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Abstract and Figures

Rodents show a wide range of anatomical, physiological, and behavioral adaptations to life underground. Cranial and postcranial bone morphologies are deeply impacted by the modes of digging, which can involve either incisors or claws. However, the morphological variation of these elements still needs to be accurately quantified to assess the degree of specializations of the fossorial rodent families in regards to their respective evolution. Here, we focus on the morpho-functional characteristics of the masticatory apparatus in two families of subterranean rodents, the Spalacidae and Bathyergidae. We quantify skull shape in five spalacid genera using geometric morphometric methods, as well as biomechanical estimates for adductor muscles, which are compared with data previously published on bathyergids. We show that skull shape of spalacids has a greater disparity and lower biomechanical estimates than bathyergids, in which the fossorial activity, notably chisel-tooth digging, more significantly impacted the evolution of the skull. Among spalacids, Spalax shows the most extreme specializations to life underground and displays the highest number of morphological convergences with chisel-tooth digging bathyergids, especially regarding its cranial shape and high biomechanical estimate for the temporalis muscle. Fewer morphological convergences were observed between other spalacids and bathyergids. Different evolutionary histories can potentially explain discrepancies observed between the two families, the first bathyergid morphological adaptations to fossorial life being much older than those of spalacids.
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https://doi.org/10.1007/s10914-021-09550-z
ORIGINAL PAPER
Evolution Towards Fossoriality andMorphological Convergence
intheSkull ofSpalacidae andBathyergidae (Rodentia)
MorganeFournier1· LionelHautier2· HelderGomesRodrigues1
Accepted: 7 April 2021
© The Author(s), under exclusive licence to Springer Science+Business Media, LLC, part of Springer Nature 2021
Abstract
Rodents show a wide range of anatomical, physiological, and behavioral adaptations to life underground. Cranial and
postcranial bone morphologies are deeply impacted by the modes of digging, which can involve either incisors or claws.
However, the morphological variation of these elements still needs to be accurately quantified to assess the degree of spe-
cializations of the fossorial rodent families in regards to their respective evolution. Here, we focus on the morpho-functional
characteristics of the masticatory apparatus in two families of subterranean rodents, the Spalacidae and Bathyergidae. We
quantify skull shape in five spalacid genera using geometric morphometric methods, as well as biomechanical estimates
for adductor muscles, which are compared with data previously published on bathyergids. We show that skull shape of
spalacids has a greater disparity and lower biomechanical estimates than bathyergids, in which the fossorial activity, notably
chisel-tooth digging, more significantly impacted the evolution of the skull. Among spalacids, Spalax shows the most extreme
specializations to life underground and displays the highest number of morphological convergences with chisel-tooth dig-
ging bathyergids, especially regarding its cranial shape and high biomechanical estimate for the temporalis muscle. Fewer
morphological convergences were observed between other spalacids and bathyergids. Different evolutionary histories can
potentially explain discrepancies observed between the two families, the first bathyergid morphological adaptations to fos-
sorial life being much older than those of spalacids.
Keywords Skull shape· Fossorial adaptations· Life underground· Rodents· Geometric morphometrics
Introduction
Fossorial habits are widespread among mammals, but it
is especially the case in rodents, which include ten fami-
lies displaying important specializations to fossorial life:
Aplodontidae, Sciuridae, Bathyergidae, Ctenomyidae,
Octodontidae, Echimyidae, Geomyidae, Spalacidae, Cri-
cetidae, and Muridae (Agrawal 1967; Nevo 1999; Lacey
etal. 2000; Begall etal. 2007). Some species, recognized
as subterranean, live underground to forage for food, repro-
duce, and disperse (Nevo 1979). These rodents show a spe-
cialized digging lifestyle, which is reflected by a number
of physiological (e.g., low basal metabolic rate) and ana-
tomical convergences (e.g., eyes and pinnae reduced, mas-
sive masticatory muscles; Morlok 1983; Stein 2000; Burda
2006). Subterranean species convergently evolved different
modes of digging, from “scratch digging” characterized
by alternate flexing and extension of forearms bearing
enlarged claws to “chisel-tooth digging” involving the use
of procumbent incisors to scrape the ground. Digging with
incisors is also suggested to be combined with shoveling
movements of the head in a few cases (Hildebrand 1985;
Laville etal. 1989; Stein 2000). These different modes of
digging are associated with important morphological vari-
ations of the body (e.g., head and limbs), which remain to
be accurately described, to better understand the different
adaptive events to burrowing life in rodents.
Two phylogenetically distant rodent families, the
Spalacidae and Bathyergidae, display some of the most
extreme specializations to fossorial life. Spalacids belong
to the superfamily Muroidea and comprise at least six
genera from Asia (bamboo rats: Cannomys and Rhizomys;
* Helder Gomes Rodrigues
helder.gomes-rodrigues@mnhn.fr
1 Centre de Recherche en Paléontologie - Paris (CR2P), UMR
CNRS 7207, CP38, Muséum National D’Histoire Naturelle,
Sorbonne Université, 8 rue Buffon, 75005Paris, France
2 Institut Des Sciences de L’Evolution, cc64, Université de
Montpellier, CNRS, IRD, EPHE, 34095Montpellier, France
/ Published online: 10 May 2021
Journal of Mammalian Evolution (2021) 28:979–993
Content courtesy of Springer Nature, terms of use apply. Rights reserved.
