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Cidades, Comunidades e Territórios, Spring Special Issue (Apr/2021), pp. 83 - 104 ISSN: 2182-3030 ERC: 123787/2011
Copyright © 2021 (Crowley, D., Marat-Mendes, T., Falanga, R., Henfrey, T., Penha-Lopes, G.)
Licensed under the Creative Commons Attribution Non-commercial No Derivatives.
Available at http://revistas.rcaap.pt/cct/ DOI: 10.15847/cct.20505 UIDB/03127/2020
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CIDADES, Comunidades e Territórios
Towards a necessary regenerative urban planning.
Insights from community-led initiatives for ecocity transformation
Duncan Crowley
1
, DINÂMIA’CET-Iscte, Instituto Universitário de Lisboa, Portugal.
Teresa Marat-Mendes
2
, DINÂMIA’CET-Iscte, Instituto Universitário de Lisboa, Portugal.
Roberto Falanga
3
, ICS – Universidade de Lisboa, Portugal.
Thomas Henfrey
4
, ECOLISE, Portugal.
Gil Penha-Lopes
5
, Faculdade de Ciências da Universidade de Lisboa, Portugal.
Abstract
This article suggests that to adequately tackle climate breakdown, urban planning
needs to move beyond sustainability to incorporate regenerative development
frameworks. Key to this is activating and increasing citizen participation in a fractal-
like, multi scaled, community-led, bottom up planning process, where active citizens
design, construct and are part of the futures they desire for their territories. 2019’s
declarations of climate emergency show that decades of sustainable development have
not worked. The Sustainable Development Goals are a positive step, but
sustainability’s dependence on economic growth is problematic. Recognising Earth’s
limits, this article builds on degrowth ideas and doughnut economic frameworks to
examine the role of community-led urban transitions in catalysing a regenerative
world, where ecocities are the normative goal of contemporary cities. Challenges in
scaling the Global Ecovillage Network’s process to large cities are identified and some
radical governance experiments examined. Attempting to bridge activism and
academia, a transdisciplinary participative action research method is used to develop
a Communities of Practice ecosystem to support an eco-social just transition. This
work contributes to the European Network for Community-Led Initiatives on Climate
Change and Sustainability, ECOLISE, the Horizon 2020 project UrbanA investigating
Sustainable and Just Cities, and the Communities for Future action platform enabling
translocal communities to connect, co-create a knowledge commons and help shape
policy. Insights from Lisbon are examined with three community-led initiatives; Bela
Flor, Ajuda and Marvila. These processes are still at the margins, but could soon
become core activities of regenerative urban planning. Re-Making our cities is
everyone’s business.
Keywords: Regenerative development, community-led initiatives, ecocities, urban transitions, communities of
practice, degrowth.
1
duncan_crowley@iscte-iul.pt
2
teresa.marat-mendes@iscte-iul.pt
3
roberto.falanga@ics.ulisboa.pt
4
tom.henfrey@ecolise.eu
5
gppenha-lopes@fc.ul.pt
D. Crowley, T. Marat-Mendes, R. Falanga, T. Henfrey, G. Penha-Lopes Cidades, Comunidades e Territórios, Sp21 (2021)
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Introduction
Global climate emergency declarations in 2019 (1,400 local governments, 28 countries) have highlighted the fact
that decades of sustainable development have not adequately tackled what Monbiot (2013) suggest we call climate
breakdown (CB). What is finally accepted, despite warnings for over half a century (Bookchin, 1964), is that
failure to understand the full severity of the threat from today’s global crises, followed by appropriate action,
threatens humanity’s survival (Capra, 1996; Klein, 2014). Agreeing that urban transitions (Frantzeskaki et al,
2018) are the frontline of the necessary response to the crises, the paper advocates moving beyond sustainable
urban planning to regenerative urban planning, based upon the ideas of regenerative design and development to
create regenerative communities (Reed, 2007), cities (Girardet, 2010, 2014), economy (Raworth, 2017), cultures
(Wahl, 2016) and planet. In short, moving from “doing less damage to the environment” (Reed, 2007) to a holistic
systems approach that seeks to “reverse the degeneration of the earth's natural systems, but also to design human
systems that can coevolve with natural systems” (Mang & Reed, 2013). With governments so far being unable to
enact necessary changes, or without clear policy guidance, the paper proposes active organised urban communities
of scale are the key to responding to the combined challenges of planetary urbanization (Lefebvre, 1970;
Merrifield, 2013) and the hydrocarbon twins (Hopkins, 2008) of climate change and peak oil. These components
of urban regeneration, coupled with equality and social justice, form the base of what is presented as ecocity
transformation, which the paper proposes as the normative goal of contemporary cities.
Responding to CB for many decades, a diverse range of community-led initiatives (CLIs) have been “actively
envisioning, creating and living within alternatives that are rooted in sustainability, equality and social justice”
(Penha-Lopes, Henfrey, et al, 2019). These CLIs are both urban and rural, and focus on a diverse range of solutions.
Wide variety in analysis of actual problems exist, with each community focusing on what matters for them. Penha-
Lopes and Henfrey note that CLIs are “far from realising their potential as catalysts for society-wide
transformation”. This paper stems from ongoing work using a transdisciplinary, participative action research
method to help develop an urban systems Community of Practice (CoP), which is part of the “Communities for
Future” ecosystem, working toward the eco-social just transition needed to respond to CB. This community-led
ecocity transformation is based around urban communities that are active in nested structures of scale, from the
bottom to the top, from the street, to the neighbourhood, the municipality, wider city, bioregion and planet.
