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Urban megaprojects and water justice in Southeast Asia: Between global economies and community transitions

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Abstract

Within the Southeast Asian context, urban megaprojects are often delivered in aquatic or semi-aquatic contexts, transforming local hydrological systems used for sanitation, agriculture, sustenance, resource use and cultural purposes by the local populations. This paper addresses a key knowledge gap on the impacts of urban megaprojects on water security and water-related human rights in Southeast Asia through a literature review, field observations and digital earth observation. Three case studies in Cambodia, Vietnam and Myanmar were used to develop a picture of urban megaproject impacts on urban water landscapes and the human rights of local communities. The paper adapts recent human rights frameworks developed specifically for megaproject life cycles and applies them to the selected urban megaproject case studies. The seven stages in the megaproject life cycle are linked with specific accountability measures for duty bearers. Current challenges and opportunities for the global urban development community are developed in relation to water justice and megaprojects. Further the question of a just urban transition is developed to mediate between megaproject proponents and local communities in the Global South.

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This paper presents a comprehensive study of large-scale, master-planned urban developments in Asia and Europe. Increasing in numbers all over the world since the 1980’s, these urban mega-projects—here referred to as Grands Projets—have become major drivers of urban intensification. Set forth to actuate urban renewal or to augment city expansion, Grands Projets have become spatial manifestations of cities’ larger economic and political agendas. In their development process, they have triggered a change in the urban condition beyond the very boundaries of their sites. As such, they offer a productive means of investigating current urban trends in a globally connected form of concentrated urbanisation. This research, based at the ETH-Future Cities Laboratory (FCL) in Singapore, examines eight case studies in Asia and Europe through five analytical frames: a project’s conception, design, implementation, operation and implications. This approach addresses various spatial and temporal scales within different theoretical and material practices, allowing a comprehensive discussion of Grands Projets within and across varying socio-political contexts. This paper sheds light on the specific urban conditions of Grands Projets despite their global development trends, transnational owners or financing alliances and internationally regulated planning practices. Often dependent on exceptional regulations outside statutory planning procedures, they are subject to context-specific challenges, project-specific briefs and unique configurations of actors and stakeholders, all of which have created different manifestations of Grands Projets in space. This analytical framework, as presented in this paper, will form the basis of a larger comparative endeavour to be completed at a later stage in our work.
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The 17 Sustainable Development Goals and the full Agenda 2030 in which they are embedded are aspirational and intended to be both transformational and integrative in a number of ways. The need for integration across policy domains is stressed throughout the agenda. The Sustainable Development Goals are also accompanied by an emerging system for follow-up and review centered on a long list of indicators that are intended to enable countries to be accountable towards their citizens. There is, however, in the accountability literature indication that some accountability mechanisms can be counterproductive for integrative policies. This paper is centered around the question whether an accountability regime, and if so how, is compatible with a high degree of policy integration both conceptually and in the context of the Sustainable Development Goals. We approach this question through looking both at the literature on integrative governance and some of the central concepts it covers such as (environmental) policy integration and mainstreaming, and the accountability literature. This enables us to provide an analytical framework for evaluating the potential of the emerging accountability regimes for the Sustainable Development Goals to enhance more integrated policy making and action. We conclude that there are little or no strong hierarchical elements of accountability relationships at the global level which can be good news for more integrative policies – but only if there is a strong sense of shared responsibility among actors at all levels, available information on the types of behavioural efforts that support integration, and accountholders that take an active interest in integration. At the national level, there may be hierarchical accountability mechanisms with sanction possibilities that may discourage integration. Here, those who hold actors to account can counteract this if they have deeper understanding of the underlying interlinkages among the goals and targets, and based on this, engage in accountability mechanisms.
