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Analysis of the effects of jitter, relative intensity noise, and nonlinearity on a photonic digital-to-analog converter based on optical Nyquist pulse synthesis

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An analysis of an optical Nyquist pulse synthesizer using Mach-Zehnder modulators is presented. The analysis allows to predict the upper limit of the effective number of bits of this type of photonic digital-to-analog converter. The analytical solution has been verified by means of electro-optic simulations. With this analysis the limiting factor for certain scenarios: relative intensity noise, distortions by driving the Mach-Zehnder modulator, or the signal generator phase noise can quickly be identified.
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Research Article Vol. 29, No. 15 / 19 July 2021 / Optics Express 23671
Analysis of the effects of jitter, relative intensity
noise, and nonlinearity on a photonic
digital-to-analog converter based on optical
Nyquist pulse synthesis
CHRISTIAN KRES S,*MEYSAM BAHMANIAN, TOBIAS SCH WA BE,
AND J. CHRI STOPH SC HEY TT
Paderborn University, Department of Circuit & System Technology, Heinz Nixdorf Institute, Warburger Str.
100, 33098 Paderborn, Germany
*christian.kress@uni-paderborn.de
Abstract:
An analysis of an optical Nyquist pulse synthesizer using Mach-Zehnder modulators
is presented. The analysis allows to predict the upper limit of the effective number of bits of this
type of photonic digital-to-analog converter. The analytical solution has been verified by means
of electro-optic simulations. With this analysis the limiting factor for certain scenarios: relative
intensity noise, distortions by driving the Mach-Zehnder modulator, or the signal generator phase
noise can quickly be identified.
© 2021 Optical Society of America under the terms of the OSA Open Access Publishing Agreement
1. Introduction
In the worldwide digital communication networks the demand for data transmission capacity is
continuously increasing. Quite often it is the bandwidth and the resolution of the data converters,
i.e. the digital-to-analog converters (DAC) and the analog-to-digital converters which limit the
achievable link capacity. Broadband electronic DACs can be implemented using binary and
unary weighted current switches [1], time-interleaving techniques [2] [3], with state-of-the-art
performance of 4.1 effective number of bits (ENOB) at an analog bandwidth of 58.6 GHz [4],
and digital-bandwidth-interleaving, with state-of-the-art performance of less than 3 ENOB at an
analog bandwidth of 100 GHz [5]. Photonic DACs have the potential to outperform electronic
DACs, especially in terms of bandwidth [6]. Furthermore, photonic integration using silicon
photonics technology enables the integration of photonic and electronic circuits on a single chip
which allows to combine the advantages of electronic and photonic signal processing and greatly
reduces system complexity, size, and cost.
This has motivated research into different electronic-photonic DAC concepts. Several groups
have published DACs with segmented Mach-Zehnder modulators (MZM) with binary electronic
drivers [7] [8] [9]. However these concepts are limited by the electro-optical bandwidth
of integrated MZMs and the electronic drivers and, hence, don‘t provide significant speed
improvements compared to electronic DACs. Furthermore, segmented MZMs provide quite
limited resolution of the photonic DAC. Others have presented photonic DACs using incoherent
addition of multiple, digitally modulated MZMs from either one laser diode, using suitable
splitting and attenuation in each MZM branch [10] or using multiple laser diodes with specific
powers and a wavelength division multiplexer [11]. This method has advantages in jitter and
resistance in electro-magnetic interferences, but is similarly limited by the utilized MZM’s
electro-optical bandwidths. The best reported ENOB for this method was only 3.55 at a bitrate of
12.5 Gb/s [12]. Another method is optical pulse generation with time-interleaved MZMs, being
driven by electronic DACs allowing to effectively add the individual DAC bandwidths. One
approach uses Mode-locked lasers (MLLs) to generate sharp, low-jitter amplitude-modulated
pulses for signal synthesis [13][14]. This DAC architecture increases complexity, because precise
#427424 https://doi.org/10.1364/OE.427424
Journal © 2021 Received 22 Apr 2021; revised 22 Jun 2021; accepted 24 Jun 2021; published 12 Jul 2021
Research Article Vol. 29, No. 15 / 19 July 2021 / Optics Express 23672
optical filtering of the ultra-broadband MLL pulses is required to generate the DAC output
signal. Furthermore, to this date, low-jitter MLLs have not been integrated in silicon photonics
technology, which increases system complexity and cost significantly.
Another promising approach was recently introduced as Nyquist pulse synthesizer [15][16],
using optical time-interleaving and Nyquist pulse synthesis from continuous-wave laser diodes
(CW-LD). This method allows to achieve precise Nyquist pulse properties without filtering as
the frequency comb is generated from an electrical signal generator (SG) with a fixed frequency
applied to a MZM under certain bias conditions [17]. Another advantage is that the optical
output signal bandwidth is up to three times higher than the applied electrical frequency [18].
Furthermore, the MZM can be operated well beyond its electro-optical 3 dB-bandwidth for the
purpose of pulse generation as long as the optical output signal exhibits sufficient power [19].
Using ultra-broadband MZMs, e.g. in LNOI technology [20], will potentially allow for sampling
rates beyond 300 GSa/s and continuous optical bandwidths above 300 GHz without frequency
interleaving.