Global Ecovillage Network (GEN), “envisions a world of empowered citizens and communities, designing and
implementing pathways to a regenerative future, while building bridges of hope and international solidarity”
(GEN, 2020). GEN has over 15,000 ecovillages in their network, but very few are urban. The paper explores how
GEN can scale to where “every city (is) a green city” (Joubert, 2017) for large contemporary cities. It examines
urban transition examples already transforming territories at different scales and mechanisms enabling translocal
CoPs (Wheatley & Frieze, 2006) communicate, govern and implement regenerative visions. It develops an ecocity
transformation process that is a fractal-like, multi scaled, community-led, bottom up planning process to enable
citizens design the futures they desire for their territories, incorporating greater equity, energy descent and climate
adaptation.
The paper seeks to contribute to planning theory and practice by showing how regenerative development
frameworks adequately tackle CB. Attempting to bridge activism and academia, this work uses a transdisciplinary
participative action research method, developing an Urban Systems CoP with: 1) The European Network for
Community-Led Initiatives on Climate Change and Sustainability (ECOLISE); 2) UrbanA, a 3-year Horizon 2020
project based around Urban Arenas for Sustainable and Just Cities, which ECOLISE is a partner of; 3)
Communities for Future (CfF), ECOLISE’s action platform that is mainstreaming regenerative and transformative
community-led action on climate change and sustainability. Case studies from Rojava, São Paulo and Barcelona
demonstrate governance structures working in a nested, scaled, citizen-led way. Regenerative opportunities are
explored with three Lisbon based CLIs working in marginalised territories.
D. Crowley, T. Marat-Mendes, R. Falanga, T. Henfrey, G. Penha-Lopes Cidades, Comunidades e Territórios, Sp21 (2021)
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The paper comprises four sections: The first section outlines the need to move from sustainability to regenerative
design. It explores what regenerative frameworks (Du Plessis, 2012; Raworth, 2017) mean for urban planning,
cities and citizens. It builds on degrowth critiques of green growth logic (Hickel & Kallis, 2020) to position
regenerative planning frameworks within Holmgren’s permaculture creative descent strategies. The second section
examines how a CoP ecosystem can enable eco-social just transition. It introduces the various, and at times
contradictory, stages of the ecocity concept and offers a regenerative development proposal based upon scaling
GENs methodology, so that “every city is an ecocity”. The third section turns to Europe’s 2020 “Green Capital”
Lisbon and three CLIs, exploring how to create more sustainable and equitable cities. The article finishes with
discussion and conclusions, including how future research and action can enable wider regenerative, urban change.
1. Beyond Sustainability to Regenerative Development
Climate and biodiversity emergency declarations made by various governments in 2019 are to be welcomed, but
pathways for urban transitions to resolve the crises need better articulation. Recognizing that “modern cities are a
product of the oil age” (Brown, 2005, p.36), permaculture practitioners recommend creative descent responses
where factors accelerating CB are lowered intentionally by human design, back to within planetary limits.
Permaculture co-founder David Holmgren offers (Image 1) four distinct near future scenarios (2009). At the
extremes are: 1) Techno-Fantasy, the delusion that infinite growth can occur on a finite planet; 2) Crash, also called
Mad Max Collapse, similar to the film’s nightmare situation; 3) Green-Tech Stability, where todays non-
sustainable levels of 1.6 Earths are somehow maintained; 4) Creative Descent, or Earth Stewardship, whereby
humankind responds to the Hydrocarbon Twins (Hopkins, 2008) of climate change and peak oil, to create Post
Carbon futures (Heinberg, 2003) that function within the earth’s limits.
Image 1. Permaculture inspired Creative Descent
Source: Holmgren, 2009.
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The Brundtland Report (1987) popularized sustainability, but decades of Sustainable Development have failed to
adequately tackle CB. Since the 1970s, humanity has been in ecological overshoot using resources faster than can
be replenished. Today humanity uses the equivalent of 1.6 Earths to provide the resources we use and to absorb
our waste. Even though todays cities occupy just 2% of the Earth’s land, they account for 60% of energy
consumption, 70% carbon emissions and 70% Global Waste (UN, 2015). These percentages continue to rise with
what Lefebvre called the “complete urbanization of society” (1970) and Merrifield later neatly labelled Planetary
Urbanization (2013). Indian environmentalist Vandana Shiva summarised: “The earth is rapidly dying: her forests
are dying, her soils are dying, her waters are dying, her air is dying” (1988, p. xii). Failure to respond appropriately
to the crises could lead to the delicate system that sustains human life crossing a series of climate tipping points
which poses an existential threat to civilisation (Lenton, T; et al, 2020). The complexity of the problem requires a
holistic whole systems approach (Capra, 1996), knowing how to identify leverage points, the best moments or
places to intervene in the system (Meadows; 1999).
Wahl claims boldly: “Sustainability is not Enough: We Need Regenerative Cultures” (2016). Although positive,
the growing viewpoint sees sustainability as “doing less damage to the environment” (Reed, 2007), whereas
regenerative development transcends and includes sustainability, in a holistic systems approach to “reverse the
degeneration of the earth's natural systems, but also to design human systems that can coevolve with natural
systems” (Mang & Reed, 2013). Wahl (Image 2) adapts Reeds Regenerative Design Framework (2007) to identify
six incremental stages between degenerative and regenerative systems; from ‘business as usual’ (conventional
practice) to full regeneration (appropriate participation and design as nature), that is positioned beyond and
transcends sustainability (not doing any more damage):
Image 2. The Regenerative Design Framework
Source: Wahl, Adapted from Reed (2016).
D. Crowley, T. Marat-Mendes, R. Falanga, T. Henfrey, G. Penha-Lopes Cidades, Comunidades e Territórios, Sp21 (2021)
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The aim of creating regenerative cultures transcends and includes sustainability. Restorative design aims to restore
healthy self-regulation to local ecosystems, and reconciliatory design takes the additional step of making explicit
humanity’s participatory involvement in life’s processes and the unity of nature and culture. Regenerative design
creates regenerative cultures capable of continuous learning and transformation in response to, and anticipation of,
inevitable change. Regenerative cultures safeguard and grow biocultural abundance for future generations of
humanity and for life as a whole. (Wahl, 2016)
Having established regenerative solutions best respond to CB, we explore regenerative design frameworks that are
enabling a systems approach to urban planning. Before that, an important problem with the sustainability model
must be addressed.