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The environmental movement may be “the most comprehensive and influential movement of our time” (Castells 1997: 67), representing for the ‘post-industrial’ age what the workers’ movement was for the industrial period. Yet while strike statistics have been collected for many countries since the late nineteenth century (van der Velden 2007),1 until the present no administrative body tracks the occurrence and frequency of mobilizations or protests related to environmental issues at the global scale, in the way that the World Labour Organization tracks the occurrence of strike action.2 Thus until the present it has been impossible to properly document the prevalence and incidence of contentious activity related to environmental issues or to track the ebb and flow of protest activity. Such an exercise is necessary because if the twentieth century has been the one of workers struggles, the twenty-first century could well be the one of environmentalists. This Special Feature presents the results from such an exercise—The Global Atlas of Environmental Justice—a unique global inventory of cases of socio-environmental conflicts built through a collaborative process between academics and activist groups which includes both qualitative and quantitative data on thousands of conflictive projects as well as on the social response. This Special Feature applies the lenses of political ecology and ecological economics to unpack and understand these socio-environmental conflicts, otherwise known as ‘ecological distribution conflicts’, (hereafter EDCs, Martinez-Alier 1995, 2002). The contributions in this special feature explore the why, what, how and who of these contentious processes within a new comparative political ecology. The articles in this special issue underline the need for a politicization of socio-environmental debates, whereby political refers to the struggle over the kinds of worlds the people want to create and the types of ecologies they want to live in. We put the focus on who gains and who loses in ecological processes arguing that these issues need to be at the center of sustainability science. Secondly, we demonstrate how environmental justice groups and movements coming out of those conflicts play a fundamental role in redefining and promoting sustainability. We contend that protests are not disruptions to smooth governance that need to be managed and resolved, but that they express grievances as well as aspirations and demands and in this way may serve as potent forces that can lead to the transformation towards sustainability of our economies, societies and ecologies. The articles in this collection contribute to a core question of sustainability science—why and through what political, social and economic processes some are denied the right to a safe environment, and how to support the necessary social and political transformation to enact environmental justice.
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We review the increasing body of research on urban water security. First, we reflect on the four different focusses in water security literature: welfare, equity, sustainability and water-related risks. Second, we make an inventory of the multiple perspectives on urban water security: disciplinary perspectives (e.g. engineering, environmental, public policy, public health), problem-oriented perspectives (e.g. water shortage, flooding, water pollution), goal-oriented perspectives (e.g. better water supply and sanitation, better sewerage and wastewater treatment, safety from flooding, proper urban drainage), integrated-water versus water-integrated perspectives, and policy analytical versus governance perspectives. Third, we take a systems perspective on urban water security, taking the pressure-state-impact-response structure as an analytical framework and link that to the 'urban water transitions framework' as proposed by Brown et al (Water. Sci. Technol. 59 2009). A systems approach can be helpful to comprehend the complexity of the urban system, including its relation with its (global) environment, and better understand the dynamics of urban water security. Finally, we reflect on work done in the area of urban water security indices.
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A transformation to sustainability calls for radical and systemic societal shifts. Yet what this entails in practice and who the agents of this radical transformation are require further elaboration. This article recenters the role of environmental justice movements in transformations, arguing that the systemic, multi-dimensional and intersectional approach inherent in EJ activism is uniquely placed to contribute to the realization of equitable sustainable futures. Based on a perspective of conflict as productive, and a “conflict transformation” approach that can address the root issues of ecological conflicts and promote the emergence of alternatives, we lay out a conceptual framework for understanding transformations through a power analysis that aims to confront and subvert hegemonic power relations; that is, multi-dimensional and intersectional; balancing ecological concerns with social, economic, cultural and democratic spheres; and is multi-scalar, and mindful of impacts across place and space. Such a framework can help analyze and recognize the contribution of grassroots EJ movements to societal transformations to sustainability and support and aid radical transformation processes. While transitions literature tends to focus on artifacts and technologies, we suggest that a resistance-centred perspective focuses on the creation of new subjectivities, power relations, values and institutions. This recenters the agency of those who are engaged in the creation and recuperation of ecological and new ways of being in the world in the needed transformation.
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Mixed-use megaprojects on state-owned land have been increasingly occurring around the world over the past few decades. This article reviews the body of literature that has emerged on these projects during this period and investigates a number of projects more deeply by reviewing original planning documents and undertaking interviews with government officials, consultants, and other insiders. Project motives, delivery methods, and built outcomes have been examined in order to contextualize their emergence and proliferation, leading to a typological understanding, defined in this article as competitive precinct projects. A content analysis of 30 reviews covering 42 mixed-use megaprojects in 20 countries reveals remarkable global consistency in thematic criticisms. Framed in this article as the “five consistent criticisms of ‘global’ mixed-use megaprojects,” they pose a significant barrier to addressing increasingly complex urban challenges as well as to their successful management from inception to delivery. While the consistent criticisms represent patterns that have endured within a globally active urban development type for over three decades, this research shows that rather than being a neoliberal hegemony, there are mixed political and ideological aims and outcomes across projects and sometimes within the same project. A typological understanding allows patterns to be examined and understood, variances and hybridity to be evaluated, and more sophisticated future directions to be mapped out in the pursuit of broader based and city-scale project outcomes.
