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Developing a theoretical framework for exploring the institutional responses to the Athena SWAN Charter in higher education institutions—A feminist institutionalist perspective

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Abstract

Why does the institutional response of higher education institutions to a ‘potentially institutionally transformative’ gender equality programme such as the Athena SWAN (AS) Charter matter? If a higher education institution seeks and attains the AS award, then the institutional response would be to embed the Charter’s action plans thoroughly without resistance or variation across higher education institutional contexts? These are the initial and broader reflective questions underpinning and inspiring this article. The reality is that the Athena SWAN Charter actions and commitments are not simply installed into the technical rules and procedures of higher education institutions, resulting in the organisational and cultural change it seeks. It is argued in this article that applying a feminist institutionalist lens, which deals with the exchange between formal and informal rules, norms and practices, and the roles played by actors working with the rules – the micro-foundations of gendered institutions – will inform our understanding of how a change programme such as Athena SWAN can instil institutional change- if any change. This article details a theoretical framework, drawing from the FI perspective, which will be applied to an empirical study exploring the institutional responses of higher education institutions to the Athena SWAN process in Ireland.
Article
Developing a theoretical
framework for exploring
the institutional
responses to the Athena
SWAN Charter in higher
education institutions—
A feminist institutionalist
perspective
Monica O’Mullane
Institute for Social Science in the 21st Century (ISS21),
University College Cork, Cork, Ireland
Abstract
Why does the institutional response of higher education institutions to a ‘potentially
institutionally transformative’ gender equality programme such as the Athena SWAN
(AS) Charter matter? If a higher education institution seeks and attains the AS award,
then the institutional response would be to embed the Charter’s action plans thor-
oughly without resistance or variation across higher education institutional contexts?
These are the initial and broader reflective questions underpinning and inspiring this
article. The reality is that the Athena SWAN Charter actions and commitments are not
simply installed into the technical rules and procedures of higher education institutions,
resulting in the organisational and cultural change it seeks. It is argued in this article that
applying a feminist institutionalist lens, which deals with the exchange between formal
and informal rules, norms and practices, and the roles played by actors working with
the rules – the micro-foundations of gendered institutions – will inform our
Corresponding author:
Monica O’Mullane, University College Cork, C/O School of Applied Social Studies, UCC Cork, Ireland.
Email: m.omullane@ucc.ie
Irish Journal of Sociology
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DOI: 10.1177/0791603521995372
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understanding of how a change programme such as Athena SWAN can instil
institutional change- if any change. This article details a theoretical framework, drawing
from the FI perspective, which will be applied to an empirical study exploring the
institutional responses of higher education institutions to the Athena SWAN process
in Ireland.
Keywords
Higher education, Athena SWAN, feminist Institutionalism, gender equality
Introduction
The Athena SWAN Charter is an equality charter for universities and colleges
(higher education institutions – HEIs), coordinated and managed by Advance
HE in the UK (since 2005), and by the Higher Education Authority (HEA) in
Ireland (since 2015). The Charter acknowledges and encourages commitment to
advancing the careers of women in research and science. It has been extended
(since 2015) to include disciplines from the humanities, social sciences, business
and law, in professional and support roles, and for transgender staff and students.
It is now recognised as an institutional pathway for addressing cultural and struc-
tural inequalities, and also more recently for paving the way to tackle the inter-
sectionality of inequalities. It opens up conversations and social spaces for people
to challenge gender inequalities in their workplaces (Caffrey et al., 2016, Tzanakou
and Pearce, 2019).
This article describes a theoretical framework that will structure an empirical
study of the HEI institutional responses to the Athena SWAN Charter in Ireland.
It is argued in this article that applying a feminist institutionalist (FI) lens, which
deals with the exchange between formal and informal rules, norms and practices,
and the roles played by actors working with the rules – the micro-foundations of
gendered institutions (Lowndes, 2020; Mackay and Murtagh, 2019) – will strength-
en our understanding of how a change programme such as Athena SWAN can
instil institutional change (and if so, to what extent) to the rules, processes and
norms of an HEI. Generally when the term ‘institution’ is used in this article, it is
with reference to the entity as an organisation (Scott, 2008), unless stated
otherwise.
HEIs – An indisputable setting of gender inequality
In her work on inequality regimes (an analytical approach developed for exploring
the barriers that create inequality in work organisations), Acker (2006) points out
that much societal inequality originates and is reproduced in political and social
2Irish Journal of Sociology 0(0)
institutions. Therefore it is unsurprising that while women are represented in the
Irish higher education workforce overall, there is noticeable dearth of women in
senior positions, particularly in academic posts, and in decision-making roles. As
O’Connor highlights, based on HEA data, 51 per cent of lecturers in Irish univer-
sities are women, with 24 per cent occupying full professorial level and have a three
times lesser chance than men in attaining a professorship (HEA, 2018b; O’Connor,
2019a). Clearly a programme that seeks to embed sustainable change, such as
Athena SWAN, is needed to tackle this lack of gender parity. Irish figures corre-
spond broadly with EU data averages, which are that 41 per cent of women occupy
all academic grades, and 24 per cent have attained full professorships (European
Commission, 2019). Barriers to equality are mostly rooted in the structure and
culture of Irish universities (Linehan et al., 2009, O Grada et al., 2015). Such
barriers include career pipeline issues (recruitment, promotion and retention of
staff), work–life balance practices, all types of career leave, bullying and harass-
ment issues and informal arrangements, for example meeting times – having them
at a time of the working day to suit people with caring/family duties, or not. The
experience of women’s underrepresentation in senior positions and decision-
making roles is a universal phenomenon in HEIs beyond the Irish context
(Benschop and van den Brink, 2014; Van Den Brink and Stobbe, 2009; Zippel
and Ferree, 2019). The academic environment within HEIs in Ireland is experi-
enced as ‘highly patriarchal and hetero-normative’ (Courtois and O’Keefe, 2015:
56). There has been an increasing expectation in higher education for academics to
fulfil a ‘24/7 work life’ which creates ‘a culture of carelessness ...that is highly
gendered’, in Ireland (Lynch et al., 2012: 99), as in other country contexts (Askins
and Blazek, 2017). Underrepresentation of women in senior positions continues
despite an increase in women academic staff and despite the fact that women are
generally high academic achievers (O’Connor, 2019b).
In terms of those leading universities in Ireland, there has yet to be a female
president elected (not including individuals instated as interim Presidents). This is
undoubtedly the ‘most damning information’ regarding the gender profile of the
Irish higher education workforce and in particular regarding those in senior man-
agement leading and steering positions (Quinlivan, 2017: 72). Indeed, ‘no woman
has ever been appointed to the top job in an Irish university in 425 years’
(Quinlivan, 2017). This is a dismal situation, even compared to the international
picture, where the majority of heads of HEIs are men. The EU average of women
leading HEIs is 22 per cent; the Irish figure is 17 per cent, although in reality this
figure relates to institutes of technologies (IoTs), not universities (European
Commission, 2019). Gender inequality in the highest echelon of power is worse
in the universities in Ireland, as well as across the EU (O’Connor, 2014).
Leathwood and Read (2009) suggest that this is in keeping with the perception
or belief that universities have a higher societal status, and this perceived status is
linked to a tendency for men to occupy positions of power and prestige.
Universities also (overall) make up the oldest, most prestigious and most
O’Mullane 3
autonomous settings for higher education in Ireland (O’Connor, 2014). The seven
public universities in Ireland ‘make up a bounded, relatively undifferentiated sys-
tem...the small size and relatively low level of differentiation among the total pool
enables them to be analysed to a far greater extent than might be possible in a more
structurally differentiated system’ (O’Connor, 2014: 40).
