Content uploaded by Mayte Gómez Marcos
Author content
All content in this area was uploaded by Mayte Gómez Marcos on Jul 03, 2022
Content may be subject to copyright.
e300210 Profesional de la información, 2021, v. 30, n. 2. e-ISSN: 1699-2407 1
Multivariate dynamics of Spanish
universities in international rankings
María-Teresa Gómez-Marcos; Marcelo Ruiz-Toledo; María-Purificación Vicente-
Galindo; Helena Martín-Rodero; Claudio Ruff-Escobar; María-Purificación Galindo-
Villardón
How to cite this arcle:
Gómez-Marcos, María-Teresa; Ruiz-Toledo, Marcelo; Vicente-Galindo, María-Puricación; Marn-Rodero,
Helena; Ru-Escobar, Claudio; Galindo-Villardón, María-Puricación (2021). “Mulvariate dynamics of Spani-
sh universies in internaonal rankings”. Profesional de la información, v. 30, n. 2, e300210.
hps://doi.org/10.3145/epi.2021.mar.10
Arcle received January 21st 2021
Final acceptance: February 17th 2021
Nota: Este arculo se puede leer en español en:
hp://www.profesionaldelainformacion.com/contenidos/2021/mar/gomez-ruiz-vicente-marn-ru-galindo_es.pdf
María-Teresa Gómez-Marcos *
hps://orcid.org/0000-0002-4368-7012
Universidad de Salamanca
Facultad de Medicina
Departamento de Estadísca
Alfonso X El Sabio, s/n.
37007 Salamanca, Spain
mgomezma@usal.es
Marcelo Ruiz-Toledo
hps://orcid.org/0000-0003-1865-7839
Universidad de Salamanca
Departamento de Estadísca
mruiz@usal.es
Universidad Bernardo O´Higgins
Avenida Viel, 1497. Sanago, Chile
mruiz@ubo.cl
María-Purificación Vicente-Galindo
hps://orcid.org/0000-0002-5854-273X
Universidad de Salamanca
Facultad de Medicina
Departamento de Estadísca
Alfonso X El Sabio, s/n.
37007 Salamanca, Spain
purivg@usal.es
Helena Martín-Rodero
hps://orcid.org/0000-0002-6698-9240
Universidad de Salamanca
Facultad de Medicina
Departamento de Estadísca
Alfonso X El Sabio, s/n.
37007 Salamanca, Spain
helena@usal.es
Claudio Ruff-Escobar
hps://orcid.org/0000-0003-1954-0800
Universidad Bernardo O’Higgins
Avenida Viel, 1497. Sanago, Chile
cru@ubo.cl
María-Purificación Galindo-
Villardón
hps://orcid.org/0000-0001-6977-7545
Universidad de Salamanca
Departamento de Estadísca
Alfonso X El Sabio, s/n.
37007 Salamanca, Spain
pgalindo@usal.es
Abstract
Global rankings help boost the internaonal reputaon of universies, which thus aempt to achieve good posions on
them. These rankings aract great interest each year and are followed aenvely by stakeholders in higher educaon.
This paper invesgates the trajectory of Spanish universies in the ARWU and THE rankings over the last 5 years using
the dynamic biplot technique to study the relaonship between a mulvariate dataset obtained at more than one me
point. The results demonstrate that Spanish universies achieve low posions on internaonal rankings when analyzed
using this mulvariate and dynamic approach. Indeed, only a small percentage occupy good posions in both studied
rankings and stand out in terms of some of the indicators, whereas most achieve weak scores in the global context. Spa-
nish universies should aempt to improve this situaon, since the presge resulng from a good posion on these lists
will always be benecial in terms of the visibility of both the universies themselves and the whole Spanish university
system.
María-Teresa Gómez-Marcos; Marcelo Ruiz-Toledo; María-Purificación Vicente-Galindo; Helena Martín-Rodero;
Claudio Ruff-Escobar; María-Purificación Galindo-Villardón
e300210 Profesional de la información, 2021, v. 30, n. 2. e-ISSN: 1699-2407 2
Keywords
Higher educaon; Internaonalizaon; World class; Universies; Shanghai Ranking; ARWU; THE; Dynamic biplot; Biplot;
Spanish universies.
1. Introducon
The internaonal landscape of higher educaon has experienced a great boost in recent years due to the globalizaon and
commodicaon of knowledge (Knight, 2004). The educaonal market has become universal, borders have disappeared,
and barriers have become blurred. To compete in this new scenario, universies need to improve their global posioning
by designing strategies to increase their visibility and project their oering, capabilies, and appeal (Vázquez-García, 2015).
Internaonalizaon can be dened as the inclusion of the internaonal dimension into a university’s strategy regarding
its teaching, research, and transfer missions, as well as the projecon of its oering and capabilies (Knight, 2004). This
is, therefore, a concept with mulple manifestaons, including the expansion of an organizaon’s visibility, recognion,
and scope of acon. One element to help promote this type of internaonalizaon is university rankings, acng as a sta-
ge on which the compeon to achieve global status is played out (Rodríguez-Espinar, 2018). These classicaons are
now impossible to ignore and are presented as arbiters of universal academic excellence (Vázquez-García, 2015). Their
substanal impact on the internaonalizaon of universies has been the subject of numerous invesgaons (Mar-
ginson, 2012; Ordorika, Rodríguez-Gómez, 2010; De-Wit, 2017; Knight, 2014; Collins; Park, 2016). Although the main
classicaons available worldwide include few indicators that measure the degree of internaonalizaon, achieving a
good posion in them has a great inuence on world presge, which in turn is independent of the degree of internao-
nalizaon exhibited by the funcons of that organizaon (Casani; Rodríguez-Pomeda, 2017).
The rst two rankings to be established were the Academic Ranking of World Universies (ARWU) and the Times Higher
Educaon World University Rankings (THE), and these are sll considered to be two of the best known and most inuen-
al today (Safón, 2012; Marginson, 2007; Locke et al., 2008; Ordorika; Rodríguez-Gómez, 2010; Rauhvargers, 2011).
They were later joined by others such as the QS World University Rankings, which split o from the THE ranking in 2010,
and the SCImago Instuons Ranking and Leiden World Ranking, which focus exclusively on research results.
Academic Ranking of World Universies (ARWU)
The ARWU was published for the rst me in 2003 under the name Shanghai Jiao Tong Academic Ranking of World Uni-
versies, being produced by the Jiao Tong University (China) Center for World-Class Universies (CWCU), which is why it
is popularly known as the Shanghai Ranking. It ranks universies based on four criteria:
- teaching quality (10%)
- academic sta quality (40%)
- research output (40%)
- organizaon size (10%)
Teaching quality is measured by the number of alumni who have received a Nobel Prize or Fields Medal (10%). Fur-
thermore, to measure the quality of the teaching sta, the total number of sta who have won Nobel Prizes in physics,
chemistry, medicine, and economics or Fields Medals in mathemacs (20%) is considered. Similarly, to measure the
quality of the teaching sta, the number of highly cited researchers according to the list published by Clarivate Analycs
(20%) is measured. Because of this indicator, such researchers have become an important asset to their universies and
a frenzied race for their recruitment has ensued (Docampo; Torres-Salinas, 2013).
Research output is determined based on the number of Nature and Science arcles published (20%) and the number of
arcles indexed in the Science Citaon Index Expanded (SCIE) and Social Sciences Citaon Index (SSCI) over the previous
ve years (20%). The nal criterion in the ranking is the size of the organizaon (10%).
The ARWU is the only internaonal ranking that obtains its data independently of the analyzed instuons (Monta-
né-López; Beltrán-Llavador; Teodoro, 2017). The main cricisms leveled at this ranking focus on its research-oriented
indicators (Ordorika, 2015; Tomàs-Folch et al., 2015) and the inclusion of the Nobel Prize winner category, as these
exclude a large number of universies from classicaon (Yong-Amaya; Zambrano-Zambrano; Ruso-Armada, 2018).