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A convoluted network of different water governance systems exists around the world. Collectively, these systems provide insight into how to build sustainable regimes of water use and management. We argue that the challenge is not tomake the systemless convoluted, but rather to support positive and promising trends in governance, creating a vision for future environmental outcomes. In this paper, we analyse nine water case studies from around the world to help identify potential 'innovative arrangements' for addressing existing dilemmas. We argue that such arrangements can be used as a catalyst for crafting new global water governance futures. The nine case studies were selected for their diversity in terms of location, scale and water dilemma, and through an examination of their contexts, structures and processes we identify key themes to consider in the milieu of adaptive transformation. These themes include the importance of acknowledging socio-ecological entanglements, understanding the political dimensions of environmental dilemmas, the recognition of different constructions of the dillema, and the importance of democratized processes.
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Flooding is routinely among the most disastrous annual events worldwide with extensive impacts on human wellbeing, economies and ecosystems. Thus, how decisions are made about floods (i.e. flood governance) is extremely important and evidence shows that it is changing, with non-governmental actors (civil society and the private sector) becoming involved in new and sometimes hybrid governance arrangements. This study investigates how stakeholders perceive floods to be governed and how they believe decision-making ought to occur, with the intent of determining to what extent changing governance is evident on the ground and how well (or poorly) it aligns with desired governance arrangements. Flood governance stakeholders were surveyed in five flood-prone geographical areas from Australia, Canada, Italy, the Netherlands and Sweden. The findings suggest that a reconfiguration of flood governance is underway with relatively little consensus regarding the specific arrangements and mechanisms in place during this transitionary period. Across the five cases, stakeholders indicated that they wanted flood governance to be organized at multiple levels, with strong government involvement and with diverse actor groups, and through mechanisms that match the involvement of these actors, with a lack of desirability for some specific configurations involving the private sector in particular. There was little alignment between stakeholder perceptions of governance currently in place and their desired arrangements, except for government involvement. Future research directions highlight the importance of the inclusion of stakeholder perspectives in assessing flood governance, and following the transition in flood governance over time. Copyright © 2017 John Wiley & Sons, Ltd and ERP Environment
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In recent years, urban pluvial flooding caused by extreme rainfall has increasingly occurred across China. This paper reviews the challenges faced by China in addressing urban pluvial flooding and managing urban storm-water, with a particular focus on a policy initiative termed sponge cities. The paper first synthetically presents pluvial flood disasters in urbanized areas, and analyses their causes and formation mechanisms. It then introduces China's sponge cities initiative and discusses policy implementation in relation to contemporary understanding of sustainable urban stormwater management and international experience with innovative practices. The initiative, while theoretically well grounded and appropriate by its design principles, is shown subject to diverse implementation challenges, ranging from technological complexity to limited or lack of governance capacity as reflected in management ideology, knowledge and capacity of learning, participatory and integrated governance, investment financing, implementation pathway, planning and organization, and project evaluation. The paper offers some strategies for addressing those challenges, which include: 1) continuous experiment-based deep learning through pilot and institutionalization of knowledge and information management with city-to-city peering learning mechanisms, 2) establishment of institutional mechanisms dedicated to participatory, coordinated and integrated governance of the policy initiative, 3) increased government role in creating favorable conditions for investments, and 4) appropriate planning and an adaptive approach to policy implementation. The paper concludes that the sponge cities initiative can be an effective approach only if China commits to appropriate technical, governance, financial, and organizational measures to effectively address the challenges for policy implementation.