In 2016, the HEA released a gender equality review of Irish higher education. It
concluded that a major and comprehensive ‘organisational and cultural shift’
needed to happen in order to address gender inequalities in the sector (HEA,
2016: 11). Those who conceived the report seemed not to have expected the
extent of systemic gender inequalities in the sector, since it resulted in them ‘devel-
oping recommendations which they themselves would not have believed necessary
at the beginning of the process’ (HEA, 2016). Recommendations for HEIs includ-
ed the need to ensure leadership on the gender equality agenda, increased trans-
parency and gender parity in governance and management, gender equality in
organisational culture (regarding behaviours, attitudes and norms of HEI staff
at all levels and posts), recruitment and promotion practices, the need for devel-
oping gender action plans and Athena SWAN awards. The Expert Group expected
all HEIs apply for the Bronze institutional AS award as a minimum by 2019 – an
unrealistic goal which was not reached. It is clear that the ‘purpose of the recom-
mendations is to be disruptive of the status quo to force the pace of change’
(Quinlivan, 2017: 72). The HEA report of the Expert Group (commissioned in
the aftermath of the Sheehy Skeffington case V NUIG (Boland, 2014)), called for
radical action, without which it was doubtful that HEIs would ‘ever be free of
gender inequality’ (HEA, 2016: 11). Two further HEA reports have progressed the
pace of change, encouraging HEIs to address systemic gender inequalities (in their
staff profile report (HEA, 2018b) and gender action plan report (HEA, 2018a)).
Athena SWAN has been continually advocated and prioritised by the HEA as an
important driver for institutionally addressing such inequalities in the Irish higher
education sector.
Is there a nugget of truth in what Lovenduski (2014: 16) says when reflecting on
gender inequities within political institutions, asserting broadly that ‘female mar-
ginalisation is hardwired into the traditional institutions’ of our society? When
March and Olsen (1989) stated that history is encoded within institutions, does this
mean that HEIs are tied indefinitely to their historical legacy of inequality or can
progress be made? Could gender inequalities be addressed in a sustainable and
meaningful way by embedding a gender equality programme, such as the Athena
SWAN Charter, in Ireland? The answers to these inquiries and reflections are
addressed in this article. The following section outlines in greater detail the
Athena SWAN Charter which provides an analytical lens for exploring if sustain-
able change can be embedded within an HEI through the implementation of a
gender equality programme. This sets the scene for applying a FI theoretical per-
spective in the empirical study, which seeks to explore the HEI institutional
responses to the Athena SWAN Charter.
4Irish Journal of Sociology 0(0)
The Athena SWAN Charter
The Athena SWAN Charter evolved from the Athena Project, a diversity pro-
gramme for STEMM disciplines that aimed to promote and advance the careers
of women in these disciplines, where there exists an underrepresentation, and a
significant imbalance at the senior management levels. SWAN stands for ‘Scientific
Women’s Academia Network’, which came from the Athena project group that
proposed the charter initially (Pearce, 2017). The Athena SWAN Charter was
established and launched in 2005 in the UK, with the first awards distributed in
2006. In the UK there are currently 962 awards held, 164 held by HEIs and 798 by
departments (Advance HE, 2020b). The Athena SWAN programme is based on
the fundamental idea that gender diversity leads to better research and science
(Nielsen et al., 2017). Research has shown that the participation of women in
research and innovation will be unsuccessful without the restructuring of institu-
tions and incorporating gender analysis into research (Schiebinger and
Schraudner, 2011). This reflects the goal of Athena SWAN, which is to embed
structural and cultural institutional change in order to improve gender parity
throughout HEI staff appointments and positions, based on gender analysis
data. From 2015 until the present, the programme has been adopted in Ireland,
keeping the name Athena SWAN, and in Australia under the acronym SAGE
(Science in Australia Gender Equity).
The Charter helps institutions to achieve their gender equality goals, and to
meet equality legislative requirements, as well as the requirements of research
councils and other funding bodies. It utilises a targeted self-assessment framework
to support applicants (universities and colleges) identify areas for positive actions
as well as acknowledging good practices already in place; and it supports the
advocacy of inclusive working practices that increase the retention of academics,
professional and support staff, demonstrating an HEI’s commitment to an equi-
table working environment (Advance HE, 2020a). Although the Charter focuses
explicitly on transforming the institutional response and organisational norms for
staff and scholars in HEIs, it is not operating in a vacuum protected from the
gender norms and stereotypes existent throughout the wider society. The Charter
operates within and against such societal tensions, which were also identified as
challenges to the implementation processes in the UK based evaluations of Athena
SWAN (Graves et al., 2019; Munir et al., 2014).
The Charter is based on ten principles which broadly seek to advance gender
equality in academia (Advance HE, 2020). These principles need to be included in
the action plans institutions and departments when they submit their application
for an Athena SWAN award. Awards are given to institutions and departments
within HEIs upon submission of an application. When the national Athena
SWAN evaluation committee is satisfied that the action plan outlined in the sub-
mission is appropriate and realistic to contextually address the landscape of gender
inequalities presented in the application, based on a staff gender profile analysis,
then an Athena SWAN award is presented to the receiving institution. The process
O’Mullane 5
is: HEIs start off by submitting an application (to Advance HE in the UK; to the
HEA in Ireland) for an institutional Bronze award, including actions they will
undertake within four years (under the post-2015 rules) (before reapplying to
retain the award, or seek a Silver award, where or when that is applicable based
on the institutions performance in addressing gender inequality). The award is
therefore retained (or not) based on the continued activity of the institution in
implementing the action plans they themselves developed. An entry-level Bronze
HEI requires an assessment of gender equality, a four-year action plan to address
identified areas of gender inequality, and an organisational structure to implement
the proposed actions (Ovseiko et al., 2017). Awards can be made at departmental/
school levels within an HEI and also (initially) at the institutional level (an insti-
tutional award).
In many respects, Athena SWAN seeks to promote the concept of the gender-
sensitive university, despite of and often in tension with the wider societal gender
norms and stereotypes which live and breathe throughout our social world. The
gender-sensitive university is driven within the Charter by facilitating concerted
action to address gender inequalities; by requiring the design and implementation
use of contextually designed gender equality plans for each HEI, which cover a
range of areas including: ‘leadership, organisational culture, recruitment, promo-
tion and retention policies, gender in research’ and addressing issues around
harassment and assault, as Bencivenga and Drew (2020: 181) outline when describ-
ing the concept. Athena SWAN is certainly a tangible way to work towards the
goal of a gender-sensitive institution, by tackling gender inequalities and opening
up educational and professional opportunities for all genders (Bencivenga and
Drew, 2020). However, whilst the adoption of the Charter is to be welcomed, it
needs to go ‘beyond data collection and monitoring’ towards more direct
approaches of promoting more women as leaders (Power 2020) otherwise progress
will remain slow and incremental at best.
Limitations of the Charter have been identified in the literature, such as the
overriding focus on ‘box ticking’, metrics and the performative ‘doing’ of equality
work without an underpinning of meaningful and sustainable structural and cul-
tural change, overburdening small groups of people (mostly women) with the
workload burden imposed by the programme, and resistance to the work by
some staff members (Caffrey et al., 2016; Kalpazidou Schmidt et al., 2019;
Ovseiko et al., 2017; Pearce, 2017; Tzanakou and Pearce 2019). O’Connor (2020:
207) concluded from their FI inquiry into the challenges facing male-dominated
HEIs in reducing gender inequality, that even a ‘potentially transformative insti-
tutional interventions such as Athena SWAN’ have had limited success in reducing
gender inequality, pointing to the institutional structure and culture as perpetuat-
ing the phenomenon. This strengthens the argument to explore the micro founda-
tions of gendered HEIs as a way to examine the extent of change Athena SWAN is
generating or can generate.