Despite this cricism and some reluctance, it has become the basic reference worldwide (Docampo et al., 2012) and is
considered to be the most outstanding academic classicaon on the global stage (Docampo; Cram, 2015).
THE World University Ranking
The next internaonal ranking to emerge in the eld of higher educaon was the THE ranking, created by the company
Times Higher Educaon in 2010. The THE ranking is based on 13 indicators, grouped into ve dimensions:
- teaching (30%)
- research (30%)
- citaons (30%)
- internaonal perspecve (7.5%)
- income from industry (2.5%).
Multivariate dynamics of Spanish universities in international rankings
e300210 Profesional de la información, 2021, v. 30, n. 2. e-ISSN: 1699-2407 3
The teaching dimension is determined through ve variables, although the survey on the reputaon of teachers and
researchers accounts for half the weighng in this dimension (15%). It also measures:
- teacher-to-student rao (4.5%)
- proporon of doctoral students and graduates (2.25%)
- percentage of doctoral students and professors (6%)
- instuonal income (2.25%).
The research dimension is determined by three variables:
- researcher reputaon, collected via surveys with academics (18%)
- research income per academic (6%)
- scienc output, quaned by the number of publicaons indexed in Scopus per academic (6%).
The research impact is also determined based on the citaons received in publicaons indexed in Scopus (30%).
The two concepts with least weight in this ranking are internaonal perspecve and knowledge transfer. The former is
measured by:
- percentage of internaonal students (2.5%)
- percentage of internaonal sta (2.5%)
- co-authorship of internaonal works published in the last ve years (2.5%).
The laer captures the research income obtained from industry (2.5%).
One of the major cricisms leveled at this ranking is movated by the fact that it is largely based on reputaon surveys
and condenal data provided by universies (Sanz-Casado, 2015). Further cricism stems from the incomplete and
confusing research income component since it is not standardized across countries (Marginson, 2014).
Although considered to be the most inuenal, neither of these internaonal rankings include indicators with a high
weighng for internaonalizaon. Indeed, the ARWU ranking does not include any variables that directly measure this
concept (Delgado-Márquez; Hurtado-Torres; Bondar, 2011), while the THE ranking does include such an internaonali-
zaon indicator but gives it a low weighng in the overall ranking (7.5%). Despite this, both classicaons are considered
key for measuring projecon at the global level and have a strong impact on naonal and instuonal policies and stra-
tegies for the internaonalizaon of higher educaon organizaons (Collins; Park, 2016; De-Wit, 2017).
This link between rankings and internaonalizaon strategies has resulted in dierenaon within naonal systems
through the separaon of an elite sector made up of world-class universies and another consisng of more locally
oriented, naonal establishments (De-Wit; Altbach, 2020). World-class universies are characterized by high-ranking
research, a culture of excellence, and a brand that transcends naonal borders (Douglass, 2014). They are posioned
in the upper echelons of internaonal rankings and are recognized not only by other universies but also outside the
educaon sector. Their reputaon for research and teaching makes it easy for them to operate in a global market and to
internaonalize many of their funcons (Douglass, 2016).
Global rankings are closely followed each year by dierent stakeholders in higher educaon. Achieving a high ranking
sparks great interest, even in Spanish universies. The promoon of internaonalizaon through rankings can lead to
increased visibility and thereby enhance the image of the whole Spanish university system (Pérez-Esparrells, 2017).
The purpose of the current study is to examine the posioning of Spanish instuons in two global rankings, as well
as their trajectory over the last 5 years. The aim is to idenfy the instuons that have managed to be classied in the
global rankings and those that can aspire to compete in the world-class group, as well as to analyze their trajectory and
disncve characteriscs.
2. Methodology
Internaonal rankings have been the subject of numerous invesgaons focusing on the idencaon of the correla-
ons and contribuons of dierent indicators. Techniques such as factor analysis (Luque-Marnez; Faraoni; Doña-To-
ledo, 2018), principal components (Docampo; Cram, 2015), regression analysis (Safón, 2019), and correlaon analysis
(Shehaa; Mahmood, 2016) have been applied to study such classicaons exhausvely. However, it is noted that the
research literature lacks studies focused on the use of dynamic mulvariate methods to observe the internaonal pro-
jecon of universies over me.
To carry out this research, the two oldest and most well-known global rankings were selected, viz. the ARWU and THE
ranking. The ARWU is based on objecve data, while the THE ranking uses reputaon surveys. This also means that
these two classicaon systems can provide a complementary snapshot of university internaonalizaon. The following
websites for the rankings were used as sources for the database design:
- Academic Ranking of World Universies (ARWU)
hp://www.shanghairanking.com
- Times Higher Educaon World University Rankings (THE)
hp://www.meshighereducaon.com/world-university-rankings
María-Teresa Gómez-Marcos; Marcelo Ruiz-Toledo; María-Purificación Vicente-Galindo; Helena Martín-Rodero;
Claudio Ruff-Escobar; María-Purificación Galindo-Villardón
e300210 Profesional de la información, 2021, v. 30, n. 2. e-ISSN: 1699-2407 4
The values of the variables for Spanish universies were collected for the years 2016 to 2020.
Dynamic biplots were selected as the technique to evaluate the relaonship between the mulvariate dataset analyzed
at more than one me point. This technique was proposed by Egido-Miguélez (2015) as an extension of biplot methods
to treat three-way data, oering the advantage that, instead of taking a consensus matrix as a reference, any of the
individual matrices can be chosen and the corresponding trajectories studied. The three-way data of the matrix include:
- rows corresponding to universies
- columns corresponding to the indicators of each ranking
- the situaon at various me points.
The dynamic biplot is developed in two stages:
- biplot analysis of the two-way data matrix for the reference year
- projecon on the biplot graph obtained in the previous stage of the remaining me points to be studied, revealing
their trajectory throughout dierent contexts.
The rst step studies the mulvariate correlaons between variables and individuals, or both, while the second step
captures the dynamic nature of the analysis.
The dynamic biplot technique can be applied using any factorizaon, but the best simultaneous representaon of the
trajectory of variables and points is provided by the HJ-biplot, as it can represent both types of elements with the hi-
ghest quality (Egido-Miguélez, 2015). The HJ-biplot (Galindo-Villardón, 1986) simultaneously represents the universies
and indicators from each ranking on a plane, where the similarity between universies is inversely proporonal to the
Euclidean distance between them. Meanwhile, the angles between indicators enable an assessment of the degree of
covariaon:
- acute angles indicate direct correlaon
- obtuse angles indicate inverse correlaon
- right angles indicate independence.
The length of the vectors approximates the standard deviaon of the indicators.
The order of the orthogonal projecons of each row marker onto a column marker approximates the order of each row ele-
ments (universies) in that column (indicator). The larger
the projecon of a point onto a vector, the more a univer-
sity deviates from the mean of that variable.
The reference axes of the biplot plane on which the uni-
versies and indicators are represented are the principal
components obtained as eigenvectors of the covariance
matrix between indicators. The associated eigenvalues
enable an assessment of the amount of informaon that
each biplot plane explains (the explained variance). The
angle that each indicator makes with the axis of factor 1
and 2 is known as the contribuon of each factor to the
variability of that indicator, whereas the sum of the two
contribuons determines the quality of the representa-
on in the factor plane.
The analysis was carried out using R with the dynBiplot-
GUI package, created by Egido-Miguélez (2015). The dy-
namic biplot technique nds applicaon in the eld of
economics, but to the best of the authors’ knowledge,
it has not been applied to analyze universies based on
their performance in rankings.
3. Results
For both internaonal classicaons, all the Spanish uni-
versies and their weighted indicators were analyzed. To
provide an inial overview, the mean and rate of change
of each university for each of the variables were calcu-
lated. The reference situaon used to construct the bi-
plot was set as the year 2020, corresponding to the most
recent situaon and, therefore, the most interesng for
this study. The data for the reference period were cente-
red and standardized.