In this contribution, we analyze the proposed Nyquist pulse synthesizer DAC with regards
to relative intensity noise (RIN) of the utilized laser diode, phase noise of the electrical signal
generator, and the influence of unwanted side bands resulting from the MZM’s non-linear transfer
function. A formula predicting the effective number of bits (ENOB) for the proposed photonic
Nyquist pulse synthesizer DAC is derived for the first time.
2. System analysis
2.1. System and ideal periodic Nyquist pulse description
Nyquist pulses are widely used in communication and signal processing applications due to
their inherent properties in time and frequency domain. In the frequency domain, a sinc-shaped
Nyquist pulse is a rectangular function. If this rectangular function is multiplied with a frequency
comb, the sinc-shaped pulses are convoluted with a Dirac Delta sequence. Since sinc-shaped
pulses possess the property of zero intersymbol-interference (ISI), the different time shifted
copies of the sinc-shaped pulses do not interfere with each other and the result is a perfect
sinc-pulse sequence [21], [22]. These sinc-pulse sequences are called periodic Nyquist pulses in
the following. The electric field amplitude of an ideal optical Nyquist comb with N numbers of
lines can be mathematically written as
ENyquist(t,N)=E0
N1
2
n=N1
2
ei2π(fc+nf)t+iφ
N(1)
=E0
sin(πNft)
Nsin(πft)ei2πfct+iφ(2)
where f
c
and
fare the optical carrier and the frequency offset between the lines. The peak
amplitude is normalized to E
0
[21]. The bandwidth of the centered Nyquist pulse for a fixed
frequency offset scales with N (s. Figure 1(b)).
Periodic Nyquist pulses allow for a time-interleaving system as proposed in [15]. A continuous-
wave laser diode emits light to a MZM. A signal generator modulates the laser line and, under
certain bias and drive conditions, generates periodic Nyquist pulses (s. sec. 2.2). The periodic
Nyquist pulse is then splitted into N arms. The pulses of each arm needs to be delayed by kT
/
N
with k
{
0, 1,
. . .
,N
1
}
progressively from top to bottom regarding Fig. 1(a), where T
=
1
/
f
is the repetition period coming from the electrical signal from the SG. A weighting in each arm
is performed by variable attenuators or electro-optic modulators. For this purpose electronic
DACs need to be used. Subsequently, the suitably delayed signals of each branch are superposed
using combiners. In Fig. 1(a) optical delays are used while in [15] electrical phase shifters
Research Article Vol. 29, No. 15 / 19 July 2021 / Optics Express 23673
Fig. 1.
(a) Optical Nyquist pulse synthesizer system: A continuous-wave laser diode
(CW-LD) launches light into a MZM. A signal generator (SG) applies a high-frequency
sinusoidal to the MZM, which generates a precise sinc-sequence under certain bias and
RF power conditions. The sinc-sequence is splitted into N branches and modulated with
electro-optical systems with N times less bandwidth demand. Suitable delays and Nyquist
properties allow for perfect, time-aligned combination of the branches. (b) Normalized
periodic Nyquist sinc-sequence in respect of T
=1
f
. The bandwidth of the (isolated)
Nyquist sinc-sequence scales with the number of comb lines N. (c) Exemplary visualization
of a Nyquist pulse synthesizer system with N
=
5 arms. The different color codes represent
the respective signal in each arm. The black curve depicts the superposition of those signals.
are proposed for the Nyquist pulse generation. Although the system principles are identical,
the advantage of the system in 1(a) is that Nyquist pulse generation has to be performed only
once, thus simplifying the overall system. Furthermore, from a standpoint of chip integration
controlling the biasing of multiple MZMs and electronic phase shifters adds complexity and is
more prone to cross-talk. The proposed Nyquist pulse synthesizer allows to add the effective
bandwidths of the electronic DACs, whose individual bandwidths only need to be
f. Then, the
total bandwidth of the system amounts to Nf.
2.2. Nyquist Comb Generation in Mach-Zehnder Modulators
A single Mach-Zehnder modulator can be used to generate a three-line Nyquist comb by
setting a suitable input voltage amplitude and bias condition of the modulator [22]. The output
characteristic for the electrical field vector in a push-pull driven MZM can be written as
Eout =E0cos π
Vπ
vi+ΦMZM(3)
where
E0=
E
0
e
i(ωct+φc)
is the normalized carrier,
ωc
the optical carrier frequency,
ϕc
the
(random) optical phase, V
π
the required voltage to achieve a
π
shift in the MZM, and
ΦMZM
the
Research Article Vol. 29, No. 15 / 19 July 2021 / Optics Express 23674
accumulation of all influences and adjustments regarding the MZM’s phase. When applying a
sinusoidal input to the MZM v
i=
V
S·sin(ωe
t
+ϕe)
, the real part of the MZM’s output can be
written as:
Eout =E0cos(ΦMZM)J0(α)
+2
k=1
cos(ΦMZM)J2k(α)cos 2k(ωet+ϕe)
2
k=1
sin(ΦMZM)J2k1(α)sin (2k1)(ωet+ϕe)
(4)
with the normalized amplitude
α=π
Vπ
V
S
and J
n
the Bessel function of n-th order. In order to
generate a three-line comb one has to find suitable
Φ
and
α
so that the amplitudes at the carrier
ωc
and first order harmonics
ωc±ωe
are equal while the higher order harmonics need to be
respectively small, ideally zero. In order to make the amplitudes of carrier and first harmonics
equal, the bias phase Φneeds to be set to
ΦMZM =tan1J0(α)
J1(α). (5)
This optical phase adjustment can be achieved in a LiNbO3 MZM by means of applying a
differential voltage to the electrodes. For silicon MZMs it relies on phase shifters based on the
plasma dispersion or temperature effect. There is a trade-off in finding the a suitable amplitude V
S
:
Too small V
S
results in a too small overall power of the periodic Nyquist pulse. But the higher V
S
,
the more power is transferred to the higher order harmonics, which deteriorate the Nyquist pulse
waveform, loosing Nyquist properties, which are needed for the time-interleaved superposition
of signals in the branches of the optical Nyquist pulse synthesizer (s. Figure 1(a) and (c)). As
metric for the quality of the MZM-generated 3 line-comb the signal-to-distortion-ratio (SDR)
can be used:
SDRNyquist =(cos(Φ)J0(α))2+2(sin(Φ)J1(α))2
k=−∞
k0,1
(sin(Φ)J2k1(α))2+
k=−∞
k0
(cos(Φ)J2k(α))2
(6)
where the weights of the carrier and 1st order harmonics contribute to the signal power and the
amplitudes of higher order harmonics are taken into account for the distortions. Although the
periodic Nyquist pulses itself are not the signal of interest in a DAC configuration as described in
Fig. 1(a), the harmonics deteriorate the signal to be synthesized (s
1
,
. . .
