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Abstract

[Context] The domain of rural areas, including rural communities, agriculture, and forestry, is going through a process of deep digital transformation. Digitalisation can have positive impacts on sustainability in terms of greater environmental control, and community prosperity. At the same time, it can also have disruptive effects, with the marginalisation of actors that cannot cope with the change. When developing a novel system for rural areas, requirements engineers should carefully consider the specific socio-economic characteristics of the domain, so that potential positive effects can be maximised, while mitigating negative impacts. [Objective] The goal of this paper is to support requirements engineers with a reference catalogue of drivers, barriers and potential impacts associated to the introduction of novel ICT solutions in rural areas. [Method] To this end, we interview 30 cross-disciplinary experts in digitalisation of rural areas, and we analyse the transcripts to identify common themes. [Results] According to the experts, main drivers are economic, with the possibility of reducing costs, and regulatory, as institutions push for more precise tracing and monitoring of production; barriers are the limited connectivity, but also distrust towards technology and other socio-cultural aspects; positive impacts are socio-economic (e.g., reduction of manual labor, greater productivity), while negative ones include potential dependency from technology, with loss of hands-on expertise, and marginalisation of certain actors (e.g., small farms, subjects with limited education). [Conclusion] This paper contributes to the literature with a domain-specific catalogue that characterises digitalisation in rural areas. The catalogue can be used as a reference baseline for requirements elicitation endeavours in rural areas, to support domain analysis prior to the development of novel solutions, as well as fit-gap analysis for the adaptation of existing technologies.
RETHINKING SUSTAINABILITY REQUIREMENTS:
DRIVERS, BARRIERS AND IMPACTS
OF DIGITALISATION FROM THE VIEWPOINT OF EXPERTS
A PREPRINT
Alessio Ferrari
CNR-ISTI
Pisa, Italy
alessio.ferrari@isti.cnr.it
Manlio Bacco
CNR-ISTI
Pisa, Italy
manlio.bacco@isti.cnr.it
Kirsten Moore
Karlsruhe Institute of Technology
Karlsruhe, Germany
kirsten.gaber@kit.edu
Andreas Jedlitschka
Fraunhofer IESE
Kaiserslautern, Germany
andreas.jedlitschka@iese.fraunhofer.de
Steffen Hess
Fraunhofer IESE
Kaiserslautern, Germany
steffen.hess@iese.fraunhofer.de
Jouni Kaipainen
University of Jyväskylä
Kokkola, Finland
jouni.kaipainen@chydenius.fi
Panagiota Koltsida
ATHENA RC,
National and Kapodistrian University of Athens
Athens, Greece
p.koltsida@di.uoa.gr
Eleni Toli
ATHENA RC,
National and Kapodistrian University of Athens
Athens, Greece
elto@di.uoa.gr
Gianluca Brunori
Università degli Studi di Pisa, DISAAA
Pisa, Italy
gianluca.brunori@unipi.it
May 7, 2021
ABS TR ACT
Requirements engineering (RE) is a key area to address sustainability concerns in system development.
Approaches have been proposed to elicit sustainability requirements from interested stakeholders
before system design. However, existing strategies lack the proper high-level view to deal with
the societal and long-term impacts of the transformation entailed by the introduction of a new
technological solution. This paper proposes to go beyond the concept of system requirements and
stakeholders’ goals, and raise the degree of abstraction by focusing on the notions of drivers,barriers
and impacts that a system can have on the environment in which it is deployed. Furthermore, we
suggest to narrow the perspective to a single domain, as the effect of a technology is context-dependent.
To put this vision into practice, we interview 30 cross-disciplinary experts in the representative
domain of rural areas, and we analyse the transcripts to identify common themes. As a result, we
provide drivers, barriers and positive or negative impacts associated to the introduction of novel
technical solutions in rural areas. This RE-relevant information could hardly be identified if interested
stakeholders were interviewed before the development of a single specific system. This paper
contributes to the literature with a fresh perspective on sustainability requirements, and with a domain-
specific framework grounded on experts’ opinions. The conceptual framework resulting from our
analysis can be used as a reference baseline for requirements elicitation endeavours in rural areas that
need to account for sustainability concerns.
arXiv:2105.02848v1 [cs.SE] 6 May 2021
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Keywords
Software Engineering
·
Requirements Engineering
·
Sustainability Requirements
·
Interviews
·
Digitalisation
·
Empirical Study
1 Introduction
Sustainability in system engineering has traditionally been interpreted as the ability of a system to evolve and be
maintained in a cost-effective way, while managing technical debt [Koziolek, 2011, Becker et al., 2015a, Kruchten et al.,
2012, Li et al., 2015, Penzenstadler et al., 2012, Condori-Fernandez and Lago, 2018]. This vision, which focuses only
on the technical side of sustainability, has been criticized by the Karlskrona Manifesto [Becker et al., 2015a], edited by
a group of software engineering researchers to raise awareness on the relationship of Information and Communications
Technology (ICT) solutions with ecological and social systems. The manifesto calls for a more systemic view of
sustainability during system design, and identifies requirements engineering (RE) as the key area where system-level
thinking can be applied to escape the trap of solutionism [Easterbrook, 2014], and broaden the perspective to reason on
potential effects of technological change from the social, ecologic and economic viewpoints.
The call to arms of the Karlskrona Manifesto triggered research around the notion of sustainability requirements [Venters
et al., 2017, Lago et al., 2015, Mahaux et al., 2011, Condori-Fernandez and Lago, 2018, Chitchyan et al., 2016]. These
are intended as quality goals that a system shall fulfill to provide long-term benefits for its environment and members
therein, while minimising damage for other members and the environment as a whole [Venters et al., 2017]
1
. Different
RE approaches have been proposed to elicit this particular type of requirements. Part of them focus on energy-
management aspects [Calero and Piattini, 2015], and use different combinations of RE practices—prototyping, design
thinking, goal modelling, etc.—specifically tailored to elicit requirements concerning the energy-efficiency of the
system [Ferrario et al., 2016, Mahaux et al., 2011, Kern et al., 2018]. Others take a domain-agnostic perspective, and
propose general sets of sustainability requirements patterns [Roher and Richardson, 2013a], interview scripts [Duboc
et al., 2020], as well as guidelines to rethink the software process considering sustainability as a main concern [Seyff
et al., 2018, Saputri and Lee, 2021, Lami and Buglione, 2012, Bozzelli et al., 2013]. Despite these efforts, the mapping
study by Garcia-Mireles et al. [2018] on sustainability and software product quality highlights a limitation in the scope
of the effects that are considered by the majority of the studies in the field. While the proposed methodologies go
beyond the immediate impacts, and consider the so-called second-order effects—i.e., potential changes in the behaviour
of individual users—most of them do not account for
third-order
effects, related to the societal and long-term influence
of the technological transformation.
This paper posits that, to address existing limitations in terms of sustainability requirements elicitation, going beyond
the concept of system requirements and stakeholders’ goals is necessary, also raising the degree of abstraction. To
this end, we propose to analyse three core concepts, namely drivers,barriers and potential impacts associated to the
introduction of novel ICT solutions in a certain socio-physical domain. These three concepts incorporate traditional
stakeholders’ goals among the drivers, but also account for other components that are relevant for sustainability, and do
not currently have a prominent place in RE. We focus on rural areas—including rural communities, agriculture and
forestry—as this is a representative yet diversified domain that is facing deep technological transformations [Trendov
et al., 2019, Doerr et al., 2018, Bacco et al., 2019]. Domain specificity is a relevant aspect, as Penzenstadler et al. [2012]
already observed that sustainability should be addressed with domain-dependent lenses.
To practice our vision and elicit information for the three core concepts, we perform a set of 30 semi-structured
interviews with experts across the European Union (EU), which were recruited in the context of the Horizon 2020
DESIRA Project (Digitisation: Economic and Social Impact in Rural Areas)
2
. The experts have diversified knowledge
about a wide range of ICT solutions applied in rural areas—e.g., precision agriculture, blockchain-based tracking, and
automated milking systems (AMSs). They are selected as they are experts on families of systems in the domain, and
can therefore provide an informed opinion, with the right high-level perspective that gives a (filtered) voice to multiple
stakeholders. Furthermore, the experts are free from the conflicts of interest that may arise if stakeholders involved in
a specific project were interviewed. We perform a thematic analysis of the interview transcripts to identify common
categories and provide an expert-based reference framework to be placed before any project-specific requirements
elicitation activity in the domain of rural areas.
Our results show that typical barriers for the adoption of ICT solutions are the lack of connectivity in rural areas, but
also fear and distrust towards technology. In addition, the cost of technology and regulatory issues, also related to
unclear data governance are relevant barriers. Main drivers are economic, as technology can lead to cost reduction, but
1
As pointed out, among others, by Venters et al. [2017], the concept of sustainability requirement is not well defined in the
literature. Here we provide an intuitive idea to clarify what is the topic of discussion, without any ambition for formality or
completeness.
2https://desira2020.eu
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also ecological and institutional, since technology can improve monitoring as well as accountability. In this regard,
regulators can play a crucial role by means of funding programs and norms. Positive impacts are the replacement of
repetitive labour and the possibility of exploiting economies of scale. On the other hand, negative impacts are the higher
dependency from technology as well as the social exclusion of some players that cannot cope with the change, at least
not fast enough.
This work contributes with a paradigm shift in the analysis of sustainability requirements, by introducing the concepts of
drivers, barriers and impacts associated to the adoption of technological solutions. Furthermore, our themes represent a
reliable snapshot of the state of affairs in rural areas, and can be taken as reference for the development of socio-technical
systems in this domain. In addition, by raising the level of abstraction of RE, our work paves the basis for further
integration between sustainable development and value-based software engineering [Mougouei et al., 2018, Ferrario
et al., 2016, Newman et al., 2015].