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Purpose Flooding is an emerging problem in Ho Chi Minh City (HCMC), Vietnam, and is fast becoming a major barrier to its ongoing development. While flooding is presently of nuisance value, there is a growing concern that a combination of rapid urban expansion and climate changes will significantly exacerbate the problem. There has been a trend of population being rapidly accommodated in new urban areas, which are considered highly vulnerable to floods, while the development strategy by the local government still attracts more property investments into the three new districts on the right side of Saigon River. This paper aims to discuss the increase in the number of residences vulnerable to flooding, to underline the need for more appropriate future spatial development. For the vision, an application of compact and resilient theories to strategic planning and management of this city is proposed to reduce vulnerability. This paper also highlights the need to better understand growing vulnerability to floods related to urban expansion over low-lying former wetlands and the more important role of planning spatial development accompanied with transportation investment which can contribute to flooding resilience. Design/methodology/approach This research uses combined-methods geographical information system (GIS) analysis based on secondary data of flood records, population distributions, property development (with the details of 270 housing projects compiled as part of this research) and flooding simulation. This allows an integrated approach to the theories of urban resilience and compactness to discuss the implication of spatial planning and management in relevance to flooding vulnerability. Findings The flooding situation in HCMC is an evidence of inappropriate urban expansion leading to increase in flooding vulnerability. Although climate change impacts are obvious, the rapid population growth and associated accommodation development are believed to be the key cause which has not been solved. It was found that the three new emerging districts (District 2, 9 and ThuDuc) are highly vulnerable to floods, but the local government still implements the plan for attracted investments in housing without an integrated flooding management. This is also in line with the development pattern of many coastal cities in Southeast Asia, as economic development can be seen as a driving factor. Research limitations/implications The data of property development are diversified from different sources which have been compiled by this research from the basic map of housing investments from a governmental body, the Department of Construction. The number of projects was limited to 270 per over 500 projects, but this still sufficiently supports the evidence of increasing accommodation in new development districts. Practical implications HCMC needs neater strategies for planning and management of spatial development to minimize the areas vulnerable to floods: creating more compact spaces in the central areas (Zone 1) protected by the current flooding management system, and offering more resilient spaces for new development areas (Zone 2), by improving the resilience of transportation system. Nevertheless, a similar combination of compact spaces and resilient spaces in emerging districts could also be incorporated into the existing developments, and sustainable drainage systems or underground water storage in buildings could also be included in the design to compensate for the former wetlands lost. Social implications This paper highlights the need to better understand growing vulnerability to floods related to urban expansion over low-lying former wetlands and emphasizes the more important role of planning spatial development accompanied with transportation investment which can contribute to flooding resilience. Coastal cities in southeast countries need to utilize the former-land, whereas feasibility of new land for urban expansion needs to be thoroughly considered under risk of natural disasters. Originality/value A combination of compact spaces with improved urban resilience is an alternative approach to decrease the flooding risk beyond that of traditional resistant systems and underlines the increasingly important role of urban planning and management to combat the future impacts of floods.
Book
All over Europe, post-Second World War large-scale housing estates face physical, economic, social, and cultural problems. This book presents the key findings of a major EU-funded research programme into the restructuring of twenty-nine large-scale housing estates in Northern, Western, Southern, and Eastern Europe. Policy and practice between and within the ten countries studied – UK, the Netherlands, Sweden, Germany, Poland, Hungary, Slovenia, Italy, Spain, and France – is compared. While existing literature focuses on the negative aspects of large-scale housing estates, this book starts from the premise that the estates can be transformed into attractive places to live and focuses on the possibilities of sustainability and renewal through social, physical, and policy actions. Specifically, it explains the origins and nature of contemporary problems on the estates; examines which policy objectives, measures, and processes have had the greatest impact; assesses and compares a wide range of local, regional, and national initiatives; discusses current ideas and philosophies, such as ‘place making’ and ‘collaborative planning’ that are likely to influence future policy and practice; and provides good-practice guidance for neighbourhood sustainability and renewal. The book provides unique comparative insights into the present and future position of large-scale housing estates in Europe.