The criticism of Athena SWAN as embodying the performative doing of equal-
ity work, as a box-ticking exercise, speaks to Acker’s inequality regime work that
6Irish Journal of Sociology 0(0)
examined organising processes that produce inequality, including class hierarchies,
recruitment and hiring, wage setting and supervisory practices and informal inter-
actions while ‘doing the work’. A number of Affirmative Action programmes
(similar to the Athena SWAN Charter) have developed over time to address
such inequalities visible in organisations, however Acker (2006: 456) argues that
over time they have become ‘become mere bureaucratic paper shuffling in most
organisations’. To extent to which this could be the destiny for Athena SWAN in
Irish HEIs will be part of the narrative explored in an empirical study, described
later in the article.
These limitations are also acknowledged as being heavily influenced and deter-
mined by wider socio-political factors that go beyond the scope of the Charter
(Caffrey et al. 2016). Despite such limitations, intentional institutional reform
initiatives, such as the Athena SWAN Charter, play a crucial role in supporting
institutional actors develop ‘an understanding of what constitutes a good society,
without necessarily being able to achieve it, and how alternative institutions may
be imagined to contribute to such a world’ (March and Olsen, 1989: 91), whether
such initiatives meet with resistance or not (Bencivenga and Drew, 2020; Lowndes,
2020).
Athena SWAN Charter evaluations
Two official impact evaluation studies of the Athena SWAN Charter have been
commissioned by Advance HE (formerly ECU) in the UK, one conducted in 2013
(Munir et al., 2014), the second in 2018 (Graves et al., 2019). Methods for the
studies included survey data, HEI case studies, including cases with awards and
without awards. No other countries have commissioned such impact evaluations.
The 2013 study found overall that career satisfaction, opportunities for training
and development, knowledge of promotion processes and fairness in the allocation
of workload were considered better in the Silver award and other Athena SWAN
category groups than in no award departments or institutions. There was also
some evidence that women had benefitted from Athena SWAN to a greater
extent than men. The Charter had a limited impact on postgraduate students
and had not yet reached the undergraduate population. Upon receiving Athena
SWAN awards vital actions were mobilised in the institutions and/or departments,
including increased departmental engagement in the process, the putting in place of
structures and data collection systems, increased engagement of university senior
management in the process, improved processes for promotion and reward/review
panels, the development of mentoring systems targeted at women, the appointment
of designated Athena SWAN officers, changes to the maternity leave cover process
and the development of women’s networking and leadership training events.
Academic staff reported that Athena SWAN had had a greater impact on the
work environment and work practices in Silver and Bronze award departments
than in departments within an institution with a Bronze award, but no
departmental award. There was evidence from the academic/research and
O’Mullane 7
administrative/technical survey responses that some changes in culture and atti-
tude had been achieved, such as institutions and departments had more flexible
working arrangements in place in award units as opposed to departments without
the award. There was a visible representation of more women in senior roles; this
was reported as a positive change driven by Athena SWAN.
The 2018 study mirrored the 2013 study in many ways, particularly in terms of
its positive influences within institutions with institutional and departmental
awards. It was clear by that time point (in 2018) that Athena SWAN was being
used in most HEIs across the UK, as a structured programme to address gender
inequalities and challenges; 70 per cent of HEIs in the UK have engaged with the
Athena SWAN Charter. A holistic approach targeting cultural change through the
reshaping of behaviours and attitudes has revealed that the Charter is commonly
perceived as a key tool to help in the process of delivering real behavioural and
cultural change. When compared to Silver and Bronze departments/institutes,
women in Gold departments/institutes are more satisfied with performance/devel-
opment reviews, more familiar with criteria and processes for promotion, more
likely to have been encouraged to apply for promotion, to believe that there are
more flexible working practices, to be more optimistic about career prospects and
to have a mentoring scheme available to them. There is some evidence connecting
the Charter to higher levels of engagement by women, with departments with an
award having on average 7 per cent more female staff compared to no award
departments. There is strong evidence that the Charter processes and methodolo-
gies have supported cultural and behavioural change – not just around gender
equality, but equality and diversity in all its forms. Overall the Charter is viewed
as a tool that ‘unlocks open communication, honest discussion, real scrutiny of
practices and commitment to a common purpose’ (Graves et al., 2019: 2). The
study revealed considerable challenges which threaten ongoing engagement such as
resource requirements (to carry out the Charter actions) and lack of leadership
support. These impact evaluations indicate the degree of success the Charter has to
institutionalise change within HEIs, and the limits of the programme also.
The following sections deal with the theoretical framework of Feminist
Institutionalism (FI), an approach that will be used to explore how and why a
gender equality programme, such as Athena SWAN, could be a driver for sustain-
able change in Irish HEIs.
Theoretical perspective: Feminist institutionalism (FI)
Feminist scholars with an interest in the power structures, relations and inequal-
ities inherent within institutions are mostly concerned with institutional complexes
(i.e. the complex way ‘things are done around here’ in organisations) (Lowndes,
2014). Acker’s definition of inequalities in organisations is useful, described as the
‘systematic disparities between participants in power and control over goals,
resources, and outcomes; workplace decisions such as how to organise work;
opportunities for promotion and interesting work; security in employment and
8Irish Journal of Sociology 0(0)
benefits; pay and other monetary rewards; respect; and pleasures in work and work
relations’ (Acker, 2006: 443). Building on this with the gender perspective of the
HEI context, gender inequalities within HEIs involve ‘the differential evaluation of
men and women, and of areas of predominantly female and predominantly male
employment in higher education institutions’ (HEIs O’Connor, 2020: 208).
Social and political institutions peak the interest of feminist scholars because of
the influence they have in shaping, or, more often than not, frustrating ‘the inten-
tions of reforming actors’ in order to implement gender-equity strategies
(Lowndes, 2014: 689). However, more than this, is the potential for institutions
to embed gender-just actions and pledges in a gender-sensitive university where the
academy is reconceived as embodying greater inclusiveness in our understanding of
gender and intersectionality (Bencivenga and Drew, 2020). It is this potential for
reform, change and action that drives the search to uncover how and why insti-
tutional rules, processes and norms impact the way in which institutional change
can be embedded, in order to inform and improve gender equality programmes
and strategies.
Feminist theory awakens us to the masculinity norms which are embedded
inextricably within institutions, and how this masculinity plays a significant role
in producing and reproducing gendered institutional cultures (Connell and
Messerschmidt, 2005; Lovenduski, 2014). A consensus has formed in the field
around social construction feminism (Lorber, 2005), essentially agreeing that
gender plays a central part in organisational practices (Acker, 1990; van den
Brink and Benschop, 2012). Feminist theory also alerts us to the creation and
re-creation of a gendered understructure by looking at ‘organisational practices,
the sites of concrete institutional functioning’ (Acker, 1992a: 567). Such processes
and practices can be identified, and are mirroring elements of social life. Some of
which are ‘obvious and open; others are deeply embedded and invisible’ (Acker,
1992a). Indeed, social and political institutions are embodiments of gender regimes
(Acker, 2006); they reflect and consist of masculinist and feminist roles, identities
and relations (Lovenduski, 2014).