The remainder of the paper is structured as follows. In Section 2, we analyse related works especially in the field of
RE-based sustainability, and shed some lights on digitisation processes in rural areas. The research design is presented
in Section 4, detailing the interview scripts, the selection of the interviewed experts, and their expertise and provenance.
Section 5 analyses the collected results, and categories them into socio-cultural, technical, economic, and regulatory
related themes, providing insights on drivers, barriers, and potential impacts. Section 6 The conclusions are in Section
7.
2 Background and Related Work
In the following we first introduce the EU H2020 DESIRA project, in which this work is conducted. Then, we provide
an overview of related work on RE for sustainability requirements, and we highlight our contribution with respect to the
literature.
2.1 The H2020 DESIRA Project
The paradigm of cyber-physical systems [Wolf, 2009] is often referred to as a model to describe how complex systems
interact with the physical world, integrating computation and physical processes. Depending on the context, the cyber
and physical spaces can be intertwined with the social space [Lace and Kirikova, 2018], giving birth to the concept of
socio-cyber-physical systems, a paradigm in which humans are at the very center, as opposed to cyber-physical systems
that revolve around computation and physical processes. The socio-cyber-physical paradigm is the core of DESIRA
(Digitisation: Economic and Social Impacts in Rural Areas) [Rijswijk et al., 2020], a four-year H2020 EU project started
in June 2019, which focuses its attention on the digitalization of rural areas, including agriculture, forestry and rural
communities. The analysis conducted within DESIRA covers both the past and the present, and also aims at developing
future scenarios in which the impacts of digital technology can be defined as game changing. A digital game changer
can be defined as a disruptive digital technology introduced or adopted in a context
3
. The socio-economic impacts
of potential digital game changers are discussed in twenty Living Labs
4
all across Europe, each around its own focal
question that embodies a crucial need or desire in a geographical area. For instance, how to digitally trace wood over
the entire process lifecycle in a way that is economically and bureaucratically sustainable for forest owners/managers,
but also facilitating the work of both certification and control entities.
In order to identify and assess the socio-economic impacts of digitalization in rural areas, the DESIRA project will put
forward both conceptual and analytical tools, to be used in the assessment of the past and present situation in the 20
Living Labs. Furthermore, the Living Labs will also perform the so-called scenario workshops to explore different
future scenarios with respect to game-changing events, such as the adoption of digital technologies that have the
potential to reshape rural areas. The Living Labs will also co-design novel digital solutions tailored on the specificity of
rural areas. The co-design will be carried out in the so-called use case workshops, involving relevant stakeholders from
different sectors as in the scenario workshops. The use cases will be put forward by the DESIRA project as instances
of
high-level
technological solutions for which a previous discussion around drivers, barriers, and impacts has been
carried out, thus lowering the risks of unintended effects due to digitalization [Scholz et al., 2018]. The methodology
will revolve around the Responsible Research and Innovation
5
approach, a framework to guide the development and
introduction of new technologies in a manner that identifies, accommodates, and responds to and addresses societal
concerns.
3
See a conceptual briefing on Digital Game Changers at:
https://desira2020.eu/wp-content/uploads/2020/11/
Briefing_Digital-Game-Changers.pdf
4The Living Labs can be seen on the DESIRA website: desira2020.eu.
5https://ec.europa.eu/programmes/horizon2020/en/h2020-section/responsible-research-innovation
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In this work, we focus on the creation of a baseline framework of drivers, barriers and impacts of digitalization in rural
areas, based on experts’ interviews. This is the starting point of the DESIRA analysis. The framework will be further
specialised, considering the specific contexts of the Living Labs as novel relevant elements will emerge along with the
scenario and use case workshops.
2.2 Sustainability in Requirements Engineering
When transforming an existing context through the introduction of an ICT system, traditional RE approaches normally
focus on the analysis of existing processes, stakeholders’ needs, and social relations [Eric et al., 2011, Pohl, 2010,
Van Lamsweerde, 2009]. While this can guide the engineering of suitable solutions that take into account costs, benefits,
budget and time within a for a short-term perspective, it is not sufficient to guarantee that sustainability concerns are
addressed in the long run [Becker et al., 2015a,b]. As clearly stated by Becker et al. [2015a], “the system the customer
wants and the system that
should
be built are quite different”. Design choices may privilege some stakeholders while
marginalizing others, and may not consider silent stakeholders, such as the natural ecosystem, animals, and future
generations. It is therefore important to provide means to reason on sustainability requirements [Venters et al., 2017,
Lago et al., 2015, Mahaux et al., 2011, Condori-Fernandez and Lago, 2018, Chitchyan et al., 2016, Volkov, 2018,
Penzenstadler et al., 2014a], intended here as quality goals that a system shall fulfill to provide long-term benefits for its
environment and members therein, while minimising damage for other members and the environment as a whole.
In recent years, several works have been conducted to address the challenge of eliciting, analysing and satisfying
sustainability requirements. Part of the work focuses on experimenting and tailoring RE methods. Others are oriented
to surveying the field and provide general frameworks. In the following, we summarise representative contributions in
the two groups.
2.2.1 RE Methods for Sustainability
Research in RE and sustainability dates back to the late ’00, with the seminal work of Cabot et al. [2009]. The authors
propose to use the well-known
i
goal modelling framework to represents the sustainability effect of each business
or design alternative. Sustainability is defined as a softgoal (i.e., a nonfunctional/quality requirement) and is further
decomposed into subgoals, such as reuse, recycle, etc. to build a reference taxonomy. The approach is applied to a
preliminary case study. The main research challenges observed are related to the absence of standard definitions of
sustainability concepts and metrics, and scalability issues of the
i
modelling language. Mussbacher and Nuttall [2014]
introduce goal-oriented engineering for sustainability, and uses the Goal-oriented Requirements Language (GLR),
extended with the notion of time to account for measurable aspects relate to this variable and its relation to sustainability.
In another work, Roher and Richardson propose to use a recommender system for sustainability requirements, so to
enable reuse of requirements archetypes [Roher and Richardson, 2013b]. The same authors further develop the concept
of archetypes into sustainability requirements patterns [Roher and Richardson, 2013a], and derive three main patters
related to resource consumption from the analysis of existing documents.
Mahaux et al. [2011] take a more empirical perspective, with an experience report oriented to reflect on the process
of discovering sustainability requirements. They use a combinations of traditional RE practices, including the Volere
template
6
for stakeholder analysis, workshops, goal modelling with KAOS [Van Lamsweerde, 2009] and use case
analysis. The paper observes that sustainability requirements are qualities that can be analysed using traditional
techniques. On the other hand, it also highlights that specific checklists need to be defined, and, most of all, a
sustainability specialist need to be involved in the RE process.
Brito et al. [2018] combine aspect-oriented requirements analysis with the hybrid assessment method, an approach
for multi-criteria decision making. They define a meta-model to represent sustainability concerns, which includes
the potential effect of a certain requirement, a notion similar to the one of impact that we consider in our paper. The
approach is experimented in a case study with unmanned aerial vehicles (UAV) for agriculture.
Seyff et al. [2018] tailor the Win Win negotiation process to consider the impact of requirements on sustainability. The
approach is applied on an industrial case study involving an ERP system vendor. Though the experience was considered
successful, discussion on the impact of requirements was hampered by a lack of information to anticipate long-term
effects, which lead to participants having different, and uncertain, opinions. Specific to the context of rural areas, Doerr
et al. [2018] present an RE framework to assess and derive new RE methods for social contexts. The authors have
previously experimented with design thinking within Living Labs—a paradigm also used in DESIRA—, demonstrating
the effectiveness of the approach. Based on the experience, their framework highlights the need to consider different
RE dimensions, including the attitude of people towards IT systems, as well as the impact of the technology.
6Volere Requirements Template: http://www.volere.co.uk
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In a recent work, Duboc et al. [2020] present an RE framework to facilitate the elicitation of sustainability-related
requirements according to the five dimensions identified by Becker et al. [2015a], namely individual,social,technical,
economic and environmental. The framework consists of a set of questions to be asked to stakeholders during interviews
or workshops. The questions are specifically oriented to facilitate reasoning on the short and long term impacts of the
deployment and usage of a certain system. The framework also includes a diagrammatic notation to graphically support
a coherent analysis of the relationship between the different types of impacts across the dimensions.
Saputri et al. [Saputri and Lee, 2021, 2020] propose a complete framework, with guidelines to elicit and assess
sustainability requirements and metrics. They use the Goal-Question-Metric (GQM) approach and partition requirements
into the dimensions used by Duboc et al. [2020]. The approach is applied on different case studies, showing that the
guidelines provided facilitate the identification of sustainability requirements. On the other hand, difficulties were
encountered in eliciting domain-specific sustainability metrics.
2.2.2 Surveys on RE for Sustainability
Based on previous works proposing RE solutions, and considering also surveys in the broader area of software
engineering for sustainability [Penzenstadler et al., 2012, 2014b], Chitchyan et al. [2015] gives an overview of
techniques that can be applied to support sustainability in each RE-relevant phase (feasibility study, stakeholder analysis,
elicitation, documentation). On a similar note, Garcia-Mireles et al. [2018] present a mapping study on sustainability
and software product quality, noticing that this is a particularly lively area of research, but still at its exploratory stage,
with works that are mostly focused on the development of energy-saving solutions, which are only one of the multiple
facets of sustainability. In another contribution [Garcia-Mireles et al., 2017], the same authors focus on surveying RE
methodologies for sustainability, and notice that, while several approaches have been presented and experimented, there
is limited knowledge on how to assess the achievement of sustainability requirements.
