this process.
Article
In recent years, there has been a health decrease in marine ecosystems. Due to this accelerated degradation, there is a more pressing need to investigate the effectiveness of MPAs in these degraded zones. In this work, we evaluate the effect of MPAs over species richness, biomass and size of reef fishes. The sampling was conducted in 31 sites in the north Pacific coast of Costa Rica in 2013 and 2014. We found a positive effect of MPAs on biomass and community structure, as almost all commercially important species were more abundant in MPAs. Apex predators, carnivores and herbivores showed higher biomasses in protected areas, while planktivorous were similar among sites. As well, target species of artisanal fisheries and dive-ornamental fisheries were larger in MPAs. Areas closed to fishing can contribute to keeping biomass high, improve species richness in the region, and help to recover ecosystem services in coral reefs, even in anthropogenic impacted areas. The improving of regulations in and out of MPAs will assure the ecosystem services and life quality of coastal populations.
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As a part of a scenario planning process, or other futures oriented study, workshops are often arranged. They are participatory events where the intention can be to produce future-related knowledge, strengthen the futures thinking of the participants, network and co-operate, enhance the mutual understanding and social learning, communicate research results, or resolve a conflict. This paper reviews the literature of scenario planning and future oriented workshops, and discusses the findings of five scenario workshops arranged for lake management stakeholders in Finland. The findings suggest that scenario workshops can act as empowering events that enhance the futures consciousness of the participants, network people interested in the same topic, and enhance social learning. Scenario workshops are also an effective tool for participatory planning, enabling collecting of the views of the future of a certain topic and creating scenarios, as well as a platform for research communication. However, it is unlikely that the in-depth perceptions of the participants would drastically change due to the new knowledge obtained at a single workshop. The previous assumptions and cognitive schemas dominate the thinking, and are converted into workshop outcomes. To change the conventional paradigms, a longer-term process and typically a competitive new paradigm is required.
Article
Marine protected areas (MPAs) are a critical element of fisheries management and biodiversity conservation strategies. However, MPA planning is a complex undertaking that requires consideration of ecological and other knowledge, including indigenous knowledge, as well as balancing social, cultural, and economic interests. Engaging a range of stakeholders and indigenous partners in MPA planning, establishment, and management has consistently been identified as key to successful MPA implementation. This paper interrogates MPA planning in Aotearoa New Zealand, with a focus on the role of participation and collaboration in the development and implementation of MPAs. Previous and current MPA processes were evaluated using best practice principles drawn from international MPA and other participatory process literature. Several factors hypothesised to be associated with improvements and efficiencies in the involvement of participants in MPA decision making are assessed, including aspects of participation, best available information, social learning and capacity, fair and respective process, and efficiency of administration. Processes were compared before and after introduction of the New Zealand Marine Protected Areas Policy and Implementation Plan in 2005. Areas for improvement in future evolutions of MPA planning also emerged from this research; these centre primarily on the need for inclusive and balanced participation; inclusion of multiple values and information types in MPA decision-making; time to build trust and establish shared understanding; and resourcing. These recommendations represent a conceptualisation of MPAs operating within holistic social-ecological systems frameworks that encompass more than biodiversity conservation or extractive use, potentially redefining how MPAs are conceived of, developed, implemented and valued.
Article
The ocean is increasingly facing direct and indirect threats from multiple human activities that alter marine ecosystems worldwide. Mitigating these threats requires a global shift in the way people perceive and interact with the marine environment. Marine public perceptions research has emerged as a useful tool to understand public awareness and attitudes towards the sea. This study compares available surveys of public perceptions of marine threats and protection involving >32,000 respondents across 21 countries. Results indicate that 70% of respondents believe the marine environment is under threat from human activities, and 45% believe the threat is high or very high. Yet when asked about the ocean's health, only 15% thought it was poor or threatened. Respondents consistently ranked pollution issues as the highest threat, followed by fishing, habitat alteration and climate change. With respect to ocean protection, 73% of respondents support marine protected areas in their region. Most respondents overestimated the area of ocean currently protected, and would like to see much larger areas protected in the future. Overall, a clear picture emerged of the perceived threats and support for protection which can inform marine managers, policy makers, conservation practitioners and educators to improve marine management and conservation programs.