,s
N
) through convolution
in the frequency domain, and thereby will affect the achievable ENOB. The ENOB depending
on SDR can be calculated as
ENOB(SDR) =10 log(SDR)−1.77
6.02
. Figure 2(a) shows that the ENOB
limitation by harmonics is severe, even when neglecting noise and other undesirable effects.
While additional reasons will be discussed in following paragraphs, the influence of the harmonics
can be concluded as a major degradation factor.
2.3. Synthesizer signal power
The optical source for periodic Nyquist pulses is a CW-LD having a laser power of P
CW
. As
indicated in Fig. 2(b), the Nyquist pulse intensity is scaled to P
CW
as peak value. However, in the
synthesizer system, where the periodic Nyquist pulse in split into N arms, the power will be evenly
distributed. This will reduce the maximum signal power in each branch to P
CW /
N. Figure 2(b)
visualizes that argument for a system with N
=
3 branches. In a real system, additional losses
have to considered like MZM insertion loss, which typically ranges from 3-8 dB, optical coupling
Research Article Vol. 29, No. 15 / 19 July 2021 / Optics Express 23675
Fig. 2.
(a) Signal-to-distortion ratio of 3-line Nyquist pulse generated in a MZM by a
sinusoidal input without filtering. (b) Visualization of the achievable synthesis signal power:
The power of a 3-line periodic Nyquist pulse (black, dotted) is evenly splitted into 3 arms,
whereas the pulses are suitably delayed to increase the sampling rate (red,blue). The signal
power for the synthesis is therby reduced by factor 3.
losses, if integrated MZMs are used, and excess losses from splitters and combiners. Although
the optical signals can be amplified, the signal-to-noise-and-distortion (SINAD) ratio will not
improve. It was shown in Fig. 2(a) that SDR increases for small
α
, but it is clear that maximum
achievable signal amplitude scales with the nominator of Eq. (6). Hence, when other signal
degradation effects are taken into account, which are discussed in the following, decreasing
α
doesn‘t necessarily improve the ENOB. Although the signal power of the synthesizer system is
distributed into N arms, the SINAD does not degrade because the powers of all deterioration
effects will be as well evenly split. Therefore, the SINAD is the same before splitting, in each
arm, and as well after combining as the power is contained.
2.4. Phase noise transfer in MZMs
Equation (4) indicates that the electrical phase
ϕe
of the input signal is simply passed on to the
Bessel-weighted output of the optical signal. Hence, the phase noise of the signal generator is
likewise passed on to the optical signal E
out
. This is true for the optical intensity and therefore
for the photo detector current as well:
I=RPout =REout 2
=
E2
0
21+cos(2ΦMZM)J0(2α))
+2
k=1
cos(2ΦMZM)J2k(2α)cos 2k(ωet+ϕe)
2
k=1
sin(2ΦMZM)J2k1(2α)sin (2k1)(ωet+ϕe)
(7)
We have also proven this experimentally by comparing the phase noise of our signal generator
(Anritsu MG3694B) and the phase noise when applying the signal generator to the MZM,
followed by a detection process by a 70 GHz photodiode and electrical amplification (SHF S807
C), which was necessary for the phase noise analyzer‘s sensitivity (Anapico APPH20G) at 10
GHz input frequency (see Fig. 3). We have used a LiNbO3 and an integrated silicon MZM with
linear, segmented drivers on-chip to evaluate the additional deterioration effects of the silicon
Research Article Vol. 29, No. 15 / 19 July 2021 / Optics Express 23676
modulator. For comparison, we have performed this experiment with a second signal source
(Keysight AWG M8194A).
Fig. 3.
Phase noise measurement of a signal generator (SG) / arbitrary signal generator
(AWG): simple electrical (blue) and with transition to optical using continuous-wave laser,
Mach-Zehnder modulator (MZM) and photodiode (PD). The electrical signal was amplified
(AMP) and it’s phase noise measured via phase noise analyzer (PNA).