1.1. Degrowth, doughnuts and regenerative development
Acknowledging important steps happened recently to focus thinking and action on ecological and social crises:
Paris Agreement, 2015; Sustainability Development Goals (SDGs), 2015; New Urban Agenda, 2016, a
fundamental problem needs addressing: Economic growth. The Limits to Growth (Meadows et al, 1972) identified
perpetual quantitative growth on a finite planet as impossible, yet SDG8 is positioned; “Decent work and economic
growth”. In conversation with Capra, Wahl (2019), calls for a systems approach to the SDGs, identifies SDG8 as
the spanner that “sabotages the implementation of all the other goals” and suggests it be reframed as ‘Good Work
and Qualitative Growth”, adding “that alone would start a conversation about what kind of growth we want”.
Speaking about an often-misunderstood word, academic theory and social movement, Capra responds that the
Degrowth movement is all about qualitative growth and need to be worked with. But, because semantics matter,
he adds: “degrowth, it doesn’t sound right to me”.
Degrowth is an academic theory and quickly growing social movement. It is noted that “English speakers
sometimes find the word ‘degrowth’ problematic” (degrowth.info, 2021) because it has negative connotations. The
terms origins come from Latin languages, in Italian “la decrescita” refers to a river going back to its normal flow
after a disastrous flood, a fitting metaphor for creative descent strategies. The English word “degrowth” became
prominent after the first international degrowth conference in Paris in 2008, Hickel (2020) describes it as “a
planned reduction of excess energy and resource use in rich nations to bring the economy back into balance with
the living world, while reducing inequality and improving people’s access to the resources they need to live long,
healthy, flourishing lives”. Hickel & Kallis (2020) doubt the World Bank and OECD’s promotion of green growth
can act as a route out of ecological emergency, urging that “policy programmes that rely on green growth
assumptions – such as the SDGs – need urgently to be revisited”. They advocate post growth, post capitalist
alternatives to decouple prosperity and development from growth. Klein (2014, 27) explicitly identifies the root
cause of the crisis in her book This Changes Everything: Capitalism vs. the Climate:
Our economic system and our planetary system are now at war. Or, more accurately, our economy is at war
with many forms of life on earth, including human life. What the climate needs to avoid collapse is a contraction
in humanity’s use of resources; what our economic model demands to avoid collapse is unfettered expansion.
Only one of these sets of rules can be changed, and it’s not the laws of nature.
In 2012 Kate Raworth published her Doughnut Economic concept; a visual framework, shaped like a doughnut,
that seeks to replace the current endless growth, Gross domestic product (GDP) model with a 21st century approach
to “eradicate poverty and achieve prosperity for all, within the means of the planet’s limited natural resources”.
Arguing that “between the social foundation of human well-being and the ecological ceiling of planetary pressure,
lies a safe and just space where humanity can thrive”. Full of optimism, her 2017 book’s doughnut, with shortfall
and overshoot arrows (Image 3 & Table 1), intends to act as a twenty-first-century compass because “We urgently
need a way to help policymakers, activists, business leaders and citizens alike to steer a wise course through the
twenty- first century”. In July 2019 Raworth’s network created Doughnut Economics Action Lab (DEAL) and in
September 2020 launched their online community platform “to help create 21st century economies that are
regenerative and distributive by design, so that they can meet the needs of all people within the means of the living
planet”. In March 2020 Amsterdam city council announced it was embracing “doughnut economics” (DEAL,
D. Crowley, T. Marat-Mendes, R. Falanga, T. Henfrey, G. Penha-Lopes Cidades, Comunidades e Territórios, Sp21 (2021)
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2020) and hoped to turn the city into a “doughnut city”. In January 2021 TIME magazine’s article read:
“Amsterdam Is Embracing a Radical New Economic Theory to Help Save the Environment. Could It Also Replace
Capitalism?” (Nugent, 2021), adding “Citizen-led groups focused on the doughnut that are forming in places
including São Paulo, Berlin, Kuala Lumpur and California bring the potential to transform their own areas from
the bottom up”. The DEAL network is growing rapidly around the planet, in countries, cities, municipalities and
towns.
Image 3. The Doughnut: A twenty-first-century compass
Note: The Doughnut as a twenty-first-century compass (left) Earth’s Limits and social foundations transgressed (right).
Source: Raworth (2017)
Table 1. Doughnut Economic Framework
The Doughnut
Social foundations
Ecological ceilings
Food security
Health
Climate change
Ocean acidification
Education
Income and work
Biodiversity loss
Air pollution
Peace and justice
Political voice
Chemical pollution
Ozone layer depletion
Social equity
Gender equality
Freshwater withdrawals
Land conversion
Housing
Networks
Nitrogen & phosphorus loading
Energy
Water
Seven Ways to Think like a 21st Century Economist
Seven Ways to Think:
From 20th century Economics
To 21st Century Economics
Change the Goal
GDP
The Doughnut
See the Big Picture
Self-contained market
Embedded economy
Nurture Human Nature
Rational economic man
Social adaptable humans
Get Savvy with Systems
Mechanical equilibrium
Dynamic complexity
Design to Distribute
Growth will even it up again
Distributive by design
Create to Regenerate
Growth will clean it up again
Regenerative by design
Be Agnostic about Growth
Growth addicted
Growth agnostic
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The doughnut structure’s (Image 3 & Table 1) inner ring includes twelve dimensions of social foundation (the
2012 version had 11, some were reworded), which came from the UK governments’ priorities for Rio+20
conference in 2012. The outer ring includes nine ecological ceilings of earth’s life supporting systems that
humanity must not collectively overshoot, based on Earths planetary boundaries set out by Rockström et al (2009).