Table 1. Universities included in the ARWU and THE rankings
ARWU THE
Barcelona Pompeu Fabra
València Autònoma de Barcelona
Complutense de Madrid Barcelona
Granada Autónoma de Madrid
Autònoma de Barcelona Navarra
Autónoma de Madrid València
País Vasco Complutense de Madrid
Politècnica de València Rovira i Virgili
Pompeu Fabra Alcalá de Henares
Santiago de Compostela País Vasco
Rovira i Virgili Granada
Politècnica de Catalunya La Laguna
Oviedo
Politècnica de Catalunya
Salamanca
Santiago de Compostela
A Coruña
Carlos III de Madrid
Castilla La Mancha
Murcia
Politècnica de València
Sevilla
Politécnica de Madrid
Vigo
Zaragoza
Multivariate dynamics of Spanish universities in international rankings
e300210 Profesional de la información, 2021, v. 30, n. 2. e-ISSN: 1699-2407 5
In the HJ-biplot graphs, the indicators are represented by vectors, while the universies are idened by points, labeled
by their abbreviated name. Table 1 presents the universies that were included in the two rankings over the 5-year pe-
riod, ordered according to their posion in 2020.
There are 12 universies classied in the ARWU, and 25 universies in the THE ranking. Therefore, it is easier for Spanish
instuons to be included in the laer classicaon.
3.1. The ARWU
Table 2 presents the results for the indicators of the ARWU ranking in each year for each university, as well as their mean
and rate of change.
Table 2. ARWU indicators, averages, and rates of change (2016-2020)
University Year Alumni HiCi N & SPUB PCP
Autònoma de Barcelona
2016 0.00 0.00 12.10 45.20 20.70
2017 0.00 0.00 13.20 46.30 21.60
2018 0.00 0.00 11.20 47.80 22.70
2019 0.00 7.30 11.30 48.50 23.40
2020 0.00 9.90 12.30 46.70 23.30
Average 3.44 12.02 46.90 22.34
Rate of change 1.65% 3.32% 12.56%
Autónoma de Madrid
2016 0.00 14.50 10.90 38.40 18.40
2017 0.00 10.90 12.40 39.00 18.70
2018 0.00 9.60 12.80 40.30 19.50
2019 0.00 7.30 12.60 40.70 19.40
2020 0.00 7.00 11.60 40.00 19.30
Average 9.86 12.06 39.68 19.06
Rate of change -51.72% 6.42% 4.17% 4.89%
Barcelona
2016 0.00 17.80 12.00 50.60 19.90
2017 0.00 15.40 12.30 51.00 20.40
2018 0.00 27.10 12.50 53.30 23.20
2019 0.00 24.30 13.30 51.30 21.90
2020 0.00 22.10 12.90 50.70 21.70
Average 21.34 12.60 51.38 21.42
Rate of change 24.16% 7.50% 0.20% 9.05%
Complutense de Madrid
2016 19.20 0.00 9.10 42.30 13.20
2017 19.00 0.00 9.80 41.90 13.50
2018 19.00 0.00 12.20 44.00 14.50
2019 17.70 10.40 12.60 43.90 14.90
2020 17.20 9.90 11.00 45.10 15.30
Average 18.42 4.06 10.94 43.44 14.28
Rate of change -10.42% 20.88% 6.62% 15.91%
Granada
2016 0.00 22.90 5.30 40.70 16.00
2017 0.00 24.40 6.20 40.30 16.40
2018 0.00 23.50 4.20 40.80 16.30
2019 0.00 23.20 5.30 41.60 16.10
2020 0.00 21.00 6.30 42.60 16.40
Average 23.00 5.46 41.20 16.24
Rate of change -8.30% 18.87% 4.67% 2.50%
País Vasco
2016 0.00 0.00 9.20 36.40 14.40
2017 0.00 0.00 11.70 37.30 15.30
2018 0.00 9.60 12.20 38.10 16.60
2019 0.00 0.00 11.60 39.20 16.40
2020 0.00 7.00 12.50 38.80 16.90
Average 3.32 11.44 37.96 15.92
Rate of change 35.87% 6.59% 17.36%
María-Teresa Gómez-Marcos; Marcelo Ruiz-Toledo; María-Purificación Vicente-Galindo; Helena Martín-Rodero;
Claudio Ruff-Escobar; María-Purificación Galindo-Villardón
e300210 Profesional de la información, 2021, v. 30, n. 2. e-ISSN: 1699-2407 6
University Year Alumni HiCi N & SPUB PCP
Politècnica de Catalunya
2016 0.00 14.50 8.00 27.70 15.80
2017 0.00 0.00 6.40 27.70 14.10
2018 0.00 0.00 6.00 27.70 14.20
2019 0.00 0.00 6.70 28.20 14.60
2020 0.00 0.00 4.50 27.80 14.40
Average 2.90 6.32 27.82 14.62
Rate of change -43.75% 0.36% -8.86%
Politècnica de València
2016 0.00 17.80 7.60 31.80 16.10
2017 0.00 10.90 7.50 32.40 15.30
2018 0.00 9.60 8.90 32.40 15.10
2019 0.00 10.40 8.20 34.20 15.10
2020 0.00 14.00 8.00 34.00 15.80
Average 12.54 8.04 32.96 15.48
Rate of change -21.35% 5.26% 6.92% -1.86%
Pompeu Fabra
2016 0.00 0.00 19.70 27.20 34.30
2017 0.00 10.90 20.10 27.80 37.70
2018 0.00 13.50 20.10 28.50 39.40
2019 0.00 0.00 19.70 28.90 36.30
2020 0.00 0.00 16.20 28.90 34.90
Average 4.88 19.16 28.26 36.52
Rate of change -17.77% 6.25% 1.75%
Rovira i Virgili
2016 0.00 10.30 5.30 23.20 21.50
2017 0.00 0.00 4.90 23.80 20.30
2018 0.00 0.00 4.60 23.30 20.30
2019 0.00 7.30 5.20 24.60 22.00
2020 0.00 7.00 4.60 24.70 22.20
Average 4.92 4.92 23.92 21.26
Rate of change -32.04% -13.21% 6.47% 3.26%
Santiago de Compostela
2016 0.00 14.50 6.20 30.90 14.80
2017 0.00 15.40 6.90 31.30 15.50
2018 0.00 13.50 6.30 32.30 15.70
2019 0.00 7.30 5.80 32.60 14.90
2020 0.00 7.00 6.10 32.50 15.10
Average 11.54 6.26 31.92 15.20
Rate of change -51.72% -1.61% 5.18% 2.03%
València
2016 0.00 0.00 6.90 41.50 15.00
2017 0.00 0.00 5.50 43.00 15.70
2018 0.00 0.00 5.70 44.30 16.40
2019 0.00 14.70 6.90 45.40 17.20
2020 0.00 12.10 7.10 46.30 17.50
Average 5.36 6.42 44.10 16.36
Rate of change 2.90% 11.507% 16.607%
HiCi (highly cited researchers), N & S (Nature and Science articles), PUB (articles in SCIE and SSCI), PCP (size of organization).
The results presented in Table 2 show that the Universi-
dad Complutense de Madrid was the only university that
managed to achieve a posion on the Alumni indicator
with an average value of 18.42. The Universidad de Gra-
nada obtained the highest average on HiCi (23.00), the
Universitat de Barcelona on PUB (51.38), and the Uni-
versitat Pompeu Fabra on N & S (19.16) and PCP (36.52).
Regarding the rate of change of each variable, the uni-
Global rankings have a great impact on
the prestige and internationalization of
universities. Universities that perform
well in these classifications will have
greater capacity to attract students and
academics from other countries.