Figure 4(a) indicates that the phase noise through the optical system ideally follows the signal
generator‘s phase noise up to an offset frequency of 1 MHz, which is the dominant part when
calculating the jitter in the time domain. Above 1 MHz the optical systems (LiNbO3 and silicon
MZMs) reach a plateau which was identified as shot noise limit of the photodiode. We see a
little bit worse performance for the silicon MZM, as we had higher optical coupling losses in the
integrated chip. There is no plateau for the AWG measurement, as we have boosted the AWG
signal power by an electrical amplifier. It is worth noting that the laser linewidth, although it
contributes to the laser phase noise, can be neglected as it vanishes in a detection process. In
contrast to laser phase noise, the phase noise of the signal generator transforms into amplitude
noise by means of the MZM.
2.5. Sampling error due to jitter
The power of a random jitter process can be modeled as a mean-free Gaussian-distribution
with variance
σtj
. In a sampling process the error caused by jitter of the clock signal can be
estimated using a first-order Taylor series approximation, leading to a analytical expression of the
signal-to-noise ratio (SNR) of
SNRX,Jit =10 log ρXX (0)
ρ′′
XX (0) · ρtjtj(0)(8)
where
ρ
denotes the auto-correlation function, Xand t
j
referring to the data signal and jitter
distribution function respectively [23]. Although this expression was derived for analog-digital
converters, the linear approximation holds true for digital-analog conversion as well. When we
assume Xto be a sinusoidal signal with frequency fX, Eq. (8) can be derived as:
SNRsin,Jit =10 log 1
(2πfX)2·σ2
tj
=20 log 1
2πfX·σtj.
(9)
Research Article Vol. 29, No. 15 / 19 July 2021 / Optics Express 23677
Fig. 4.
(a) Phase noise measurement comparing a signal generator (SG) / arbitrary signal
generator (AWG) and transfer in the optical system at 10 GHz input frequency. (b) ENOB
limitation depending on Nyquist pulse signal generator jitter.
The absolute jitter of a signal is related to the phase noise by integrating it’s spectrum between
certain frequency limits:
σtj =2f1f2SPS(f)df
2πf(10)
Since many systems can reconstruct a carrier up to kHz-range, we have integrated the measured
phase noise (s. Figure 4(a)) from 1 kHz to 100 MHz. The calculated jitter rms values for the
signal generator have been 32 fs, 41 fs and 60 fs for just the SG, the SG and a LiNbO3 MZM, and
the SG and a silicon MZM respectively. For the AWG we have measured 156 fs, 160 fs, and 162
fs for the respective cases. We can conclude that there is a slight increase of the jitter in respect
to the optical systems. When there is no detection limit (as for the measurement with the AWG),
the main contribution of the jitter is the signal source, which is the main conclusion here. Using
Eq. (8) and feeding it with the calculated jitter values leads to an estimation of the achievable
ENOB using periodic Nyquist pulses with N
=
3 lines, which means 3 times the bandwidth of
the regular signal generator output sinusoid (s. Figure 4(b)).
2.6. Relative intensity noise
Another limiting factor in the optical signal quality is relative-intensity-noise (RIN) of the optical
source (s. Figure 1(a)). RIN comprises random fluctuations in the intensity of a laser. RIN is
usually defined as a mean square power fluctuation:
δP2
o(t)=
0
SRIN(f)df (11)
with S
RIN
being it’s one-sided spectral density [24]. When applying an optical bandpass
filter centered at the carrier f
c
, we get approximate integration limits B
=
f
max
f
min
, with
f
max,min =
f
c±
B
/
2, and calculate the RIN as
δP2
o(
t
)=
BS
RIN
. The bandwidth of the filter should
Research Article Vol. 29, No. 15 / 19 July 2021 / Optics Express 23678
obviously not be smaller that the bandwidth of the generated comb for the Nyquist pulses: N
f
SG
,
when the filter is placed at the output of the optical DAC.
3. Results and discussion
The above discussed effects of MZM distortion, signal generator jitter and RIN on the DAC
precision can be merged into a formula to calculate the signal-to-noise-and-distortion (SINAD)
which is extended compared to the regular case by the jitter error:
SINAD(f)=Signal(f)
Jitter(f)+RIN +Distortion(f)(12)
For the signal power we have calculated
Signal(
f
)=
P
CW
H
(
f
)
G
(
V
S)
, where the maximum signal
power is normalized to P
CW
with as described in section 2.3,H
(
f
)
the bandpass filter power
transfer function of order 20 and G
(
V
S)
a correction function for the optical peak power depending
on the modulation amplitude V
S
in accordance to the nominator of Eq. (6). The jitter error
can be derived in accordance to the denominator of Eq. (8) for the periodic Nyquist pulse as
Jitter(
f
)=2
3
P
CW (
2
π
f
)2σ2
tj
for a three-line spectral comb. The distortions stemming from the
MZM non-linearity can be defined as the denominator in Eq. (6) besides that the weights of the
harmonics are additionally multiplied with the suitable values from the bandpass filter function
H
(
f
)
for the respective frequencies. The RIN is defined as
RIN =
0
S
RIN (
f
)
H
(
f
)
df , also shaped
by the optical bandpass filter. Lastly, we use the SINAD to calculate the ENOB for sinusoidal
signals:
ENOB(f)=10 log (SINAD(f))1.77
6.02 . (13)
We have compared the outcomes from the analytical formula with system simulations using
Lumerical Interconnect. The analytical and simulation results are in good agreement (s. Figure 5).