Acker’s work along with notable scholars in the field of institutionalist studies
(in particular, Hall, 1986; March and Olsen, 1989; North, 1990) laid the founda-
tion for feminist and institutionalist scholars to come together to create an ana-
lytical lens (FI) that would adequately enable an exploration of gendered
institutions and their gendering effect (Gains and Lowndes, 2014, 2018; Mackay
et al., 2010). Lovenduski (2014) identifies the FI approach as shining a conceptual
light on the gendered dimensions of structures of power and behaviour. A primary
focus of FI is on the role played by institutional informal structures, processes,
values and norms – referred to also as informal institutions (Chappell and Waylen,
2013; Galea et al., 2020; Waylen, 2013). Drawing largely from the interpretative
perspective of sociological institutionalism (Powell et al., 2018), FI provides an
approach to analyse how informal institutions (Chappell and Waylen, 2013) inter-
act with the formal, codified rules and processes of institutions, and how the
interaction between the formal and informal produces gendered outcomes.
O’Mullane 9
It highlights how institutions are gendered, pointing to the roles played by gen-
dered rules, actors and outcomes (Lowndes, 2020). These can determine, and
undermine, interactions and behaviour often even when formal rules have been
changed (Lowndes, 2020). Feminism strengthens institutionalist approaches con-
ceptually by identifying changing gender relations as a potential cause of institu-
tional change, thus providing FI with the capacity to explore causality between
rules and actors, when uncovering why institutions change, in which ways, and
most notably, why they do not change (Krook and Mackay, 2011a; Thomson,
2018). FI provides a theoretical lens which makes visible (Lovenduski, 2014) gen-
dered power relations and the processes that support or subvert such relations. It is
a useful approach in answering research questions about power relations in public
life (Krook and Mackay, 2011b). Coming from this perspective, understanding
institutions as ‘instruments of social organisation that exercise collective power
over a number of generations’ (Vickers et al., 1993: 133–134) with power concep-
tualised as being stratified and unequally distributed within society according to
gender, race, sex, sexuality, ability and economic status, is useful when adopting an
FI lens. The next section explores the institutional rules, and then how they inter-
act with institutional, that form part of the FI theoretical approach.
Institutional rules
March and Olsen (1983) concluded from their research on the organisation of
political life that institutional informal conventions, norms and practices are as
significant as formal structures (written, codified rules) in determining human
behaviours, interactions and institutional outcomes. This has been found in
Ackers work also, on gendered organisations (1990), gendered institutions
(1992b) and inequality regimes (2006). Formal and informal institutions combine
to create ‘stable, valued, recurring patterns of behaviour’ (Huntington, 1968: 12
cited in Galea et al., 2020) that influence how ‘things are done around here’ on a
daily basis (Galea et al., 2020). The outcome of this phenomenon is that people
living and working within institutions learn and adapt to the ‘dos and don’ts’ of
acceptable behaviours; processes learned on the ground within an organisation,
known also as the rules-in-use (also recognised as a combination of formal and
informal rules) (Ostrom, 1999). Institutional values and principles are protected by
these rules-in-use (Ostrom, 1999). Ostrom (1999: 38) defines institutional rules
broadly as ‘prescriptions that define what actions (or outcomes) are required,
prohibited or permitted, and the sanctions authorised if the rules are not followed’.
Uncovering informal institutions (practices, norms, behaviours and discourses –
the unseen and the unsaid) and examining how these elements interact with the
formal structures provide the analytical framework for FI (Chappell and Waylen,
2013; Mackay, 2011). Informal institutions are not as easily identifiable as formal
written rules, as Chappell and Waylen (2013) so rightly state. They can be under-
stood as being ‘virtually any behaviour that departs from ...the written-down
10 Irish Journal of Sociology 0(0)
rules’ (Helmke and Levitsky, 2004: 727) and ‘come from socially transmitted
information ...are part of the heritage we call culture’ (North, 1990: 37).
Galea et al. (2020) describe gendered dimensions of informal institutions (prac-
tices, narratives and norms) as explaining recruitment and promotion practices in
the construction industry, as ‘cultural fit’ (male sponsorship) and traditional edu-
cational pipelines shape the pool of people being recruited into the sector. This
research adds to the literature on gendered informal institutions; it furthers sheds
light on the role they play in shaping outcomes and practices. HEIs contain nor-
mative elements (built on and guided by norms, principles and ideas) that structure
their institutional establishment (Lovenduski, 2014). Ahmed’s ethnographic
research findings and reflections on institutionalising diversity in HEIs (2012)
point also to the integral role played by informal practices and how they
become formalised over time and cast within institutional memory. Such research
mirrors similar ideas and observations from research conducted in an Irish edu-
cation context (Devine et al., 2011; Harford, 2018; Lynch, 1994; Maxwell et al.,
2019; O’Connor, 2020).
Waylen’s work on institutional change and gender equality broadly argues that
a narrow and limited analysis of a gender equality policy initiative (such as the
Athena SWAN Charter) could constrain an examination of the effect of gendered
institutions and the role they play in societal interactions (Waylen, 2013), thus
possibly compromising the ability ‘to answer big questions or resolve (the) struc-
ture/agency debate that preoccupies other social scientists’ (Mackay, 2011: 195). It
is therefore important to account for the institutional and societal context within
which a gender equality initiative, programme or strategy – such as the Athena
SWAN Charter – seeks to operate, create and embed institutional change
(N
ı Laoire et al., 2020).
Given that so much within social and political institutions are gendered and
have gendered effects, from an FI perspective it is interesting to explore whether
formal changes lead to an HEI acting in a way envisioned by the formal rule path,
or progress has deviated, or is uncommonly slow. Examples of formal changes are
those sanctioned within institutional Athena SWAN Charter action plans, such as
changes to career pipeline trajectories (recruitment, retention and promotion pol-
icies) and leave policies (maternity, carer and adoption leave, which are gendered
(Huppatz et al., 2019; Maxwell et al., 2019). The nuances of the change process
prompted by the Athena SWAN Charter, which seeks structural and cultural
change through the implementation of contextually developed action plans, is
the crux of the theoretical framework being descried in this article, and will be
explored in the conduct of the empirical study.
Institutional actors
Within FI there is a core assumption that institutional rules (formal and informal;
the rules-in-use) can shape an institution along gendered lines. However,
rules alone are inanimate and meaningless – they come alive when in use.
O’Mullane 11
Therefore the institutional actors (people working with these rules, often utilising
agency) (Gains and Lowndes, 2018) who adapt, interpret, resist and/or reform
these rules (Lowndes, 2020); negotiate with them when in positions of power
and authority (Mackay, 2020); when formed as a cohesive minority occupying
key positions of authority as ‘critical actors’ (Thomson, 2018), can shape the
way rules and formal processes are realised. Individuals need to be supported as
‘gendered actors in gendering institutions’, and programmes are most effective
‘when undertaken as part of an integrated institutional equality agenda’
(O Grada et al. 2015: 358), such as the Athena SWAN Charter situates itself
within an institutional infrastructure of structural and cultural change.
As Lowndes (2020) correctly emphasises, an FI perspective reminds us
that institutional actors are real people (Mackay, 2011). What is important
is not only how people are acting and interacting with formal and informal
rules (and rule changes) but what this action means to them. FI advocates to
bring ‘actors back in to institutionalist theory’ (Lowndes, 2020: 559),
meaning that the FI theoretical approach recognises and promotes the role
played by institutionalist actors, in using rules; in a variety of ways and how
this then can affect how a gender-equality initiative or strategy could be imple-
mented; in which ways; and what does the implementation mean to such actors in a
reflexive way.