Multivariate dynamics of Spanish universities in international rankings
e300210 Profesional de la información, 2021, v. 30, n. 2. e-ISSN: 1699-2407 7
versies that suered the greatest decreases
were the Autónoma de Madrid and Sanago de
Compostela on HiCi (-51.72%) and Politècnica de
Catalunya on N & S (-43.75%). The greatest posi-
ve variaons were recorded for the Universitat
de València on PUB (11.57%) and the Universitat
Politècnica de València on PCP (17.36%).
The informaon captured in the HJ-biplot is presented in Table 3. Three axes were retained because a very high accumu-
lated inera (91.85%) was achieved, being sucient to characterize with some certainty the posioning of the universi-
es in the ARWU ranking with respect to all the variables considered.
Table 4 presents the contribuon of each factor axis to the variability of the ranking indicators. The variable related to
academics with Nobel Prizes or Fields Medals could not be included because no Spanish university obtained a score on it.
Table 4. Contribution of each factor axis to the variability of the ARWU indicators
Variable Axis 1 Axis 2 Axis 3
Alumni (alumni with Nobel Prize or Fields Medal) 153 6 801
HiCi (highly cited researchers) 708 1 185
N & S (Nature and Science articles) 0 918 11
PUB (articles in SCIE and SSCI) 755 155 7
PCP (size of organization) 266 600 26
Considering the contribuons of each factor to the entries in each column, it was observed that all the variables could
be interpreted in the factor plane 1–2 or 1–3, resulng in a good quality of representaon. PUB and HiCi made a strong
contribuon to axis 1. Regarding N & S, axis 2 provided informaon of interest, while axis 3 made the greatest contribu-
on to axis 3.
Figure 1 shows the HJ-biplot for the 2020 data matrix, providing the best possible knowledge regarding the reference.
A strong and direct correlaon is observed between HiCi and PUB, with the laer variable also covarying directly with N
& S and Alumni. The only indirect correlaon appears between the PCP and HiCi indicators. However, the laer variable
related to highly cited researchers presented independence from Alumni and a very weak connecon with N & S.
Regarding the ranks of the 12 universies analyzed, a good quality of representaon was not obtained for only 2, which
are thus omied from the factor planes. Universies were posioned in dierent parts of the graph, establishing various
groups based on the similarity between their characteriscs.
The Universitat de Barcelona, the best-classied Spanish university in the ARWU ranking, showed high values on the
HiCi and PUB variables, each with a weighng of 20% in the nal ranking. This university appeared close to the Uni-
versidades de València and Granada, which were ranked second and fourth, respecvely. If we compare these po-
Table 3. ARWU explained variance
Axes Eigenvalue Explained
variance
Cumulative
variance
Axis 1 4.55 37.65 37.65
Axis 2 4.30 33.62 71.27
Axis 3 3.37 20.58 91.85
Figure 1. Factor representation HJ-biplots for the ARWU ranking (2020), planes 1-2 and 1-3.
María-Teresa Gómez-Marcos; Marcelo Ruiz-Toledo; María-Purificación Vicente-Galindo; Helena Martín-Rodero;
Claudio Ruff-Escobar; María-Purificación Galindo-Villardón
e300210 Profesional de la información, 2021, v. 30, n. 2. e-ISSN: 1699-2407 8
sions with the averages and rates
of change presented in Table 2, it
is observed that the Universitat
de Barcelona obtained the highest
average value on PUB (51.38) and
the Universidad de Granada on HiCi
(23.00). However, the Universitat de
València obtained a low average on
this laer variable (5.36) because it
failed to make the ranking in the rst
3 years. Table 2 also demonstrates
that the Universitat de Barcelona ex-
hibited its highest rate of change on
HiCi (24.16%), while the Universidad
de Granada experienced a decrease
(−8.30%).
Universitat Pompeu Fabra, ranked
ninth, stood out for its high values
on the PCP indicator, which includes
the size of the organizaon, calcula-
ted as a weighng on all the varia-
bles. Its average was also very high
(36.52) on this indicator (Table 2),
although the rate of change was not
signicant (1.75%). The only univer-
sity that stood out with high values
for alumni with Nobel Prizes or Fields
Medals (Alumni) was the Universi-
dad Complutense de Madrid, ranked
third in the nal ARWU list. The Universitat Autònoma de Barcelona was included based on the number of published
arcles in Nature and Science (N & S), a variable with a weighng of 20% in the ranking. Table 2 demonstrates that its
average on this variable was also high (12.02), albeit below that of the Universitat Pompeu Fabra (19.16), Universitat de
Barcelona (12.60), and Universidad Autónoma de Madrid (12.06). The Universitat Politècnica de València was close to
the highly cited researchers indicator, while the last three instuons listed (Sanago de Compostela, Rovira i Virgili, and
Politècnica de Catalunya) all appeared far from the indicators shown, thus indicang low values. Table 2 shows that the-
se three organizaons exhibited signicant decreases according to the rates of change of some of the ranking indicators.
Figure 2 shows the dynamic biplot, projecng the situaon of each university in each year according to its trajectory.
The Universitat de Barcelona showed the greatest increase in the value of the PUB variable during 2018, with a reducon
in the subsequent two years. The Universitat Autònoma de Barcelona showed the greatest variaon in its trajectory in
terms of the indicators, as it was characterized by PCP in 2016, 2017, and 2018 but approached N & S in subsequent
years. The Universitat Pompeu Fabra showed an irregular trajectory but always characterized by the indicator related to
organizaon size. Over the last two years, the Universitat de València showed considerable progress towards the highly
cited researchers variable, thus approaching the Univer-
sidad de Granada, which exhibited a less pronounced
trajectory. The other instuons generally showed tra-
jectories that approached the variables but remained far
from them.
In plane 1–3, the Universidad Complutense de Madrid
was always characterized by the Alumni variable.
Global rankings are closely followed
each by different stakeholders in higher
education. Achieving a high ranking
sparks great interest, even in Spanish
universities
Figure 2. Dynamic biplot factorial representation of the ARWU ranking, plane 1-2.
Multivariate dynamics of Spanish universities in international rankings
e300210 Profesional de la información, 2021, v. 30, n. 2. e-ISSN: 1699-2407 9
3.2. The THE Ranking
Table 5 presents the results for the universies in the THE indicators for the dierent years, as well as the mean and rate
of change for each.