Article
Connections to place and relations between people are being radically reconfigured in response to climate risks. Climate change is likely to increase the scale of displacement in the Asia Pacific region, leading to intensified patterns of migration as well as resettlement. These two processes, though differing in terms of individual agency and the role of the state, are likely to further exacerbate pressure on urban areas. As the limits to adaptation in risky places are reached, people are increasingly pursuing migration as a way of coping. This strategy demonstrates people’s agency to respond to risks and opportunities. Resettlement, in contrast, tends to undermine people’s agency. This risk response is increasingly being implemented by states as part of climate change adaptation plans, yet, it often results in the creation of new vulnerabilities for those forcibly resettled. Through a focus on the ‘climate hotspot’ of the Mekong Delta, Vietnam, this paper explores how communities and governments might anticipate and resolve some of the humanitarian, livelihood and ecological challenges associated with resettlement in an increasingly resource-constrained and risky climate future. The concept of just resilience is proposed as a lens through which the consequences of resettlement for people’s connections to place, each other and familiar ways of life can be understood. It is argued that a focus on just resilience reveals opportunities and threats to procedural, distributive and recognition elements of justice associated with adapting to climate change.
Book
Today the world’s largest economies and corporations trade in data and its products to generate value in new disruptive markets. Within these markets vast streams of data are often inaccessible or untapped and controlled by powerful monopolies. Counter to this exclusive use of data is a promising world-wide “open-data” movement, promoting freely accessible information to share, reuse and redistribute. The provision and application of open data has enormous potential to transform exclusive, technocratic “smart cities” into inclusive and responsive “open-cities”. This book argues that those who contribute urban data should benefit from its production. Like the city itself, the information landscape is a public asset produced through collective effort, attention, and resources. People produce data through their engagement with the city, creating digital footprints through social medial, mobility applications, and city sensors. By opening up data there is potential to generate greater value by supporting unforeseen collaborations, spontaneous urban innovations and solutions, and improved decision-making insights. Yet achieving more open cities is made challenging by conflicting desires for urban anonymity, sociability, privacy and transparency. This book engages with these issues through a variety of critical perspectives, and presents strategies, tools and case studies that enable this transformation.
Article
Global sustainable governance frameworks such as the Sustainable Development Goals, United Nations Guiding Principles on Business and Human Rights and OECD guidelines for multinational enterprises are already being implemented by multiple actors. These frameworks emphasize the significance of meaningful stakeholder engagement for their effective implementation. Whilst acknowledging the shortcomings and inherent tensions of these frameworks within a neoliberal world order, we also feel it is appropriate to offer guidance in the hope of ensuring a more socially equitable implementation. We call for institutional investors and businesses to engage more with bottom-up approaches to stakeholder engagement where affected groups lead such initiatives. By doing so it would allow private sector actors to have 'meaningfully' engaged with stakeholders as opposed to merely listening. Ultimately, we contend, stakeholder engagement can lead to investment agendas to be included in people's agendas to improve their livelihoods.
Article
Participation with publics' has been embraced in both government and academic literatures as a necessary but currently unrealized means of governing socio-environmental challenges. This near-universal embrace carries global significance. Long-standing efforts in the context of disaster risk reduction (DRR) provide an opportunity to consider how experts have positioned participation such that it can only fail to empower publics. Using interviews with risk managers, we demonstrate that they impose boundaries on participation via application of a deficit model (DM). Despite continuous calls to make governance more participatory, we explore how the boundaries imposed on participation persist because of how experts are expected to do risk management, and how experts understand their occupations. As a result, meaningful publics-experts interactions are bounded into impossibility. Following demonstration of the DM as the essence of how experts conceive experts-publics interactions , using experts' own suggestions for improving risk reduction, we suggest relationship building as a way of reinvigorating participation. We explore how disaster risk reduction grounded in relationships could overcome existing boundaries, offering an easily-applied reconceptualization for differentiating meaningful from superficial participation, as well as a viable alternative to prevailing participatory methods. Given the in-transigence of countless socio-environmental challenges and the need for improved interactions amongst experts publics , the findings offer a novel pathway that may open an avenue to realizing the promise of participation .
Article
This article considers the relationship between forced evictions and the ‘exemplary centre’ through an examination of three urban waterfront sites in Indonesia in comparative perspective. How is the notion of the ‘exemplary centre’ related to forced evictions and the aspirations of marginalised populations in contemporary cities of Indonesia? What are the chances of asserting alternative ideologies when a capital‐centric and modernist vision of the city as ‘exemplary centre’ dominates official planning paradigms? Competing visions of the ‘exemplary centre’ arise from distinct centres of power, from the state level to the grassroots community level; however, the dominant state vision of urban space is often internalised by those most at risk of displacement by modernist projects. Strategies to thwart forced evictions in riverbank settlements in Jakarta, Solo, and Surabaya offer alternative imaginings of the ‘exemplary centre’ – imaginings that enable the urban poor to visualise their hopes and to overcome the spatial uncertainties that characterise their everyday lives. While these efforts indicate resistance to marginalisation, they also provide a distinct kind of ‘exemplary’ vision based on residents’ own understanding of ideal city living. Concurrently, some alignment to existing ‘exemplary centre’ narratives is traceable in the effort to assert these alternatives.