While these work mostly focus on gathering data from the literature, Chitchyan et al. [2016] look more into practice,
performing an interview study with RE professionals to identify their viewpoints on sustainability requirements. Among
the different aspects, the subjects generally complained about the absence of a clear development methodology to
support sustainability in their companies, and the lack of support for engineers in understanding sustainability issues.
Similarly, Condori-Fernandez and Lago [2018] perform an online survey with different software professionals to
identify how different quality requirements, framed according to the ISO/IEC 25010:2011 Quality model [ISO/IEC
25010, 2011], contribute to sustainability. Building on a previous work from Lago et al. [2015], they analyse the
responses according to four sustainability dimensions, namely: social,technical,economic and environmental. The
results show that the different dimensions are intertwined, as a type of requirement can address multiple dimensions
at once. For example, availability and efficiency requirements address the technical dimension, but are also strongly
related to the environmental and economic ones.
2.2.3 Contribution
Our work falls into the group of works concerned with surveys about sustainability for RE (e.g., Condori-Fernandez
and Lago [2018], Chitchyan et al. [2016], Garcia-Mireles et al. [2018]). With respect to previous work in this group, this
is the first one that does not consider RE practitioners as subjects. Instead, we collect the viewpoints of sustainability
experts. In this sense, our work complements existing literature in RE by giving voice to those experts whose role is
considered to be extremely valuable by previous authors [Mahaux et al., 2011, Chitchyan et al., 2016, Seyff et al., 2018,
Fuentes-Fernández et al., 2010, Leimeister et al., 2014]. Although a full-fledged RE methodology is not within the
scope of this paper, our work also aims to contribute with a novel view on sustainability requirements, by introducing
the concepts of drivers, barriers and impacts. This view, which is summarised in the following, can act as a reference
framework to develop further methodologies to support sustainability in RE.
3 Reference Conceptual Framework
Traditionally, RE has revolved around the concepts of stakeholders, actors, goals (or functional requirements), softgoals
(or quality requirements, or nonfunctional requirements), domain assumptions, and specifications [Van Lamsweerde,
2009, Pohl, 2010]. Sustainability requirements are generally considered by the literature as a form of softgoal [Mahaux
et al., 2011, Volkov, 2018, Venters et al., 2017, Penzenstadler et al., 2014a]. They require to reason on the impact that a
system can have on the context in which it is deployed in terms of second-order effects (e.g., indirect changes in user
behaviour), and third-order ones (e.g., societal and long-term influence due to rebound effects) [Penzenstadler et al.,
2014a]. According to Garcia-Mireles et al. [2018], current approaches tend to be insufficient in addressing the latter
types of effects, which account for elements that are related to culture, society, economy, politics and other collective
aspects that characterise a socio-cyber-physical context. These elements can contribute to facilitating or hindering
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the acceptance of a certain technological change, and they should be explicitly considered as main focal points when
reasoning on sustainability requirements. Furthermore, in line with other researchers [Mahaux et al., 2011, Chitchyan
et al., 2016, Seyff et al., 2018, Fuentes-Fernández et al., 2010, Leimeister et al., 2014], we argue that specific experts
need to be involved when reasoning around sustainability.
We thus propose to adopt the high-level concepts of drivers, barriers and impacts related to the introduction of a certain
technological application in an existing socio-cyber-physical context
7
. These concepts are analysed building upon the
different sustainability categories adopted in previous studies [Lago et al., 2015, Duboc et al., 2020]. Furthermore, we
propose to elicit information for these aspects from selected sustainability experts in a given domain. Fig. 1 reports an
informal meta-model that summarises our vision. In the following, we describe the main concepts and their relations.
Figure 1: Meta-model of the proposed reference framework. Light-blue elements are the topic of this paper.
A
Digital Technology
represents a family of digital systems, or composition thereof, which aims at satisfying or
satisficing a given set of hard- and soft-
Goals
, and in doing so it modifies an existing socio-cyber-physical
Context
.
For example, a vegetation monitoring technology based on hyper-spectral cameras and signal processing can have the
goals of monitoring the field and ensure grain quality. The technology socially and physically modifies a context made
of farmers (e.g., by introducing technological experts) and fields (e.g., by introducing cameras carried by drones).
The introduction of the technology in the context is favoured by
Drivers
and hindered by
Barriers
, and has certain
Imapacts on existing Entities.
Drivers
include goals of some stakeholders, for example the need to improve wheat quality required by farmers, but
also other higher-level aspects, for example the funding from institutions to support specific technologies. Similarly,
Barriers
include obstacles in KAOS terms [Van Lamsweerde, 2009], intended as elements preventing the achievement
of a specific goal, but also more structural impediments that hamper the introduction of the digital technology as a whole
in the given context. For example, the difficulty of farmers in interacting with the novel technology, or the regulatory
problems related to the usage of drones. The concept of
Impact
is analogous to that already considered, among others,
by Brito et al. [2018] and by Seyff et al. [2018], and is intended as the expected effect that the digital technology can
have from a sustainability standpoint, and thus in mid- to long-term. The impact can be positive, as, e.g., reduction of
manual labour, but also negative, for example due to the exclusion of small farmers that cannot afford the technology.
An
Entity
, instead, includes actors, stakeholders, and any party that is indirectly impacted by the technology without
voluntarily interacting with it or taking part to the decision process that leads to its deployment, such as the environment,
the animals, or the community as a whole. Drivers, barriers and impacts are partitioned into different sustainability
categories. Base categories, or dimensions, are social,technical,economic,environmental, and individual, as in Duboc
7
We refrain from the usage of the term environment, which is more commonly used in RE, as in the term is reserved to refer to
ecosystems
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et al. [2020], Lago et al. [2015]
8
and other authors [Becker et al., 2015a, Goodland, 1995], but they can be extended or
renamed based on the specific data gathered in the given domain.
In the following, we specialise the framework for the domain of rural areas by interviewing experts in sustainability in
relation to the introduction of digital technology, or digitalisation, for short. We focus on the main elements of drivers,
barriers and impacts, and we relate them with sustainability categories, and impacted entities in the specific domain.
The resulting framework aims to define a knowledge base that can be useful to RE endeavours in rural areas concerned
with the development of novel systems that need to take sustainability into account.
4 Research Design
The present study can be regarded as a judgment study [Stol and Fitzgerald, 2018], which is a form of in-depth survey
involving selected experts on a certain topic of interest—in our case digitalisation in rural areas. We use semi-structured
interviews as data collection technique. The study is carried out by first selecting a set of representative experts as
participants, and then by interviewing them according to pre-defined interview scripts designed to collect their opinion,
and tailored to their profiles. The interviews are transcribed, translated into English, and their content is analysed
through open coding followed by axial coding, to produce a coherent and complete view of the topic of interest based
on the collected opinions. The study is exploratory and descriptive in nature, as it is oriented to provide a first overview
requirements-relevant aspects related to digitalisation in rural areas. Therefore, our goal is not to explain the observed
phenomena, but rather to provide a descriptive reference framework of the current digitalisation landscape, to facilitate
the approaching of requirements engineers to the domain.
4.1 Research Questions
The overall objective of the study is to identify barriers, drivers and impacts of digitalisation in rural areas. This
objective is decomposed into the following four research questions (RQs).
RQ1:
What are the barriers hindering digitalisation in rural areas? The question aims to identify what are the elements
that inherently hamper the introduction of digital technologies. Barriers are intended in a broad sense, without a specific
definition, so that economic, technical, social and other aspects can emerge without a strict focus on one of the facets.
RQ2:
What are the drivers facilitating digitalisation in rural areas? The question aims to identify the elements that
push towards digital transformation. As for barriers, drivers are intended in a broad sense and include also what can be
regarded as goals pursued by certain stakeholders. Therefore, one can identify drivers that cannot be fully controlled
and exist without a specific rural actors pushing for them (e.g., the decreasing cost of technology) as well as goals of
well-defined actors (e.g., need of farmers for better control of the production).
RQ3:
What is the potential impact of digitalisation in rural areas? The question aims to describe positive and negative
consequences that rural socio-technical systems can experience when increasing the strength of their technical side with
the introduction of digital technologies. The objective of the question is to reflect on middle- to long-term impacts that
any project with a strong digital component could have in this domain.
4.2 Study Participants Selection
Participants of the study were selected by the authors based on opportunistic sampling. The goal was to involve experts
that: (a) could cover the main sub-domains of rural areas, namely agriculture, forestry and rural communities; (b)
covered ICT and social-science background; (c) could be representative of different geographical areas of the EU.
The participants to the DESIRA project, who have interdisciplinary backgrounds including ICT, social science and
agriculture, contacted specific subjects in their fields that were considered as reliable experts due to their professional
position and their publicly recognised active role in the theme of digitalisation for rural areas. The selected experts do
not have a role in the DESIRA project. Table 1 lists the selected participants together with their reference subdomain,
nationality, main expertise and gender. In Table 2, instead, we list the reference technologies considered, to give an
indication of what is the technological scope covered by the experts.
4.3 Data Collection and Analysis
To collect data, we first defined a set of interview scripts to guide the interviews and then we performed a form of
thematic analysis [Vaismoradi et al., 2013, Auerbach and Silverstein, 2003], by means of open coding followed by axial
coding.
8Lago et al. [2015] does not explicitly include the individual dimension.