Table 5. THE ranking indicators, averages, and rates of change (2016–2020)
University Year Teaching Research Citations Industry Internationa-
lization
Alcalá
2016 17.60 11.20 28.30 43.30 50.00
2017 19.60 11.50 31.80 42.20 55.80
2018 20.40 12.20 45.90 40.50 59.80
2019 30.40 14.50 37.50 41.00 61.60
2020 18.50 15.70 43.20 42.50 59.00
Average 21.30 13.02 37.34 41.90 57.24
Rate of change 5.11% 40.18% 52.65% −1.85% 18.00%
Autònoma de Barcelona
2016 40.30 40.00 83.80 34.90 50.30
2017 39.40 36.40 86.70 39.90 52.30
2018 43.30 36.10 89.50 42.10 60.10
2019 43.90 36.50 92.40 41.30 62.20
2020 40.90 36.10 92.90 44.80 64.30
Average 41.56 37.02 89.06 40.60 57.84
Rate of change 1.49% −9.75% 10.86% 28.37% 27.83%
Autónoma de Madrid
2016 35.60 30.90 46.90 33.00 48.60
2017 32.30 28.30 57.40 35.80 51.60
2018 33.00 28.10 58.40 34.90 49.00
2019 33.90 28.40 64.80 37.80 51.10
2020 40.10 28.70 74.50 38.60 51.50
Average 34.98 28.88 60.40 36.02 50.36
Rate of change 12.64% −7.12% 58.85% 16.97% 5.97%
Barcelona
2016 38.50 37.40 78.90 31.10 49.20
2017 33.70 33.00 81.30 35.30 49.30
2018 32.40 32.50 83.20 34.00 50.60
2019 37.70 32.30 85.10 40.10 52.60
2020 37.30 32.50 87.60 41.20 54.70
Average 35.92 33.54 83.22 36.34 51.28
Rate of change −3.12% −13.10% 11.03% 32.48% 11.18%
Castilla-La Mancha
2016 18.40 10.30 30.50 29.70 28.60
2017 16.80 10.80 35.30 34.30 30.50
2018 18.10 10.40 28.70 33.70 33.30
2019 20.30 11.70 31.10 35.90 35.20
2020 16.60 12.50 32.70 36.00 37.00
Average 18.04 11.14 31.66 33.92 32.92
Rate of change −9.78% 21.36% 7.21% 21.21% 29.37%
Carlos III de Madrid
2016 23.20 17.40 24.80 34.80 44.70
2017 24.70 15.90 29.60 37.20 53.10
2018 24.60 15.30 33.60 36.30 56.80
2019 26.40 16.00 37.30 37.80 58.60
2020 24.40 16.30 34.90 38.20 60.20
Average 24.66 16.18 32.04 36.86 54.68
Rate of change 5.17% −6.32% 40.73% 9.77% 34.68%
María-Teresa Gómez-Marcos; Marcelo Ruiz-Toledo; María-Purificación Vicente-Galindo; Helena Martín-Rodero;
Claudio Ruff-Escobar; María-Purificación Galindo-Villardón
e300210 Profesional de la información, 2021, v. 30, n. 2. e-ISSN: 1699-2407 10
University Year Teaching Research Citations Industry Internationa-
lization
Complutense de Madrid
2016 33.20 27.60 31.20 30.90 39.10
2017 30.70 27.10 36.70 36.00 40.10
2018 35.20 27.40 38.50 33.50 41.70
2019 42.40 28.40 42.70 35.60 44.30
2020 35.40 28.90 47.20 36.10 44.00
Average 35.38 27.88 39.26 34.42 41.84
Rate of change 6.63% 4.71% 51.28% 16.83% 12.53%
A Coruña
2016 18.30 10.00 16.60 38.20 23.40
2017 17.60 10.90 23.70 35.50 27.30
2018 19.10 11.20 23.70 34.30 30.60
2019 22.80 12.40 26.10 35.60 30.90
2020 20.30 13.70 32.50 36.30 31.60
Average 19.62 11.64 24.52 35.98 28.76
Rate of change 10.93% 37.00% 95.78% −4.97% 35.04%
Granada
2016 24.30 14.70 45.80 29.40 36.40
2017 21.90 16.80 46.30 33.20 43.10
2018 22.50 19.20 46.80 32.80 50.10
2019 23.50 19.00 48.30 35.00 47.00
2020 19.40 20.90 52.00 35.60 48.10
Average 22.32 18.12 47.84 33.20 44.94
Rate of change −20.16% 42.18% 13.54% 21.09% 32.14%
La Laguna
2016 16.90 10.00 44.80 28.50 44.70
2017 16.90 9.60 48.50 32.70 47.10
2018 18.10 9.70 57.50 32.40 46.60
2019 24.30 11.50 62.30 35.10 46.70
2020 19.30 11.50 67.80 35.20 46.90
Average 19.10 10.46 56.18 32.78 46.40
Rate of change 14.20% 15.00% 51.34% 23.51% 4.92%
Murcia
2016 19.30 11.70 28.00 29.50 28.30
2017 18.40 12.70 31.00 33.50 32.00
2018 20.10 12.40 32.10 33.00 34.70
2019 27.40 13.20 32.20 35.30 37.60
2020 22.30 13.80 32.60 35.90 38.50
Average 21.50 12.76 31.18 33.44 34.22
Rate of change 15.54% 17.95% 16.43% 21.69% 36.04%
Navarra
2016 31.90 20.80 57.50 63.50 52.60
2017 29.70 23.90 65.30 55.60 55.60
2018 27.90 24.50 74.60 63.90 59.70
2019 34.10 24.20 82.00 66.60 63.20
2020 30.40 27.90 80.30 85.50 65.10
Average 30.80 24.26 71.94 67.02 59.24
Rate of change −4.70% 34.13% 39.65% 34.65% 23.76%
Oviedo
2016 19.50 10.80 41.90 34.10 36.20
2017 18.30 12.40 44.20 33.40 30.50
2018 27.00 13.50 49.10 34.10 31.90
2019 25.50 14.70 50.80 38.00 34.10
2020 16.80 15.20 54.80 38.50 34.40
Average 21.42 13.32 48.16 35.62 33.42
Rate of change −13.85% 40.74% 30.79% 12.90% −4.97%
Multivariate dynamics of Spanish universities in international rankings
e300210 Profesional de la información, 2021, v. 30, n. 2. e-ISSN: 1699-2407 11
University Year Teaching Research Citations Industry Internationa-
lization
País Vasco
2016 18.20 19.60 43.10 30.30 34.90
2017 20.90 14.30 50.20 34.70 37.90
2018 21.00 14.80 51.40 34.80 40.80
2019 20.40 16.50 50.00 36.20 40.10
2020 22.00 17.10 47.30 37.10 41.50
Average 20.50 16.46 48.40 34.62 39.04
Rate of change 20.88% −12.76% 9.74% 22.44% 18.91%
Politècnica de Catalunya
2016 25.20 14.80 44.70 40.90 63.90
2017 27.10 17.50 51.20 41.50 51.40
2018 27.10 17.60 55.30 41.60 53.20
2019 29.70 17.30 53.70 40.90 56.20
2020 23.70 17.20 56.90 41.20 59.10
Average 26.56 16.88 52.36 41.22 56.76
Rate of change −5.95% 16.22% 27.29% 0.73% −7.51%
Politécnica de Madrid
2016 21.80 14.60 24.50 38.30 39.50
2017 21.90 13.70 30.80 39.10 41.90
2018 23.80 13.60 34.80 43.00 45.00
2019 31.10 13.90 37.90 42.60 47.50
2020 22.60 14.90 37.70 42.40 49.10
Average 24.24 14.14 33.14 41.08 44.60
Rate of change 3.67% 2.05% 53.88% 10.70% 24.30%
Politècnica de València
2016 20.30 12.70 34.30 43.80 32.90
2017 22.10 24.80 43.90 44.30 41.90
2018 24.00 25.40 44.40 43.50 43.60
2019 25.40 12.00 45.20 44.50 47.50
2020 22.10 11.80 41.30 44.80 50.00
Average 22.78 17.34 41.82 44.18 43.18
Rate of change 8.87% −7.09% 20.41% 2.28% 51.98%
Pompeu Fabra
2016 32.90 28.00 90.70 37.20 63.30
2017 30.30 33.00 93.10 40.50 65.10
2018 34.70 38.90 97.10 40.00 62.30
2019 40.00 39.10 95.70 42.40 64.30
2020 37.70 40.10 94.40 44.50 66.50
Average 35.12 35.82 94.20 40.92 64.30
Rate of change 14.59% 43.21% 4.08% 19.62% 5.06%
Rovira i Virgili
2016 20.80 14.80 66.90 30.90 41.50
2017 21.50 15.80 72.10 35.20 45.50
2018 22.20 17.20 76.40 34.50 47.70
2019 24.20 20.20 76.20 36.00 49.10
2020 23.70 21.00 67.60 36.60 51.10
Average 22.48 17.80 71.84 34.64 46.98
Rate of change 13.94% 41.89% 1.05% 18.45% 23.13%
Salamanca
2016 26.10 16.90 25.90 31.60 40.80
2017 23.30 14.40 32.20 35.20 44.50
2018 24.80 13.70 35.50 33.50 47.70
2019 27.80 15.20 33.60 35.60 49.50
2020 26.40 17.50 37.90 37.00 51.40
Average 25.68 15.54 33.02 34.58 46.78
Rate of change 1.15% 3.55% 46.33% 17.09% 25.98%
María-Teresa Gómez-Marcos; Marcelo Ruiz-Toledo; María-Purificación Vicente-Galindo; Helena Martín-Rodero;
Claudio Ruff-Escobar; María-Purificación Galindo-Villardón
e300210 Profesional de la información, 2021, v. 30, n. 2. e-ISSN: 1699-2407 12
University Year Teaching Research Citations Industry Internationa-
lization
Santiago de Compostela
2016 22.90 14.10 46.90 32.30 37.10
2017 19.80 14.90 40.90 35.70 42.40
2018 20.90 15.00 48.20 35.20 44.20
2019 26.80 16.00 50.50 39.00 44.30
2020 21.80 16.60 46.90 40.30 44.70
Average 22.44 15.32 46.68 36.50 42.54
Rate of change −4.80% 17.73% 0.00% 24.77% 20.49%