Chapter
In the 1990s, the "Neighborhood District Improving Program" was established by the Taipei City Government to improve neighborhood environment. The program enabled residents to propose their ideas and undertake design through community workshops. Under the program, a system of “community planners” was also established to provide communities with professionals or trained individuals to lead residents in the design process. These planning and design tools considered community as a coherent social and spatial unit with the stable identity and boundaries and assumed participants to be reasonable and capable in communicating. 20 years later, these assumptions are no longer adequate in the face of demographic and social changes in the city. More recently, a new program "Open Green Matching Fund" was developed to support community placemaking and building of social networks and relationships. Through this program, residents and different social groups are encouraged to develop projects focusing on a wide variety of issues in as many kinds of spaces. Individuals can also self-organize and apply for the grants, beyond the basis of existing communities or neighborhoods. Both public and privately own spaces can be transformed with the program budget. As a result, active community participants have discovered many types of public, private, or semi-public spaces, and transformed them into community gathering places. Initiated and developed by the groups themselves, the spaces are generally well maintained and well used. The process of creating these spaces facilitated building of social bond and new imaginations of the notion of community. This chapter traces the history of community planning policy in Taipei and the context in which the Open Green program has emerged. Furthermore, based on participant observations through the program, it presents three notable and successful cases that illustrate the program’s approach to collaborative community placemaking that challenge the assumptions of stable communities and neighborhoods.
Article
Various surveys reveal that many stakeholders deem current sustainability performance measurement and assessment approaches insufficient for their needs. In light of the large and growing number of publications, this exposes a major practice-research gap. To explore the gap between the flourishing number of publications and the disappointment of stakeholders, this paper analyzes how current literature on sustainability performance measurement and assessment addresses stakeholder expectations. Based on a systematic literature review, the paper distinguishes stakeholders and their expectations on different roles in the sustainability performance measurement and assessment process: standard setters, process enablers, information providers, impacted stakeholder, decision makers, and addressees. The analysis of individual roles reveals that stakeholder expectations are rarely specifically considered; in particular, expectations of decision makers have received little attention in the literature, so far. This paper systematically categorizes the expectations expressed in the academic literature and critically discusses current gaps. The literature review shows that stakeholder expectations have not been considered in depth, which is a possible explanation for the dissatisfaction of stakeholders with current sustainability performance measurement and assessment approaches. Implications for bridging the gap are drawn, including the need for empirical analyses of expectations relating to different stakeholder roles in sustainability measurement and assessment processes.
Article
Vietnam’s Eastern Southern Region is widely celebrated as the ‘engine’ of the country’s economy. Encompassing rapidly developing Ho Chi Minh City and five surrounding provinces, the region’s growth is fuelled in part by the expansion of export processing zones and numerous master-planned development projects known as New Urban Zones. This article documents the ambitions Vietnamese government officials and planners have of transforming the region into a Megalopolis or super-city consisting of a series of integrated satellite cities with Ho Chi Minh City at its core. Because this region of Vietnam does not include any important pre-existing secondary cities of major consequence, however, this megalopolitan model risks cooptation by megalomaniacs, larger-than-life figures driven more by the exercise of power than concerns about the development of an integrated regional plan.
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Urban flooding poses significant challenges to cities in Southeast Asia including loss of life, human displacement, and damaged infrastructure. As cities in the region grow and as the effects of climate change worsen, urban flooding is becoming more frequent and severe. This research situates flood governance in Bago City, Myanmar, in the literature on environmental governance and urban political ecology, investigating how local governance actors interpret the significance of flooding and how they promote urban climate governance. Using the 2015 Bago floods as a point of entry, results were derived from semi-structured interviews with (10) government officials and (22) key informants. Broadly, this research found that government officials interpreted the 2015 floods as extreme but also as an example of the government’s increasing capacity to respond to disasters, that local and regional governments lack the human and capital resources to take on the greater responsibility for flood management that they wish to, that government often fails to act on their knowledge about external causes of flooding such as land use and climate changes, and that government officials strategically adopt neoliberal paradigms advanced by international networks while reinterpreting them to advance their own goals of expanding the role of the state.