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ID Sub-domain Geographical Area Main Expertise and Role Gender
1 agriculture France academic, ICT researcher M
2 agriculture France support for policy making M
3 agriculture France operation director in private company M
4 agriculture France instructor and consultant for agricultural cooperatives M
5 agriculture Finland academic, automation technology in farms M
6 agriculture Belgium academic, ICT researcher M
7 agriculture Greece academic, ICT researcher M
8 agriculture Greece social science, researcher M
9 agriculture Switzerland agricultural research M
10 agriculture Latvia consultant, researcher F
11 agriculture Latvia academic, ICT researcher M
12 agriculture Germany state research center for agriculture M
13 agriculture UK head of farms networks M
14 agriculture Hungary farm manager M
15 agriculture Italy agronomist, researcher M
16 agriculture, rural communities Finland ICT project manager, researcher M
17 agriculture, rural communities Spain rural development, support for policy making F
18 agriculture, rural communities France sociologist, focus on rural areas F
19 rural communities France advisor, entrepreneur F
20 rural communities Netherlands academic, rural and community development F
21 rural communities Netherlands researcher in ethics, impacts of innovation F
22 rural communities Spain manager of a natural protected area M
23 rural communities Belgium policy expert M
24 rural communities Germany academic, ICT researcher M
25 rural communities Poland agriculture and food economics M
26 rural communities, forestry Greece academic F
27 forestry Italy manager of non-profit consortium, forest engineer M
28 forestry Italy startup founder, renewable sources M
29 forestry Austria education, training, research M
30 forestry Spain head technical team of environmental information network M
Table 1: Interviewed experts.
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ID Technologies
1 automatic miking systems, sensors, agri-voltaic
2 service dematerialization
3 artificial intelligence, blockchain
4 sensors, GPS, blockchain, precision agriculture, agriculture robots
5 automatic miking systems, assisted driving for agriculture, cellular agriculture, controlled environment agriculture (CEA)
6 precision agriculture, automatic milking systems, sensors, cameras, satellite images
7 digital communication
8 animal tracking, vehicle tracking, UAV/drones, satellite images, cameras, precision farming
9 sensors, imagine, machine learning
10 GPS, tractor tracking, precision agriculture, precision farming, drones
11 automatic milking robots, precision farming
12 assisted driving for agriculture, agriculture robots
13 earth observation, satellites, 3D imaging for forests, Web-GIS, habitat modelling, pest prediction, infestation prediction
14 sensors, precision farming
15 Web-GIS, remote sensig, pest monitoring and prediction, machine learning, speech recognition
16 IoT, computer vision, 5G, drones, energy monitoring, artificial intelligence, precision agriculture, sensors, visual scanners
17 open data, IoT, artificial intelligence, satellite images, Web-GIS, drones, sensors, robots
18 data sharing, social networking
19 semantic web, remote consultants
20 drones, precision agriculture, satellites, smart tractors, sensors, automatic driving for agriculture
21 social network, digital communication
22 automated driving for agriculture, drones, cameras, weather sensors, soil analysis, precision agriculture
23 remote health, distant education, online marketing
24 cloud technologies, IoT, mobile apps, virtual reality, augmented reality, artificial intelligence
25 precision farming, Web-GIS, data mining
26 open data, precision agriculture, wildfire prediction
27 blockchain, QR code, RFID
28 QR code, blockchain, RFID, sensors, wildfire prediction
29 soil monitoring, livestock monitoring, crop monitoring, GPS, sensing, satellite images, UAV/drones, artificial intelligence, precision agriculture
30 satellite images, sensors, UAV/drones, meteorological data, IoT
Table 2: Technologies considered by the experts.
Interview Scripts and Delivery
The selected subjects have an interdisciplinary background, but broadly belong to
two groups: social-science experts, and ICT experts. Therefore, we defined two main interview scripts, one for each
group. The questions for the two groups are reported in Table 3. Interviews were conducted remotely by the different
authors of this paper and by other partners of the consortium, and then transcribed. The transcription was checked by
the interviewed subjects for misunderstanding.
Interview Analysis
Each interview was initially evaluated by the first author in two cycles. In the first coding cycle,
from each interview, he extracted independent paragraphs and coded them based on their content, and following the
coding guidelines of [Saldaña, 2021] for descriptive coding by associating descriptive themes to them. In a second
cycle, the themes were aggregated into higher-level sustainability categories, by means of axial coding [Saldaña, 2021]
and leveraging the sustainability dimensions from the literature [Lago et al., 2015, Duboc et al., 2020, Becker et al.,
2015a, Goodland, 1995]. He used a shared spreadsheet file (a Google sheet) to record themes and categories. From
this hierarchical grouping, he produced a set of summary tables that answer the different RQs. The link between data,
themes and categories were cross-checked by the third author, who had access to the spreadsheet, and commented for
unclear links or theme names, to come to a consolidated output.
4.4 Threats to Validity
Validity of the findings is discussed according to the categories of validity, reliability, and generalisation outlined
by Leung [2015].
Validity
The main requirement for judgment studies is the adequate expertise of the subjects involved, so that the
collected opinions are authoritative and informed ones [Stol and Fitzgerald, 2018]. The level of expertise of the selected
subjects was checked by the DESIRA project consortium, which is formed by multiple institutions that study rural
areas from different viewpoints (ICT, economic, legal, etc.), and have an up-to-date vision of relevant voices in the field.
To balance the specific background of each subject, two types of script were defined, one for ICT experts and the other
for social-science experts. To increase content validity, the scripts were reviewed and piloted within the consortium.
Concerning the completeness of the information collected from each participant with respect to the RQs, we defined
interview questions that are derived from the RQs, but are also sufficiently broad to allow interviewees to freely and
completely express their opinions on the discussed topics. A limitation of the study is the reduced number of negative
impacts elicited, as the subjects appeared to mostly emphasise positive aspects of digitalisation. Further work within the
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ICT Expert Socio-economic Expert
Q1 Which are the DTs you deal with or encounter most commonly in your work? What are their main uses in the three domains?
Q2 Which is a plausible tomorrow’s use of the DTs you cited in Q1? What are the socio-economic impacts of the DTs you cited in Q1?
Q3
Can you provide some examples of uses of DTs / new developments
you are participating to/aware of? Do you think
those developments have the potential to be game changers?
What do you consider as drivers for the adoptions of DTs
in the three domains?
Q4
Which are the positive and negative impacts of technological
advancement on SMEs, workers, and other actors,
especially considering cases you have been involved into?
What do you consider as barriers for the adoptions of DTs
in the three domains?
Q5 What do you consider as drivers and barriers for the adoption
of DTs in the three domains?
How new and deeper reflections / methodologies to assess
the impacts of technology could help you in your work?
Q6 Have you already been involved in any activities to assess the socio-economic impacts of DTs?
Table 3: Interview scripts covering digital technologies (DTs). Q1 and Q6 are common for both profiles.
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Living Labs will be conduced with interviews oriented to stress on negative aspects. Member checking was adopted to
ensure descriptive validity, as the interviewee could review and correct their transcribed interviews.
Reliability
Different forms of structured procedures were adopted to support triangulation and increase the reliability
of the findings: (a) the coding activities were applied to the whole text of each interview, and all codes and associated
interview data were shared in a spreadsheet, to facilitate cross-checking; (b) one researcher performed the coding
activity and a second one cross-checked the results with respect to the original data; (c) the resulting findings (i.e., the
preliminary versions of the tables reported in Sect. 5) were analysed by the other authors of the paper in a meeting in
which they could contrast the results with their previous knowledge, and their experience as interviewers. In case some
themes emerged that were not familiar to the authors, they were discussed to better consolidate the results with respect
to the collected data; (d) excerpts are reported from the interviews that show evidence of the relation between codes and
data.
Generalisation
In our study, experts were selected to have a sufficient coverage of three main dimensions (subdomain,
geographical EU area, and background), as reported in Table 1. Therefore, their opinions, and our findings, mainly reflect
their background. In particular, the results are representative for the subdomains of agriculture and rural communities in
both southern and northern EU countries, and for forestry, but mostly in southern EU countries. Different results may
be obtained if other continents are considered.
5 Execution and Results
Interviews were conducted between May 2020 and February 2021. Results were analysed between October 2020 and
April 2021. This section reports the results with respect to the different RQs. Each RQ is associated to one of the main
reference concepts of this paper, namely drivers, barriers and impacts. For each RQ, we report:
a
summary table
with categories associated to the concept, themes within a category, and codes within a
theme;
a list of the main categories (e.g., social, technical, etc.) identified for the specific topic;
a textual explanation of the themes within a category;
a set of fragments that exemplify the themes, tagged with the specific code (in square brackets).
5.1 RQ1: What are the barriers hindering digitalisation in rural areas?
Barriers are reported in Table 4 and are categorised into socio-cultural, technical, economic, environmental, and
regulatory-institutional. Below, we discuss the different categories and internal themes. We report fragments of the
interviews together with the codes associated to them, to provide evidence of the relation between data and themes.
Socio-Cultural Barriers
Most of the barriers to digitalisation are rooted in the cultural, socio-demographic, and
somewhat emotional aspects and inclinations of the individuals populating the rural communities. We identify six types
of barriers:
1.
demographic, related to age issues, the logistic isolation of rural communities, the sparse, low-density
population, and the presence of seasonal work, which makes rural areas places in which there is a limited
permanent human presence for large part of the year.
[demographic9]
Main limitations of these sectors are the atomized structure, the harsh working conditions,
the seasonal work and the sparse and aged rural population. All of them facilitate the social and economic
isolation, favoring the physical barriers.
2.
distrust, which is oriented towards different players, from founders and regulators, to ICT suppliers and
technology in general.
[distrust of supplier]
[There is] lack of trust in partners who use the data, which can be ICT companies (who
may use the data for profiling, or on the stock market or who may sell the data) or other partners in the value
chain (for example, if the farmers and the slaughterhouse start to share data, who will then harvest the benefits:
the farmer or the slaughterhouse?)
9This fragment is associated to all the codes in the demographic theme.