Raworth’s depiction of boundary transgression and of social foundations not being met (Image 3, right) is deeply
disturbing, yet she is hopeful. Her remedy to these ecological and social ills is through the regenerative and
distributive economy, enabling all human beings to thrive. “A world in which every person can lead their life with
dignity, opportunity and community – and where we can all do so within the means of our life-giving planet”. The
doughnut framework is based around seven principles to enable thinking Like a 21st Century Economist (Table 1)
and embraces the commons. Although the doughnut is relatively new, city municipalities, community groups,
curious citizens are all busy creating networks, sharing knowledge and applying the framework to local needs,
from big cities, to small towns, from Global North, to South. With Ireland’s president the first head of state
embracing it, this post capitalist, regenerative idea has landed.
Concerning emerging regenerative planning frameworks, Du Plessis (2012) notes how “the mavericks of ‘radical
ecologism’ were opening another pathway based on a different worldview”, building on Lyle’s (1994) regenerative
design concept where buildings and cities regenerate lost ecosystems. Hopkins applied permaculture ideas to urban
communities through transition towns, incorporating the idea of resilience. It became a viral movement in the
2000s. Practitioners moved from sustainable cities to resilient cities (Newman, 2009) and regenerative cities
(Girardet, 2010) that fixed ecosystem services beyond their boundaries to “assure a restorative relationship
between cities and the ecosystems from which they draw resources for their sustenance” (Girardet, 2014). Seeing
environmental problems as more psychological or cultural, rather than technological, Reed set up the Regenesis
group in 1995 to transform the way humans inhabit the earth. It positions humans as co-creative and mutually-
evolving participants in an ecosystem, not just a built environment. Over years the practice developed to see design
not as creating an end product, but as beginning an unfolding process where practitioners serve nested
communities, enabling essence to blossom (Mang & Haggard, 2016).
2. Communities of Practice and community-led ecocity transformation
Hölscher, Wittmayer & Loorbach (2018) note that the terms transition and transformation became buzzwords, but
are not mutually exclusive. Both offer perspectives on how to bring about “radical and non-linear societal change”,
and that “their differences may partially result from their etymological origins, but they largely stem from the
different research communities concerned with either transition or transformation”. Within the world of
technological transitions Geels & Schot (2007) identified five transition paths, one being transformation: “A socio-
technical regime that changes without the emergence of a monopolising technology”. Geels multi-level perspective
on transitions (2002), introduced the idea of niche innovations breaking into and through existing regimes to create
new landscapes. The accompanying diagram (Image 4) states: “New configuration breaks through, taking
advantage of “windows of opportunity”. Adjustments occur in socio-technical regime”. These “windows of
opportunity” are a theme to be explored later, as we focus on how urban systems CoPs can best adapt, or be scaled
up or out, so as to leverage greater impact to enable an eco-social just transition for a regenerative world. CoPs are
viewed at varying scales; a translocal perspective (Avelino et al, 2020), projects are both local and transnational
at the same time; a glocal perspective, projects are both local and global at the same time; cosmolocal, a post-
capitalist term that is short for cosmopolitan localism, that “seeks to amplify the richness of a place while keeping
in mind the rights of a multifaceted world” (Sachs, 1992).
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Image 4. Multi-level perspective on transitions
Source: Geels, 2002.
A Community of Practice is a group of people who “share a concern or a passion for something they do and learn
how to do it better as they interact regularly” (E. & B. Wenger-Trayner, 2020). CoPs consist of three core
components: Domain (Area of shared interest & key issues), Community (Relationships built through discussion,
activities & learning) & Practice (Body of knowledge, methods, stories, tools developed). Betz (2016) notes about
CoPs:
“Unless a social movement as a network develops into a CoP it cannot become a system of influence. CoPs are
of vital importance because through them, people grow the necessary capabilities and structures that enable a
new system to emerge - not as a social movement taking over institutions by force, but by growing into a System
of Influence and thus becoming the new mainstream, making old structures obsolete.”
This builds on critical insights from Wheatley & Frieze’s 2006 work on The Life Cycle of Emergence (Image 5),
driven by their philosophy to “Act locally, connect regionally, learn globally.” Their assessment is composed of
three Stages 1) Networks (Discovering Shared Meaning and Purpose) 2) CoPs (Developing New Practices
Together) 3) Systems of Influence (New Practices Become the Norm). Identifying networks as “the only form of
organization used by living systems on this planet”, they see them grow and transform into active, working CoPs,
that enable change, through emergence. These smaller “individuated communities” spring from a robust network
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to form self-organized CoPs, where people “share a common work and realize there is great benefit to being in
relationship”. A key difference between networks and CoPs, is that CoPs are communities; “People make a
commitment to be there for each other; they participate not only for their own needs, but to serve the needs of
others”. CoPs also “make their resources and knowledge available to any-one, especially those doing related
work”, what ECOLISE deem as creating and using the knowledge commons. CoPs soon reach Stage 3, the moment
of “the sudden appearance of a system that has real power and influence” where “Pioneering efforts that hovered
at the periphery suddenly become the norm.”
Image 5. The Life Cycle of Emergence, Stage 2: Communities of Practice
Source: Wheatley & Frieze, the Berkana Institute, 2006.
2.1. Community-led ecocities
ECOLISE is the European Network for Community-Led Initiatives on Climate Change and Sustainability. It was
founded in 2014 as a network of existing networks of CLIs engaged in regenerative based practice, the chief groups
including the Transition Network (representing over 1200 Transition initiatives), the Global Ecovillage Network
(GEN) (15,000 ecovillages), the Permaculture movement (3 million practitioners globally) and ICLEI, the
association of local governments for sustainability. Collaborative and transdisciplinary action research is key to
ECOLISE’s work, to support CLIs, learn from them and help bring their regenerative based practice and
knowledge to wider audiences. They also provide empirical data, to give scientific backup to CLI claims that the
regenerative world is actually better for people and planet. Key to this process is the creation of translocal CoPs
and use of the knowledge commons, material is entered into an open source, public, wiki space, for instant sharing,
editing and co-creation. In 2019 such a collaborative process resulted in ECOLISE’s first “Status Report of
community-led initiatives in Europe”, edited by Penha-Lopes & Henfrey (2019). CLIs were identified as:
Actively envisioning, creating and living within alternatives that are rooted in sustainability, equality and social
justice. Largely located on the margins of mainstream society and limited by material, cultural, institutional
and structural constraints, they are far from realising their potential as catalysts for society-wide transformation.