Chapter
This volume brings together primary research conducted in secondary cities of Southeast Asia. It provides readers with improved knowledge regarding issues of vulnerability, governance, and climate resilience. The goal of the book and the Urban Climate Resilience in South East Asia (UCRSEA) project is to suggest possible next steps, even as urban systems are dramatically changing in the face of socioeconomic and environmental challenges. The chapter summarizes specific examples from the book drawn from Cambodia, Myanmar, Vietnam, and Thailand. As the authors document, urban citizens most directly affected by climate change lack access to power and need to be able to participate in the creation and implementation of climate-adaptation strategies if they are to be more effective.
Article
This paper considers the land-governance (acquisition, compensation and resettlement) and physical planning (planning permits, development-control mechanism and environmental-impact assessment) processes surrounding Lekki Free Trade Zone (LFTZ) in Lagos, Nigeria, and the effects of the LFTZ on the lives and livelihoods of the inhabitants of indigenous communities affected by the project. The study revealed significant gaps in the payment of compensation and resettlement arrangements, leaving many residents economically vulnerable, and significant gaps in the Nigeria Export Processing Zones Authority (NEPZA) Act, which emphasizes economic development in free-trade zones, without consideration of the social and environmental consequences. A more balanced approach to the megacity’s development is proposed, incorporating social and environmental considerations alongside economic objectives.
Article
In growing urban areas, populations are increasingly exposed to the effects of climate change. Rainwater has been identified as a primary risk, although it is also an opportunity to pursue resilient and equitable cities while regenerating the urban ecosystem. Both urban design and landscape ecology have attempted to define effective responses to urban flooding and their synergy supports novel transdisciplinary approaches. The translation of adaptive management theories to the design process suggests working with rainwater rather than defending against it, combining science and practice. This paper retraces the evolution of design for flooding approaches and outlines the basis of an adaptive urban design for rainwater management.
Chapter
Introduction Most of the world’s population now lives in urban areas. Getting water and using sanitation in cities can reproduce a range and intensity of inequalities, and opportunities for collective action that may not exist in the countryside. The urban poor are entangled with their cities’ economy and culture (Srivastava, 2014). Many work as domestic servants and guards for wealthier households, cleaners for retail spaces and offices, street hawkers and electricians, construction workers and more. The urban poor are a large part of a city’s labor force. They perform jobs no one else is willing to do, work long hours for low wages, and lower the living costs of those living outside low-income neighborhoods (Perlman, 1976: Ch. 8). They seek to survive and to improve their lives through these interactions, seeking education, employment, shelter, security and more. In Delhi and many other cities, the urban poor’s contributions to the formal city occur in the context of “constant, frequently enforced threats of displacement (through ‘slum demolitions’ for example), [and] their never-ending efforts to secure foothold within it (say, by purchasing fake identity cards)" (Srivastava 2014: xxxiv). In the wide range of capabilities sought by the urban poor, and the contexts of displacement, uncertainty and exclusion that they face, water and sanitation may appear to be just two among many exclusions. There is some evidence (Arputham, 2016; Devoto, et al., 2012; Swallow, 2005), nonetheless, that enhanced access to water and sanitation may be a high priority for the urban poor. I explore some possible reasons for this priority below. Some important aspects of urban water and sanitation include: - Providing infrastructure in some neighborhoods, and not others, leading to particular coping mechanisms and power inequalities. - Household water and sanitation replace irrigation as a principal focus of government attention and collective action. - The presence, absence and governance of municipal infrastructure are central to urban water and sanitation. - Water-borne disease transmission may be intensified in dense urban areas. This chapter has a particular focus on informal settlements, such as shantytowns, favelas, bustees and homeless encampments, the unregulated and sometimes illegal, often peri-urban and poorly provisioned settlements where many live and many dimensions of inequality and injustice are pronounced.