To differentiate the effects, the graphs contain ENOB calculations of each single deterioration
effect, reducing denominator Eq. (12) to a respective deterioration. In the example graphs, we
have assumed filter bandwidths that should be easily available as standard lab equipment (0.3 &
1 nm). The jitter values of 53 fs and 160 fs were taken from the phase noise measurement of
the system with a signal generator and an arbitrary signal generator respectively (s. section 2.5).
Several statements can be concluded from the analysis and several cases: For poor lasers, the RIN
is a dominant factor limiting the ENOB. Commercial lasers, having a RIN of -145 dBc, without
any narrow filters are limiting the ENOB to around 3.5 bits (s. Figure 5(b)). In order to achieve
useful ENOB, the laser RIN should be as small as possible by either using very advanced lasers
or inserting a very narrow optical filter after the laser (s. Figure 5(a)). For comparison, RIN of
-165 dBc [25], even using a broadband 1 nm band pass filter allows for an ENOB of 7. In all
cases the modulation amplitude V
s
was maximized so that the deterioration of the distortion was
slightly less than for the RIN and the total ENOB was maximized. In order to keep the distortion
by the harmonics the least contributor, the signal amplitude should be scaled to less than 0.15 V
π
of the modulator. When V
s>
0.36 V
π
, without any additional counter measures, the distortion will
limit the ENOB to 4 for any frequency. The rising of the SDR caused by distortions is due to the
fact that the harmonics move outside the optical band pass cut-off frequency when increasing the
fundamental frequency. Hence, the power in the higher order harmonics decreases and the SDR
increases. The jitter error becomes dominant around 10 GHz for the AWG and around 20 GHz for
the SG for this setup. Hence, when focusing on high bandwidth signal synthesizers, improving
the phase noise of the electrical source is paramount. In Fig. 5(e) a very low phase noise signal
generator (LPN-SG) with 4 fs rms jitter has been used [26]. In that scenario, the electrical signal
generator is no longer the limiting factor, allowing for
6 ENOB for the displayed 200 GHz.
Figure 5(e) also indicates that the ENOB could go up to 9.6 over a 50 GHz span or up to 8.5 over
Research Article Vol. 29, No. 15 / 19 July 2021 / Optics Express 23679
100 GHz span when filtering the laser with an additional narrow filter between laser and MZM.
The analysis shows that a 1 GHz filter would suffice for that purpose.
Fig. 5.
ENOB is displayed for single effects as well as the total ENOB, which is compared
to simulated value. For comparison, three cases are shown: (a) Lumerical simulation setup:
RIN is generated in CW-laser. Freqeuncy sweep is done with the signal generator (SG).
Distortions are scaled with the SG output amplitude. A jitter source is inserted, fed by
measured values. A band pass filter (BPF) filters RIN and Distortions. SINAD is measured
by a optical spectrum analyzer (OSA). An optional BPF (dashed) could decrease the RIN
significantly. (b)
RIN =
145 dBc,
BWoptical =
1 nm,
α=
1.13,
σrms =
53 fs (SG). (c)
RIN =
165 dBc,
BWoptical =
0.3 nm,
α=
0.44,
σrms =
160 fs (SG) . (d)
RIN =
165 dBc,
BWoptical =0.3 nm, α=0.44, σrms =53 fs (AWG). (e) RIN =165 dBc, BWoptical =0.3
nm, α=0.53, σrms =4 fs (LPN-SG).
As future work, the ENOB prediction can be more refined by considering non-idealities
of the utilized electro-optic modulators or variable attenuators, which are used in the parallel
branches of the Nyquist pulse synthesizer DAC system (s. Figure 1(a)). In addition, since perfect
reconstruction, as property of the Nyquist pulses, is only possible at the zero-crossings, errors of
Research Article Vol. 29, No. 15 / 19 July 2021 / Optics Express 23680
the delays in the parallel branches will be transformed to amplitude errors. Hence, circuits or
systems that fine-tune the delay and suitable calibration techniques should be taken into account
as well. If the transition from the proposed photonic DAC into electrical domain is desired,
additional effects such as photo current shot-noise, absolute optical power, linearity and thermal
noise of the photo detector and an optional, subsequent transimpedance amplifier need to be
considered.
4. Conclusion
We have derived an analysis of the impairments of a Nyquist pulse synthesizer system by laser
RIN, distortion by the MZM non-linearity and electrical signal source jitter. The analysis
allows to predict an upper limit on ENOB, which is an important metric for high-speed arbitrary
waveform signal generators and DACs. For high ENOB the CW laser signal should exhibit a
low RIN and the laser signal should be filtered with a high-Q optical filter. In addition, the
frequency synthesizer phase noise should be as low as possible as it is the main limiting factor
in high-frequency performance. The best electronic DACs achieve 4.1 ENOB over a frequency
range of up to 58.6 GHz without frequency interleaving [4]. In conclusion, we have shown that a
photonic DAC based on Nyquist pulse synthesis outperforms state-of-the-art electronic DACs
both in bandwidth and ENOB. Our analysis predicts that using an ultra-low phase noise SG [26],
a laser source with -165 dBc RIN [25] and a 1 GHz pre-filter enables more than 8 ENOB over
more than 100 GHz signal bandwidth.