The report identified seven basic preconditions for sustainable prosperity in Europe: 1) Moving beyond growth;
2) Nurturing commons ecologies; 3) Eco-social regeneration; 4) Solidarity economics; 5) Inclusive governance;
6) Transformative social innovation; 7) Enabling community-led action.
The term “eco-city” became popular in the 1970’s (Roseland, 1997) and was first noted academically by Richard
Register’s 1987 book, Ecocity Berkeley: Building Cities for a Healthy Future, followed by the first International
Ecocity Conference in 1990 at Berkeley. This network grew into Ecocity Builders and they continue to have
biannual world summits, switching between global north and south locations. During the 1980s and early 1990s,
the Ecocity concept seemed somewhat vague: “a collection of ideas and propositions about sustainable urban
planning, transportation, housing, public participation and social justice, with practical examples relatively few
and far between” (Joss, 2009, p.239), that changed quickly in the mid-2000s (Joss, 2009, p.240):
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The phenomenon appears to have become increasingly global and mainstream, against the background of the
international recognition of the scale and severity of climate change and rapid urbanisation, particularly in the
developing world… with countries and cities competing to take a lead in developing and applying new socio-
technological innovations and thus bringing about the next generation of sustainable towns and cities.
The two grandest Ecocity projects, heralding a new age for urbanism, were Dongtan, China (launched 2005) and
Masdar City, Abu Dhabi, (launched 2006). Both were motivated by financial, political gain and supported by elite
power structures, but both turned out to be spectacular failures (Cugurullo, 2013). Cugurullo (2013) argues that
sustainability is not the real aim of Masdar and that the image of the ideal sustainable city was used to boost the
local economy and fulfil the political interests of the ruling class. He later labels it a Frankenstein city, “a
“patchwork” of different pieces of urban fabric produced by different clean-tech projects” (2016). Analysing
Tianjin eco-city, Caprotti et al. (2015) ask the critical question: ‘Eco’ for whom? His findings point to the creation
of modern apartments as bubbles or containers for eco living, disconnected from the public realm and void of any
real community. The marketing dream even included fake leaves tied onto an avenue of bare trees which “seemed
to point metaphorically to the strained marketing of a ‘harmonious’ and ‘ecologically friendly’ city as an artificial
and ultimately misleading foil for yet another new-build luxury residential project” (Caprotti, 2015). These three
projects seem for the select few, not the many.
Contrary to this, is GEN’s urban vision, as outlined by their ex-president (Joubert, 2017):
SDG11 aims to make all cities and human settlements inclusive, safe, resilient and sustainable by 2030. Within
GEN, we say that every village needs to become an ecovillage and every city a green city. In order to achieve
these goals, the ecovillage approach needs to be dramatically scaled up without losing its core values of being
locally owned, participatory processes.
In July 2020 GEN published the “Regenerative Urban Communities Manual” (Mattos, 2020) with 12 steps to
create an urban regenerative CLI (Table 2). GEN’s few urban projects include L. A. Ecovillage (USA) and
Christiania (Copenhagen, Denmark) urban ecovillages. Both initiatives grew from profound political struggles. In
Suzuka, Japan the “As One Community” exists as an intentional physical network and at smaller scales, Ireland’s
ecovillage Cloughjordan and other US and New Zealand initiatives demonstrate ingenuity.
Table 2. GEN’s 12 step process for creating Regenerative Urban Communities
Route to create a regenerative CLI
1
Form an initiating group
7
Deepen relationships
2
Create the group common ground & rhythm
8
Develop projects & practical activities
3
Get others involved
9
Make alliances & partnerships
4
Study! participate in trainings
10
Evaluate & celebrate
5
Develop skills to live & work well together
11
Expand / scale up
6
Create working groups
12
Inner & outer transition
2.2. Fractal governance
This paper proposes that the key to regenerative planning frameworks are governance structures that enable local
communities to continually shape their territories. Scaling up GENs process of locally owned, participatory
processes to contemporary cities requires a fractal-like, multi scaled, bottom up and community-led planning
process. Sociocracy 3.0 (S3) is a tool many CLIs already use. It is a fractal structure of circles within circles within
circles (Image 6) offering a deep form of direct democratic process, decisions come from the bottom up. Delegates
represent their circle at the next level up, a fractal like process. It has grown into an educational social movement
in Indian schools and is used by many ecovillages and the Municipalities in Transition (MiT) project. ECOLISE
started using it in 2018, now groups in the network use it, like Scottish Communities Climate Action Network
(SCCAN) (Image 6).
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Image 6. Fractal governance structures
Source: Jerry Koch-Gonzalez (2016) & SCCAN (2020), arrangement Author (2020).
Experiments from Rojava and São Paulo demonstrate citizen-led governance structures working in nested, scaled,
multiple levels. Their structures could be replicated globally for GEN, regenerative planning systems and ecocities.
Ecobairro (Econeighbourhood) São Paulo aims to create ecological and peaceful communities in Brazil. Rojava
stems from a feminist, ecological revolution within Syria’s civil war. Arising from a GEN training event in 2004
and incorporating regenerative concepts from Permaculture, transition towns and SDGs, Ecobairro Brasil was
developed by Lara Freitas in the Vila Mariana municipality (Population: 344.632, size: 26,5 km²), one of 32
municipalities in São Paulo’s megalopolis. It incorporates a fractal structure, from micro to macro; individual,
home, block, neighbourhood, network (Ecobairro Brasil, 2013) and has eight axes in its DNA: Politics, Education,
Culture, Spirituality, Health, Ecology, Economy, Communication. When selected as one of five test pilots for the
MiT project, it gained international profile. This led to Vila Mariana city council introducing S3. The aim of the
project is the transition to a local, circular and participatory governance in which community members are
encouraged to act responsibly.