Chapter
These brief notes outline a research agenda for hybrid urban-rural regions in Asia. It emerges from work being undertaken by the Urban-Rural Systems team at the ETH Zürich’s Future Cities Laboratory in Singapore. All cities have their hinterlands of one kind or another. We are interested in the hinterlands of cities surrounded by tropical, wet-rice agriculture. Such hinterlands are typical of many parts of Asia, and they have very specific ecological, economic and demographic characteristics, which mean they interact with nearby urban centres in distinctive ways. Most notably, wet-rice agriculture supports relatively high population densities with fine-grained plot patterns. When urbanisation processes interact with such areas, the rural does not immediately give way to the urban and instead a hybrid rural-urban typology emerges. Sometimes dubbed desakota landscapes (Indonesian for ‘village’ and ‘city’), they are neither strictly urban nor rural in character, but a mixture of both.
Article
Cities have started adapting to uncertain climate drivers such as temperature and sea level rise, and some cities are also transitioning towards concepts such as Water Sensitivity. In adaptation planning, flexibility is considered as an important characteristic to respond to changing circumstances. This paper develops a novel approach to identify where flexibility can best be embedded in urban flood risk management systems. The identification of a flexible water sensitive adaptation response is based on change propagation; i.e. the response's ability to minimise negative or maximise positive impacts in urban systems. The Flexible adaptation planning process (WSCapp), comprising change propagation - especially how positive and negative impacts propagate in an urban environment, can be used by those concerned with urban planning and urban adaptation to identify ". where" the flexible adaptation responses can be implemented. WSCapp can be used to decide the type of adaptation response such as changes to streetscape, place making or architectural forms that can best contribute towards the objectives of a water sensitive city.
Article
Flooding is a hazard in many cities despite the presence of flood protection systems. However, recent losses and damage owing to flooding in many coastal cities have indicated that the increasing volatility of natural disasters and flood events are now exceeding present day design considerations. By comparing and deriving common lessons from case studies in New Orleans, Manila, and Bangkok, this paper focuses on the extent to which coastal cities are becoming more vulnerable to flooding and argues that broader urban resilience in the planning process now has an increasing role to play alongside traditional flood defenses. Given the present speed of development in Southeast Asia, there are opportunities for these ideas to be readily and rapidly incorporated into development plans to reduce the severity of increasing flood events in the region.
Article
Positive vertical bias in elevation data derived from NASA's Shuttle Radar Topography Mission (SRTM) is known to cause substantial underestimation of coastal flood risks and exposure. Previous attempts to correct SRTM elevations have used regression to predict vertical error from a small number of auxiliary data products, but these efforts have been focused on reducing error introduced solely by vegetative land cover. Here, we employ a multilayer perceptron artificial neural network to perform a 23-dimensional vertical error regression analyses, where in addition to vegetation cover indices, we use variables including neighborhood elevation values, population density, land slope, and local SRTM deviations from ICESat altitude observations. Using lidar data as ground truth, we train the neural network on samples of US data from 1–20 m of elevation according to SRTM, and assess outputs with extensive testing sets in the US and Australia. Our adjustment system reduces mean vertical bias in the coastal US from 3.67 m to less than 0.01 m, and in Australia from 2.49 m to 0.11 m. RMSE is cut by roughly one-half at both locations, from 5.36 m to 2.39 m in the US, and from 4.15 m to 2.46 in Australia. Using ICESat data as a reference, we estimate that global bias falls from 1.88 m to −0.29 m, and RMSE from 4.28 m and 3.08 m. The methods presented here are flexible and effective, and can be effectively applied to land cover of all types, including dense urban development. The resulting enhanced global coastal DEM (CoastalDEM) promises to greatly improve the accuracy of sea level rise and coastal flood analyses worldwide.
Book
This edited volume provides a fresh perspective on the important yet often neglected relationship between environmental justice and urban resilience. Many scholars have argued that resilient cities are more just cities. But what if the process of increasing the resilience of the city as a whole happens at the expense of the rights of certain groups? If urban resilience focuses on the degree to which cities are able to reorganise in creative ways and adapt to shocks, do pervasive inequalities in access to environmental services have an effect on this ability? This book brings together an interdisciplinary and intergeneration group of scholars to examine the contradictions and tensions that develop as they play out in cities of the Global South through a series of empirically grounded case studies spanning cities of Asia, Latin America, Africa and Eastern Europe.