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Socio-Cultural Barriers
demographic age issues, social isolation, sparse population, seasonal work
distrust distrust of funders, distrust of regulators, distrust of ICT supplier, distrust of technology
fear fear of dependency from technology, fear of hidden costs, privacy concerns
values attachment to tradition
competence lack of education, lack of knowledge, lack of skills, digital debt
complexity complexity of regulations, complexity of technology, paradox of choice
Technical Barriers
connectivity absence of infrastructure, low quality of infrastructure
dependability poor reliability, low efficiency
usability poor ergonomic standards, poor usability in the field
scalability limited data storage, limited computing capacity
Economic Barriers
costs cost of technology, modernization cost, maintenance cost, lack of evidence of cost-effectiveness, lack of funding
scale small market size, small business size, atomized business structure
Regulatory-Institutional Barriers
data management unclear data ownership, unclear data governance
regulations frequent change of regulations, legal restrictions on technology, inadequate grant schemes criteria
Table 4: Barriers hindering digitalisation in rural areas.
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3.
fear, often based or real threats, such as the risk of dependency from technology, the presence of hidden costs
such as those related to maintenance of installed technology, and the privacy concerns related to data sharing.
[fear of dependency from technology]
Finally, there is also a fear of dependency and loss of control among
some farmers. For example, by investing in monitoring systems farmers are increasing their dependence
from management systems that need internet and electricity to successfully operate. Thus, sudden shocks like
electricity loss might have devastating impacts on the farm.
[fear of hidden costs]
It might also be no comma that farmer decides not to implement the solution because
of the challenges associated with the maintenance of the novelty.
4. values, and in particular the attachment to traditional ways of working and identity.
[attachment to tradition]
Technology will require a higher level of digital education/training of the farmers.
So far, many of them are reluctant to use a lot of technology as it does not fit to their image of being a farmer
(e.g. working with the soil).
5.
competence, such as general lack of higher education, specific knowledge of technologies, as well as practical
skills to deal with technology, and, when these aspects become endemic, the emergence of digital debt that
increases the competence barrier to be covered.
[lack of knowledge]
Another key challenge for farmers is to find staff that would have agricultural education
yet would also have the knowledge regarding the cutting-edge farming software and hardware.
[digital debt]
Because of the poor material connectivity, people managed to cope without digital connectivity,
and now they lack the “digital capital” to join the bigger leap in digitalization (using big data for business,
using apps in their daily life, maintaining digital business relations and so on).
6.
complexity, which deals with the relationship between the individual and the feeling of being overwhelmed by
the complex systems of regulations, the complexity of technology, and the paradox of choice due to the wide
variety of technological solutions available in the market.
[paradox of choice]
As barriers: cost, complexity, skills and the fact that people are lost in the profusion of existing solutions.
When farmers are talking about this to their advisors, the latter are sometimes as lost as farmers and limit
themselves to propose solution they control.
Technical Barriers
Technical barriers are extremely relevant when it comes to digitalisation, and are related to four
main quality aspects:
1.
connectivity, as the absence of a communication infrastructure in rural areas is one of the issues mentioned
most often by the interviewed experts;
[connectivity]
In my research I have seen that rural communities have been, and still are, on the wrong side
of a digital divide. Over the past two decades this was mainly a material matter, with a lack of connectivity as
the prime issue.
[connectivity]
The use of mobile applications allows us to reach a good part of the population and users of
the territory, but unfortunately we cannot implement new tools without having the possibility of providing
telephone and internet coverage to the entire territory.
2.
dependability, since, when present, technologies need to be dependable especially in particular environmental
conditions such as those of fields and forests;
[malfunctioning]
The agricultural environment is a relatively challenging environment. I have had that with
the Near Infrared (NIR) sensors for manure tankers, I studied that, also in collaboration with companies. And
that is a challenging environment, especially manure is very corrosive. So you really have to think about how
you want to ensure the quality of your sensor technology over a longer period. Especially when driving in the
field, with a lot of ammonia, yes, robustness is very important.
3.
usability, as standards required by the usage of a mobile phone in a field are not the same as those of the same
device for daily usage;
[usability in the field]
[One of the promising technologies is the] use of natural languages recognition to
facilitate the interactions with machine (e.g. manage crop operations and field log using voice interaction
instead of manual entry).
4.
scalability, in terms of size and time complexity, since the amount of environmental data coming from
monitoring systems is large, and need to be efficiently processed to take informed decisions in acceptable time,
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possibly profiting from edge computing solutions.
[scalability]
until what point will we incorporate calculation treatment inside sensors? Today our computer
models are based on “cloud” which means that farmers are locally collecting information thanks to sensors,
smartphones or computers. Then raw data are sent to a distant server which will treat them, make calculations,
cartographies and recommendations. After that, those results are sent back to farmers’ terminal. But cloud
needs that raw information leave from the place they are so it needs a big communication effort between server
and data collection area.
Economic Barriers
Economic barriers are mostly related to the difficulty in dedicating financially sustainable
investments in technological solutions, when margins are already limited as it happens in the primary sector. Main
themes are:
1.
costs, including cost of technology but also cost of modernization of the physical infrastructure of farms, low
evidence of cost-effectiveness and the general lack of funds needed to afford the modernization.
[lack of funding, cost of technology]
By far the most significant barrier is funding. The technologies are
expensive and not all farmers have the funds needed to cover the expenses.
[modernization cost]
Another important barrier is related to the properties of infrastructure. Installation
of hardware needed to gather data for management systems or to install milking robots requires that farms
correspond to certain characteristics. This might mean that farm building is too small, the ceiling is too low,
the farm doors are too narrow, or some other solutions should be introduced before a farmer can incorporate
the one he/she is aiming for. In these cases, the modernization is just too expensive and might include complete
reconstruction of the farm.
2.
scale, as rural communities in EU are normally small business and do not have the mass to invest in costly
technological renewals.
[small business size]
Furthermore, margins are often rather small/thin in rural businesses (small and micro
family businesses often dominate the business landscape in rural areas) and this means that businesses can be
caught up in trying to make break-even.
[small market size]
High value enterprises such as milk production will justify the technology many years
before low value sectors such as lamb production.
Regulatory-Institutional Barriers
Institutions are also responsible for some barriers, as inadequate or unclear
policies can hamper access to funds and technology. In particular, in relation to:
1.
data management, which is often unclear in terms of who owns the data coming, e.g., from farm monitoring
systems and how these are managed.
[unclear data ownership]
“Data food consortium” [...] is about to develop a digital standard in order that
all data can be integrated from one digital catalogue of products to another to decrease organizational costs
and reinforce the control of data ownership. Farmers should only be able to give their agreement on data
sharing for a precise and known use.
2.
regulations, which are frequently changing, and are sometimes not appropriate for rural contexts when it
comes to grant schemes, which tend to privilege endeavours from large-size players.
[inadequate grant schemes criteria]
The EU funds is an important mean to overcome the challenges associ-
ated with access to funds. However, not everybody corresponds the criteria set by the grant schemes.
[inadequate grant schemes criteria]
My impression is that rural businesses are more regularly denied access
to funding in comparison to urban counterparts. The adage seems to be “scale up or quit”.
[frequent change of regulations]
The legislative context is ultra-changing so the one who says he want to
revolutionize the word of agriculture and food industry in general will not succeed.
5.2 RQ2: What are the drivers facilitating digitalisation in rural areas?
Drivers identified from the interview analysis are reported in Table 5, and are grouped into the same categories of
barriers. The reader will already notice that while for drivers we have most of the themes in the economic and
regulatory-institutional categories, barriers are mostly socio-cultural and technical. Below, we report excerpts from the
interviews, to highlight relevant drivers in each category.
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Socio-Cultural Drivers
practical demands demand for work flexibility, demand for workload reduction, demand for wealth, demand for employment, need to reduce isolation
cultural tendencies cooperative spirit, solidarity spirit, need for inclusion, technological fascination, trust in technology
Technical Drivers
quality simplicity of technology, customisation of solutions, proven reliability, proven efficiency
service more connectivity, availability of technology, data availability
Economic Drivers
market demands competition, consumer health concerns, green company image, transparent company image, demand for certification, demand of organic products
organisational presence of intermediary roles, collective forms of organisation, opportunity for cooperation
business needs need for better control, need for simplification of legal compliance, need for process optimization, need for better planning
financial decreasing cost of technology, need for cost-effectiveness
labour shortage of labour, cost of manual labour
Environmental Drivers
impact reduction need to reduce environmental impacts, need to reduce fertilizers, need to reduce pesticides
control need to decrease food waste, need to improve animal welfare, need to control natural disasters
Regulatory-Institutional Drivers
regulatory restrictions taxes, constraints, need for regulatory compliance
economic incentives funding programmes, subsidies, incentives for technological adoption, support for cooperation
educational support training programmes, technical mentorship, support of education, digital innovation centers
promotional dissemination of results, promotion of digital entrepreneurship, promotion of digital innovation
Table 5: Drivers facilitating digitalisation in rural areas.
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Socio-cultural Drivers
Socio-cultural drivers include all those aspects that are related to the main social needs of
rural communities and to the typical inclinations and tendencies of stakeholders. We thus identify the following themes:
1.
practical demands represent the social needs, and are related to: (i) reduction of isolation through better
communication that can allow to identify and strengthen the links between needs and potential supply; (ii)
demand for lighter work, as automation is expected to reduce the effort of manual labour typical of rural
activities.
[need to reduce isolation]
New technologies break the existing isolation in those areas, providing the
necessary communication coverage. [...] So the technology allows you to mix and match, it allows you to
identify where the needs are and where there is a potential supply and to improve the links between them.
[demand for workload reduction]
And from a social point of view [...] many technologies reduce the
workload for everyone, [such as automatic] steering systems and these are the drivers.
2.
cultural tendencies, which include the natural cooperative and solidarity spirit of small communities, the need
for inclusion in the “local vibe”, but also the fascination that technology can create in some of its users.