Sevilla
2016 21.50 14.90 32.60 36.70 32.00
2017 19.50 13.90 33.10 37.90 34.40
2018 20.90 15.40 35.70 42.80 34.70
2019 27.00 18.80 38.70 36.60 38.40
2020 25.40 18.70 36.50 36.60 38.20
Average 22.86 16.34 35.32 38.12 35.54
Rate of change 18.14% 25.50% 11.96% −0.27% 19.38%
València
2016 22.70 16.90 49.60 31.30 40.50
2017 20.90 18.40 50.50 34.40 41.70
2018 21.90 18.40 56.20 34.40 42.20
2019 28.00 19.60 68.00 36.30 44.90
2020 24.60 20.80 70.80 37.00 47.00
Average 23.62 18.82 59.02 34.68 43.26
Rate of change 8.37% 23.08% 42.74% 18.21% 16.05%
Vigo
2016 18.40 10.50 31.80 38.10 30.70
2017 15.50 11.70 33.20 37.00 36.50
2018 19.40 12.20 32.20 35.70 40.30
2019 26.00 14.80 35.30 39.00 41.70
2020 17.70 14.60 39.50 38.40 41.60
Average 19.40 12.76 34.40 37.64 38.16
Rate of change −3.80% 39.05% 24.21% 0.79% 35.50%
Zaragoza
2016 20.10 12.70 49.50 36.70 33.50
2017 20.30 12.50 49.70 38.60 35.10
2018 20.50 12.30 50.80 37.10 37.60
2019 27.90 12.40 47.70 38.10 37.00
2020 22.00 13.40 43.80 38.60 39.40
Average 22.16 12.66 48.30 37.82 36.52
Rate of change 9.45% 5.51% −11.52% 5.18% 17.61%
Table 5 shows that the Universitat Autònoma de Bar-
celona achieved the highest averages on teaching
(41.56) and research (37.02). Likewise, the Universi-
tat Pompeu Fabra obtained the highest averages on
citaons (94.20) and internaonalizaon (64.30). In
the variable related to industry, the Universidad de
Navarra achieved the highest average (67.02) and
rate of change (34.65%). The highest percentage ra-
tes of change for the remaining variables were for
the Universidad del País Vasco on teaching (20.88%),
Universitat Pompeu Fabra on research (43.21%),
Universidad de La Coruña on citaons (95.78%), and
Universitat Politècnica de València on internaonali-
zaon (51.98%).
The informaon captured in the HJ-biplot for the
rst two axes is presented in Table 6. Two axes were
Table 6. Explained variance, THE ranking
Axis Eigenvalue Explained
variance
Cumulative
variance
Axis 1 8.98 67.21 67.21
Axis 2 4.67 18.20 85.41
Table 7. Contribution of each factor axis to the variability of the indicators in
the THE ranking
Variable Axis 1 Axis 2
Teaching 764 117
Research 860 78
Citations 787 12
Industry 293 623
Internationalization 656 80
Multivariate dynamics of Spanish universities in international rankings
e300210 Profesional de la información, 2021, v. 30, n. 2. e-ISSN: 1699-2407 13
retained as a high cumulave inera
was achieved (85.41%), sucient to
characterize with some certainty the
posioning of the universies in the
THE ranking with respect to all the
variables considered.
The rst factor axis contained the
greatest amount of informaon.
Therefore, the horizontal gradient is
the most interesng to explain the
ranking of the universies according
to this mulvariate latent gradient.
Table 7 presents the contribuon of
each factor axis to the variability of
the dierent indicators in this ran-
king.
Considering the contribuons of
each factor to the entries in each
column, all the variables could be
interpreted in the factorial plane
1-2 and showed a good-quality re-
presentaon. Research, citaons,
teaching, and internaonalizaon
made a high contribuon to axis 1.
For industry, the variable related to
knowledge transfer, axis 2 contribu-
ted the most informaon of interest.
Figure 3 shows the HJ-biplot for the
2020 data matrix. A direct and strong
correlaon was observed between
the teaching and research variables,
both of which contribute 30% to the
classicaon. There was also a direct
covariaon between both of these
variables and citaons and interna-
onalizaon. Therefore, four of the
ve indicators in the ranking, with
a total weighng of 97.5%, correla-
ted directly in the biplot. Industry
also showed a direct interrelaon
with the rest of the indicators, ex-
cept educaon, with which it did not
show any connecon. However, no
indirect correlaons appeared be-
tween any of the ranking variables.
Regarding the rows, 8 of the 25 uni-
versies analyzed were not well re-
presented. Universies were posio-
ned in dierent parts of the graph,
and various groups were established
based on the similarity between
their characteriscs.
The Universidades Pompeu Fabra
and Autònoma de Barcelona were
characterized by citaons. Barcelo-
na, Autónoma de Madrid, and Complutense de Madrid stood out in terms of the teaching variable, while the Universidad
de Navarra obtained a high value on the industry variable. The other instuons are grouped in the le part of Figure 3,
not showing good posions on any indicator of this ranking.
Figure 3. HJ-biplot factorial representation for the THE ranking (2020), planes 1-2.
Figure 4. Dynamic biplot factorial representation of the THE ranking, plane 1-2.
María-Teresa Gómez-Marcos; Marcelo Ruiz-Toledo; María-Purificación Vicente-Galindo; Helena Martín-Rodero;
Claudio Ruff-Escobar; María-Purificación Galindo-Villardón
e300210 Profesional de la información, 2021, v. 30, n. 2. e-ISSN: 1699-2407 14
Comparison with Table 5 reveals that the highest means
on citaons corresponded to the Pompeu Fabra (94.20)
and Autònoma de Barcelona universies (89.06), and
although the rates of change were posive, they were
not very high (4.08%, 10.86%, and 10.86%, respecvely).
The teaching averages of the universies of Barcelona
(35.92), Complutense de Madrid (35.38), and Autónoma
de Madrid (34.98) were high, but the highest value on
this indicator corresponded to the Universitat Autòno-
ma de Barcelona (41.56). Regarding the rates of change, the Universitat de Barcelona was the only university with a
negave value (-3.12%). Finally, the Universidad de Navarra exhibited the highest average (67.02) and greatest increase
(34.65%) on the industry variable.
Figure 4 shows the dynamic analysis that enables a projecon of the situaons of the universies in each year, illustra-
ng their trajectories.
The Universitat Pompeu Fabra, ranked rst in the THE ranking, was characterized in 2016 by research, while in the fo-
llowing year it approached citaons, only to stand out again in 2018 in research, and end again in 2020 with a high value
on citaons. The Universitat Autònoma de Barcelona, ranked second, also showed an upward trajectory that caused a
change in its posion from teaching to research, to end up characterized by citaons in 2020. The trajectories of the next
most highly classied universies, Barcelona and Autónoma de Madrid, approached teaching, which was also approa-
ched by the Universidad Complutense de Madrid. The Universidad de Navarra, aer a decline in 2017 that brought it
closer to internaonalizaon, showed a growing trend towards industry with a very strong increase in the nal year and
a very distant posion. The rest of the universies, albeit with changes in their trajectories, connued with more distant
posions with respect to all the indicators.