Funding. Deutsche Forschungsgemeinschaft (403154102).
Disclosures. The authors declare no conflicts of interest.
Data availability.
Simulation and measurement data underlying the results presented in this paper may be obtained
from the authors upon reasonable request.
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... Thus, for the presented photonic DAC system an ENOB of more than 8 can be achieved for analog bandwidths greater than 100 GHz by using a low-phase noise SG. The quality analysis of the signal generation was presented in [177]. The main component of the system is the implemented modulator for the generation of sinc-pulse sequences, which, for a three-branch system, is driven with a single-tone frequency from an electrical SG or oscillator. ...
... An extensive analysis of the non-idealities for DACs based on photonic Nyquist pulses has been performed in [177]. Fundamental for the calculation of the ENOB is the signal-to-noise ratio, that is affected by the respective jitter of the utilized signal generator. ...
... Thus, using this sampling principle, a high-bandwidth signal detection with a small jitter can be achieved if a corresponding electrical source with a low jitter is adapted. With commercial low-jitter electrical RF sources, values in the femtosecond range can be reached [177]. But with more sophisticated RF sources, even atto-or zeptosecond jitters are possible [198,199]. ...
Thesis
Full-text available
The escalating communications traffic in optical networks has driven the exploration of signal manipulation in the optical domain as a promising technology in the last two decades. The surge in data traffic results from the rapid expansion of distributed computing, sensor networks, artificial intelligence, machine learning, and cloud-based services. As we enter the era of quantum communication, autonomous driving, and 6G, the global data flow continues to grow exponentially. Traditional electronic systems have been instrumental in improving signal transmission and reception quality through electronic signal processing. However, they suffer from limitations such as finite operational bandwidth, signal degradation over transmission lines, latency issues, susceptibility to electromagnetic interference (EMI), high power consumption, and cost constraints. Optical signal processing enabled by silicon photonics offers a solution with significantly higher bandwidth capabilities and faster data processing, along with cost-effective and lowlatency systems. Photonic devices are immune to environmental radiation and EMI, making them suitable for space and quantum applications. Silicon photonic technology has further propelled the application field harnessed by photonic integrated circuits, with matured CMOS-compatible fabrication enabling the development of high-performance optical processing units. The convergence of electronics and photonics on silicon photonic platforms has resulted in significant advancements in the field of optical communications and microwave photonics. This thesis explores the advancements in the field of silicon photonics aggregated with innovative optical signal processing to achieve pivotal improvements in novel methods for signal generation and measurement. It evaluates the performance of various silicon modulators in terms of data transmission and sinc-pulse sequence generation. These silicon modulators are utilized to develop novel photonic-assisted architectures to enhance the transmission channel capacity of the Nyquist transceiver system by addressing the limitations of the analog output bandwidth of generators and receivers in conventional optical transceiver systems. Furthermore, the presented research delves into silicon photonics for microwave photonics applications with the implementation of passive and active photonic devices. The study presents integrated photonic frequency measurement systems, showcasing their superior performance in real-time temporal and spectral analysis of micro and mm-wave signals with best-in-class measurement resolution and accuracy.
... Therefore, it is important to ensure that the timing uncertainties are minimal to achieve a reliable and excellent performance. Moreover, the figures of merit, like the effective number of bits (ENoB), are directly related to the jitter [250][251][252]. ...
... The experimental results are presented in Fig. 3.11, for three different comb spacings. Similar results have been independently reported by Liu et al. [206] and Kress et al. [251]. The corresponding root-mean-square jitter values have been included in the plots. ...
... 3.5, the jitter in the generated pulse sequence comes primarily from the RF source. Thus, using an RF source with better temporal stability, one can reduce the aperture jitter of a sinc-sequence based sampling device [251]. ...
Thesis
Full-text available
An optical frequency comb (OFC) has a diverse application portfolio, including spectroscopy, ranging, photonic computing, optical communication, and microwave photonics. The silicon photonics technology can reshape all these application areas. It offers compact, energy-efficient, and high-performance integrated photonic systems-on-chip at low cost and high reliability. The primary motivation of the thesis has been to conceptualize and implement the optical frequency comb technology in high bandwidth optical signal processing and optical communication systems in an integrated silicon photonic chip. This thesis explores ways to synthesize and utilize a special kind of OFC in a silicon photonic integrated circuit, where all the comb lines are of equal amplitudes and phase-locked. Such a comb results in a sinc-shaped Nyquist pulse sequence. These pulses can transmit data with the maximum possible symbol rate. Moreover, signal converters that link the analog and digital realms can efficiently leverage orthogonality to optimally utilize the optoelectronic bandwidth if Nyquist pulses are used for sampling. This work presents flexible optical Nyquist pulse generation with repetition rates up to 30 GHz and pulse bandwidths up to 90 GHz using integrated silicon photonic modulators. Besides generating such pulses, this thesis presents a novel source-free all-optical Nyquist pulse sampling technique based on the convolution of the signal spectrum with a rectangular phase-locked OFC. The method presented here can achieve sampling rates of three to four times the optoelectronic bandwidths of the incorporated optical or electronic devices. Further, this sampling technique has been extended to demonstrate an integrated time-magnifier system based on a SiN microring resonator. The proposed OFC-based sampling technique has been further extended to demonstrate an integrated signal agnostic Nyquist transceiver that enables the transmission of signals with the theoretically maximum possible symbol rate in a rectangular bandwidth. Several such rectangular spectral channels were combined into a superchannel and de-multiplexed separately. Moreover, due to its signal agnostic nature, the transceiver can be used for digital communication and analog radio-over-fiber links. Additionally, this thesis will propose and experimentally demonstrate one modulation format aggregation scheme using linear signal processing.