Book
Marine protection has gained increased attention since the Convention on Biological Diversity (CBD) set the target of protecting 10% of all coastal and marine areas by 2020. Despite this target, only 2.3% of the oceans’ surface is currently protected and many existing marine protected areas (MPAs) face significant shortcomings. Because poor performance appears to be linked to the rules shaping MPA governance, a problem particularly for developing nations, this book considers MPA governance through a case study of MPAs in Costa Rica. Costa Rica has a long history of terrestrial conservation, most recently also turning its attentions to its MPAs. For this reason, it provides an interesting opportunity to observe how governance challenges have been reproduced over time and how stakeholders are trying to overcome them. To explain this situation, I used qualitative research and drew on theories of institutional change and stability. More than one hundred interviews were done at four MPA study sites and in San José, the national capital of Costa Rica. Seven issues of MPA governance were found. The book traces the trajectory of these governance issues since the 1970s when the Costa Rican protected area system was first established. Above all, it makes the case for the careful consideration of previously adopted solutions to MPA governance before new rules are crafted.
Article
The incorporation of local and traditional knowledges into environmental governance regimes is increasingly recognised as a critical component of effective and equitable conservation efforts. However, there remain significant barriers to integration of community-based knowledge within mainstream environmental governance. This paper explores community-based knowledge in the context of Environmental Impact Assessment (EIA), a widely-used governance tool designed to predict and manage the impacts of development. Drawing on a social survey and interviews, the paper documents local community knowledge of environmental changes associated with dredging and the construction of Liquefied Natural Gas (LNG) plants in a large industrial harbour located in the Great Barrier Reef World Heritage Area, and compares this knowledge with public consultation opportunities offered throughout the project lifecycle, including during assessment and after project approval. The findings highlight a misalignment between community knowledge of environmental change, which is acquired largely after impacts become apparent, and the public participation opportunities afforded through EIA, which generally occur before construction or dredging is undertaken.
Article
Protected areas are home to biodiversity, habitats and ecosystem as well as a critical component of human well-being and a generator of leisure-related revenues. However, management is sometimes unsatisfactory and requires new ways of evaluation. Management effectiveness of 36 protected areas in southern Ecuador have been assessed. The protected areas belong to three categories: Heritage of Natural Areas of the Ecuadorian State (PANE), created and funded by the State, Areas of Forest and Protective Vegetation (ABVP), created but no funded by the State, and private reserves, declared and funded by private entities. Management effectiveness was evaluated by answers of managers of the protected areas to questionnaires adapted to the socio-economic and environmental characteristics of the region. Questions were classified into six elements of evaluation: context, planning, inputs, processes, outputs and outcomes as recommended by IUCN. Results were classified into four levels: unsatisfactory, slightly satisfactory, satisfactory and very satisfactory. The PANE areas and private reserves showed higher management effectiveness levels (satisfactory and very satisfactory) than ABVP areas, where slightly satisfactory and unsatisfactory levels prevailed. Resources availability was found as the main reason behind this difference. The extension, age and province of location were found irrelevant. Outputs, inputs and processes require main efforts to improve management effectiveness. Improving planning and input in the PANE areas and inputs and outcomes on ABVP areas is necessary to obtain a similar result in all areas.
Article
Qualitative characterization of the zooplankton of the Cocos Island Marine Conservation Area (Area de Conservacion Marina Isla del Coco, ACMIC), Pacific Ocean of Costa Rica. During November 2001, zooplankton samples were obtained from sites around Isla del Coco, a protected oceanic island off the Pacific coast of Costa Rica. Vertical (0-50 m) and horizontal hauls were performed. This first qualitative analysis of the zooplankton shows a very diverse community, with copepods being dominant (68 species). Up to 19 species of Copepoda represent new records for Costa Rican Pacific waters and thus, increase the relative number of species recorded from Costa Rica in relation to the overall copepod species richness of the eastern tropical Pacific. Hyperiid amphipods were represented by 20 species; this is the first reference about this group from waters around Isla del Coco. Other planktic crustaceans recorded were Evadne sp. (Cladocera), Cypridina americana and Euconchoecia sp. (Ostracoda), and unidentified euphausiids and mysidaceans. Six families of planktic gastropods were found, including Limacinidae, Cavolinidae, Pneumodermopsidae, and Desmopteridae; heteropod molluscs were also collected (Pterotracheidae, Carinariidae and Atlantidae), and also the nudibranch Phylliroe bucephala (Phylliroidae). Seven species of chaetognaths were recorded, Flaccisagitta enflata and Serratosagitta pacifica being the commonest. Appendicularians (five species of Oikopleura and Stegosoma) and salps (Salpa sp. and Doliolum sp.) were also present in the samples. Pyrosomatida (Thaliacea) are first records for Costa Rican Pacific waters. The gelatinous zooplankton included seven species of siphonophores and three of medusae, Rhopalonema velatum being the most frequent medusa. Overall zooplankton species diversity (including ichthyoplankton) of Isla del Coco is lower, but not by much, than in the Costa Rica Dome (136 vs 178). Some ideas are discussed about the value of Isla del Coco as a zooplankton diversity hot spot. Rev. Biol. Trop. 56 (Suppl. 2): 159-169. Epub 2008 August 29.