[solidarity spirit]
Historically [...] there is solidarity among neighbours and people who live in rural areas,
and what the digital does is to allow that natural resilience and solidarity to come out more and it facilitates it.
[need for inclusion]
With community members [...] the driver seems to be to get included, to join others in
(online) groups, and make sure one stays part of the local vibe. One of the issues in running a business, also in
rural areas, is to make sure to also include those who do not feel the urge to go ‘digital’. This means that
drivers for digital adoption go beyond mere monetary cost-effectiveness. Social drivers such as inclusion, but
also comparing with peers (other businesses) often turn out to be straightforward, and old-fashioned if you
like, motivational factors.
[technological fascination]
When it comes to harvesting for big crops like barley, wheat etc there are these
large scale harvesting machines that workers use for many days in a row. After interviewing farmers in
Denmark, that have used yield monitoring tools on their machinery, they stated that their daily job has become
more interesting. So we can assume that there is also a social aspect that comes with the use of digital tools in
agriculture.
Technical Drivers
A limited yet relevant part of the drivers is also technical, intended as relevant non-functional
attributes of technology that can play a crucial role in facilitating digitalisation. We identify two main themes:
1.
quality, intended as evidence about the proven quality of the technology in terms of simplicity, reliability,
efficiency, and the possibility to adapt it to the peculiarities of rural areas can convince rural community
members to accept digital solutions.
[simplicity of technology]
In general, the development is much more driven by technology, economics, and
acceptance by farmers than by policy. Acceptance is strongly driven by the simplicity or complexity in using
the technology. E.g. simple smart phone applications are much easier accepted and used than complex systems
requiring PC and specific training.
[customisation of solutions]
The uptake of the technology is also facilitated by the fact that there are new
versions of technologies constantly being developed aimed at specific subgroups of farmers (e.g. small dairy
farms).
2.
service, related to the availability of certain ICT service—e.g., basic connectivity or technology—, which
can facilitate digitalisation just thanks to the mere possibility of being accessible by rural area stakeholders.
Similarly, digitalisation can be fostered by the availability of new types of data about plants and crops that can
be exploited for better monitoring and control.
[more connectivity] First of all, you do need the technology. So the connectivity has to be there.
[data availability]
The last area that has emerged derived from the vast amount of data and images that we
have collected from different crops, where we are trying with deep learning techniques to explain some of the
features of this collected data.
Economic Drivers
The largest part of drivers is economic and business-related, and we identify five main themes in
this category:
1.
market demands, collecting drivers coming from customers’ requests for healthy food and market trends, such
as the need to have a “green” and transparent image. The demand, e.g., for organic products is related to health
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concerns, but becomes also a powerful market opportunity as “green” becomes fashionable.
[consumer health concerns]
Whereas before we gave more fertilizer than required, but now we see that this
is no longer possible. And now the margin of fertilizer is reduced, and to prevent yield losses we need to
efficiently apply fertilizer and drive the need for innovation. And similarly, we see a need to reduce the use of
pesticides. The consumer wants less inputs while we do need to be able to protect the crops, and we see a
driving force for innovation there, driven by society.
2.
organisational, with drivers related to novel organisational structures. These includes collective forms of
organisation such as cooperatives that can facilitate small players, but also technological hubs and intermediary
roles, facilitating learning and access to technology.
[presence of intermediary roles]
I think there are critical intermediaries that play a vital role. They take
different forms in different countries. So, you have different types of digital hubs, you have co-working spaces,
you have Fab Labs, you have virtual labs of different kinds. These intermediaries play a vital interface role
between the people who are using the technology and the providers of it.
3. business needs—internal company needs, such as process optimization;
[need for better planning]
The adaptation of these technologies mainly depends on the economic possibilities
of a particular farm. They are introduced to improve the efficiency of the farm – in terms of higher cow
productivity, more efficient reproduction planning, reduced calf mortality and other calf related challenges,
etc.
4.
financial, collecting phenomena related to cost of assets and expected benefits. As advanced technology
becomes less expensive, more subjects can take the risk of experimenting with technologies.
[need for cost-effectiveness]
In this line, the use of Unmanned Aerial Vehicle (UAV) on-board solutions for
the analysis of agro-environmental phenomena is also being implemented very quickly, due to the possibilities
of use at a detailed scale and at an affordable cost compared to other traditional techniques.
5.
labour-related, including phenomena related to shortage or cost of labour, as, on one hand, rural areas tend to
be scarcely populated, and on the other hand the cost of manual labour can be too high with respect to the
typical revenues of the primary sector.
[shortage of labour]
Milking robots are being installed to counter the labour shortages and to improve the
efficiency of farms.
Environmental Drivers
Sustainability is strictly related with the needs of a silent stakeholder, namely the environ-
ment. Some drivers are therefore concerned with the relationship between the subject and the ecosystem. These are
grouped into two somewhat mirror categories:
1.
impact reduction, collecting drivers related to the need to reduce human impacts, in terms of reduced usage of
fertilizers that can harm the soil in the long terms, and in terms of less pesticides, which disrupt biodiversity.
[need to reduce fertilizers]
Whereas before we gave more fertilizer than required, but now we see that this
is no longer possible. And now the margin of fertilizer is reduced, and to prevent yield losses we need to
efficiently apply fertilizer and drive the need for innovation.
2.
control, which are drivers concerned with the need to control the environment, such as the need to improve
animal health, and control natural disasters.
[need to improve animal welfare]
AMS may have significant potential in the prevention of adverse health
outcomes in milking of dairy cows in comparison to conventional milking systems.
[control of natural disasters]
All the tools currently used [...] for the analysis and monitoring of environmen-
tal phenomena, such as satellite images, orthophotos, LiDAR data, UAV, are already being used in agriculture,
forestry and rural areas. [...] They are very plastic solutions adapted to the control and monitoring of key
parameters of different production systems and to the prevention and control of natural disasters.
Regulatory-Institutional Drivers
Institutions are the actors that can contribute the most to the digital transformation,
using different policy instruments that can steer the direction of the rural communities. The main instruments are:
1.
regulatory restrictions, such as new regulations, with taxes and constraints associated to undesired behaviours,
as, for example, the excessive usage of nitrogen for fertilization.
[need for regulatory compliance]
Required reduction of the nitrogen balance in the new agricultural policy
(AP 2020) will certainly increase the interest in carrying out nitrogen fertilization more precisely and using
the available nitrogen as optimally as possible.
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2.
economic incentives, such as funding programmes, subsidies, incentives for the adoption sustainable technolo-
gies, and economic support for cooperation with digital players.
[funding programmes]
In the forestry sector, the RDP funding is the main factor acting as a driver from both
an economic and a social point of view.
[incentives for technological adoption]
Finally, another important aspect is having policies that will incen-
tivize people to adopt new technologies. These policies range from, public awareness, taxes and subsidies,
training and education
10
, cohesion funds and in general policies that aim to shift the risk away from the
technology user can become a driving force in ICT adoption.
3.
educational support, to facilitate the circulation of digital knowledge with training programmes, technical
mentorship and the creation of digital innovation centers.
[digital innovation centres]
The creation and development of digital innovation centres, specifically in the
agri-food sector (Agri Food DIH) [are relevant drivers]
4.
promotional, with campaigns oriented to promote digital innovation and disseminate results of success stories.
[promotion of digital entrepreneurship]
the promotion of digital entrepreneurship through conferences and
seminars and demonstration activities
5.3 RQ3: What is the potential impact of digitalisation in rural areas?
When asked about the potential impacts of digitalisation, the experts discussed cases of positive and negative ones, both
based on their previous real-world experience and on speculation. Table 6 summarises the results. We identify four
main categories. Most of the identified themes and codes have a strong social angle, and we considered it appropriate to
reflect this in the category names: socio-cultural, socio-economic, socio-political and environmental.
Each theme reported in Table 6 is also linked to the main stakeholders affected by a certain type of impacts. We identify
five, non-exclusive, classes of stakeholders, namely:
the community as a whole social subject; the workers, employed in farms and in other businesses;
the
business owners
, distinguished into small and large, depending on the size of the business, as this has an
effect on the type of impacts;
the institutions, intended as municipalities, but also region, states, regulators and policy-makers in general;
the environment, which is again a key stakeholder that sustainable development needs to take into account.
As the analysis of impacts is multi-dimensional, as it accounts for positive and negative impacts, as well as different
stakeholders. Therefore, to highlight relevant relationships across dimensions, we discuss our findings for this RQ is an
argumentative manner, instead of linearly summarizing each single theme, representative fragments at the bottom of the
description of each category.
Socio-Cultural Impacts
Expected impacts on the community as a whole is concerned with three main themes: social
and relational aspects, with higher inclusion of rural areas into the society at large, and improved attractiveness of rural
areas; the general quality of life, due to the relief from heavy work that can give access to more free time, but also to the
possibility of accessing goods from distant areas through online purchases; education, with the availability of distant
learning and increased education driven by the need to learn the technology itself.
Digitalisation comes also with its risks, such as the exclusion of those subjects who cannot keep the pace of technological
change, but also the detachment from nature, since the relationship between workers, fields and animals is increasingly
mediated by computers and robot. Furthermore, access to distant learning can lead to the closing of local schools, while
the increase in digital automation can lead farmers to lose their expertise and intuition, as they would rely more and
more on data analysis and decision making systems. Fragments exemplifying these positive and negative impacts are
reported in the following.
[social: inclusion]
And I think this [technological intermediaries] helps people to step up in a progressive way. So
there’s the trends, the digital journey, if you like. And then the idea that rural areas are not alone. They’re part of
something bigger, and they need to work out how they link in with them.
[social: exclusion]
There is a real need of farmers’ education about the use of digital and increased intelligence. But
tools must also be reliable, ergonomic, trusted and couple together with a training for their use. A farmer who will be
excluded from digital will be excluded from the system.