4. Conclusions and discussion
This research demonstrates the praccal ulity of the dynamic biplot technique (Egido-Miguélez, 2015) to study the
internaonalizaon of Spanish universies through rankings, as well as to illustrate their trajectories. The HJ-biplot te-
chnique (Galindo-Villardón, 1986) facilitated a graphical representaon of which universies and indicators could be
superimposed in the same reference system with the highest quality of representaon.
The present work examined the Spanish universies classied in the ARWU and THE rankings over the last ve years. A
very high accumulated inera was observed for both lists, which allowed an intuive interpretaon of the graphs.
Dierent covariaons were observed between the variables of the two rankings. In the ARWU ranking, the strongest
direct correlaon was found between two indicators weighing 40% each: highly cited researchers and arcles indexed in
SCIE and SSCI. This laer variable also correlated directly with published arcles in Nature and Science, although more
weakly. In contrast, highly cited researchers was indirectly interrelated with organizaon size and showed lile covaria-
on with arcles in Nature and Science or alumni with Nobel Prizes or Fields Medals.
However, the indicators in the THE ranking appeared to be more linked, and none of them correlated indirectly, with
only knowledge transfer not showing any connecon with teaching. Furthermore, the three dimensions with the largest
weighngs (teaching, research, and citaons) were strongly and directly correlated in the biplot. Likewise, these indica-
tors showed a direct interrelaon with internaonalizaon, and therefore four of the ve THE variables were correlated,
together accounng for a weighng of 97.5% in this ranking. In line with these conclusions, Safón (2019) considered that
internaonal lists include reputaon biases produced by surveys that aect not only teaching but also research perfor-
mance. On the one hand, the editors of the most presgious journals may be inclined to accept more arcles from the
most prominent universies. On the other hand, authors also tend to aribute a higher quality to works published from
these instuons, increasing their citaons. This ulmately means that research and reputaon feed into each other,
and the posion in the rankings derives not only from the current results of the university but also from past reputaon,
which in turn improves current research (Safón; Docampo, 2020).
Twice as many Spanish instuons were classied in the THE ranking for ve consecuve years compared with the
ARWU ranking. In the ARWU ranking, no university ma-
naged to score in the category of academics who won a
Nobel Prize or Fields Medals, a variable with a weight of
20% in the classicaon. The ARWU ranking exhibits a
highly invesgave component and measures outstan-
ding individual performance through awards or highly
cited researchers. Spanish instuons have limited pro-
ducon of this type (Casani; Rodríguez-Pomeda, 2017),
thus hindering their posioning in this ranking.
Twice as many Spanish institutions were
classified in the THE ranking for five con-
secutive years compared with the ARWU
ranking. In the ARWU ranking, no uni-
versity managed to score in the category
of academics who won a Nobel Price or
Fields Medals
Rankings are not the only manifestation
of internationalization, but competing
in them brings with it prestige that is
always beneficial for the organization
as well as the reputation of the Spanish
university system
Multivariate dynamics of Spanish universities in international rankings
e300210 Profesional de la información, 2021, v. 30, n. 2. e-ISSN: 1699-2407 15
All the universies that managed to be classied in the
ARWU ranking also did so in the THE ranking and are
thus considered as centers with high transnaonal visi-
bility. This visibility occurred through dierent variables.
The category of highly cited researchers included the
Universidades de Barcelona, Granada, València, and Po-
litècnica de València. Only one Spanish university, the
Universidad Complutense de Madrid, managed to score in the alumni Nobel Prize or Fields Medal winners category.
Regarding knowledge transfer, the Universidad de Navarra stood out. No Spanish university was classied in the sole
indicator that directly measures internaonalizaon. The dimension valuing educaon, measured largely based on re-
putaon surveys, included the Universidades de Barcelona, Autónoma de Madrid, and Complutense de Madrid. In this
study, however, centers such as the Autónoma de Barcelona, Pompeu Fabra, and Barcelona stood out. The remaining 12
enes classied in the internaonal lists did not obtain high values on any indicator and showed quite similar posions
in the biplots.
It can thus be concluded that Spanish universies show a low level of internaonalizaon, with only a small percentage
having sucient capacity to compete in global rankings. Only 29% of organizaons appear connuously in one of the
two most prominent and inuenal internaonal rankings. Most of the universies have a weak brand with respect to
the global context (Carrillo; Ruão, 2005), and only nine show high values on any of the indicators when considered in a
mulvariate fashion (Autònoma de Barcelona, Autónoma de Madrid, Barcelona, Complutense de Madrid, Granada, Na-
varra, Politècnica de València, Pompeu Fabra, and València). As more universies are added to these classicaons each
year, it will become necessary to analyze their trajectory over me to determine whether the presge and reputaon of
the Spanish university system improve.
Although the concept of internaonalizaon of higher educaon presents many nuances, and global rankings are not its
only manifestaon, one must not forget that they provide opportunies for greater transnaonal visibility (Collins; Park,
2016). All the research universies in the world follow them, worry about their orientaon, and even adapt themselves
in the face of methodological changes and transformaons (Pérez-Esparrells, 2017). Compeng in them brings with it
presge that is always benecial for the organizaon as well as the reputaon of the Spanish university system.
5. References
Carrillo, María-Victoria; Ruão, Teresa (2005). “La reputación en las universidades: de la idendad local a la reputación
europea”. En: 5º Congresso de comunicação local. Universitat Jaume I de Castellón, 14-16 Dezembro, pp. 14-16.
hp://repositorium.sdum.uminho.pt/bitstream/1822/5666/1/Carrillo_Ruao_reputacionuniversidads_05.pdf
Casani, Fernando; Rodríguez-Pomeda, Jesús (2017). “La idea de la ‘agship university’ en el nuevo contexto interna-
cional de la educación superior”. En: Pérez-Encinas, Adriana; Howard, Laura; Rumbley, Laura; De-Wit, Hans (coords.).
Internacionalización de la educación superior en España. Reexiones y perspecvas. España: Servicio Español para la
Internacionalización de la Educación (Sepie).
hp://sepie.es/doc/comunicacion/publicaciones/SEPIE-ESP_internacionalizacion.pdf
Collins, Francis L.; Park, Gil-Sung (2016). “Ranking and the mulplicaon of reputaon: reecons from the froner of
globalizing higher educaon”. Higher educaon, v. 72, n. 1, pp. 115-129.
hps://doi.org/10.1007/s10734-015-9941-3
De-Wit, Hans (2017). “The importance of internaonalizaon at home”. Thema, v. 5, n. 17, pp. 25-29.
De-Wit, Hans; Altbach, Philip (2020). “Internaonalizaon in higher educaon: global trends and recommendaons for
its future”. Policy reviews in higher educaon, rst online.
hps://doi.org/10.1080/23322969.2020.1820898
Delgado-Márquez, Blanca L.; Hurtado-Torres, Nuria-Esther; Bondar, Yoroslava (2011). “Internaonalizaon of higher
educaon: Theorecal and empirical invesgaon of its inuence on university instuon rankings”. RUSC. Universies
and knowledge society journal, v. 8, n. 2, pp. 101-122.
hps://doi.org/10.7238/rusc.v8i2.1069
Docampo, Domingo; Cram, Lawrence (2015). “On the eects of instuonal size in university classicaons: the case of
the Shanghai Ranking”. Scientometrics, v. 102, n. 2, pp. 1325-1346.
hps://doi.org/10.1007/s11192-014-1488-z
Docampo, Domingo; Herrera, Francisco; Luque-Marnez, Teodoro; Torres-Salinas, Daniel (2012). “Efecto de la agrega-
ción de universidades españolas en el Ranking de Shanghai (ARWU): caso de las comunidades autónomas y los campus
de excelencia”. El profesional de la información, v. 21, n. 4, pp. 428-432.
hps://doi.org/10.3145/epi.2012.jul.16
Spanish universities demonstrate a low
level of internationalization, with only
29% appearing over 5 consecutive years
(2016–2020) in the ARWU and THE ran-
kings.