Municipalist ideas inspired a revolt for autonomy by Kurdish peoples in Syria. Since imprisonment in 1999 in
Turkey, Kurdish independence leader Abdullah Öcalan moved strategy from Marxist-Leninism to democratic
confederalism (Finley, 2017), after reading Bookchin’s (1991) libertarian municipalist ideas. Due to the political
instability in Syria, including the war against ISIS, a giant experiment is underway since 2012 in the mostly
Kurdish Northern Syrian region, Rojava. A feminist and anti-capitalist society has been created (Staal, 2016),
based around networks of grassroots people’s assemblies and co-operatives, or communes, a process called Tekmîl
(Kurdish for report). They have declared their autonomy from the state, instead building what they refer to as a
real democracy. Society is structured in fractal like fashion where communes form confederations with each other
across regions. Typically, one Municipality comprises 5 districts, of 20 neighbourhoods, of 150 communes, of
2500 families. All assemblies have two co-delegates that represent their group at the upper level. Decision making
is done through consensus and voting, in a bottom up process, and women are involved at all levels as equals.
Regions elect fellow citizens to represent them at higher levels. There are eleven different committees or
workgroups that facilitate day-to-day running of the Commune: People, Economy, Health, Women, Youth, Art &
Culture, Self-defence, Martyrs, Education, Merchants, Communication. Local assemblies elect representatives at
the village or street level, these delegates represent their assembly at the higher level of the city or region, and so
on.
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2.3. Barcelona’s experiment toward a more sustainable and just city
The 2008 economic crisis in Spain led to massive austerity cuts, bank repossessions of housing, rise in suicides
and a spike in unemployment with youth unemployment rising as high as 56%. Out of this misery and anger a
coordinated day of direct action happened in a network of cities throughout Spain on the 15th of May 2011 (15M).
Spanish public squares were occupied by the Indignados movement for some months, who demanded a real
democracy, based around daily assemblies in squares and a network of working groups. Echoing Deleuze &
Guattari (1972), Castells referred to this form of urban action in his native Spain as “A Rhizomatic Revolution”
(2012, p. 114), noting how after the initial actions of 15M, the structure multiplied rapidly; “Over 100 Spanish
cities following suit, triggering a massive occupy movement that spread in a few days to almost 800 cities around
the world”.
Building on these and more movements, citizen platforms won eight city councils in Spain’s 2015 municipal
elections, including the two biggest cities; Madrid and Barcelona. All groups were from outside the traditional
political party system and they took decisions collectively through local assemblies. This phenomenon was
subsequently named Spain’s Rebel Cities. Barcelona saw the election of a woman as mayor for the first time in
over 2,000 years; Ada Colau was the leader of the anti-eviction group Plataforma de Afectados por la Hipoteca
(PAH) (Platform for People Affected by Mortgages). The citizen platform she is part of, Barcelona en Comú work
on a Municipalist only platform, seeking power only at city level, based on a set of related characteristics (Shea
Baird & Roth, 2017): 1) Distinctive political organization reflects diversity of local political landscape; 2) Open
and participatory decision making processes; 3) Organizational structure is relatively horizontal (for example,
neighbourhood assemblies) and guides elected representatives; 4) Capacity for institutional action depends on
strong, organized movements in the streets that push elected leaders.
Their structure and work method is a continuation of the earlier movements they have grown from. They claim a
feminist democratic revolution is underway, to further open up the urban commons in Barcelona, based on deep
communication processes that allows for a city that listens. They have occupied the institutions of the mayor’s
office, dispersing power by opening them up to the various assemblies in the city neighbourhoods. Image 7 shows
the mayor’s team and residents discuss plans and projects that affect them. Local residents are co-creating their
neighbourhoods of the future, based on open participative planning processes.
Image 7. Feminist assembly in Gràcia neighbourhood
Source: ikimilikiliklik (2017).
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Speaking only weeks after her victory, Colau stated (2015):
“We think the city governments are key for democratic revolution, to begin governing, with the people, in a
new way. But on the other hand, we’re very aware that the real change must be global, that one city alone
cannot solve all the problems we’re facing, many of which are global because today the economy does not have
borders”
To help facilitate wider global municipal change, Barcelona en Comú organized a three-day international
Municipalist summit in Barcelona in 2017 called Fearless Cities. It had participants from every continent of the
planet and was divided along 3 lines: 1) Work as a global Municipalist network: Share tools, knowledge and
experiences with Municipalist movements from around the world; 2) Feminize politics: Develop new ways of
organizing based on horizontal collaboration, collective intelligence and the politics of everyday life; 3) Stop the
far right: Combat the politics of hate and fear with local policies to reduce inequality and promote the common
good. Inspired by Barcelona’s feminist democratic revolution, the network grows. Follow up conferences
happened in Central Europe, Eastern Europe, New York and Chile in 2018. In 2019 the movement published a
book (Barcelona en Comú, 2019) and participated in Lisbon’s “Reclaim Europe!” event; "(Re)Scaling Networks
in Portugal and Europe". Lisbon activists are now exploring how to participate in the May 2021 conference.