Ambivalent actors
Diversity practitioners and those working to effect gender-just change within insti-
tutions (for instance, participating in equality committees or in other diversity
activist groups) often develop an ambivalent relationship with the institutions
where they work, as indicated by the term tempered radical. Such an individual
identifies with and is committed to their organisations and also to a cause, com-
munity or ideology that is different from (and at odds perhaps) with the dominant
culture of their organisation (Meyerson and Scully, 1995). This has been found to
describe the attitude of practitioners and broadly institutional actors working to
address gender inequality (Ahmed, 2012; O’Connor, 2014). This is an influential
notion conceptualised by Meyerson and Scully (1995), describing employees
who want to effect change in their organisation whilst holding on to their careers
(i.e. outsiders within). Swan and Fox (2010) extended the notion of the tempered
radical, conceptualising them as being strictly outsiders who must protect
themselves from becoming insiders. Being on the ‘inside’ in this context refers
to attaining access and positions closer to higher management roles and
positions, closer to decision-making power and resource allocation management.
Swan and Fox (2010) expanded this to include those diversity workers and people
working to effect gender-just change whose professional identities and personal
beliefs would be closely aligned and could be labelled more as insiders working in
diversity.
12 Irish Journal of Sociology 0(0)
The role of institutional actors
This idea of the role played by the institutional actors (Gains and Lowndes, 2018;
Mackay, 2011) in influencing the implementation of gender-just strategies and
programmes, and how they interact with institutional rules in order to effect
change, speaks to the early work of Meyerson and Scully. It is echoed in the
findings of Ahmed (2012), whose research uncovers the inner conflict of those
working for diversity within HEIs, trying to effect change whilst at the same
time, remaining loyal to the ideals of the institution. Research on the role of critical
actors (a minority of women working to effect change while holding key positions
of authority and power) within an FI perspective (Childs and Krook, 2009;
Thomson, 2018) poses one explanation of how gender-just strategies (such as
Athena SWAN) are being implemented within HEIs, or are being met with
resistance.
As Lowndes (2020: 543) points out, actors reproduce gendered institutions by
enacting rules; however, they can also initiate and maintain change through adapt-
ing, interpreting, resisting or reforming them. Lowndes (2020) emphasises the role
of gendered actors in consolidating and generating gendered change. To which
extent this is the case- has the potential to be the case- will be queried and explored
in the empirical study, outlined in this article.
Institutional change
Broad consensus on implementing change in organisational and institutional prac-
tices in academic entities is that it is challenging to engender such change (van den
Brink and Benschop, 2012). HEIs are described as often being change averse;
‘inert, that is, they resist efforts at change’ (Jepperson, 1991: 145) cited in
Mahoney and Thelen (2010). Bearing this in mind, it is important to include in
a theoretical framework, that seeks to explore institutional change arising from the
implementation of a gender-equality initiative (such as Athena SWAN), explan-
ations for institutional change that encompass incremental, ad hoc and slower
change experiences and patterns. This is the approach best suited when using an
FI lens (Beyeler and Annesley, 2011; Gains and Lowndes, 2018; Krook and
Mackay, 2011a; Lowndes, 2020; Mackay et al., 2010; Madsen, 2019; Thomson,
2018).
Theories on institutional change (Lowndes, 2014; Lowndes and Roberts, 2013;
Mahoney and Thelen, 2010) can be broadly categorised into two groups. The first
being the long-standing path dependency approach (Thelen, 2004), the other the
model of endogenous ‘institutional refinement’, referring to how institutions
(formal and informal) evolve organically, over time, and in that process their
institutional elements are changed and manipulated to reflect the preferences
and goals of higher management/those in positions of power and control
(Lowndes, 2014). Mahoney and Thelen (2010: 15) developed a framework for
identifying and explaining types of institutional change, which have also been
O’Mullane 13
explored as ways to explain informal institutions, institutional change and gender
equality work (Waylen, 2013):
Modes of institutional change
1. Displacement – removal of existing structures, introduction of new ones
2. Layering – introduction of new rules with old ones
3. Drift – changed impact of existing rules due to shifts in the socio-political
environment
4. Conversion – the changed enactment of existing rules due to their strategic
redeployment (occurs when rule remain the same formally but interpreted
and enacted in new ways).
Given the conservative and bureaucratic nature of HEIs and their characteristic
‘slow to change’ quality (Bird, 2011), institutional change could take the form of
layering or conversion (Lowndes 2020; Mahoney and Thelen, 2010), as opposed to
any radical removal of procedures and biases and the introduction of new rules
and cultural norms (displacement or drift). This concept of institutional change
occurring ‘short of all-out’ reform and reflecting the ‘below-the-radar change’
(Lowndes, 2020: 559) is a refreshing and timely concept that includes modes of
institutional change that is more incremental from a gender perspective. This is
the pattern of change in large, complex organisations such as HEIs (Bagilhole
and White, 2011). Exploring these four different modes of institutional change
also highlights how informal rules/norms influence the extent to which
formal rules take root; informal institutions can help or hinder formal change
(Waylen, 2013).
Bringing it all together: exploring institutional responses to the
Athena SWAN Charter as part of an empirical study in Ireland
In Ireland at the time of writing, out of the 27 eligible HEIs, there are currently 56
Bronze award holders (14 institutions, 42 departments) (Advance HE, 2020c).
Engagement with the Charter is a key pillar of the national strategy for gender
equality, linking progress to institutional eligibility for funding from the main
national research funders (HEA, 2018a). An empirical study will be conducted
utilising the theoretical framework outlined in this article. The aim of the research
is to explore the institutional responses of HEIs to the Athena SWAN Charter, by
examining the micro foundations of HEIs as gendered institutions. This will entail
a focus on the exchange between formal and informal rules, norms and practices
which Athena SWAN actions seek to change; explore the roles played by actors
working with the rules (are they enacting the rules or seeking to adapt, interpret,
resist or reform them in some way) – as a way to examine the way Athena SWAN
is instigating change (and which kind of change (Mahoney and Thelen, 2010)) and
14 Irish Journal of Sociology 0(0)
is surfacing resistance within the HEI (Lowndes, 2020), as has been found in
other studies examining the effectiveness of the Athena SWAN Charter
(Tzanakou and Pearce, 2019). The study will focus specifically on universities in
Ireland, given the greater challenges facing such HEIs, in terms of the gender
profile of those leading and directing the institutions, compared to IoTs
(O’Connor, 2014). This is in keeping with Leathwood and Read’s (2009) hypoth-
esis that this pool of HEIs occupy an elitist status; that there exists an assumption
that men occupy positions of power in such institutions.
This research study is exploratory and novel in its use of the FI theoretical
perspective as a way to explore the nuances of the change process instigated and
initiated by the Athena SWAN Charter in Ireland. No such study has been con-
ducted yet solely on the Irish context, neither has a study been carried out solely
using FI to examine specifically the micro foundations of the institutional
responses to the Athena SWAN Charter. In relation to applying an FI perspective
to the topic of gender inequality in the Irish higher education staff profile, it has
been used in research to explain for the slow rate of change in the gender profile of
higher education’s professoriate (O’Connor, 2019b), and in identifying aspects of
culture and structure in male dominated HEIs that perpetuates gender inequality
(O’Connor, 2020).
FI proposes a way of explaining the ‘gendered paradox’ between the formal
frameworks in place in an institution – inherent within a change programme such
as Athena SWAN – and outcomes for women in practice (Mackay and Murtagh,
2019). Applying this FI perspective allows for the exploration of the institutional
rules (formal and informal) sought to be changed/amended within the Athena
SWAN action plan for the institution. The compelling question when exploring
the role of institutional actors during the process of implementing an Athena
SWAN Charter (realised as a time-limited action plan) in an HEI contextual set-
ting is how they behave with the changes to institutional rules (such as carer leave
or promotion schemes), how they seek to change, not change existing rules, or the
extent of change welcomed, thus exploring the gap between Athena SWAN
actions/commitments and the realities of institutional actors interacting and engag-
ing with these Athena SWAN actions.