10This fragment has been coded also under the theme educational, with the code “training programmes”.
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Positive Negative
Socio-Cultural Impacts
social (community) inclusion, reduction of disadvantages, involvement of consumers, improvedattrac-
tiveness of rural areas
exclusion
quality of life (community) more free time, increased access to external goods, improved well-being, relief
from heavy work
detachment from nature
education (community) access to distant learning, increased education closing of local schools, loss of expertise
Socio-Economic Impacts
labour (workers, business owners) replacement of repetitive labour, replacement of seasonal labour, shift to
technology-based labour, novel job opportunities, better access to skilled work-
force, decentralization of work structure
unemployment, change in work profiles
financial (business owners) more profits, reduction of costs, improved productivity, benefits of scale -
management (large business owners) control at larger scale, optimization of resources, increase of business choices, bet-
ter management of process, logistic optimized, better management of production
irregularity, improved measurability
change of stakeholders, change in production models
market (community, small business owners) improved tourism, novel energy-related services, attraction for technology players loss of independent companies, increased performance inequality, closing of lo-
cal businesses, creation of monopolies, interest of large subjects, scale effects on
small farms, increased dependency on global markets
Socio-Political Impacts
data (business owners) power control in data management, increased control of data ownership, improved
transparency, improved trust, increased value of data
-
institutional (community, institutions) improved food democracy, improved legality, facilitated regulatory compliance -
Environmental Impacts
environment (environment) reduction of human impacts, improved sustainability, reduction of carbon emis-
sion, improved animal welfare
-
Table 6: Expected impacts of digitalisation in rural areas.
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[quality of life: more free time]
Finally, these solutions simplify the daily life of farmers and, presumably increases
their quality of life. Many of these farmers did not have time for anything before they modernized the farm. Moderniza-
tion was a way to ensure that there is time for off-farm activities.
[quality of life: detachment from nature]
[A risk is] less human attention to animals and plants. Too much to rely on
programming and machinery—not all situations can be predicted and programmed.
[education: access to distant learning, closing of local schools]
it is clear that distant learning can be of help to
students in villages and in more rural areas, but at the same time it can provide an excuse to closing down the village
school and concentrate the village schools in other places
[education: loss of expertise]
it could lead to a loss of expertise and common knowledge of farmers if robots are more
used to determine production decisions.
Socio-Economic Impacts
The largest part of the discussed themes are related to the socio-economic impacts of
digitalization, and in particular concerning four main aspects that affect workers, business owners and the community.
Impacts in this category are mostly positive for what concerns labour,financial aspects and management aspects, while
more disruptive changes affect the market models, especially when considering effects on small players.
Concerning labour, positive impact is the replacement of repetitive and seasonal labour, the presence of novel job
opportunities associated with the usage of new technologies, but also the possibility of exploiting the network to
gain access to a skilled workforce and decentralise the work structure. Undesired impact is mainly the possibility of
unemployment, but also the need to cope with the change in work profiles.
[labour: replacement of repetitive labour]
And especially you will see a shift between low-skilled, repetitive labor to
more technology-based labor where the dirty work is done by the machine. And the oversight and interpretation is still
a task for people. That also means that the education becomes more and more important.
[labour: unemployment]
We can think that robots will be able to alleviate heavy work and to overcome the difficulty
to find working force when they will be more accessible. But on the other hand, some employees will not have work
anymore.
Financial aspects are generally positive for business owners, with more profits, reduction of costs, improved productivity
especially thanks to the usage of data acquisition and monitoring systems, and the possibility of leveraging technology
to scale-up with the same amount of labour.
[financial: improved productivity]
About the question of performances, a study was made few years ago on the use
of milking robots. This work shows how diverse was the use of a same tool among farmers, ranging from simple milking
to enhance generated data during milking for operations management. It also shows that a great productivity gain was
made with the intensive use of the digital data and a pretty modest gain for those who used it as a simple milking tool.
From the management standpoint, the main beneficiaries are the large business owners, who can achieve better control
at larger scale, optimize their resources and processes, deal with production irregularity thanks to the improved
measurability granted by the sensing and monitoring technologies as well as the farm management platforms. Negative
aspects are again concerned with the need to deal with change, in terms of production models, as the introduction of
new tools require adjustments in the processes, and the change of involved stakeholders, with the strong presence of the
technology providers.
[management: control at larger scale]
Also the monitoring is automated with this technology. And that will mean,
that when farms get bigger they can still keep an overview of the farm.
[management: better management of production irregularities]
Digital can help to manage production irregularity.
If the farmer has an alert all along the production’s process, he can adjust his position on the sector with more adapted
specifications and better valorize his product on the final market.
[management: change of stakeholders, change of production models]
Digital technologies are not just “tools”
added to a farm; they thoroughly change farm management and practice. They demand therefore a revision of the
actions of farmers and the interaction with stakeholders around it. Moreover, it also changes the types of stakeholders
who are part of the social network around farms. So, the innovation is not only a technological affair, but also a social
one.
Finally, the market also sees positive changes thanks to the availability of online booking services and the birth of novel
energy-related services, e.g., with the usage of renewable sources. However, the effect on the market can be particularly
negative for small business owners, with the closing of local business who cannot compete on the global market, the
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increased performance inequality with respect to large players who can profit from technology, and the creation of
monopolies, as the digital world is characterised by a tendency towards these types of centralised market models.
[market: closing of local businesses]
online shopping can help rural communities obtain lots of goods without
travelling, that they would not have been able to do beforehand, but at the same time it can mean that a shop in the
village loses customers and has to close down.
[market: creation of monopolies]
In addition, digital platforms as part of those ecosystems are usually having a
disruptive impact as they follow a “first player wins the whole market” scenario, which is usually disruptive for other
branches.
Socio-Political Impacts
The socio-political themes and codes identified are all related to positive effects, and have an
impact on business owners, for what concerns aspects related to data, and their value and control, and to the community
and institutions, with improved legality thanks to mechanisms that facilitate transparency and regulatory compliance,
with the setup of blockchain systems for traceability, as well as dematerialisation and standardisation of processes.
[data: improved transparency]
Blockchain is not revolutionary but it secures data access. It’s a tool and all the issue
is to give the feeling of protection, data security, monetarize it and give access.
[institutional: improved legality]
The use of technology could also foster greater transparency at global level, due
to the adoption of digital tools in Countries that are net exporters of fuelwood (such as Bosnia - Herzegovina and
Ukraine). In case of adoption of these new technologies (i.e., blockchain), as a consequence companies from these
Countries could enter new (legal) markets thanks to their compliance with the European Union Timber Regulation
(EUTR). In turn, Italian companies that import wood would benefit from a large simplification of their Due Diligence
System (DDS).
Environmental Impacts
The environment is assumed to benefit from the introduction of digitalization and techno-
logical solutions, with reduction of human impacts, carbon emissions and improved animal welfare, while no risks
were explicitly mentioned by the experts. The expected environmental impacts are strictly linked to the environmental
drivers, which were previously discussed, and therefore we report only one representative fragment in this theme.
[reduction of carbon emission]
Digital allows to bring data together and sharing them optimize logistic and limit
carbon emissions, cost and mobility.
6 Discussion
The analysis of the interviews specialises the conceptual framework outlined in Sect. 3 for the domain of rural areas,
based on information elicited from domain-experts from the ICT and social-science sector. RE practitioners involved in
the development of technological applications in this domain shall consider the list of themes identified, and incorporate
them in their RE activities, e.g., in the form of checklists to make evident which sustainability concerns are considered
in the requirements specifications, or by mapping them into interview scripts for sustainability requirements elicitation.
A specific methodology with detailed guidelines is out of the scope of the current paper, and is left as future research.
In the following, instead, we summarise identified barriers, drivers and impacts, and we relate them with previous
literature. Our findings shall be considered by RE practitioners when dealing with system development in rural areas,
such as applications in digital farming [Bacco et al., 2019], smart villages [Doerr et al., 2018], smart forestry [Zou et al.,
2019] and similar.
Barriers
Barriers to digitalisation in rural areas are mostly socio-cultural, and in particular demographic issues
related to aging and sparse population. Technology requires skilled users that are less frequent among older people, as
well as exchange of technological knowledge, which is made difficult in a highly distributed and scarcely populated
context. Demographic factors were already observed to be crucial aspects for technology adoption by the literature
review on precision agriculture by Pierpaoli et al. [2013], as well as the more recent survey by Paustian Paustian and
Theuvsen [2017], and our findings confirm this vision.
Rural communities also tend to rely on traditional values, and having negative sentiments towards novelty. These
sentiments include distrust— especially towards all those parties that are regarded as external to the rural environment,
namely funders, regulators, and ICT suppliers—and fear. This is directed towards the concrete possibility of becoming
dependent from the technology, but also of unknown angles, such as hidden costs of technology and data ownership.
Negative sentiments are not helped by the inherent complexity of technology and regulations, and by the lack of ICT
skills in rural areas. The relevance of traditional values and their potential negative influence on technology adoption was
confirmed by Regan [2019] in an interview study with smart farming experts in Ireland. Educational barriers in terms of
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lack of training were also noted in the past, e.g., by Robertson et al. [2007] in a study on precision agriculture, and still
appear to be relevant according to our experts. Finally, the need to address trust issues were remarked by Van der Burg
et al. [2019], in a study about ethics in smart farming.
Technological barriers are also particularly relevant, and, most of all, connectivity. Without internet connection, isolation
is amplified as well as the possibility of using all those sensing technologies that rely on connectivity to properly
function, such as cloud-based sensor networks and IoT platforms in general, as observed by Bacco et al. [2019] in a
survey of digital technologies for smart farming. Other relevant technical barriers are to the need to adapt technologies
to ergonomic requirements of fields and forests. These require rugged devices that can be operated with gloves, possibly
through voice interaction, and that resist to corrosion and adverse environmental conditions in general. While studies
exist on ergonomic for agriculture that take into account physical tools and machines (see, e.g., the recent survey
by Benos et al. [2020]), we are not aware of similar works in RE for digital systems.