... By weighting each of these sequences with the digital input signals and summing up all the branches, the analog signal is obtained. 8,12 The quality of the generated analog signal depends on the phase noise of the electrical signal generator (SG) used for driving the MZM and the quality of the generated sinc-pulse sequences. Compared to the influence of the jitter of the signal generator or oscillator, the non-idealities of the pulses due to the impairments of the used MZM 13 can be neglected. ...
... The photonics-based DAC concept was proposed in 8 and the quality analysis of the signal generation was presented in. 12 The main component of the system is the used modulator for the generation of sinc-pulse sequences, which, for a three-branch system, is driven with a single-tone frequency from an electrical SG or oscillator. The simplicity of the concept makes it suitable for integration on any silicon photonics platform. ...
... An extensive analysis of the non-idealities for DACs based on photonic Nyquist pulses has been performed in. 12 Fundamental for the calculation of the ENOB is the signal-to-noise ratio, that is affected by the respective jitter of the utilized signal generator. In general, the sampling error can be derived as the first-order Taylor approximation to the spectra of the sampled signal. ...
... Photonic digital-to-analog converters (PDACs) have aroused an increasing interest in recent years [1][2][3][4][5][6][7][8][9][10][11][12][13][14]. In a PDAC, digital signals are converted to analog signals in the optical domain, thus avoiding the non-idealities in electronic circuits (such as clock jitter, parasitic effects, inter-channel cross talk, etc. [15,16]) that limit the bandwidth and resolution of traditional electronic digital-to-analog converters (DACs). ...
... Three configurations of PDACs are generally employed in the literature. The first one is based on optical Nyquist pulse synthesis [1,2]. Multiple low-speed electronic DACs are time-domain interleaved to achieve a high sampling rate exploiting optical sinc-pulse sequences. ...
Article
Full-text available
Photonic digital-to-analog converters (PDACs) have a broad application prospect due to the ability to overcome the non-idealities in electronic circuits. PDACs are usually implemented by quantizing and summing the optical intensities of multiple lasers. The relative intensity noise of laser sources plays a critical role in determining the signal-to-noise ratio (SNR) and effective number of bits (ENOB). We present a detailed noise analysis for PDACs. Both the traditional binary-weighted structure and the recently proposed segmented-weighted structure are investigated. The results show that laser noise imposes a fundamental limit to the maximum SNR and ENOB that can be achieved in binary-weighted PDACs, while segmented PDACs can break this limitation and have a continuously increasing SNR with the quantization bit number (QBN). A novel configuration based on laser multiplexing and balanced detection, to the best of our knowledge, is also proposed and analyzed to increase the number of bits when the number of lasers is limited. Numerical simulations are performed to evaluate the SNR evolution with the QBN in different types of PDACs. The results are in good agreement with the theoretical analysis. Our analysis provides useful insights and can be important guidance for implementing high-performance PDACs.
... Nonlinear distortions of photodetectors (PDs) are critical parameters in the applications of analog optical links, such as phased array antennas [1,2], radio over fiber [3][4][5], and photonic analog-to-digital converters [6,7]. In these applications, high linearity PDs are indispensable for minimizing signal distortion to achieve a large spur-free dynamic range (SFDR), especially when the PD is operated with high optical power [8][9][10]. ...
Article
Full-text available
A novel, to the best of our knowledge, electro-optical modulation method is proposed for measuring third-order intermodulation distortion of photodetectors (PDs) based on de-coupling and de-embedding modulation distortion of modulators. The method utilizes dual parallel intensity modulation to generate electro-optical stimulus signals with fast and fine sweeping capability, and it eliminates the nonlinear impact of modulators by using low-frequency bias swing, allowing a direct extraction of the third-order output intercept point (OIP3) of PD from the combined nonlinear response contributed by both the modulators and the PD. The OIP3 of PD is frequency-swept measured with our method and compared to those with the conventional method to check for consistency. The proposed method enables a modulator-distortion-free, fast, and fine sweeping measurement of PDs using a simple system.
... Photonic digital-to-analog converters (PDACs) are a promising technique for arbitrary waveform generation which may potentially overcome the bottlenecks related to their electrical counterparts such as parasitic effects, inter-channel cross talk and timing jitter [1][2][3][4][5][6][7][8][9][10][11][12][13][14][15][16][17][18][19][20]. There has been a growing interest in the study of PDACs for various applications including microwave photonic radar [8,[21][22][23], optical networks [17], and visible light communication [24]. ...
Article
Full-text available
Photonic digital-to-analog converters (PDACs) with segmented design can achieve better performance than conventional binary PDACs in terms of effective number of bits (ENOB) and spurious-free dynamic range (SFDR). However, segmented PDACs generally require an increased amount of laser sources. Here, a structure of bipolar segmented PDAC based on laser wavelength multiplexing and balanced detection is proposed. The number of lasers is reduced by a half compared to a conventional segmented design with the same nominal resolution. Moreover, ideal bipolar output with no direct-current bias can be achieved with balanced detection. A proof-of-concept setup with a sampling rate of 10 GSa/s is constructed by employing only four lasers. The PDAC consists of four unary weighted channels and four ternary weighted channels. The measured ENOB and SFDR are 4.6 bits and 37.0 dBc, respectively. Generation of high-quality linear frequency-modulated radar waveforms with an instantaneous bandwidth of 4 GHz is also demonstrated.