... Subterranean rodents generally show the most extreme cranial specializations due to their more intense activity of chisel-tooth digging (e.g., procumbent incisors and massive masticatory muscles; Fournier et al., 2021;Gomes Rodrigues et al., 2016;Landry, 1957;Lessa & Patton, 1989;Marcy et al., 2016;McIntosh & Cox, 2016) and ...
... Mandibular and cranial forms were quantified using 11 and 62 anatomical landmarks, respectively ( Figure 2; Supporting Information Online Material 2). This landmark data set was based on previous studies (Fournier et al., 2021;Gomes Rodrigues et al., 2016;Hautier et al., 2012) and was adapted to our sample. Landmarks #37 and #55 ...
... In previous studies (Michaux et al., 2008;Zelditch et al., 2015), the definition of the skull shape of Tamias tends to be variable, but generally in-between ground and arboreal squirrels. diggers, but in a markedly more pronounced way (e.g., Echeverría et al., 2017;Fournier et al., 2021;Gomes Rodrigues et al., 2016, in press;Marcy et al., 2016). They show a relatively wide and anteriorly tilted occipital plate for insertion of massive neck muscles necessary for removing earth out of the burrows (Stein, 2000), a distinctive character found in many extant and extinct fossorial rodents (Gomes Rodrigues et al. in press). ...
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... The absence of significant differences in relative lobule size between the fossorial rodents and other groups when analyzed in the context of endocranial volume in this analysis may relate to the evolution of digging and fossoriality within Rodentia. Fossoriality has evolved independently several times in different rodent groups (here represented by Bathyergidae, Spalacidae, Aplodontidae) and has produced disparate adaptations in skeletal bone structure (Amson & Bibi, 2021) and skull morphology (Fournier et al., 2021). This disparity is the product of a variety of factors including evolutionary history, soil type, time spent above ground, and significantly, digging behavior (Stein, 2000). ...
... In some species, as in Ellobius, the head itself is used in a shoveling motion to excavate tunnels. The diversity of digging behaviors and disparity in fossorial adaptations (Amson & Bibi, 2021;Fournier et al., 2021) may have influenced subarcuate fossa size and therefore lobule size, especially if modifications have been made to the braincase. While it is most likely that the small lobules of these fossorial species relate to their reduced reliance on vision, a feature that characterizes fossorial groups (Stein, 2000), this result, together with previous analyses (Bertrand et al., , 2021 highlights the need for clade specific, fossil informed analyses of fossorial adaptations. ...
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... bathyergids and heterocephalids; Patterson & Upham, 2014) and hystricomorphs. In both cases, the divergence is related to digging specializations (see also Hiiemae, 1971;Cox et al., 2020;Fournier et al., 2021). In Spalax, the infraorbital part of the zygomaticomandibularis is also well developed, differing from other subterranean rodent groups, such as bathyergoids. ...
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Masticatory muscle features allow for an understanding of how dietary habits and masticatory functions have evolved across mammalian lineages. Herbivorous mammals were traditionally classified as pertaining to either ‘ungulate-grinding’ or ‘rodent-gnawing’ morphotypes, but those classes might not adequately encompass the diversity of past and present herbivores. We compiled data for 104 herbivorous (nine orders, including new data for 31 species) and ten non-herbivorous (five orders) extant species and for four extinct taxa, in order to construct a more comprehensive scheme of masticatory morphotypes. A myological phylomorphospace revealed 15 morphotypes, which were tested statistically and interpreted morphofunctionally. Extant herbivorous morphotypes diversified along two main pathways that did not reflect the traditional types. Additionally, some extinct herbivores adapted along alternative pathways to those of extant forms. Early mammaliaforms and mammals possessed muscle proportions almost identical to those of living carnivores. Several more plesiomorphic herbivorous morphotypes were recognized, with some of them retaining generalized myological proportions. The rodent disparity was remarkable and could not be encompassed by a single category or pathway. Features of some derived euungulates and diprotodonts resembled rodents, but only a few extinct euungulates and extant wombats converged closely with them. Criteria for selecting models for palaeobiological reconstructions are discussed.
... Several studies of extant bathyergids have focused on the cranial and dental anatomy of a few species (e.g., Berkovitz and Faulkes, 2001;Hart et al., 2007;Barčiová et al., 2009;Van Daele et al., 2009;Gomes Rodrigues et al., 2011;McIntosh and Cox, 2016a;Caspar et al., 2021). Only more recent assessments have incorporated a comparative approach including a larger number of species (Gomes Rodrigues and Šumbera, 2015;Gomes Rodrigues et al., 2016;Mason et al., 2016;McIntosh and Cox, 2016b;Fournier et al., 2021). In general, these studies have found clear differences between chisel-tooth diggers and scratchdiggers, with the former having a more specialized dental and craniomandibular morphology, including more procumbent incisors, shorter snout, relatively wider and taller skulls with enlarged zygomatic arches, strongly hystricognathous mandible, and increased jaw and condyle lengths relative to their size, all features that facilitates higher bite forces and wider gapes to maximize breaking up soils (Gomes Rodrigues et al., 2016;McIntosh and Cox, 2016a,b). ...
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Chapter
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