María-Teresa Gómez-Marcos; Marcelo Ruiz-Toledo; María-Purificación Vicente-Galindo; Helena Martín-Rodero;
Claudio Ruff-Escobar; María-Purificación Galindo-Villardón
e300210 Profesional de la información, 2021, v. 30, n. 2. e-ISSN: 1699-2407 16
Docampo, Domingo; Torres-Salinas, Daniel (2013). “La nueva lista de invesgadores altamente citados de Thomson Reuters
y el Ranking Shanghai: situación de España y mapa universitario”. El profesional de la información, v. 22, n. 3, pp. 264-272.
hps://doi.org/10.3145/epi.2013.may.11
Douglass, John-Aubrey (2016). The new agship university. Changing the paradigm from global rankig to naonal rele-
vancy. New York: Palgrave Macmillan. ISBN: 978 1 349 57665 4
hps://doi.org/10.1057/9781137500496
Douglass, John-Aubrey (2014). “Proling the agship university model: an exploratory proposal for changing the para-
digm from ranking to relevancy”. Center for studies in higher educaon, v. 15, n. 4, pp. 250-260.
hps://escholarship.org/uc/item/8kn1m9dz
Egido-Miguélez, Jaime-Fermín (2015). Biplot dinámico. Tesis doctoral. Salamanca: Universidad de Salamanca.
hp://gredos.usal.es/handle/10366/125245?locale-aribute=en
hps://doi.org/10.14201/gredos.125245
Galindo-Villardón, María-Puricación (1986). “Una alternava de representación simultánea: HJ-Biplot”. Qüesió, v. 10,
n. 1, pp. 13-23.
hps://dialnet.unirioja.es/servlet/arculo?codigo=2360880
Knight, Jane (2014). “What is an internaonal university?”. In: Glass, Ana (ed.). The state of higher educaon. OECD
Higher educaon programme. OECD, pp. 139-143.
hp://www.oecd.org/educaon/imhe/StateofHigherEducaon2014.pdf
Knight, Jane (2004). “Internaonalizaon remodeled: denion, approaches and raonales”. Journal of studies in inter-
naonal educaon, v. 8, n. 1, pp. 5-31.
hps://doi.org/10.1177/1028315303260832
Locke, William; Verbik, Line; Richardson, John T. E.; King, Roger (2008). Counng what is measured or measuring what
counts? League tables and their impact on higher educaon instuons in England. Bristol: Higher Educaon Funding
Council for England.
hp://webarchive.naonalarchives.gov.uk/20100202100434/hp://www.hefce.ac.uk/pubs/hefce/2008/08_14
Luque-Marnez, Teodoro; Faraoni, Nina; Doña-Toledo, Luis (2018). “Meta-ranking de universidades. Posicionamiento
de las universidades españolas”. Revista española de documentación cienca, v. 41, n. 1.
hps://doi.org/10.3989/redc.2018.1.1456
Marginson, Simon (2007). “Global university rankings: implicaons in general and for Australia”. Journal of higher edu-
caon policy and management, v. 29, n. 2, pp. 131-142.
hps://doi.org/10.1080/13600800701351660
Marginson, Simon (2012). “Global university rankings: the strategic issues”. En: Las universidades lanoamericanas ante
los rankings internacionales: impactos, alcances y límites. UNAM, 17 y 18 de mayo.
hp://www.encuentro-rankings.unam.mx/Documentos/ConferenciaMagistralMarginsontexto.pdf
Marginson, Simon (2014). “University rankings and social science”. European journal of educaon, v. 49, n. 1, pp. 45-59.
hps://doi.org/10.1111/ejed.12061
Montané-López, Alejandra; Beltrán-Llavador, José; Teodoro, António (2017). “La medida de la calidad educava: acerca
de los rankings universitarios”. Revista de la asociación de sociología de la educación, v. 10, n. 2, pp. 283-300.
hps://doi.org/10.7203/rase.10.2.10145
Ordorika, Imanol (2015). “Rankings universitarios”. Revista de la educación superior, v. 44, n. 173, pp. 7-9.
hps://doi.org/10.1016/j.resu.2015.04.009
Ordorika, Imanol; Rodríguez-Gómez, Roberto (2010). “El ranking Times en el mercado del presgio universitario”. Per-
les educavos, v. 32, n. 129, pp. 8-28.
hps://doi.org/10.22201/iisue.24486167e.2010.129.18918
Pérez-Esparrells, Carmen (2017). “La reputación de las universidades a través de los rankings globales”. Nueva revista de
políca, cultura y arte, n. 163, pp. 224-236.
hps://www.nuevarevista.net/universidad/la-reputacion-las-universidades-traves-los-rankings-globales
Rauhvargers, Andrejs (2011). Global university rankings and their impact. Brussels: European University Associaon.
ISBN: 978 907 8997276
hp://www.eua.eu/downloads/publicaons/global%20university%20rankings%20and%20their%20impact.pdf
Rodríguez-Espinar, Sebasán (2018). “La universidad: una vision desde ‘fuera’ orientada al futuro”. Revista de invesga-
ción educava, v. 36, n. 1, pp. 15-38.
hps://doi.org/10.6018/rie.36.1.309041
Multivariate dynamics of Spanish universities in international rankings
e300210 Profesional de la información, 2021, v. 30, n. 2. e-ISSN: 1699-2407 17
Safón, Vicente (2012). “Análisis de los factores subyacentes en los rankings internacionales de universidades”. Regional
and sectoral economic studies, v. 12, n. 3, pp. 193-208.
Safón, Vicente (2019). “Inter-ranking reputaonal eects: an analysis of the Academic Ranking of World Universies
(ARWU) and the Times Higher Educaon world university rankings (THE) reputaonal relaonship”. Scientometrics, v.
121, n. 2, pp. 897-915.
hps://doi.org/10.1007/s11192-019-03214-9
Safón, Vicente; Docampo, Domingo (2020). “Analyzing the impact of reputaonal bias on global university rankings
based on objecve research performance data: the case of the Shanghai Ranking (ARWU)”. Scientometrics, v. 125, n. 3,
pp. 2199-2227.
hps://doi.org/10.1007/s11192-020-03722-z
Sanz-Casado, Elías (2015). Guía de buenas práccas para la parcipación de las universidades españolas en los rankings
internacionales. Madrid: Secretaría General Técnica. Subdirección General de Documentación y Publicaciones.
http://sede.educacion.gob.es/publiventa/guia-de-buenas-practicas-para-la-participacion-de-las-universidades-
espanolas-en-los-rankings-internacionales/universidad-espana/20227
Shehaa, Ibrahim; Mahmood, Khalid (2016). “Correlaon among top 100 universies in the major six global rankings:
policy implicaons”. Scientometrics, v. 109, n. 2, pp. 1231-1254.
hps://doi.org/10.1007/s11192-016-2065-4
Tomàs-Folch, Marina; Feixas-Condom, Mònica; Bernabeu, Maria-Dolors; Ruiz, José-María (2015). “La literatura cien-
ca sobre rankings universitarios: una revisión sistemáca”. Revista de docencia universitaria, v. 13, n. 3, pp. 33-54.
hps://doi.org/10.4995/redu.2015.5418
Vázquez-García, Juan-Antonio (2015). “Nuevos escenarios y tendencias universitarias”. Revista de invesgación educa-
va, v. 33, n. 1, pp. 13-26.
hps://doi.org/10.6018/rie.33.1.211501
Yong-Amaya, Linda-Evelyn; Zambrano-Zambrano, Juverly; Ruso-Armada, Frida (2018). “La excelencia en los sistemas
de educación superior”. Con Habana, v. 12, n. 1, pp. 1-14.
hp://scielo.sld.cu/scielo.php?script=sci_arext&pid=S2073-60612018000100001