3. Insights from community-led initiatives in Lisbon
Lisbon was awarded the title of European Green Capital 2020 by the European Commission (EC) in 2018, in
recognition of its urban development towards a more sustainable city for all. It is not Europe’s greenest city, but
recent urban transformations have been recognised. The EC’s expert panel highlighted Lisbon is “particularly
strong in the field of sustainable land use, sustainable urban mobility (transport), green growth & eco innovation,
climate change adaptation and waste”. Lisbon joined the 100 Resilient Cites and C40 networks recently. Like
many European cities before COVID, touristification, gentrification and short-term housing were driving up rents
so quickly that many locals unable to pay rent were moving out of their communities in Lisbon’s historical
neighbourhoods. Portugal has still the lowest minimum wage in western Europe. In 2019 Barcelona’s Ara.Cat
newspaper deemed Lisbon “The new capital of gentrification and evictions”. A housing movement formed,
stopping evictions, building networks of resistance, holding public assemblies, demanding politicians resolve
problems and winning some policy changes. Left Hand Rotation’s documentary “What is going to happen here?”
(2019) paints a vivid picture of the social upheaval of the city.
The 3-year European funded Horizon 2020 project UrbanA (2018-21) revolves around four European “arenas”, to
connect “city makers” to better understand how to create sustainable and just cities. UrbanA’s Lisbon team are
grounding the process in their city, while asking “How might an urban CoP help manifest the dream of a
Sustainable and Just Lisbon?”. The first chapter of this process culminated with the first Lisbon “local arena” on
November 12th 2019. The event happened in one of the city’s oldest neighbourhoods, which is also considered the
most multi-cultural in the country, Mouraria. The day was divided into two parts. In the morning a walking tour
led nearly twenty participants through the streets to Rua Dos Lagares, considered to be the epicentre of current
evictions. At preselected points, CLI members spoke, including from the city’s housing network. The afternoon
session happened in a city council cultural space, Mouraria Creative Hub, where more than 30 representatives
from 24 different groups active in the city discussed issues for four hours. The main conclusions from the day,
recorded by a graphic artist (image 8), were the following: 1) Many solutions exist, but complex problems persist;
2) Tailor solutions to reality and local participation; 3) Need for articulation to better connect people and projects;
4) Continuity and cross-pollination is essential; 5) Inform about citizen intervention starting points. These five
points form the starting point for open discussions between UrbanA and Lisbon CLIs.
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Image 8. UrbanA Graphic register
Source: Filipa Santos, UrbanA, 2019.
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In February 2020, UrbanA Lisbon shifted its focus to Marvila to identify how best can the needs of the local
communities be met by transformative academic process. COVID seriously disrupted the programme. In 2021,
UrbanA Lisbon began a new step, to develop a deeper relationship with three CLIs from its CoP network. These
three geographically based communities were selected because they are most aligned to the regenerative idea for
ecocity transformation, they have four factors in common: 1) All are in Lisbon municipality; 2) All are activating
community organisation for territorial change; 3) All are marginalised communities that have received BIP/ZIP
support; 4) All already incorporate food production and regenerative thinking into their projects. They are Bela
Flor, Ajuda, Marvila, BAM for short (Images 9, 10).
Image 9. Lisbon Bip/Zip map with BAM identified (left) and B2M Spatial Implementation vote (right)
Source: Lisbon City Council, 2014 (modifications by author, 2020); author, 2020.
In 2011 Lisbon council began its BIP/ZIP process. It has been praised internationally for its innovation in
improving co-governance and civic engagement in Lisbon’s most sensitive urban areas. It mapped the city and
identified 67 “neighbourhoods and zones for priority intervention” in peripheral areas and the historical centre. In
these island clusters (Image 9, blue areas), citizens could apply for a budget of up to 50.000 euros to work on a
one-year project to improve the community. Proposals were voted on by the public and those elected received
funding to develop projects for urban, ecological or social cohesion or improvement. Project creator Miguel Brito
outlined BIP/ZIP’s aim:
To promote social and territorial cohesion, active citizenship, self-organisation and community participation.
The aim was to ignite partnerships, to connect the city and the people in these areas to find answers for the
future.
(Patti, 2017)
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Image 10. BAM maps at same scale + Photos.
Source: OpenStreetMap, Bela Flor Respira, 2019; Author, 2020.
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3.1. Bela Flor
The Bela Flor (Lovely flower) neighbourhood is on a hill that leads down to the Alcântara valley, where a major
river used to flow for many centuries. In recent decades this was covered over by roads and train lines. Sadly the
river is no longer visible, hidden by pipes. Until the 1990s the territory contained one of the largest informal
settlements on the city edge, in the Campolide parish. In 2018 the Bela Flor Respira (BFR, The lovely flower
breathes) project began in the neighbourhood (Image 10) after receiving BIP/ZIP funding. This is an ecological
transition project that is transforming a forgotten wasteland into a productive and regenerative space. It started by
planting fruit trees beside steps along the steep embankment leading from the housing blocks toward the city
centre. Rows of mixed vegetables were planted by a flat area alongside one block. The group have a ground floor
storage space for storing tools and for education purposes. It seeks to bring greater social cohesion through the
creation of a community meeting space. The project was developed by the Portuguese Circular Economy NGO
and is an example of a Social food movements based in the parish. The project wants to function as a teaching
point in the centre of Lisbon to demonstrate and develop urban agroforestry practices. Another goal was to
encourage families to separate organic waste for composting in urban gardens located in the neighbourhood. The
compost products are to be used as natural fertilizers for organic plants, fruits and vegetables grown for local
consumption. In this way, citizens are directly involved in closing the cycle to create a greener city.
UrbanA Lisbon helped organise an urban tour for Global Degrowth Day in June 2019, which included a guided
visit of BFR with members of the team. A later UrbanA tour in October 2020 showed how old pedestrian access
routes to Monsanto are now closed off. The agro ecological principles in the space are very well organised and the
community space works well for the project’s needs, such as storage of tools, making recycling systems, keeping
books. Although many children from the locality participated, few adults did. Most BFR participants didn’t live
in the community, some living quite far away. Perhaps Bela Flor adults saw the project as a distraction for their
children, but something for outsiders only? Due to BFR and other projects, the parish council has created an
innovation department to support similar projects. For UrbanA’s Berlin Arena in March, a physical hub experiment
will happen in the parish offices to further push the limits of the “blended arena” format UrbanA is developing.