The empirical study will involve institutional ethnographic approach (Campbell
and Gregor, 2004; Rankin, 2017; Smith, 2005) with a case study research design
will be used, involving qualitative research (interviews with documentary analysis
of university strategies and Athena SWAN applications) (Ackerly and True, 2010;
Prior 2003). This qualitative methodological approach will complement the
employment of the FI theoretical framework (Krook and Mackay, 2011b;
Mackay, 2020; Mackay and Waylen, 2009). Three Irish universities (three cases),
which have attained at a minimum the institutional Bronze Athena SWAN
award,
1
will be selected. The three case studies will involve ten interviews for
each case (first round of interviews), with five follow-up interviews each (a total
O’Mullane 15
of 45 interviews planned). Interview participants will be purposively sampled using
selection criteria in line with the research aim; they will be members of the insti-
tutional Athena SWAN self-assessment team (SAT). The interviews, facilitated by
the use of an ethnographic approach in the research design, will be open-ended and
context-specific to each case. It will be a space to enable reflection of the partic-
ipants’ experience of the Athena SWAN process in their HEI, drawing from the
development and use of the guided reflection methodological tool in a gender
equality programme (Archibong, 2016). Ethical requirements will be adhered to,
strictly protecting the identity of participants who occupy such a relatively small
pool of people within the Irish higher education context.
Conclusion
The FI theoretical framework, to be employed in the empirical study outlined in
this article, will clarify how HEIs in Ireland have the capacity to make Athena
SWAN Charter gender-equity actions (commitments) ‘stick’ (Htun and Weldon,
2010), whilst being mindful of the role played by traditional gender norms (embed-
ded in historical legacies and informal structures and processes) (Lowndes, 2020),
which can undermine the impact of formal institutional change and efforts of
institutional actors working with new rules and processes. This is the case when
dealing with rules in place as well as proposing new actions and policy changes, all
of which are being proposed within the Athena SWAN Charter programme in
Ireland. Gender norms and stereotyping in wider society can also undermine and
weaken the impact and potential of Athena SWAN actions. However, notwith-
standing this, the Charter has great potential in generating institutional change.
Concerted action is ‘necessary to achieve more gender-sensitive academic environ-
ments’ (Bencivenga and Drew, 2020: 181), and for the time being at least, the
institutionalisation of the Athena SWAN Charter in Irish HEIs is a pathway for
this concerted action. The question will remain in the conduct of the empirical
study, to what extent is institutional change generated when exploring the institu-
tional micro foundations.
Acknowledgements
The author would like to sincerely thank Dr Caitr
ıona N
ı Laoire (ISS21, UCC, Cork,
Ireland) and the anonymous reviewers for their insightful and invaluable comments on
the draft.
Declaration of conflicting interests
The author(s) declared no potential conflicts of interest with respect to the research, author-
ship, and/or publication of this article.
Funding
The author(s) disclosed receipt of the following financial support for the research, author-
ship and/or publication of this article: This work was supported by funding from the
16 Irish Journal of Sociology 0(0)
European Union’s Horizon 2020 research and innovation programme under the Marie
Skłodowska-Curie grant agreement No.750408.
ORCID iD
Monica O’Mullane https://orcid.org/0000-0002-5649-1932
Note
1. Other inclusion criteria for selecting the three universities include: variance across Athena
SWAN applications; geographic location in the country; HEIs which have/have had
European Commission funded structural projects on the topic of gender; Old universities
and newer ones (older cultures and resistance to change and newer (O’Connor, 2014));
National University of Ireland (NUI) versus non-NUI; HEI has applied under the
extended Charter (since 2015) or not; Universities with VPs for Equality or none at
VP level.
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O’Mullane 21
... To explore the gendered opportunities and constraints women encounter in this field, we use institutional theory through a feminist lens as our conceptual framework. Feminist-institutional theory facilitates the examination of how gendered practices and expectations gain social acceptance and are sustained (O'Mullane, 2021). This approach highlights how EXSS academia can reflect and reinforce societal gender-power relations (O'Mullane, 2021). ...
... Feminist-institutional theory facilitates the examination of how gendered practices and expectations gain social acceptance and are sustained (O'Mullane, 2021). This approach highlights how EXSS academia can reflect and reinforce societal gender-power relations (O'Mullane, 2021). We use Greenwood et al.'s (2017) definition of "institution" as "more-or-less taken for granted repetitive social behaviour that is underpinned by normative systems and cognitive understandings that give meaning to social exchange and thus selfreproducing social order" (pages 4-5). ...
... Both sport (Robertson et al., 2021;Washington & Patterson, 2011) and academic settings (Hsu et al., 2018;O'Mullane, 2021) are institutionalized environments where dominant masculinities are well-documented and the marginalization of women persists (Connell & Messerschmidt, 2005;Cunningham, 2008). Gendered practices, rules, and norms become socially constructed and embedded over time, shaping behavior as the accepted "how things are done" (Scott, 1987). ...
Article
Background : Women are underrepresented in exercise and sport science (EXSS) academia, particularly in senior and leadership positions. This underrepresentation stems from systemic and cultural factors that limit career progression and opportunities for women. Understanding these barriers is crucial for fostering diverse leadership, equitable mentorship, and inclusion within EXSS academia. This mixed-methods study investigates (a) why fewer women hold senior positions in EXSS academia and (b) the key opportunities and constraints influencing women’s professional experiences and career trajectories, using a feminist–institutional theoretical framework. Methods : A 100-item online survey was completed by 341 women, and 10 remote focus groups were conducted with a subsample of 37 participants. Survey topics included current employment, work–life balance, mentorship and leadership, and academic productivity. Focus groups provided deeper insights into women’s experiences. Data were analyzed using descriptive statistics, group comparisons, and reflexive thematic analysis. Results : Three themes were generated from the mixed-methods data: (a) stereotyping, characterized by the undervaluing of traditionally female qualities and the expectation to adopt traditionally masculine traits for career progression; (b) (in)visibility of women, characterized by the need to advocate for other women, and exclusion from men-dominated networks; and (c) denial or survival, reflecting a belief in meritocracy and acceptance of double standards between women and men in academia. Conclusion : These findings highlight perceived systemic barriers to women’s inclusion in EXSS academia. To foster equitable advancement, institutions and organizations along with men in EXSS academia should improve workplace culture through targeted policies, training, and mentorship initiatives.
... Extant literature on Athena SWAN gives special emphasis to medicine, mostly supporting the findings of Advanced HE evaluation (Caffrey et al. 2016;Ovseiko et al. 2017;Gregory-Smith 2015. There is also some newer research that investigates Athena SWAN either in different departments (Nash et al. 2021;Dashper, Turner, and Wengel 2022) or in a broader university context (O'Mullane 2021;Henderson and Bhopal 2022;Drew 2022), as well as from a critical perspectives (Tzanakou and Pearce 2019;Yarrow and Johnston 2023). This paper contributes to this existing body of literature on Athena SWAN using a dispositional analysis to understand how Athena SWAN is organized to govern gender E&D in the context of Business Schools (Foucault 2007). ...