Article
Costa Rica has a long customary and legal history of reserving its Pacific Coast and Caribbean Sea for public benefit. The most important law for the management of the coast, enacted in 1977, focuses on the zona maritimo‐terrestre (the marine and terrestrial zone). It has been actively implemented by national and local government. Costa Rica thus has the distinction of possessing the longest history (now 12 years) of coastal program implementation among developing nations. A review of the literature on environmental management in developing countries indicates that there are few other success stories. The analysis of Costa Rica's program demonstrates that it has achieved many of its objectives. The public has more access to the beaches, the aesthetic quality of coastal development has improved, and important coastal habitats have more protection. Seven factors are selected to explain why the program is succeeding. Although the program is 12 years old, there is still much work to be done. The institutional and implementation arrangements are sound and provide optimism that the program will continue its record of achievement.
Article
If managed in isolation, coastal and marine protected areas (MPAs) are vulnerable to natural resource development and exploitation occurring outside these areas—in particular, overfishing, alteration and destruction of habitats, and water pollution. Thus, protection of coastal and marine areas—of species, habitats, landscapes, and seascapes—should be integrated into spatial development strategies for larger areas, under the umbrella of integrated coastal and ocean management (ICM). This is typically easier said than done, since the actors involved in MPA networks and in ICM programs are often different, reflecting different cultures, networks of relationships, ministries, and goals and motivations.This article reviews the ecological, social and economic linkages between MPAs and the governance of broader ocean and coastal areas; sets forth nine guiding principles for managing MPAs within an ICM context; reviews work conducted under the Convention on Biological Diversity to operationalize the linkages between ICM and MPAs; and develops strategic guidance for addressing these linkages. The article ends with a call to bring together the diverse communities involved in marine protected areas, coastal and ocean management, and watershed management to collaborate in national-level ocean and coastal planning, including in the designation of networks of marine protected areas.
Article
Participatory fisheries management has been increasingly proposed as a useful management approach to address fisheries problems. However, the criteria regarding its applicability and measures of success still seem unclear. This study reviews the main concepts and theory behind two participatory resource-management approaches and compares them to the reality of fisheries management in Costa Rica. The analysis shows that while the implementation of a participatory approach in fisheries management should be encouraged, it is essential to keep in mind the possible limitations these approaches have. Furthermore, it seems important to improve institutional coordination and develop social, legal and economic policies that will allow the state, together with coastal communities, to contribute in an effective way to fisheries management.
Estudio rápido de manejo para una muestra de 19 áreas protegidas gerencialmente fuertes de Costa Rica
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Arguedas-Mora, S., 2002. Estudio rápido de manejo para una muestra de 19 áreas protegidas gerencialmente fuertes de Costa Rica. ELAP/CR-USA/WCS, p. 22.
Marine Protected Areas: Tools for Sustaining Ocean Ecosystem
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Board, O.S., National Research Council, 2001. Marine Protected Areas: Tools for Sustaining Ocean Ecosystem. National Academies Press, p. 272.
Diagnóstico situacional de las áreas silvestres protegidas de Costa Rica
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Costarricense de Guardaparques, Confederación, 2001. Diagnóstico situacional de las áreas silvestres protegidas de Costa Rica, p. 23.
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Energy Flow structure and function of keystone groups in shallow water environment in Isla del Coco
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Fourriére, M., 2016. Energy Flow structure and function of keystone groups in shallow water environment in Isla del Coco, Costa Rica. Eastern Tropical Pacific. Universitat Bremen. https://doi.org/10.1016/j.ecolmodel.2019.01.004.
Biología de la conservación y áreas silvestres protegidas: Situación actual y perspectivas en Costa Rica
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García, R., 1997. Biología de la conservación y áreas silvestres protegidas: Situación actual y perspectivas en Costa Rica. Santo Domingo de Heredia: Editorial INBio, p. 64.
PESTEL analysis of the macro-environment
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Gillespie, A., 2007. PESTEL analysis of the macro-environment. In: Foundations of Economics. Oxford University Press, USA.