Nearby, Lisbon council are developing an urban project with bike lanes to connect the Tejo river to Campolide
train station. This could cause “Green Gentrification” for the area.
3.2. Ajuda
Positioned between an old palace, the city’s green lung Monsanto park and part of the city’s university complex
with fantastic views of the river Tejo, the “Bairro 2 de Maio” (B2M) community should be a much-desired
neighbourhood to live in, it’s not. When the “Carnation Revolution” happened in 1974, the still unfinished housing
blocks earmarked for workers of the dictatorship were occupied by poor families from Ajuda and its environs on
the 2nd of May. Subsequently, it is very disconnected from its surroundings and faces difficult challenges.
In 2011 students from the neighbouring architecture school led a project to improve conditions for residents and
develop relationships with the Ajuda neighbourhood. BIP/ZIP funding led to the setting up of the LOCALS
approach project that is based on three pillars of intervention: 1) Transformation (Regeneration); 2) Knowledge
(Information); 3) Participation (integration). BIP/ZIP funding led to the renovation of an abandoned space to create
the Casa Para Todos (house for everyone), the setting up of the Feira do Galo (Roosters fair) local neighbourhood
festival in 2016 and the Muita Fruta project to create an orchard city, by using all the unused fruit from city trees.
In 2016 the Ajuda group set up Forum Urbano to map and archive all the municipal BIP/ZIP projects from 2011
to 2016. A later project saw residents develop self-run community gardens and in February 2020 with the “Popular
incubator of Ajuda” project, fruit trees were planted in the somewhat abandoned green areas that divide blocks
(Image 10). The community has its social problems, but deep democracy methods are growing, thanks to
LOCALS. More residents are starting to make collective decisions about their territory. January 2020’s spatial
implementation vote followed much debate (Image 9, right) concerning if police were to be allowed back into the
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community. This led to badly needed maintenance work happening on buildings and public space in the housing
area and more fruit trees being planting. The project is being supported by Lisbon City Council.
The Associação Amigos do B2M (Friends of B2M) was officially founded in 2017, but started in May 2016 when
BIP/ZIP funding stopped. It works with the most vulnerable children and youth of the neighbourhood and is run
by volunteers who want to improve the future quality of social and economic life of the neighbourhood’s younger
and more fragile generations. They support children and young people from 6 to 18 years in the community space,
between 5 and 7 pm, from Monday to Friday. They often have up to 35 young people and children using the small
space, or playing in the painted area outside.
3.3. Marvila
Marvila is a rapidly transforming riverside neighbourhood on the Eastern side of Lisbon. This port industry and
working-class area was forgotten about for many decades and housed one of Lisbon’s largest shanty towns, the
Chinese Neighbourhood. This was replaced in the late 1990’s by fragmented modern housing blocks of high-rise
towers, amidst large, empty, unused spaces (image 11). The latest urban transformation sees rent and land prices
rise rapidly, established communities being forced to leave and even evictions happening. Marvila is beaming with
transformation potential. Many research and social innovation groups are already active here, working with the
local government and communities to increase citizen collaboration in planning processes and to explore issues of
equality and urban sustainability.
Image 11. Transforming Marvila with parks and bikeways
Note: Overlayed Chinese Neighbourhood, Quinta do Chale, & possible Urban Food Forest?
Sources: Soares, Google Earth, ROCK 2018, Author).
In the UrbanA city series event in May 2020, Luís Matos from Rés do Chão (Ground Floor) outlined dynamics
behind the CLI proposal “Transforming Marvila with parks and bikeways”. Four local neighbourhoods combined
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to form 4Crescente in 2010. In 2019 they rejected a proposed plan for housing blocks, arguing instead for parks
and play areas they were long promised. They fought and won. The council committed to the proposal and launched
an urban design project to qualify 144.000m2 (Image 11, yellow sections) of public vacant land into a city-scale
public park. Luis argues this bold, ambitious project is a CLI because: 1) The initial idea came from the tenants of
this public housing neighbourhood; 2) Using the resources available (and backed by the local community group)
the tenants made clear their will; 3) Efforts were made to make every decision-making step as participative as
possible;f 4) A community representative is part of the jury to select the final project. While this is a huge area, it
forms only about 5% of Marvila’s unused area (Image 11, green area). This could be just the spot to catalyse a
bold community vision for Marvila, Lisbon’s regenerative eco neighbourhood.
4. Discussion and Conclusions
Shifting from sustainable to regenerative practice combats climate breakdown, while increasing social wellbeing
for all of humanity. Degrowth criticises sustainability’s relationship to perpetual quantitative growth on a finite
planet. Permaculture’s post carbon pathway shows us where we must go, doughnut economics gives us the
compass to get there.
Community-led initiatives hovering at the periphery become catalysts for system change when their communities
of practice emerge with real power and influence to make old structures obsolete. Bridging activism and academia
deepens science, gives transition tools to communities and shapes climate emergency response policy.
Fixing planetary urbanisation requires global ecocity transformations. Regenerative planning moves from what to
who and how; unfolding processes of nested communities blossoming to transform their worlds, at all scales:
backyard, neighbourhood, city. Scaling ecovillage approaches to ecocities demands locally owned, participatory
processes remain intact. Fractal-like, multi scaled, community-led, bottom up governance experiments to enable
this, already exist. Breaking through the windows of opportunity to re-make our cities is everyone’s business.
Using holistic whole systems approaches, regenerative planning frameworks identify leverage points to transform
the way humans inhabit the earth. Active citizens become mutually-evolving participants in their ecosystem
through collaboration. When municipalities listen and open tools, knowledge and experiences to the politics of
everyday life, regenerative visions emerge from squares, assemblies and gardens. Despite the hardships, Marvila
fought, Marvila won. Marvila, Ajuda, Bela Flor are transforming their worlds. Time for Lisbon to create that truly
green, regenerative city, an ecocity.
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