Economic barriers are the costs of technology adoption, as well as scarce evidence of cost-effectiveness of certain
solutions. Rural areas are often characterised by small players and atomized business structures, which cannot take
advantage of the economies of scale favoured by the deployment of a technological infrastructure. The challenge of cost
was also highlighted by Bacco et al. [2019] and by Barnes et al. [2019], who identify it as first barrier for the adoption
of precision agriculture. Instead, the need to provide evidence of the return of investment in specific contexts was noted
by an earlier study of Barnes et al. [2018] and Regan [2019].
Finally, barriers are also regulatory-institutional, especially in relation to data management. Issues around data
ownership were widely discussed also by previous literature focused on smart farming and the agrifood sector in
general [Barnes et al., 2018, Regan, 2019, Van der Burg et al., 2019, Fleming et al., 2018, Schroeder et al., 2021,
De Beer, 2016]. As observed by Van der Burg et al. [2019], farm data are not personal data in strict sense, still they are
valued so by farmers because farm business and household are traditionally viewed as ‘one-and-the-same economic
unit’. The data ownership concerns of farmers, and their observed distrust towards regulators and ICT providers, are
indeed exacerbated by the absence of clear policies for the management of farm data that can be collected by digital
platforms. Carbonell [2016] suggests to adopt open data policies, as a way to respect the people’s right to access
information. Still, Schroeder et al. [2021] remarks the need for transparent data policies, in which the usage of data is
made clear to farmers, and technology providers are accountable for how they use them.
The main barriers for adoption of digital technologies are socio-cultural, and especially demographic and
educational issues. Connectivity is the most important technical concern. Cost of technology adoption is the main
economic barrier. Unclear data ownership is the main regulatory-institutional challenge.
Drivers
While the majority of barriers are socio-cultural, main drivers are economic. The primary relevance of
economic aspects was also observed in previous studies focused on precision agriculture [Barnes et al., 2019], and it
is evident also from the analysis of policy documents by Lajoie-O’Malley et al. [2020]. Technology is expected to
facilitate access to fine grained information about resources, e.g., soil, plants and animals, to address business needs
such as greater control of production, better optimization and better planning. On the other hand, technology is pushed
also by external factors, such as market demands for higher competition, but also for greener and transparent image.
This can be facilitated by technologies for precision agriculture oriented to use less fertilisers, and other digital means,
e.g., blockchain, to support food and wood traceability. Other important drivers are organisational, as there are forms
of organisation such as cooperatives that can facilitate small players in sharing the cost of technological change. In
addition to that, technology mediators can facilitate access to novel digital solutions. The relevance of mediators, and
in particular advisory services, was observed to be crucial by Busse et al. [2014] in an interview study on precision
farming in Germany.
Economic drivers are complemented by regulatory-institutional ones, as restrictions on the usage of certain fertilisers,
together with the need for product certification, pushes farmers to introduce technologies that provide evidence that
regulations are respected. Economic incentives for technology adoption coming from institutions are also key enablers,
paired with educational support by means, e.g., of digital innovation centres, which can facilitate technological uptake.
The importance of subsidies and taxation as main enablers was also observed by Barnes et al. [2019], and the role of
institutions in general is remarked also in a recent book by Schroeder et al. [2021] focused on digitalisation in agrifood.
Regulatory-institutional drivers are tightly connected with environmental ones, with the need of reducing the impact of
the human footprint, counterbalanced by the urge to better control the environment, for example from natural disasters.
Overall, environmental drivers have been observed to be considered as secondary aspects, as primary concerns are
related to profitability for farmers [Barnes et al., 2018], and even for policy makers [Lajoie-O’Malley et al., 2020].
Some important factors are also socio-cultural. As observed, some people resist to change, while others are technological
enthusiasts, and can play the role of ‘technology sponsors’, which can be effective in a community where the need for
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inclusion is high. The presence of these enthusiast is confirmed by the study of Paustian and Theuvsen [2017], who
performed a questionnaire with German farmers, and showed that people with low experience in crop farming—less
than 5 years, supposedly younger people—were more inclined to adopt smart farming technologies. Practical needs
such as reducing heavy workload and improve work flexibility are also drivers for the technological change.
Main drivers are economic, and the need to increase revenue and control of production. They are paired
with regulatory-institutional drivers, including taxes, subsidies, economic incentives and the diffusion of digital
innovation centers. Socio-cultural drivers come from young technology enthusiast. Less explicit are environmental
drivers.
Impacts and Entities
Discussed impacts have a strong social dimensions, with socio-economic aspects dominating
the scene. Business owners can improve their productivity by achieving better management of their processes, and by
lowering the costs of labour through the replacement of manual activities with automatic ones. Large business owners
can also take advantage of the economies of scale facilitated by technological infrastructures. On the other hand, while
large players tend to be privileged by digitalisation, small ones risk to be ruled-out by a market in which they cannot
compete, or to be incorporated by larger companies. Communities can suffer from these phenomena with the closing of
local businesses, and with unemployment. The disparity between small and big players, accompanied by the risk of
inequitable development is a topic of discussion in the literature [Regan, 2019, Fleming et al., 2018]. The size of a
farm was observed to positively influence the adoption of precision agriculture [Pierpaoli et al., 2013], and the logistic
regression analysis by Paustian and Theuvsen [2017] empirically confirmed this intuition, showing that technology
adopters tend to have more than 500 hectares of arable lands.
From the socio-cultural perspective, positive expected impacts affect the rural communities as a whole. Among them
are the increased inclusion, mostly driven by connectivity, and the greater well-being due to more free time and less
heavy work. The mere presence of internet connection can make rural areas more attractive, and can facilitate access
to distant learning to acquire the missing skills needed to introduce novel technologies. On the other hand, the risk
of exclusion for those subject that cannot or do not want to use technology is high. In addition, a community that
uses digital means as interface to the environment risk to lose expertise, and to get detached from nature. Positive
socio-cultural impacts are confirmed by the survey of Regan [2019], especially in terms greater well-being achieved by
reduction of burdensome jobs, and improved time management. The same study also confirms our findings that negative
impacts include the over-reliance on technology, with consequent loss of skills, as well as the potential distancing and
isolation of farmers from animals and community.
Other observed impacts are at the socio-political level. These favour large business owners, the community and
institutions alike. For example, improved control on data about a certain farm, or about the origin of wood, can facilitate
assessment by government and thus improve legality, as remarked by other studies [Schroeder et al., 2021]. Finally,
from the environmental standpoint, technology facilitates precision and control, thus reducing the human impact on
vegetation and animals in the long-term.
Main impacts are socio-economic, with replacement of manual work and the possibility to leverage economies
of scale. Socio-cultural impacts include greater well-being, improved technical skills, but also loss of practical
expertise due to dependency from technology. Positively impacted entities are large business owners, the
natural environment, and institutions. Negatively impacted ones are small players and manual workers who risk
unemployment.
7 Conclusion
Sustainable requirements are quality concerns that requirements engineers shall take into account when transforming
existing socio-cyber-physical contexts through the introduction of novel digital technologies. Sustainability requirements
involve mid- to long-term effects that the system can have on the context in which it is deployed. Previous research
studied these requirements form the viewpoint of requirements engineering (RE) professionals [Condori-Fernandez and
Lago, 2018, Chitchyan et al., 2016]. In this paper, we perform an interview study involving 30 sustainability experts
with background in ICT and social-science in the domain of rural areas. Our study aims to elicit drivers,barriers and
impacts of digitalisation in rural areas, considered according to different sustainability dimensions. These concepts are
regarded as having a wider temporal perspective with respect to stakeholders’ goals normally discussed in RE, and we
consider them to be the right lenses to analyse sustainability aspects. From the analysis of the interviews, we classify
14 barriers, 15 drivers, and 10 types of impact, divided into different sustainability categories adapted from previous
literature [Lago et al., 2015, Duboc et al., 2020, Becker et al., 2015a, Goodland, 1995], e.g., socio-cultural, economic,
regulatory-institutional, environmental, etc. According to the experts, the main barriers are socio-cultural, drivers are
mostly economic, and impacts are balanced between social and economic aspects. Our findings can be useful to RE
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practitioners that deal with system development in rural areas, such as applications in digital farming [Bacco et al.,
2019], smart villages [Doerr et al., 2018], smart forestry [Zou et al., 2019] and similar.
This paper is part of a larger endeavour carried out within the H2020 DESIRA project. In future work, we plan to
confirm and extend the provided conceptual framework through the analysis of interviews and focus groups coming
from the DESIRA Living Labs, which involve farmers and other rural area stakeholders. Particular attention will be
devoted to the identification of negative impacts and environmental aspects in general. At this stage, we were not able
to sufficiently foster discussion around these aspects, while we believe that a more concrete perspective, such as the one
available in the Living Labs, can facilitate the enrichment of the framework in this direction.
Acknowledgement
The following DESIRA partners contributed in carrying out and transcribing the experts’ interviews: James Hutton
Institute; FiBL; SISTEMA GmbH; Universidad de Cordoba; AEIDL; Zemnieku Saeima; Karlsruhe Institute of
Technology ITAS; AMIGO srl; Wageningen Research; Wageningen University & Research; Nodibinajums Baltic
Studies Centre; Uniwersytet Lodzki; Flanders Research Institute for Agriculture, Fisheries and Food; Jyvaskylan
Yliopisto; INRA; ATHENA; UNIDEB; PEFC Italy; Fraunhofer.
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