Article
The Athena SWAN initiative proposes to address gender equality and diversity (E&D) in higher education settings. This research examines how Athena SWAN is organized as a means of controlling gender E&D in the context of UK Business Schools. It involves deductive thematic analysis of secondary (Athena SWAN applications) and primary data (semi‐structured interviews). Through the lens of dispositional analysis, we explore the interplay between Foucault's dispositive modalities of law, discipline and dispositives of security involved in the Athena SWAN initiative. We find significant problems in the way these modalities interact with Athena SWAN. There is often a disconnection between the individual, departmental and institutional motivations that affect disciplinary mechanisms, such as the self‐evaluation conducted by the self‐assessment team (SAT). Strategic decisions are typically centralized at the university level, emphasizing achieving optimal levels of inequality comparable with the sector which is in line with accreditations, rankings and funding requirements. This often leads to problems related to a lack of control and clear accountability procedures. The results of this study suggest that Athena SWAN creates a space for self‐governing and visibility of gender E&D practices. However, without legal structures there has been limited progress in advancing this agenda because discipline and security take over by establishing a new “normative” level based on optimization. Legal structures can destabilize the “normative” optimum level of current E&D practices, opening new possibilities for discipline to prevent the unwanted.
... Launched in 2005, the Athena SWAN Charter, overseen by Advance HE, seeks to promote the advancement of women's careers and research within universities and colleges in the UK. Initially focused on addressing cultural and structural inequalities, the charter has more recently been recognized for its role in tackling the intersectionality of inequalities [48]. However, this intervention has been criticized for overlooking breastfeeding support, being perceived as a mere tick-box exercise [49]. ...
... Other focuses of investigations include the historically patriarchal nature of the structure and culture of Irish HE institutions (O'Connor 2020), and organizational resistance to gender equality in Higher Education (Hodgins et al. 2022). Multiple evaluations of the effectiveness of Athena Swan in reducing gender inequalities in Irish HEIs have also been presented (O'Mullane 2021(O'Mullane , 2023Drew 2022;O'Connor and Irvine 2020). ...
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This article presents the first comprehensive, multi-year study of the Gender Pay Gap (GPG) for a single higher education institution in Ireland. University of Galway has reported on its GPG annually since 2018. It identifies the key findings of these reports, focusing particularly on the 2022 report, while also highlighting trends and learnings from other years’ data. Staff cohorts are disaggregated, and details on the mean and median GPG are provided for each. The major contributors to the GPG at University of Galway are identified. These contributors also apply to the Irish Higher Education system more broadly. This study reveals that the mean GPG at University of Galway is driven by academic grades and the median GPG is driven by Professional Managerial and Support Service Staff grades, and that long-term sustained interventions will be required to narrow the gender pay gap at University of Galway.
... Awards promote institutional reputations and help leverage capital in highly competitive national and international research funding environments. An assessment of Athena SWAN Ireland's success in inciting and sustaining institutional or structural change with respect to gender equality is beyond the scope of this article (See Drew, 2022;O'Connor, 2020;O'Mullane, 2021, Yarrow & Johnston, 2022 for discussions). However, emerging evidence from the UK suggests that Athena Swan further extends and embeds the audit imperative while facilitating, what Yarrow and Johnston (2022, p. 9) term universities' "institutional peacocking" and "reputational gain". ...
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The article illuminates how gender inequality in Ireland's higher education sector continues to be constituted at policy and at local institutional levels as a problem that requires ‘fixing the women”. It analyses two gender equality projects' discursive materials targeting female academics in Irish universities, showing that while these projects embrace elements of feminist praxis and critique, they ultimately propagate “cruel optimism”. They do this by exhorting women academics' subjectification to burdensome practices of strategizing, self‐auditing and self‐promotion, lured by the promise of awards that only a few will attain. Presented are two cases of what we call “promising promotional projects” that we have encountered in our work in our university. We use the term “projects” to refer to time‐limited, bounded interventions that respond to “gender equality” as a field of government, where problems have been diagnosed and where practicable and pragmatic solutions are seen to be required. Our discursive‐deconstructive reading of these projects' discursive materials highlights how gender equality projects target women for “promotion” through mobilizing gendered technologies of the self.
... The theoretical perspective that informed the design of this study therefore, used a feminist institutionalism analytical lens that would enable the exploration of gendered institutions and their gendering effect [24]. The feminist institutionalism analytical approach enhances the exploration of the gendered dimensions of structures of power and behavior and the role played by institutional informal structures, processes, values, and norms. ...
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Objective The aim of the study was to gain a qualitative insight into scientific researchers’ perceptions of gender inequality inside Nigerian research institutions through an investigation of how gender equality is enacted in medical and dental research institutions in Nigeria. Methods This descriptive and cross-sectional qualitative study probed decision-making around navigating gender inequity and explored opinions about how a supportive environment for female medical and dental researchers could be established. Data were collected through semi-structured telephone interviews with 54 scientific researchers across 17 medical and dental academic institutions in Nigeria between March and July 2022. Data were transcribed verbatim and analyzed using thematic analysis. Results Three core themes emerged: institutionalized male dominance in research institutions; changing narratives on gender equalities in research and academic enterprise; and women driving the conscience for change in research institutions. Female medical and dental researchers’ perceived gender equality was challenging mainstream androcentric values in knowledge production within the medical and dental field; and queries the entrenchment of patriarchal values that promote a low number of female medical and dental trainees, fewer female research outputs, and few women in senior/managerial positions in the medical fields. Conclusion Despite the general view that change is occurring, a great deal remains to be done to facilitate the creation of a supportive environment for female medical and dental researchers in Nigeria.
... Overall, the implementation of ASIC is received positively by surveyed respondents (Rothwell and Irvine, 2022). However, limited research in this area in an Irish context has highlighted a dissonance between HEI staff perception of gender equality initiatives generally (O'Connor, 2020;Hodgins et al., 2022), thus highlighting the need for an empirical study as described and discussed in this article, which has been informed by literature on the role of narratives in policy program implementation and FI (O'Mullane, 2021). ...
Article
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Due to the systemic inequalities enduring in career progression pathways in the Irish higher education sector, the Athena SWAN Ireland Charter (ASIC), a gender equality accreditation program, is being implemented. Using a theoretical approach, blending insights from feminist institutionalism with literature on the role of narratives in policy implementation, this article reveals the complex nature of subjective engagement with policy implementation processes. This article discusses an empirical study of Athena SWAN Ireland Charter implementation across three purposively chosen Irish universities, interviewing 26 key institutional actors tasked with implementing the ASIC locally. Narrative themes emerging as dominant from the data include a lack of operational knowledge, desire for a nationally contextualized program, ambiguity, championing, “happy talk,” and identifying points of resistance. Literature on the role of narrative accounts highlighting a diversity of perceptions in policy and program implementation is strengthened by this study's findings. A feminist institutionalist lens highlight the gendered nature of the operationalization of the Charter work and the vague and detached “happy talk” engaged predominantly by senior men leaders. Findings from this empirical study highlight the importance of exploring the narrative accounts of key actors in order to gain a holistic understanding of the nuanced implementation process, beyond the normative assumptions inherent in the Charter implementation.