Conference Paper
A frequency-flexible Nyquist pulse synthesizer is presented with optical pulse bandwidths up to f opt = 100 GHz and repetition rates equal to f opt /9, fabricated in an electronic-photonic co-integrated platform utilizing linear on-chip drivers.
Article
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We present a photonic-assisted arbitrary waveform generation for uplink applications in beyond 5G taking advantage of low frequency technology and it has a potential to upgrade signal frequency from MHz to more than tens GHz retaining the high ENOB of conventional low frequency electrical technology competitive to the state of the arts of tens GHz class AWG. In machine-to-machine communications over uplink traffic as one of application scenario examples, massive multi-data should be accommodated and be conveyed to beyond GHz region in the era of beyond 5G. The proposed photonic assistance for temporal waveform compression has a potential to upgrade signal frequency from MHz to more than tens GHz retaining the high ENOB of the low frequency technology and surpass the state of the arts of tens GHz class AWG. We successfully demonstrate the principle of the proposed approach in experiment and the potential of achievable ENOB over 12 bit at 50 GHz in simulation.
Article
Full-text available
Source-free all optical sampling, based on the convolution of the signal spectrum with a frequency comb in an electronic-photonic, co-integrated silicon device will be presented for the first time, to the best of our knowledge. The method has the potential to achieve very high precision, requires only low power and can be fully tunable in the electrical domain. Sampling rates of three and four times the RF bandwidths of the photonics and electronics can be achieved. Thus, the presented method might lead to low-footprint, fully-integrated, precise, electrically tunable, photonic ADCs with very high-analog bandwidths for the digital infrastructure of tomorrow.
Article
Full-text available
Electro-optic modulators translate high-speed electronic signals into the optical domain and are critical components in modern telecommunication networks1,2 and microwave-photonic systems3,4. They are also expected to be building blocks for emerging applications such as quantum photonics5,6 and non-reciprocal optics7,8. All of these applications require chip-scale electro-optic modulators that operate at voltages compatible with complementary metal-oxide-semiconductor (CMOS) technology, have ultra-high electro-optic bandwidths and feature very low optical losses. Integrated modulator platforms based on materials such as silicon, indium phosphide or polymers have not yet been able to meet these requirements simultaneously because of the intrinsic limitations of the materials used. On the other hand, lithium niobate electro-optic modulators, the workhorse of the optoelectronic industry for decades9, have been challenging to integrate on-chip because of difficulties in microstructuring lithium niobate. The current generation of lithium niobate modulators are bulky, expensive, limited in bandwidth and require high drive voltages, and thus are unable to reach the full potential of the material. Here we overcome these limitations and demonstrate monolithically integrated lithium niobate electro-optic modulators that feature a CMOS-compatible drive voltage, support data rates up to 210 gigabits per second and show an on-chip optical loss of less than 0.5 decibels. We achieve this by engineering the microwave and photonic circuits to achieve high electro-optical efficiencies, ultra-low optical losses and group-velocity matching simultaneously. Our scalable modulator devices could provide cost-effective, low-power and ultra-high-speed solutions for next-generation optical communication networks and microwave photonic systems. Furthermore, our approach could lead to large-scale ultra-low-loss photonic circuits that are reconfigurable on a picosecond timescale, enabling a wide range of quantum and classical applications5,10,11 including feed-forward photonic quantum computation.
Article
Full-text available
Photonic techniques have potential to overcome the limitations of electronic digital-to-analog conversion. A serial optical DAC using fiber dispersion with optical weighted wavelength multiplexing is proposed and demonstrated. Serial Digital code are overlapped regularly in time domain due to dispersion based delays. Intensity information for conversion is extracted by synchronous gating pulse train. The system is operated with high precision time control. Performance of the ODAC is experimentally investigated by establishing a 4-bit 12.5Gbit/s system. The linear transfer function is described and an ENOB of 3.55 is obtained. The proposed architecture could be easily modified for better performance.
Article
A new method for high-speed photonic arbitrary waveform generation using optical sinc-pulse sequences and Mach-Zehnder modulators is presented, enabling a three- to four-fold increase in sampling rate compared to the bandwidth of the used modulator for generating the pulses and an N -fold increase compared to the bandwidth of the incorporated electronics, with N as the number of parallel branches. Proof of concept experimental results, using conventional off-the-shelf fiber components have been presented in this study. Due to its simplicity and the possibility to achieve high sampling rates with low bandwidth photonic and electronic equipment, this method is beneficial for integration on a silicon photonics platform.
Conference Paper
Optical sampling of pseudo random microwave signals with sinc-shaped Nyquist pulse sequences has been demonstrated in an integrated silicon photonics platform. An electronic-photonic, co-integrated depletion type silicon intensity modulator with high extinction ratio has been used to sample the microwave signal with a sampling rate, which corresponds to three times its RF bandwidth. Thus, a sampling rate of 21 GSa/s is achieved with a 7 GHz modulator, with 3 dBm of differential input power.