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Higher educational institutions are considered by Reedy (2019) as misogynistic institutions created by men for men (Deveaux, 1994). With women's increased participation in higher educational institutions, the structures, policies, and measures have been tweaked to facilitate women's and other minority groups' entry, retention, and progression. However, this is not enough since there is a trend to undermine the efficacy of written and codified rules which prescribe and proscribe 'acceptable forms of behaviour'. This paper will do this by analysing sexual harassment at the University of Malta. Feminist institutional ethnography will be used to find out where sexual harassment occurs at the University of Malta, when this occurs, who the targets are, and whether incidents were reported. In this paper, the focus will be on finding out how effective staff and students perceive the university's sexual harassment policy to be, what changes they want to see enacted for them to feel 'safe', and where. Feminist institutional, post-colonial and de-colonial theory together with an intersectional approach will be used as ontological tools to help deconstruct the
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Higher education (HE) in the UK continues to prioritise equality (or equity), diversity and inclusion (EDI), but stark inequalities still exist, and non-inclusive cultures persist. We have created the Equality Pledge (EP) scheme which empowers HE staff to contribute to positive culture change by making a personal pledge to improve some aspect of EDI in their working lives. We encouraged staff to each set a manageable pledge, either individually or as a team, so as not to increase already high workloads. Staff recorded their pledges on an online form, and six-monthly updates were requested to capture impact, progress and feedback on the initiative. We recorded over 260 pledges from staff in the Faculty, aiming to tackle issues around teaching and learning, working practices, self-development, admissions, marketing and other issues. Over 100 staff have now recorded progress updates, which reveal significant impact. The EPs have also led to a significant increase in dialogue around EDI and, we believe, the beginning of a positive shift in culture. Within our own university, other faculties are now beginning to roll-out the EP. This initiative has relevance across HE and other sectors. It is a practical intervention to facilitate positive culture change.
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While still rare, women are achieving important leadership roles as managers inside universities. This article explores the practical and theoretical dilemmas posed for academic feminists who enter such positions in the age of the rise of the ‘neoliberal academy’. These are familiar dilemmas for feminist bureaucrats – femocrats – working inside political, governmental, judicial and economic institutions but have been less explored with respect to the academy. What can academic feminists do when they take on middle or senior management roles? How do they experience being simultaneously the embodiment of institutional authority (to manage, regulate, quantify, monetise) as managers, as well as a source of oppositional knowledge as feminists? To what extent are there opportunities to work with the grain of an institution to challenge the gendered status quo from within? Or are academic feminists who manage inevitably co-opted and compromised? The article takes an autoethnographic approach to reflect upon the author’s experience as a ‘tempered radical’ in third tier management (as an executive dean and head of school) in a public research-intensive UK university, and to offer lessons about the radical potential of insider strategies of change.
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The construction industry is the most male‐dominated in Australia, despite companies implementing formal policies and initiatives to address this. While previous research has examined the role of workplace culture as a barrier to women in the industry, our research investigates the role informal institutions play in obstructing gender equity in construction. We examine the gendered dimension of informal institutions (practices, narratives and norms) in two multinational Australian construction companies using feminist institutional (FI) theory and rapid ethnography. The findings show that informal gendered institutions obstruct women's recruitment, retention and progression in construction. Recruitment into and within the industry is framed by male sponsorship, cultural fit and traditional education pipelines. Retention is compromised by poor parental leave practices and norms, which tolerate sexism and gender stereotypes, as well as unsustainable work practices. Progression is impaired by the need for strategic alliances with powerful men and a lack of transparency around promotion opportunities.
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Guiding students step-by-step through the research process while simultaneously introducing a range of debates, challenges and tools that feminist scholars use, the second edition of this popular textbook provides a vital resource to those students and researchers approaching their studies from a feminist perspective. Interdisciplinary in its approach, the book covers everything from research design, analysis and presentation, to formulating research questions, data collection and publishing research. Offering the most comprehensive and practical guide to the subject available, the text is now also fully updated to take account of recent developments in the field, including participatory action research, new technologies and methods for working with big data and social media. Doing Feminist Research is required reading for undergraduate and postgraduate courses taking a feminist approach to social science methodology, research design and methods. It is the ideal guide for all students and scholars carrying out feminist research, whether in the fields of international relations, political science, interdisciplinary international and global studies, development studies or gender and women's studies. New to this Edition: - New discussions of contemporary research methods, including participatory action research, survey research and technology, and methods for big data and social media. - Updated to reflect recent developments in feminist and gender theory, with references to the latest research examples and new boxes considering recent shifts in the social and political sciences. - Brand new boxed examples throughout covering topics including collaborations, femicide, negotiating changing research environments and the pros and cons of feminist participatory action research. - The text is now written in the first (authors) and second (readers) person making the text clearer, more consistent and inclusive from the reader point of view.
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This book provides a definitive examination of higher education: exploring its nature and purpose, and locating it in the context of the state and the market. It presents new research on an elite group: senior managers in universities. They are relatively powerful in relation to their students and staff but relatively powerless in relation to wider neo-liberal forces. Written in a clear, student friendly, accessible style, and drawing on policy analysis and interviews with those at the top three levels of university management, it provides an in-depth analysis of the structures, cultures and practices at that level and locates these in a cross national context. Through the eyes of these senior managers, we are able to understand this gendered world, where four fifths of those in these positions are men, and to consider the implications of this in a world where diversity is crucial for innovation. Despite the managerialist rhetoric of accountability, we see structures where access to power is effectively through the Presidents’ ‘blessing,’ very much as in a medieval court. We see a culture that is less than comfortable with the presence of women, and which in its narratives, stereotypes and interactions exemplifies a rather 19th century view of women. Sites and agents of change are identified: both in the universities and in the wider international policy context. Essential for undergraduate and postgraduate students and their lecturers in education, management, sociology policy and gender studies, it will challenge them to critically reflect on management and on higher education.
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This paper makes two claims: insights from gender research improve understandings of informal institutions and institutional change, and studying informal institutions helps scholars understand the gap between formal institutional change and outcomes. Informed by institutional analysis and feminist institutionalist scholarship, it explores the relationship between informal institutions, institutional change, and gender equality, using gender equality to scrutinize issues central to institutional change, demonstrating that institutional analyses improve when gender dynamics are incorporated. Showing the gendering of power relations highlights power in institutional change in new ways, improving understandings of why institutional change rarely happens as intended by institutional designers.
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This paper argues for recognition of the constitutive role of context in shaping the dynamics of the policy‐practice interface in the field of gender equality in universities. Using a comparative and reflective case‐study approach, we draw on our experiences, as action‐researchers, of developing and implementing Gender Equality Action Plans (GEAPs) in four universities in four different European countries and we explore the role of national and local context in the mediation and translation of the GEAP model. Drawing on the concepts of gendered organisations, dialogic organisational change and policy mobilities, we argue for the need to be critical of approaches to gender equality in higher education (HE) that presume policy measures and good practice models transfer unproblematically to different HE organisations in different international contexts; instead, we draw attention to the contingent ways in which uneven gender relations articulate and manifest in different contexts, shaping possibilities for, and obstacles to, gender equality intervention. Thus, we argue that context plays a crucial constitutive role in the interpretation, enactment and impact of gender equality policy in HE. This article is protected by copyright. All rights reserved.
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Using a Feminist Institutional perspective, and drawing on a wide range of evidence in different institutions and countries, this article identifies the specific aspects of the structure and culture of male dominated higher educational organisations that perpetuate gender inequality. Gender inequality refers to the differential evaluation of women and men, and of areas of predominantly female and predominantly male employment. It is reflected at a structural level in the under-representation of women in senior positions and at a cultural level in the legitimacy of a wide range of practices to value men and to facilitate their access to such positions and to undervalue women and to inhibit their access. It shows that even potentially transformative institutional interventions such as Athena Swan have had little success in reducing gender inequality. It highlights the need to recognise the part played by the ‘normal’ structures and culture in perpetuating gender inequality. Key words: Gender inequality; Feminist institutional perspective; structure; culture; Higher Educational organisations; career paths; leadership; harassment; Athena Swan.